Pgim S&P 500 Buffer 20-NovPBNVETF
13F holders, Q4 2025 (December 31)14holders +7
7new positions
1sold out
$29.38avg. 13F price*
At the end of Q4 2025, 14 institutions reported holding Pgim S&P 500 Buffer 20-Nov (PBNV) in their 13F filings, up 7 from Q3 2025. 7 opened new positions and 1 sold out. The largest holders were Prudential Financial Inc. ($6.9M), Blue Water Asset Management ($3.8M) and Jim Saulnier & Associates, LLC ($3.3M).
- Company
- Pgim S&P 500 Buffer 20-Nov
- Filed as
- PGIM ROCK ETF TR (Q4 2025)
- CUSIP
- 69420N767
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q3 2025 → Q4 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 7 | $3.8M |
| Exits | 1 | $601K |
All 13F filers, Q3 2025 → Q4 2025: 313,287 shares bought and 20,810 shares sold, net +292,477 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 14 holders
| Prudential Financial Inc. | 0.01% | Add +29.1% | 236,408 | $6.9M |
| Blue Water Asset Management | 1.36% | — | 128,780 | $3.8M |
| Jim Saulnier & Associates, LLC | 1.71% | Add +332.1% | 112,057 | $3.3M |
| Spire Wealth Management | 0.07% | New | 75,317 | $2.2M |
| Commonwealth Equity Services, LLC | 0.00% | Add +205.8% | 62,468 | $1.8M |
| Kestra Advisory Services, LLC | 0.00% | New | 18,498 | $544K |
| MML Investors Services, LLC | 0.00% | New | 9,975 | $293K |
| Cypress Financial Planning LLC | 0.07% | New | 8,938 | $263K |
| Integrity Alliance, Llc. | 0.01% | New | 7,908 | $232K |
| American Asset Management Inc. | 0.17% | New | 6,947 | $204K |
| Royal Bank of Canada | 0.00% | Add +153.1% | 5,105 | $150K |
| DHJJ Financial Advisors, Ltd. | 0.02% | Add +81.2% | 1,803 | $53K |
| Osaic Holdings, Inc. | 0.00% | New | 347 | $10K |
| UBS Group AG | 0.00% | Reduce -50.0% | 30 | $882 |
"% of holder's portfolio" is PBNV's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 20-Nov the manager owns.