Pgim S&P 500 Buffer 20-NovPBNVETF
13F holders, Q4 2024 (December 31)8holders +6
6new positions
0sold out
$26.81avg. 13F price*
At the end of Q4 2024, 8 institutions reported holding Pgim S&P 500 Buffer 20-Nov (PBNV) in their 13F filings, up 6 from Q3 2024. 6 opened new positions and 0 sold out. The largest holders were Prudential Financial Inc. ($2.8M), Jim Saulnier & Associates, LLC ($695K) and Envestnet Asset Management Inc. ($691K).
- Company
- Pgim S&P 500 Buffer 20-Nov
- Filed as
- PGIM ROCK ETF TR (Q4 2024)
- CUSIP
- 69420N767
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q3 2024 → Q4 2024
| Institutions | Total Value | |
|---|---|---|
| New Positions | 6 | $2.3M |
| Exits | 0 | $0 |
All 13F filers, Q3 2024 → Q4 2024: 135,305 shares bought and 166,759 shares sold, net −31,454 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 8 holders
| Prudential Financial Inc. | 0.00% | Add +98.4% | 103,112 | $2.8M |
| Jim Saulnier & Associates, LLC | 0.60% | New | 25,934 | $695K |
| Envestnet Asset Management Inc. | 0.00% | New | 25,776 | $691K |
| MML Investors Services, LLC | 0.00% | New | 25,776 | $691K |
| Commonwealth Equity Services, LLC | 0.00% | Reduce -87.8% | 23,178 | $621K |
| Royal Bank of Canada | 0.00% | New | 5,546 | $149K |
| DHJJ Financial Advisors, Ltd. | 0.01% | New | 995 | $27K |
| UBS Group AG | 0.00% | New | 128 | $3K |
"% of holder's portfolio" is PBNV's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 20-Nov the manager owns.