Pgim S&P 500 Buffer 20-NovPBNVETF

13F holders, Q2 2025 (June 30)
7holders +1
1new positions
0sold out
$27.96avg. 13F price*

At the end of Q2 2025, 7 institutions reported holding Pgim S&P 500 Buffer 20-Nov (PBNV) in their 13F filings, up 1 from Q1 2025. 1 opened new positions and 0 sold out. The largest holders were Prudential Financial Inc. ($4.6M), Jim Saulnier & Associates, LLC ($725K) and Commonwealth Equity Services, LLC ($544K).

Company
Pgim S&P 500 Buffer 20-Nov
Filed as
PGIM ROCK ETF TR (Q2 2025)
CUSIP
69420N767
Latest filing quarter
Q2 2026

History

Number of 13F holders

051015 Q2 2024: 2Q2 2024Q3 2024: 2Q3 2024Q4 2024: 8Q4 2024Q1 2025: 6Q1 2025Q2 2025: 7Q2 2025Q3 2025: 7Q3 2025Q4 2025: 14Q4 2025Q1 2026: 12Q1 2026Q2 2026: 14Q2 2026

Total Exit/New Position Q1 2025 → Q2 2025

InstitutionsTotal Value
New Positions1$444K
Exits0$0

All 13F filers, Q1 2025 → Q2 2025: 57,893 shares bought and 23,673 shares sold, net +34,220 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 7 holders

Prudential Financial Inc. 0.01% Add +34.4% 164,093 $4.6M
Jim Saulnier & Associates, LLC 0.49% No change 25,934 $725K
Commonwealth Equity Services, LLC 0.00% Reduce -30.6% 19,445 $544K
Old Mission Capital LLC 0.01% New 15,887 $444K
DHJJ Financial Advisors, Ltd. 0.01% No change 995 $28K
UBS Group AG 0.00% No change 60 $2K
Royal Bank of Canada 0.00% Reduce -99.7% 43 $1K

"% of holder's portfolio" is PBNV's weight in each manager's 13F, not the share of Pgim S&P 500 Buffer 20-Nov the manager owns.