Pennantpark Floating Rate CaPFLT
13F holders, Q4 2025 (December 31)136holders +1
20new positions
22sold out
1famous investor
$9.33avg. 13F price*
At the end of Q4 2025, 136 institutions reported holding Pennantpark Floating Rate Ca (PFLT) in their 13F filings, up 1 from Q3 2025. 20 opened new positions and 22 sold out. The largest holders were Sound Income Strategies, LLC ($44.3M), Van Eck Associates Corp. ($21.6M) and UBS Group AG ($12.7M). One famous investor held it Israel Englander (0.0% of Millennium Management's portfolio).
- Company
- Pennantpark Floating Rate Ca
- CUSIP
- 70806A106
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q3 2025 → Q4 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 20 | $21.4M |
| Exits | 22 | $5.7M |
All 13F filers, Q3 2025 → Q4 2025: 3,856,720 shares bought and 3,564,094 shares sold, net +292,626 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 136 holders
| Sound Income Strategies, LLC | 2.09% | Add +12.4% | 4,643,958 | $44.3M |
| Van Eck Associates Corp. | 0.02% | Reduce -8.0% | 2,331,159 | $21.6M |
| UBS Group AG | 0.00% | Add +5.5% | 1,367,442 | $12.7M |
| Altshuler Shaham Ltd | 0.19% | Add +44.1% | 1,320,156 | $12.2M |
| Invesco Ltd. | 0.00% | Reduce -3.2% | 1,222,697 | $11.3M |
| Diameter Capital Partners LP | 1.23% | New | 1,184,476 | $11.0M |
| Marshall Wace, LLP | 0.01% | Reduce -62.5% | 771,048 | $7.1M |
| Millennium Management | 0.00% | Add +1.4% | 690,051 | $6.4M |
| Legal & General Group Plc | 0.00% | Add +14.0% | 687,570 | $6.4M |
| BlackRock, Inc. | 0.00% | Reduce -0.8% | 681,881 | $6.3M |
| Truffle Hound Capital, LLC | 3.26% | New | 600,000 | $5.6M |
| Morgan Stanley | 0.00% | Reduce -10.2% | 577,124 | $5.3M |
| Qube Research & Technologies Ltd | 0.01% | Reduce -52.6% | 518,749 | $4.8M |
| LPL Financial LLC | 0.00% | Reduce -5.7% | 417,065 | $3.9M |
| Two Sigma Investments, LP | 0.01% | Reduce -5.1% | 397,063 | $3.7M |
| Advisors Asset Management, Inc. | 0.05% | Reduce -2.2% | 344,109 | $3.2M |
| GraniteShares Advisors LLC | 1.65% | Add +4.6% | 292,844 | $2.7M |
| Trexquant Investment LP | 0.02% | Reduce -10.0% | 223,878 | $2.1M |
| Jane Street Group, LLC | 0.00% | Add +28.3% | 217,228 | $2.0M |
| Osaic Holdings, Inc. | 0.00% | Add +25.9% | 208,639 | $1.9M |
| XTX Topco Ltd | 0.04% | New | 180,640 | $1.7M |
| NewEdge Wealth, LLC | 0.02% | Reduce -36.7% | 171,744 | $1.6M |
| Muzinich & Co., Inc. | 0.50% | No change | 170,836 | $1.6M |
| Wells Fargo & Company | 0.00% | Add +160.7% | 151,558 | $1.4M |
| Sumitomo Mitsui Trust Group, Inc. | 0.00% | No change | 147,213 | $1.4M |
| Krilogy Financial LLC | 0.04% | Add +693.2% | 123,880 | $1.2M |
| CANADA LIFE ASSURANCE Co | 0.00% | Add +3.9% | 125,122 | $1.2M |
| PFG Investments, LLC | 0.05% | Add +1.1% | 123,507 | $1.1M |
| State Street Corp. | 0.00% | Add +23.9% | 107,263 | $1.0M |
| VARCOV Co. | 0.37% | — | 100,078 | $928K |
| PFG Advisors | 0.04% | Reduce -11.0% | 98,057 | $909K |
| Cerity Partners LLC | 0.00% | New | 82,010 | $760K |
| Cambridge Investment Research Advisors, Inc. | 0.00% | Add +6.8% | 81,314 | $754K |
| Virtus Investment Advisers, LLC | 0.20% | Reduce -14.2% | 79,701 | $739K |
| CastleKnight Management LP | 0.04% | New | 79,100 | $733K |
| Yelin Lapidot Holdings Management Ltd. | 0.14% | No change | 74,427 | $690K |
| HighTower Advisors, LLC | 0.00% | Reduce -3.7% | 71,205 | $660K |
| Cetera Investment Advisers | 0.00% | Reduce -9.6% | 68,278 | $633K |
| Bank of America Corp. | 0.00% | Add +152.8% | 67,997 | $630K |
| BNP Paribas Financial Markets | 0.00% | Add +164.5% | 59,281 | $550K |
| Guggenheim Capital LLC | 0.00% | Add +8.0% | 59,147 | $548K |
| Stifel Financial Corp. | 0.00% | Reduce -7.0% | 50,957 | $472K |
| Denali Advisors LLC | 0.05% | Reduce -17.0% | 48,547 | $450K |
| Envestnet Asset Management Inc. | 0.00% | Add +11.9% | 45,578 | $423K |
| Oxford Asset Management LLP | 0.15% | Reduce -5.8% | 45,382 | $421K |
| Northern Trust Corp. | 0.00% | Reduce -8.9% | 45,286 | $420K |
| Commonwealth Equity Services, LLC | 0.00% | Reduce -54.8% | 44,522 | $413K |
| Quantbot Technologies LP | 0.01% | Add +71.3% | 40,986 | $380K |
| Janney Montgomery Scott LLC | 0.00% | Reduce -6.7% | 40,141 | $372K |
| Wedbush Securities Inc. | 0.01% | Reduce -72.7% | 39,262 | $364K |
| Vantage Financial Partners, LLC | 0.07% | No change | 38,499 | $357K |
| Sovran Advisors, LLC | 0.03% | Add +3.4% | 36,464 | $354K |
| Goldman Sachs Group Inc. | 0.00% | Add +9.1% | 35,158 | $326K |
| Jump Financial, LLC | 0.00% | New | 34,519 | $320K |
| Cornerstone Wealth Management, LLC | 0.02% | Reduce -39.4% | 34,421 | $319K |
| Closed-End Fund Advisors, Inc. | 0.17% | — | 30,683 | $284K |
| Brevan Howard Capital Management LP | 0.01% | Reduce -77.6% | 29,723 | $276K |
| Freestone Capital Holdings, LLC | 0.01% | New | 27,045 | $251K |
| Certuity, LLC | 0.02% | No change | 26,658 | $247K |
| AE Wealth Management LLC | 0.00% | Add +1.5% | 22,118 | $205K |
| Royal Bank of Canada | 0.00% | Reduce -12.9% | 22,053 | $204K |
| M&T Bank Corp | 0.00% | No change | 21,899 | $203K |
| Ethos Financial Group, LLC | 0.01% | Add +7.9% | 21,308 | $198K |
| Foundations Investment Advisors, LLC | 0.00% | Add +7.9% | 21,201 | $197K |
| Naviter Wealth, LLC | 0.03% | Add +11.3% | 20,766 | $195K |
| Beacon Investment Advisors LLC | 0.08% | Add +14.2% | 20,916 | $194K |
| Facet Wealth, Inc. | 0.00% | New | 19,805 | $186K |
| Aquatic Capital Management LLC | 0.01% | New | 19,921 | $185K |
| Nomura Holdings Inc. | 0.00% | New | 19,887 | $184K |
| Raymond James Financial Inc. | 0.00% | Reduce -28.4% | 18,586 | $172K |
| PharVision Advisers, LLC | 0.08% | Reduce -31.6% | 17,494 | $162K |
| Schonfeld Strategic Advisors LLC | 0.00% | New | 16,088 | $149K |
| Sunbelt Securities, Inc. | 0.01% | Add +0.5% | 15,729 | $146K |
| VestGen Advisors, LLC | 0.01% | Reduce -17.1% | 14,500 | $134K |
| EP Wealth Advisors, LLC | 0.00% | — | 14,461 | $134K |
| Garner Asset Management Corp | 0.05% | Add +0.1% | 14,281 | $132K |
| Strategies Wealth Advisors, LLC | 0.01% | Add +3.4% | 13,763 | $128K |
| Calton & Associates, Inc. | 0.02% | Add +19.3% | 13,501 | $125K |
| Sowell Financial Services LLC | 0.00% | New | 13,410 | $124K |
| Private Advisor Group, LLC | 0.00% | Reduce -11.4% | 13,094 | $121K |
| KW Wealth Management LLC | 0.18% | Add +1.3% | 13,002 | $121K |
| Corient Private Wealth LP | 0.00% | Reduce -79.1% | 12,905 | $120K |
| Bridgewealth Advisory Group, LLC | 0.02% | New | 12,035 | $112K |
| Fulton Breakefield Broenniman LLC | 0.01% | No change | 11,798 | $109K |
| Lido Advisors, LLC | 0.00% | No change | 12,114 | $109K |
| BCO Wealth Management LLC | 0.07% | New | 11,706 | $109K |
| PW Nova Financial Services LLC | 0.04% | — | 11,309 | $106K |
| Mariner, LLC | 0.00% | Reduce -63.7% | 11,201 | $104K |
| Westbourne Investments, Inc. | 0.05% | Reduce -53.8% | 10,500 | $101K |
| Teamwork Financial Advisors, LLC | 0.01% | Reduce -23.5% | 10,844 | $101K |
| Susquehanna International Group, LLP | 0.00% | Reduce -83.2% | 10,822 | $100K |
| Glenview Trust Co | 0.00% | No change | 10,650 | $99K |
| Sigma Planning Corp | 0.00% | No change | 10,495 | $97K |
| EverSource Wealth Advisors, LLC | 0.00% | Add +496.0% | 10,001 | $93K |
| Investment Partners, LTD. | 0.03% | No change | 10,000 | $93K |
| Sage Mountain Advisors LLC | 0.00% | No change | 10,000 | $93K |
| Key Capital Management, INC | 0.09% | — | 9,783 | $91K |
| Golden State Wealth Management, LLC | 0.01% | No change | 9,756 | $90K |
| Kestra Advisory Services, LLC | 0.00% | Reduce -5.9% | 9,623 | $89K |
| Cwm, LLC | 0.00% | Add +37.4% | 7,382 | $68K |
"% of holder's portfolio" is PFLT's weight in each manager's 13F, not the share of Pennantpark Floating Rate Ca the manager owns.