Pennantpark Floating Rate CaPFLT
13F holders, Q1 2026 (March 31)134holders −2
25new positions
22sold out
1famous investor
$8.04avg. 13F price*
At the end of Q1 2026, 134 institutions reported holding Pennantpark Floating Rate Ca (PFLT) in their 13F filings, down 2 from Q4 2025. 25 opened new positions and 22 sold out. The largest holders were Sound Income Strategies, LLC ($39.6M), UBS Group AG ($16.2M) and Invesco Ltd. ($14.5M). One famous investor held it Israel Englander (0.0% of Millennium Management's portfolio).
- Company
- Pennantpark Floating Rate Ca
- CUSIP
- 70806A106
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q4 2025 → Q1 2026
| Institutions | Total Value | |
|---|---|---|
| New Positions | 25 | $4.2M |
| Exits | 22 | $18.0M |
All 13F filers, Q4 2025 → Q1 2026: 2,914,653 shares bought and 4,467,169 shares sold, net −1,552,516 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 134 holders
| Sound Income Strategies, LLC | 1.91% | Add +6.4% | 4,940,809 | $39.6M |
| UBS Group AG | 0.00% | Add +47.7% | 2,020,025 | $16.2M |
| Invesco Ltd. | 0.00% | Add +47.8% | 1,807,110 | $14.5M |
| Van Eck Associates Corp. | 0.01% | Reduce -22.6% | 1,805,312 | $14.5M |
| Diameter Capital Partners LP | 2.98% | Add +39.8% | 1,655,246 | $13.3M |
| Altshuler Shaham Ltd | 0.15% | Reduce -22.0% | 1,029,172 | $8.3M |
| Legal & General Group Plc | 0.00% | Add +11.3% | 765,087 | $6.2M |
| Morgan Stanley | 0.00% | Add +4.3% | 601,660 | $4.8M |
| LPL Financial LLC | 0.00% | Reduce -4.2% | 399,594 | $3.2M |
| BlackRock, Inc. | 0.00% | Reduce -43.5% | 385,021 | $3.1M |
| Advisors Asset Management, Inc. | 0.05% | Add +4.4% | 359,336 | $2.9M |
| Two Sigma Investments, LP | 0.00% | Reduce -26.0% | 293,681 | $2.4M |
| GraniteShares Advisors LLC | 1.52% | Reduce -10.3% | 262,767 | $2.1M |
| Osaic Holdings, Inc. | 0.00% | Add +3.7% | 216,435 | $1.7M |
| Qube Research & Technologies Ltd | 0.00% | Reduce -63.7% | 188,207 | $1.5M |
| Trexquant Investment LP | 0.01% | Reduce -20.6% | 177,765 | $1.4M |
| NewEdge Wealth, LLC | 0.02% | Add +3.5% | 177,682 | $1.4M |
| Muzinich & Co., Inc. | 0.48% | Add +0.6% | 171,904 | $1.4M |
| Millennium Management | 0.00% | Reduce -76.7% | 160,994 | $1.3M |
| XTX Topco Ltd | 0.02% | Reduce -18.2% | 147,801 | $1.2M |
| Sumitomo Mitsui Trust Group, Inc. | 0.00% | No change | 147,213 | $1.2M |
| PFG Investments, LLC | 0.05% | Add +13.8% | 140,523 | $1.1M |
| Independent Advisor Alliance | 0.01% | New | 137,500 | $1.1M |
| Krilogy Financial LLC | 0.03% | No change | 123,880 | $1.1M |
| CANADA LIFE ASSURANCE Co | 0.00% | Reduce -13.5% | 108,194 | $874K |
| Tidal Investments LLC | 0.00% | New | 105,656 | $849K |
| PFG Advisors | 0.04% | Add +1.0% | 99,022 | $796K |
| Cerity Partners LLC | 0.00% | Add +5.5% | 86,563 | $696K |
| VARCOV Co. | 0.26% | Reduce -14.3% | 85,730 | $689K |
| Cambridge Investment Research Advisors, Inc. | 0.00% | Add +4.8% | 85,245 | $685K |
| Naviter Wealth, LLC | 0.08% | Add +276.7% | 78,217 | $636K |
| CastleKnight Management LP | 0.03% | No change | 79,100 | $636K |
| Virtus Investment Advisers, LLC | 0.17% | Reduce -5.9% | 75,014 | $603K |
| Yelin Lapidot Holdings Management Ltd. | 0.12% | No change | 74,427 | $598K |
| Goldman Sachs Group Inc. | 0.00% | Add +106.1% | 72,446 | $582K |
| HighTower Advisors, LLC | 0.00% | Add +0.5% | 71,580 | $576K |
| Cetera Investment Advisers | 0.00% | Add +2.4% | 69,941 | $562K |
| Guggenheim Capital LLC | 0.00% | Add +14.2% | 67,534 | $543K |
| Bank of America Corp. | 0.00% | Reduce -19.0% | 55,056 | $443K |
| Commonwealth Equity Services, LLC | 0.00% | Add +19.0% | 52,991 | $426K |
| Envestnet Asset Management Inc. | 0.00% | Add +8.7% | 49,530 | $398K |
| Stifel Financial Corp. | 0.00% | Reduce -7.2% | 47,307 | $380K |
| Denali Advisors LLC | 0.04% | Reduce -3.1% | 47,034 | $378K |
| Andina Capital Management, LLC | 0.34% | New | 46,947 | $377K |
| Foundations Investment Advisors, LLC | 0.00% | Add +112.2% | 44,997 | $362K |
| Sovran Advisors, LLC | 0.03% | Add +3.7% | 37,801 | $339K |
| Janney Montgomery Scott LLC | 0.00% | Add +4.1% | 41,802 | $336K |
| Oxford Asset Management LLP | 0.12% | Reduce -17.9% | 37,243 | $299K |
| Susquehanna International Group, LLP | 0.00% | Add +243.1% | 37,125 | $298K |
| DRW Securities, LLC | 0.01% | New | 33,205 | $267K |
| Wedbush Securities Inc. | 0.01% | Reduce -16.1% | 32,962 | $265K |
| Freestone Capital Holdings, LLC | 0.01% | Add +7.4% | 29,045 | $234K |
| Greenwood Gearhart LLC | 0.01% | New | 29,000 | $233K |
| Royal Bank of Canada | 0.00% | Add +25.3% | 27,629 | $222K |
| Certuity, LLC | 0.01% | No change | 26,658 | $214K |
| Strategic Financial Concepts, LLC | 0.05% | New | 26,239 | $211K |
| Brevan Howard Capital Management LP | 0.00% | Reduce -14.4% | 25,455 | $205K |
| Ethos Financial Group, LLC | 0.01% | No change | 21,308 | $198K |
| Wells Fargo & Company | 0.00% | Reduce -83.9% | 24,385 | $196K |
| Cornerstone Wealth Management, LLC | 0.01% | Reduce -34.3% | 22,612 | $182K |
| AE Wealth Management LLC | 0.00% | Add +1.9% | 22,546 | $181K |
| M&T Bank Corp | 0.00% | No change | 21,899 | $176K |
| PW Nova Financial Services LLC | 0.05% | Add +90.5% | 21,547 | $173K |
| Beacon Investment Advisors LLC | 0.06% | Add +2.1% | 21,346 | $172K |
| Avior Wealth Management, LLC | 0.00% | New | 20,751 | $167K |
| Calton & Associates, Inc. | 0.02% | Add +52.4% | 20,574 | $165K |
| Mariner, LLC | 0.00% | Add +80.2% | 20,186 | $162K |
| Raymond James Financial Inc. | 0.00% | Add +3.7% | 19,268 | $155K |
| Squarepoint Ops LLC | 0.00% | New | 18,492 | $149K |
| Westend Capital Management, LLC | 0.04% | New | 17,118 | $138K |
| Two Sigma Securities, LLC | 0.02% | New | 16,896 | $136K |
| Savvy Advisors, Inc. | 0.00% | New | 16,178 | $130K |
| VestGen Advisors, LLC | 0.00% | No change | 14,500 | $127K |
| Sunbelt Securities, Inc. | 0.01% | No change | 15,729 | $126K |
| Mirabella Financial Services LLP | 0.01% | New | 14,598 | $117K |
| Strategies Wealth Advisors, LLC | 0.01% | Add +3.5% | 14,240 | $114K |
| Private Advisor Group, LLC | 0.00% | Add +8.5% | 14,204 | $114K |
| Bridgewealth Advisory Group, LLC | 0.02% | Add +8.4% | 13,042 | $105K |
| Corient Private Wealth LP | 0.00% | Reduce -0.6% | 12,834 | $103K |
| Northern Trust Corp. | 0.00% | Reduce -71.8% | 12,764 | $103K |
| Lido Advisors, LLC | 0.00% | Add +3.7% | 12,566 | $102K |
| Nomura Holdings Inc. | 0.00% | Reduce -37.1% | 12,500 | $101K |
| Concurrent Investment Advisors, LLC | 0.00% | New | 12,265 | $99K |
| Garner Asset Management Corp | 0.04% | Reduce -15.6% | 12,057 | $97K |
| BCO Wealth Management LLC | 0.06% | Add +2.7% | 12,019 | $97K |
| Sowell Financial Services LLC | 0.00% | Reduce -12.0% | 11,801 | $95K |
| Fulton Breakefield Broenniman LLC | 0.01% | No change | 11,798 | $95K |
| WINTON GROUP Ltd | 0.00% | New | 11,070 | $89K |
| Miller Financial Services LLC | 0.10% | New | 10,792 | $87K |
| Glenview Trust Co | 0.00% | No change | 10,650 | $86K |
| Westbourne Investments, Inc. | 0.04% | No change | 10,500 | $84K |
| EverSource Wealth Advisors, LLC | 0.00% | No change | 10,001 | $80K |
| Investment Partners, LTD. | 0.03% | No change | 10,000 | $80K |
| Golden State Wealth Management, LLC | 0.01% | Add +1.0% | 9,852 | $79K |
| MAI Capital Management | 0.00% | Add +13700.0% | 9,660 | $78K |
| Farther Finance Advisors, LLC | 0.00% | Add +37.4% | 8,087 | $65K |
| BNP Paribas Financial Markets | 0.00% | Reduce -87.1% | 7,649 | $61K |
| Key Capital Management, INC | 0.03% | Reduce -44.4% | 5,439 | $44K |
| Cwm, LLC | 0.00% | Reduce -27.5% | 5,350 | $43K |
| MPWM Advisory Solutions, LLC | 0.02% | No change | 5,000 | $40K |
"% of holder's portfolio" is PFLT's weight in each manager's 13F, not the share of Pennantpark Floating Rate Ca the manager owns.