Rocket PharmaceuticalsRCKT

13F holders, Q1 2026 (March 31)
199holders +13
42new positions
30sold out
7famous investors
$3.58avg. 13F price*

At the end of Q1 2026, 199 institutions reported holding Rocket Pharmaceuticals Inc. (RCKT) in their 13F filings, up 13 from Q4 2025. 42 opened new positions and 30 sold out. The largest holders were RTW Investments, LP ($63.3M), BlackRock, Inc. ($28.0M) and Citigroup Inc. ($18.3M). 7 famous investors held it, including Lee Ainslie (0.1% of Maverick Capital's portfolio), Israel Englander (0.0% of Millennium Management's portfolio) and David E. Shaw (0.0% of D. E. Shaw & Co.'s portfolio).

Company
Rocket Pharmaceuticals Inc.
CUSIP
77313F106
Latest filing quarter
Q2 2026

History

Number of 13F holders

050100150200250 Q1 2024: 185Q1 2024Q2 2024: 178Q2 2024Q3 2024: 192Q3 2024Q4 2024: 225Q4 2024Q1 2025: 236Q1 2025Q2 2025: 196Q2 2025Q3 2025: 173Q3 2025Q4 2025: 186Q4 2025Q1 2026: 199Q1 2026Q2 2026: 180Q2 2026

Total Exit/New Position Q4 2025 → Q1 2026

InstitutionsTotal Value
New Positions42$10.8M
Exits30$32.0M

All 13F filers, Q4 2025 → Q1 2026: 22,333,098 shares bought and 15,068,192 shares sold, net +7,264,906 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 199 holders

RTW Investments, LP 0.63% No change 17,687,772 $63.3M
BlackRock, Inc. 0.00% Reduce -0.9% 7,834,795 $28.0M
Citigroup Inc. 0.01% Reduce -2.6% 5,107,708 $18.3M
Vanguard Portfolio Management LLC 0.00% — 4,690,215 $16.8M
State Street Corp. 0.00% Add +163.8% 4,485,989 $16.1M
Vanguard Capital Management LLC 0.00% — 3,775,736 $13.5M
Maverick Capital 0.15% Add +42.0% 3,567,372 $12.8M
Newtyn Management, LLC 1.21% Add +19.5% 3,165,900 $11.3M
Nuveen, LLC 0.00% Add +1880.1% 3,128,753 $11.2M
Millennium Management 0.01% Add +74.7% 3,118,124 $11.2M
AQR Capital Management 0.01% Add +336.4% 3,069,930 $11.0M
Marshall Wace, LLP 0.01% Add +11433.4% 3,038,715 $10.9M
Geode Capital Management, LLC 0.00% Add +3.3% 2,189,256 $7.8M
D. E. Shaw & Co. 0.01% Reduce -17.8% 2,169,625 $7.8M
Monaco Asset Management SAM 2.42% Reduce -31.1% 2,058,303 $7.4M
Morgan Stanley 0.00% Reduce -48.8% 2,020,108 $7.2M
Goldman Sachs Group Inc. 0.00% Add +83.8% 1,721,116 $6.2M
UBS Group AG 0.00% Add +757.3% 1,298,173 $4.6M
Two Sigma Investments, LP 0.00% Reduce -48.5% 1,097,623 $3.9M
Federated Hermes, Inc. 0.01% Add +16.2% 1,023,747 $3.7M
Point72 Asset Management 0.01% Add +99.3% 1,012,126 $3.6M
Opaleye Management Inc. 0.45% No change 955,000 $3.4M
T. Rowe Price Associates Inc. 0.00% Reduce -9.0% 859,874 $3.1M
JPMorgan Chase & Co. 0.00% Reduce -46.0% 796,224 $2.7M
Charles Schwab Investment Management Inc. 0.00% Reduce -2.7% 724,392 $2.6M
Prosight Management, LP 0.40% Reduce -8.1% 683,856 $2.4M
Aberdeen Group plc 0.00% New 664,821 $2.4M
Woodline Partners LP 0.01% New 641,222 $2.3M
Northern Trust Corp. 0.00% Add +3.6% 640,840 $2.3M
Renaissance Technologies 0.00% Add +51.3% 637,174 $2.3M
Bank of America Corp. 0.00% Add +8.7% 630,125 $2.3M
Jane Street Group, LLC 0.00% Add +3.5% 623,354 $2.2M
Vanguard Fiduciary Trust Co. 0.00% — 590,750 $2.1M
Deutsche Bank AG 0.00% Add +1.5% 482,079 $1.7M
Jump Financial, LLC 0.03% Add +303.1% 476,478 $1.7M
FMR LLC 0.00% Add +17.0% 462,630 $1.7M
ADAR1 Capital Management, LLC 0.09% Reduce -9.1% 432,500 $1.5M
Jacobs Levy Equity Management, Inc. 0.01% New 416,533 $1.5M
Susquehanna International Group, LLP 0.00% Add +99.4% 385,639 $1.4M
Ieq Capital, LLC 0.01% Add +891.1% 381,839 $1.4M
Invesco Ltd. 0.00% Add +14.2% 347,543 $1.2M
Velan Capital Investment Management LP 0.66% New 294,643 $1.1M
Dimensional Fund Advisors LP 0.00% Reduce -14.9% 288,264 $1.0M
Hennion & Walsh Asset Management, Inc. 0.03% Reduce -6.9% 287,815 $1.0M
BNP Paribas Financial Markets 0.00% Add +133.8% 269,206 $964K
Susquehanna Portfolio Strategies, LLC 0.01% Reduce -40.0% 260,809 $934K
Balyasny Asset Management L.P. 0.00% Reduce -35.4% 259,007 $927K
Privium Fund Management B.V. 0.18% Add +42.3% 242,146 $867K
Bank of New York Mellon Corp 0.00% Reduce -4.4% 239,842 $859K
Creative Planning 0.00% Add +30.4% 217,851 $780K
M28 Capital Management LP 1.40% Reduce -45.3% 210,871 $755K
Mariner, LLC 0.00% Add +1404.8% 190,111 $680K
PDT Partners, LLC 0.04% Reduce -15.5% 186,596 $668K
Amitell Capital Pte Ltd 1.03% No change 178,769 $640K
XTX Topco Ltd 0.01% Add +21.6% 178,027 $637K
Cwm, LLC 0.00% Add +436.5% 174,263 $624K
LPL Financial LLC 0.00% Add +65.6% 156,086 $559K
Monimus Capital Management, LP 0.15% Add +11.4% 153,728 $550K
Raymond James Financial Inc. 0.00% Add +25.6% 149,207 $534K
Manufacturers Life Insurance Company, The 0.00% Reduce -2.6% 149,204 $534K
Rafferty Asset Management, LLC 0.00% New 141,212 $506K
Alliancebernstein L.P. 0.00% Reduce -13.8% 135,570 $476K
Birchview Capital, LP 0.26% New 127,025 $455K
Engineers Gate Manager LP 0.01% Add +20.0% 115,168 $412K
Virtu Financial LLC 0.02% New 113,548 $407K
Rhumbline Advisers 0.00% Reduce -2.8% 110,196 $394K
Boothbay Fund Management, LLC 0.01% Add +16.1% 106,399 $381K
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 0.00% Add +13.8% 105,594 $377K
Tang Capital Management LLC 0.02% No change 100,000 $358K
Assenagon Asset Management S.A. 0.00% Add +204.6% 99,026 $355K
ExodusPoint Capital Management, LP 0.00% Reduce -46.8% 95,180 $341K
Rice Hall James & Associates, LLC 0.02% Add +8.1% 91,887 $329K
Ballentine Partners, LLC 0.00% Reduce -8.8% 89,001 $319K
Lion Point Capital, LP 1.84% No change 86,000 $308K
Mercer Global Advisors Inc. 0.00% Add +414.4% 82,548 $296K
Virtus Investment Advisers, LLC 0.08% Add +2.5% 80,438 $288K
Wealth Enhancement Advisory Services, LLC 0.00% Add +343.6% 80,868 $287K
Cerity Partners LLC 0.00% Add +246.5% 78,974 $283K
Bank of Montreal 0.00% Add +4.3% 78,558 $281K
Quantinno Capital Management LP 0.00% Add +88.8% 76,248 $273K
Marex Group Ltd 0.00% Add +26.1% 72,500 $260K
Concurrent Investment Advisors, LLC 0.00% Add +3.7% 70,625 $253K
TD Asset Management Inc 0.00% Reduce -33.6% 68,046 $244K
Rockefeller Capital Management L.P. 0.00% Add +5.6% 67,826 $243K
Profund Advisors LLC 0.01% New 63,066 $226K
Canada Pension Plan Investment Board 0.00% Reduce -35.5% 61,300 $219K
Aquatic Capital Management LLC 0.01% New 58,166 $208K
Nomura Asset Management International Inc. 0.00% No change 58,000 $208K
American Century Companies Inc. 0.00% New 57,562 $206K
Group One Trading LLC 0.01% Add +523.5% 57,382 $205K
Russell Investments Group, Ltd. 0.00% Add +433.8% 54,603 $195K
Pier 88 Investment Partners LLC 0.29% Add +13.2% 54,200 $194K
Tudor Investment Corporation 0.00% Add +19.1% 50,493 $181K
Voleon Capital Management LP 0.00% Reduce -26.8% 49,794 $178K
MetLife Investment Management, LLC 0.00% Add +39.0% 46,551 $167K
WINTON GROUP Ltd 0.01% New 42,500 $152K
Wells Fargo & Company 0.00% Reduce -62.2% 39,260 $141K
Stifel Financial Corp. 0.00% Reduce -1.8% 34,356 $123K
Captrust Financial Advisors 0.00% New 32,779 $117K
Corient Private Wealth LP 0.00% Add +15.3% 32,318 $112K
Vanguard Global Advisers, LLC 0.00% — 30,623 $110K
Diadema Partners LP 0.05% New 30,579 $109K
Axq Capital, LP 0.01% Reduce -12.9% 28,995 $104K
Squarepoint Ops LLC 0.00% Reduce -57.6% 28,986 $104K
Sei Investments Co. 0.00% New 28,093 $101K
Sanders Morris Harris LLC 0.02% New 27,709 $99K
Intech Investment Management LLC 0.00% Reduce -33.9% 26,911 $96K
Vanguard Personalized Indexing Management, LLC 0.00% New 25,732 $92K
Brighton Jones LLC 0.00% New 24,766 $89K
Focus Partners Advisor Solutions, LLC 0.00% New 24,653 $88K
Merit Financial Group, LLC 0.00% New 22,316 $80K
Police & Firemen's Retirement System of New Jersey 0.00% No change 22,110 $79K
DRW Securities, LLC 0.00% New 20,488 $73K
Focus Partners Wealth 0.00% New 20,355 $73K
Sequoia Financial Advisors, LLC 0.00% Add +68.9% 20,349 $73K
Pallas Capital Advisors LLC 0.00% New 19,635 $70K
Quadrant Capital Group LLC 0.00% Reduce -15.9% 19,417 $70K
China Universal Asset Management Co., Ltd. 0.01% Add +9.3% 19,266 $69K
Integrated Wealth Concepts LLC 0.00% New 19,109 $68K
SG Americas Securities, LLC 0.00% Reduce -70.0% 19,133 $68K
Frec Markets, Inc. 0.01% New 18,176 $65K
E Fund Management Co., Ltd. 0.00% — 17,751 $64K
Mirabella Financial Services LLP 0.01% New 17,639 $63K
Krilogy Financial LLC 0.00% New 15,963 $62K
Caitong International Asset Management Co., Ltd 0.01% Add +198.4% 17,373 $62K
ProShare Advisors LLC 0.00% Reduce -15.4% 17,143 $61K
Barclays PLC 0.00% Reduce -89.2% 16,578 $59K
Steward Partners Investment Advisory, LLC 0.00% No change 16,340 $58K
New York State Common Retirement Fund 0.00% No change 15,117 $54K
Voya Investment Management LLC 0.00% No change 14,650 $52K
Prudential Financial Inc. 0.00% New 14,175 $51K
Ground Swell Capital, LLC 0.10% New 14,001 $50K
Essential Partners LLC 0.02% Add +371.6% 13,541 $48K
Ameriprise Financial Inc. 0.00% Reduce -0.5% 12,998 $47K
Optiver Holding B.V. 0.00% Add +584.0% 12,484 $45K
CANADA LIFE ASSURANCE Co 0.00% Add +29.2% 12,190 $44K
Brooklyn Investment Group 0.00% Reduce -38.4% 11,825 $42K
Victory Capital Management Inc. 0.00% Add +0.8% 11,558 $41K
Sanctuary Advisors, LLC 0.00% Reduce -33.7% 11,557 $41K
GRIMES & Co WEALTH MANAGEMENT, LLC 0.00% Reduce -8.7% 11,547 $41K
Evergreen Capital Management LLC 0.00% Reduce -11.2% 11,468 $41K
a16z Perennial Management, L.P. 0.00% No change 11,335 $41K
Verition Fund Management LLC 0.00% New 11,197 $40K
Signaturefd, LLC 0.00% Reduce -17.1% 11,185 $40K
Franklin Resources Inc. 0.00% Add +2.3% 11,095 $40K
Tower Research Capital LLC (TRC) 0.00% Add +153.3% 10,687 $38K
Abel Hall, LLC 0.01% Reduce -26.5% 10,402 $37K
Allworth Financial LP 0.00% Add +191.2% 8,700 $31K
PNC Financial Services Group, Inc. 0.00% Add +16.3% 8,310 $30K
Ameritas Investment Partners, Inc. 0.00% No change 7,797 $28K
Persistent Asset Partners Ltd 0.01% New 7,731 $28K
Legal & General Group Plc 0.00% Reduce -3.3% 7,632 $27K
Mirae Asset Global Investments Co., Ltd. 0.00% Add +7.7% 5,663 $20K
EverSource Wealth Advisors, LLC 0.00% Add +91.8% 5,392 $19K
California State Teachers Retirement System 0.00% Reduce -12.1% 4,586 $16K
MAI Capital Management 0.00% Add +3232.1% 4,365 $16K
Parallel Advisors, LLC 0.00% Add +7837.3% 4,048 $14K
Zurcher Kantonalbank (Zurich Cantonalbank) 0.00% No change 3,557 $13K
Farther Finance Advisors, LLC 0.00% Add +72.7% 3,025 $11K
Pinnacle Wealth Planning Services, Inc. 0.00% No change 2,566 $9K
Sterling Capital Management LLC 0.00% Reduce -41.7% 2,462 $9K
Jones Financial Companies LLLP 0.00% Add +16.4% 2,310 $9K
GF Fund Management Co. LTD. 0.00% Add +13.6% 2,414 $9K
GAMMA Investing LLC 0.00% Add +2404.4% 2,279 $8K
US Bancorp \de 0.00% Reduce -38.9% 1,824 $7K
Osaic Holdings, Inc. 0.00% Reduce -1.2% 1,592 $6K
IFP Advisors, Inc 0.00% Add +373.6% 1,544 $6K
Harbour Investments, Inc. 0.00% Reduce -75.5% 1,315 $5K
Arax Advisory Partners 0.00% Add +3640.0% 1,309 $5K
Owl Creek Wealth Partners LLC 0.00% — 1,300 $5K
Advisory Services Network, LLC 0.00% New 1,000 $4K
Nisa Investment Advisors, LLC 0.00% Add +6.0% 989 $4K
Rothschild Investment LLC 0.00% Add +2906.4% 932 $3K
National Bank of Canada 0.00% New 900 $3K
Sankala Group LLC 0.00% No change 828 $3K
Root Financial Partners, LLC 0.00% New 840 $3K
Aster Capital Management (DIFC) Ltd 0.00% New 434 $3K
True Wealth Design, LLC 0.00% Add +234.3% 702 $3K
NewEdge Advisors, LLC 0.00% No change 700 $3K
UMB Bank, n.a. 0.00% Reduce -72.0% 572 $2K
Physician Wealth Advisors, Inc. 0.00% No change 568 $2K
Quantbot Technologies LP 0.00% New 331 $1K
Avion Wealth 0.00% Add +118.8% 291 $1K
Royal Bank of Canada 0.00% Reduce -89.1% 313 $1K
Fifth Third Bancorp 0.00% New 273 $977
Versant Capital Management, Inc 0.00% New 266 $952
SBI Securities Co., Ltd. 0.00% Add +127.3% 266 $952
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% Add +183.7% 261 $934
Basecamp Wealth Advisors LLC 0.00% Add +116.2% 227 $813
MassMutual Private Wealth & Trust, FSB 0.00% Reduce -73.6% 218 $780
Wealth Preservation Advisors, LLC 0.00% New 207 $741
SJS Investment Consulting Inc. 0.00% New 195 $699
Fortitude Family Office, LLC 0.00% No change 164 $587
Parkside Financial Bank & Trust 0.00% New 130 $465
Larson Financial Group LLC 0.00% Reduce -92.1% 128 $458
Sunbelt Securities, Inc. 0.00% Add +45.2% 90 $322
JPL Wealth Management, LLC 0.00% New 44 $158
Gill Capital Partners, LLC 0.00% New 4 $14
Covestor Ltd 0.00% Add +160.0% 26 $0

"% of holder's portfolio" is RCKT's weight in each manager's 13F, not the share of Rocket Pharmaceuticals Inc. the manager owns.