Rocket Pharmaceuticals in-27RCKTWPreferred / convertible

13F holders, Q4 2024 (December 31)
10holders −4
1new positions
5sold out
1famous investor
$0.25avg. 13F price*

At the end of Q4 2024, 10 institutions reported holding Rocket Pharmaceuticals in-27 (RCKTW) in their 13F filings, down 4 from Q3 2024. 1 opened new positions and 5 sold out. The largest holders were Boothbay Fund Management, LLC ($464K), Walleye Capital LLC ($23K) and Sio Capital Management, LLC ($15K). One famous investor held it Ken Griffin ( of Citadel Advisors's portfolio).

Company
Rocket Pharmaceuticals in-27
CUSIP
77313F114
Latest filing quarter
Q2 2026

History

Number of 13F holders

051015 Q1 2024: 15Q1 2024Q2 2024: 14Q2 2024Q3 2024: 14Q3 2024Q4 2024: 10Q4 2024Q1 2025: 13Q1 2025Q2 2025: 12Q2 2025Q3 2025: 11Q3 2025Q4 2025: 12Q4 2025Q1 2026: 10Q1 2026Q2 2026: 11Q2 2026

Total Exit/New Position Q3 2024 → Q4 2024

InstitutionsTotal Value
New Positions1$3K
Exits5$81K

All 13F filers, Q3 2024 → Q4 2024: 124,893 shares bought and 1,206,361 shares sold, net −1,081,468 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 10 holders

Boothbay Fund Management, LLC — No change 36,912 $464K
Walleye Capital LLC — Reduce -6.8% 671,743 $23K
Sio Capital Management, LLC — No change 400,000 $15K
RTW Investments, LP — No change 350,000 $12K
Citadel Advisors — Reduce -1.7% 337,604 $12K
Silverarc Capital Management, LLC — No change 104,828 $4K
Walleye Trading LLC — Add +141.2% 83,991 $3K
LMR Partners LLP — New 75,731 $3K
Affinity Asset Advisors, LLC — No change 75,000 $3K
Ancora Advisors LLC — No change 6,000 $206

"% of holder's portfolio" is RCKTW's weight in each manager's 13F, not the share of Rocket Pharmaceuticals in-27 the manager owns.