Rocket Pharmaceuticals in-27RCKTWPreferred / convertible

13F holders, Q3 2024 (September 30)
14holders
2new positions
2sold out
1famous investor
$0.28avg. 13F price*

At the end of Q3 2024, 14 institutions reported holding Rocket Pharmaceuticals in-27 (RCKTW) in their 13F filings, unchanged from Q2 2024. 2 opened new positions and 2 sold out. The largest holders were Boothbay Fund Management, LLC ($682K), Altium Capital Management LLC ($51K) and Walleye Capital LLC ($50K). One famous investor held it Ken Griffin ( of Citadel Advisors's portfolio).

Company
Rocket Pharmaceuticals in-27
CUSIP
77313F114
Latest filing quarter
Q2 2026

History

Number of 13F holders

051015 Q1 2024: 15Q1 2024Q2 2024: 14Q2 2024Q3 2024: 14Q3 2024Q4 2024: 10Q4 2024Q1 2025: 13Q1 2025Q2 2025: 12Q2 2025Q3 2025: 11Q3 2025Q4 2025: 12Q4 2025Q1 2026: 10Q1 2026Q2 2026: 11Q2 2026

Total Exit/New Position Q2 2024 → Q3 2024

InstitutionsTotal Value
New Positions2$13
Exits2$4K

All 13F filers, Q2 2024 → Q3 2024: 200 shares bought and 167,414 shares sold, net −167,214 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 14 holders

Boothbay Fund Management, LLC — No change 36,912 $682K
Altium Capital Management LLC — No change 731,561 $51K
Walleye Capital LLC — No change 720,905 $50K
Sio Capital Management, LLC — No change 400,000 $29K
Citadel Advisors — Reduce -7.3% 343,397 $24K
Fort Baker Capital Management LP — No change 328,698 $24K
RTW Investments, LP — No change 350,000 $23K
Silverarc Capital Management, LLC — No change 104,828 $7K
Susquehanna International Group, LLP — Reduce -46.6% 90,947 $6K
Affinity Asset Advisors, LLC — No change 75,000 $5K
Walleye Trading LLC — No change 34,829 $2K
Ancora Advisors LLC — No change 6,000 $433
Clear Street LLC — New 100 $7
Bank of America Corp. — New 100 $6

"% of holder's portfolio" is RCKTW's weight in each manager's 13F, not the share of Rocket Pharmaceuticals in-27 the manager owns.