Rocket Pharmaceuticals in-27RCKTWPreferred / convertible

13F holders, Q3 2025 (September 30)
11holders −1
1new positions
2sold out
1famous investor
$0.10avg. 13F price*

At the end of Q3 2025, 11 institutions reported holding Rocket Pharmaceuticals in-27 (RCKTW) in their 13F filings, down 1 from Q2 2025. 1 opened new positions and 2 sold out. The largest holders were Boothbay Fund Management, LLC ($120K), Walleye Capital LLC ($23K) and Sio Capital Management, LLC ($14K). One famous investor held it Ken Griffin ( of Citadel Advisors's portfolio).

Company
Rocket Pharmaceuticals in-27
CUSIP
77313F114
Latest filing quarter
Q2 2026

History

Number of 13F holders

051015 Q1 2024: 15Q1 2024Q2 2024: 14Q2 2024Q3 2024: 14Q3 2024Q4 2024: 10Q4 2024Q1 2025: 13Q1 2025Q2 2025: 12Q2 2025Q3 2025: 11Q3 2025Q4 2025: 12Q4 2025Q1 2026: 10Q1 2026Q2 2026: 11Q2 2026

Total Exit/New Position Q2 2025 → Q3 2025

InstitutionsTotal Value
New Positions1$50
Exits2$2K

All 13F filers, Q2 2025 → Q3 2025: 6,407 shares bought and 126,062 shares sold, net −119,655 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 11 holders

Boothbay Fund Management, LLC — No change 36,912 $120K
Walleye Capital LLC — Reduce -7.7% 593,631 $23K
Sio Capital Management, LLC — No change 400,000 $14K
RTW Investments, LP — No change 350,000 $14K
Citadel Advisors — Reduce -0.7% 312,789 $11K
Silverarc Capital Management, LLC — No change 104,828 $4K
Affinity Asset Advisors, LLC — No change 75,000 $3K
LMR Partners LLP — No change 75,731 $3K
Susquehanna International Group, LLP — Add +12.1% 47,692 $2K
Ancora Advisors LLC — No change 6,000 $235
UBS Group AG — New 1,274 $50

"% of holder's portfolio" is RCKTW's weight in each manager's 13F, not the share of Rocket Pharmaceuticals in-27 the manager owns.