Rocket Pharmaceuticals in-27RCKTWPreferred / convertible

13F holders, Q2 2024 (June 30)
14holders −1
1new positions
2sold out
1famous investor
$0.30avg. 13F price*

At the end of Q2 2024, 14 institutions reported holding Rocket Pharmaceuticals in-27 (RCKTW) in their 13F filings, down 1 from Q1 2024. 1 opened new positions and 2 sold out. The largest holders were Boothbay Fund Management, LLC ($795K), Altium Capital Management LLC ($44K) and Walleye Capital LLC ($44K). One famous investor held it Ken Griffin ( of Citadel Advisors's portfolio).

Company
Rocket Pharmaceuticals in-27
CUSIP
77313F114
Latest filing quarter
Q2 2026

History

Number of 13F holders

051015 Q1 2024: 15Q1 2024Q2 2024: 14Q2 2024Q3 2024: 14Q3 2024Q4 2024: 10Q4 2024Q1 2025: 13Q1 2025Q2 2025: 12Q2 2025Q3 2025: 11Q3 2025Q4 2025: 12Q4 2025Q1 2026: 10Q1 2026Q2 2026: 11Q2 2026

Total Exit/New Position Q1 2024 → Q2 2024

InstitutionsTotal Value
New Positions1$10K
Exits2$22K

All 13F filers, Q1 2024 → Q2 2024: 176,140 shares bought and 72,098 shares sold, net +104,042 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 14 holders

Boothbay Fund Management, LLC — No change 36,912 $795K
Altium Capital Management LLC — No change 731,561 $44K
Walleye Capital LLC — No change 720,905 $44K
Sio Capital Management, LLC — No change 400,000 $29K
Citadel Advisors — Add +1.6% 370,599 $22K
RTW Investments, LP — No change 350,000 $21K
Fort Baker Capital Management LP — No change 328,698 $20K
Susquehanna International Group, LLP — New 170,364 $10K
Silverarc Capital Management, LLC — No change 104,828 $6K
Affinity Asset Advisors, LLC — No change 75,000 $5K
LMR Partners LLP — No change 60,771 $4K
Walleye Trading LLC — No change 34,829 $2K
Ancora Advisors LLC — No change 6,000 $364
UBS Group AG — Reduce -75.8% 24 $1

"% of holder's portfolio" is RCKTW's weight in each manager's 13F, not the share of Rocket Pharmaceuticals in-27 the manager owns.