Rocket Pharmaceuticals in-27RCKTWPreferred / convertible

13F holders, Q1 2024 (March 31)
15holders
1famous investor
$0.60avg. 13F price*

At the end of Q1 2024, 15 institutions reported holding Rocket Pharmaceuticals in-27 (RCKTW) in their 13F filings. The largest holders were Boothbay Fund Management, LLC ($994K), Altium Capital Management LLC ($219K) and Walleye Capital LLC ($216K). One famous investor held it Ken Griffin ( of Citadel Advisors's portfolio).

Company
Rocket Pharmaceuticals in-27
CUSIP
77313F114
Latest filing quarter
Q2 2026

History

Number of 13F holders

051015 Q1 2024: 15Q1 2024Q2 2024: 14Q2 2024Q3 2024: 14Q3 2024Q4 2024: 10Q4 2024Q1 2025: 13Q1 2025Q2 2025: 12Q2 2025Q3 2025: 11Q3 2025Q4 2025: 12Q4 2025Q1 2026: 10Q1 2026Q2 2026: 11Q2 2026

Total Exit/New Position Q1 2024

InstitutionsTotal Value
New Positions2$219K
Exits1$11K

Ownership 15 holders

Boothbay Fund Management, LLC — No change 36,912 $994K
Altium Capital Management LLC — New 731,561 $219K
Walleye Capital LLC — Reduce 0.0% 720,905 $216K
Sio Capital Management, LLC — No change 400,000 $110K
Citadel Advisors — Add +21.5% 364,823 $109K
RTW Investments, LP — No change 350,000 $105K
Fort Baker Capital Management LP — No change 328,698 $98K
Silverarc Capital Management, LLC — No change 104,828 $31K
Affinity Asset Advisors, LLC — No change 75,000 $22K
LMR Partners LLP — No change 60,771 $18K
Pura Vida Investments, LLC — No change 42,960 $13K
Walleye Trading LLC — No change 34,829 $10K
Cowen and Company, LLC — Reduce -8.2% 29,063 $9K
Ancora Advisors LLC — No change 6,000 $2K
UBS Group AG — New 99 $30

"% of holder's portfolio" is RCKTW's weight in each manager's 13F, not the share of Rocket Pharmaceuticals in-27 the manager owns.