Rocket Pharmaceuticals in-27RCKTWPreferred / convertible

13F holders, Q1 2026 (March 31)
10holders −2
1new positions
3sold out
1famous investor
$0.10avg. 13F price*

At the end of Q1 2026, 10 institutions reported holding Rocket Pharmaceuticals in-27 (RCKTW) in their 13F filings, down 2 from Q4 2025. 1 opened new positions and 3 sold out. The largest holders were Boothbay Fund Management, LLC ($132K), RTW Investments, LP ($7K) and Sio Capital Management, LLC ($7K). One famous investor held it Ken Griffin ( of Citadel Advisors's portfolio).

Company
Rocket Pharmaceuticals in-27
CUSIP
77313F114
Latest filing quarter
Q2 2026

History

Number of 13F holders

051015 Q1 2024: 15Q1 2024Q2 2024: 14Q2 2024Q3 2024: 14Q3 2024Q4 2024: 10Q4 2024Q1 2025: 13Q1 2025Q2 2025: 12Q2 2025Q3 2025: 11Q3 2025Q4 2025: 12Q4 2025Q1 2026: 10Q1 2026Q2 2026: 11Q2 2026

Total Exit/New Position Q4 2025 → Q1 2026

InstitutionsTotal Value
New Positions1$84
Exits3$403

All 13F filers, Q4 2025 → Q1 2026: 3,981 shares bought and 36,838 shares sold, net −32,857 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 10 holders

Boothbay Fund Management, LLC — No change 36,912 $132K
RTW Investments, LP — No change 350,000 $7K
Sio Capital Management, LLC — No change 400,000 $7K
Citadel Advisors — Reduce -0.5% 309,997 $7K
Walleye Capital LLC — No change 284,345 $6K
Silverarc Capital Management, LLC — No change 104,828 $2K
LMR Partners LLP — No change 75,731 $2K
Affinity Asset Advisors, LLC — No change 75,000 $1K
Ancora Advisors LLC — No change 6,000 $124
UBS Group AG — New 3,981 $84

"% of holder's portfolio" is RCKTW's weight in each manager's 13F, not the share of Rocket Pharmaceuticals in-27 the manager owns.