FT Vest US Small Cap ModeratSAUGETF
13F holders, Q3 2024 (September 30)45holders +12
14new positions
2sold out
1famous investor
$23.37avg. 13F price*
At the end of Q3 2024, 45 institutions reported holding FT Vest US Small Cap Moderat (SAUG) in their 13F filings, up 12 from Q2 2024. 14 opened new positions and 2 sold out. The largest holders were NewEdge Advisors, LLC ($4.4M), Stephens Inc. ($3.1M) and Envestnet Asset Management Inc. ($2.7M). One famous investor held it Ken Griffin (0.0% of Citadel Advisors's portfolio).
- Company
- FT Vest US Small Cap Moderat
- Filed as
- FIRST TR EXCHNG TRADED FD VI (Q3 2024)
- CUSIP
- 33740F417
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q2 2024 → Q3 2024
| Institutions | Total Value | |
|---|---|---|
| New Positions | 14 | $6.2M |
| Exits | 2 | $703K |
All 13F filers, Q2 2024 → Q3 2024: 706,208 shares bought and 99,445 shares sold, net +606,763 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 45 holders
| NewEdge Advisors, LLC | 0.03% | Reduce -1.1% | 187,601 | $4.4M |
| Stephens Inc. | 0.04% | Add +23.8% | 133,677 | $3.1M |
| Envestnet Asset Management Inc. | 0.00% | Add +16.5% | 114,962 | $2.7M |
| Harbour Investments, Inc. | 0.08% | Add +8373.7% | 109,395 | $2.6M |
| Truist Financial Corp. | 0.00% | Add +25.8% | 109,272 | $2.6M |
| Independent Financial Group, LLC | 0.08% | Add +5.3% | 97,939 | $2.3M |
| Raymond James Financial Services Advisors, Inc. | 0.00% | Add +207.7% | 92,678 | $2.2M |
| Cetera Investment Advisers | 0.00% | Add +177.2% | 85,452 | $2.0M |
| Osaic Holdings, Inc. | 0.00% | Add +16.9% | 73,972 | $1.7M |
| Kestra Advisory Services, LLC | 0.01% | Add +535.2% | 66,436 | $1.6M |
| Commonwealth Equity Services, LLC | 0.00% | Add +81.9% | 62,570 | $1.5M |
| Thoroughbred Financial Services, LLC | 0.07% | New | 48,303 | $1.1M |
| Bright Futures Wealth Management, LLC. | 0.54% | New | 47,335 | $1.1M |
| NorthCrest Asset Manangement, LLC | 0.03% | Add +51.3% | 40,336 | $942K |
| Cambridge Investment Research Advisors, Inc. | 0.00% | New | 39,814 | $930K |
| Secured Retirement Advisors, LLC | 0.63% | Add +190.7% | 37,540 | $877K |
| Summit Wealth Partners, LLC | 0.11% | Add +10.6% | 25,543 | $597K |
| Envestnet Portfolio Solutions, Inc. | 0.00% | Reduce -17.1% | 21,499 | $502K |
| Ameritas Investment Partners, Inc. | 0.02% | Add +49.4% | 20,305 | $474K |
| Wealthgarden F.S. LLC | 0.45% | Reduce -1.0% | 19,955 | $466K |
| Atria Wealth Solutions, Inc. | 0.01% | Reduce -4.9% | 19,492 | $455K |
| Foundations Investment Advisors, LLC | 0.01% | New | 18,965 | $443K |
| Old Mission Capital LLC | 0.01% | Reduce -43.4% | 18,139 | $424K |
| Prospera Financial Services Inc | 0.01% | No change | 16,940 | $396K |
| Citadel Advisors | 0.00% | New | 16,434 | $384K |
| Sigma Planning Corp | 0.01% | New | 14,975 | $350K |
| Ignite Planners, LLC | 0.07% | New | 13,991 | $327K |
| Integrated Advisors Network LLC | 0.02% | New | 13,875 | $324K |
| Raymond James & Associates | 0.00% | New | 12,999 | $304K |
| Concourse Financial Group Securities, Inc. | 0.02% | No change | 12,358 | $289K |
| Capital Analysts, LLC | 0.01% | Add +21.0% | 11,966 | $280K |
| ODonnell Financial Services, LLC | 0.11% | New | 11,105 | $259K |
| StoneX Group Inc. | 0.02% | New | 10,954 | $256K |
| Trek Financial, LLC | 0.02% | Reduce -77.4% | 10,818 | $253K |
| Presidio Capital Management, LLC | 0.15% | No change | 10,163 | $237K |
| Steward Partners Investment Advisory, LLC | 0.00% | No change | 8,488 | $198K |
| MTM Investment Management, LLC | 0.06% | New | 6,560 | $153K |
| DHJJ Financial Advisors, Ltd. | 0.05% | Add +5.3% | 5,177 | $121K |
| EPG Wealth Management LLC | 0.03% | New | 5,000 | $117K |
| Creative Financial Designs Inc. | 0.01% | New | 4,571 | $107K |
| Sunbelt Securities, Inc. | 0.01% | Add +51.5% | 3,940 | $92K |
| Jaffetilchin Investment Partners, LLC | 0.00% | Reduce -77.3% | 2,500 | $58K |
| SOA Wealth Advisors, LLC. | 0.01% | Add +68.4% | 1,731 | $40K |
| Capital Investment Advisory Services, LLC | 0.00% | No change | 1,667 | $39K |
| UBS Group AG | 0.00% | Add +483.3% | 35 | $818 |
"% of holder's portfolio" is SAUG's weight in each manager's 13F, not the share of FT Vest US Small Cap Moderat the manager owns.