FT Vest US Small Cap ModeratSAUGETF
13F holders, Q1 2026 (March 31)55holders −1
2new positions
3sold out
$25.17avg. 13F price*
At the end of Q1 2026, 55 institutions reported holding FT Vest US Small Cap Moderat (SAUG) in their 13F filings, down 1 from Q4 2025. 2 opened new positions and 3 sold out. The largest holders were Raymond James Financial Inc. ($2.9M), Kestra Advisory Services, LLC ($2.5M) and Cetera Investment Advisers ($2.4M).
- Company
- FT Vest US Small Cap Moderat
- Filed as
- FIRST TR EXCHNG TRADED FD VI (Q1 2026)
- CUSIP
- 33740F417
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q4 2025 → Q1 2026
| Institutions | Total Value | |
|---|---|---|
| New Positions | 2 | $296K |
| Exits | 3 | $1.9M |
All 13F filers, Q4 2025 → Q1 2026: 87,269 shares bought and 336,255 shares sold, net −248,986 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 55 holders
| Raymond James Financial Inc. | 0.00% | Reduce -1.2% | 112,994 | $2.9M |
| Kestra Advisory Services, LLC | 0.01% | Add +39.7% | 98,779 | $2.5M |
| Cetera Investment Advisers | 0.00% | Reduce -37.1% | 91,388 | $2.4M |
| Acorn Financial Advisory Services Inc. | 0.31% | Reduce -0.9% | 87,337 | $2.2M |
| LPL Financial LLC | 0.00% | Add +8.7% | 68,121 | $1.8M |
| Commonwealth Equity Services, LLC | 0.00% | Reduce -4.5% | 65,957 | $1.7M |
| Envestnet Asset Management Inc. | 0.00% | Reduce -25.4% | 64,169 | $1.7M |
| Osaic Holdings, Inc. | 0.00% | Reduce -66.1% | 59,855 | $1.5M |
| Independent Financial Group, LLC | 0.03% | No change | 59,049 | $1.5M |
| BFI Wealth Solutions, LLC | 1.42% | Add +19.7% | 57,368 | $1.5M |
| Truist Financial Corp. | 0.00% | Reduce -31.7% | 50,409 | $1.3M |
| Secured Retirement Advisors, LLC | 0.67% | Reduce -1.1% | 46,213 | $1.2M |
| Grantvest Financial Group LLC | 0.63% | Reduce -2.3% | 37,827 | $974K |
| NewEdge Advisors, LLC | 0.00% | Reduce -13.8% | 35,767 | $921K |
| NorthCrest Asset Manangement, LLC | 0.03% | Reduce -20.0% | 31,168 | $808K |
| Susquehanna International Group, LLP | 0.00% | Add +3.2% | 31,189 | $803K |
| Ignite Planners, LLC | 0.12% | Reduce -5.3% | 29,553 | $761K |
| Ameritas Investment Partners, Inc. | 0.02% | Reduce -1.2% | 28,360 | $730K |
| Cambridge Investment Research Advisors, Inc. | 0.00% | Reduce -19.8% | 26,141 | $673K |
| Vise Technologies, Inc. | 0.01% | No change | 22,137 | $565K |
| Crusonia Wealth Advisors LLC | 0.11% | No change | 20,000 | $515K |
| Foundations Investment Advisors, LLC | 0.01% | Reduce -0.9% | 18,549 | $478K |
| Wealthgarden F.S. LLC | 0.32% | No change | 18,308 | $471K |
| Prospera Financial Services Inc | 0.01% | No change | 16,939 | $436K |
| Silver Oak Securities, Incorporated | 0.03% | Add +1.5% | 13,283 | $342K |
| Capital Analysts, LLC | 0.01% | No change | 12,924 | $333K |
| Harbour Investments, Inc. | 0.00% | Reduce -9.5% | 12,290 | $316K |
| Rockefeller Capital Management L.P. | 0.00% | Reduce -6.3% | 12,105 | $312K |
| Goldman Sachs Group Inc. | 0.00% | New | 11,146 | $287K |
| Kestra Private Wealth Services, LLC | 0.00% | No change | 10,700 | $275K |
| Wood Tarver Financial Group, LLC | 0.08% | No change | 10,689 | $275K |
| Kovack Advisors, Inc. | 0.01% | Add +5.7% | 9,138 | $236K |
| Integrated Advisors Network LLC | 0.01% | No change | 8,312 | $214K |
| Merit Financial Group, LLC | 0.00% | Reduce -19.5% | 8,245 | $212K |
| Diligent Investors, LLC | 0.05% | No change | 8,150 | $210K |
| Steward Partners Investment Advisory, LLC | 0.00% | No change | 6,750 | $174K |
| DHJJ Financial Advisors, Ltd. | 0.06% | Reduce -1.6% | 6,728 | $173K |
| MTM Investment Management, LLC | 0.05% | No change | 6,560 | $169K |
| Spire Wealth Management | 0.01% | No change | 6,231 | $160K |
| Creative Financial Designs Inc. | 0.01% | Reduce -1.0% | 6,018 | $155K |
| Sunbelt Securities, Inc. | 0.01% | No change | 5,165 | $133K |
| SOA Wealth Advisors, LLC. | 0.02% | Reduce -51.6% | 3,870 | $100K |
| AE Wealth Management LLC | 0.00% | No change | 3,728 | $96K |
| Benson Wealth Management INC | 0.11% | No change | 3,164 | $81K |
| CX Institutional | 0.00% | Reduce -27.8% | 2,824 | $73K |
| MAI Capital Management | 0.00% | No change | 1,250 | $32K |
| Larson Financial Group LLC | 0.00% | Reduce -86.8% | 864 | $22K |
| Ameriflex Group, Inc. | 0.01% | No change | 850 | $22K |
| Lanark Financial, Inc. | 0.00% | No change | 843 | $22K |
| Morgan Stanley | 0.00% | No change | 727 | $19K |
| Geneos Wealth Management Inc. | 0.00% | No change | 662 | $17K |
| Wealth Enhancement Advisory Services, LLC | 0.00% | Add +4870.0% | 31,808 | $17K |
| Farther Finance Advisors, LLC | 0.00% | New | 350 | $9K |
| UBS Group AG | 0.00% | Reduce -68.5% | 69 | $2K |
| Integrity Financial Corp | 0.00% | No change | 66 | $2K |
"% of holder's portfolio" is SAUG's weight in each manager's 13F, not the share of FT Vest US Small Cap Moderat the manager owns.