FT Vest US Small Cap ModeratSAUGETF
13F holders, Q1 2025 (March 31)45holders −3
3new positions
5sold out
1famous investor
$22.43avg. 13F price*
At the end of Q1 2025, 45 institutions reported holding FT Vest US Small Cap Moderat (SAUG) in their 13F filings, down 3 from Q4 2024. 3 opened new positions and 5 sold out. The largest holders were Harvest Investment Services, LLC ($11.1M), Maia Wealth LLC ($5.5M) and NewEdge Advisors, LLC ($3.8M). One famous investor held it Ken Griffin (0.0% of Citadel Advisors's portfolio).
- Company
- FT Vest US Small Cap Moderat
- Filed as
- FIRST TR EXCHNG TRADED FD VI (Q1 2025)
- CUSIP
- 33740F417
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q4 2024 → Q1 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 3 | $17.4M |
| Exits | 5 | $1.9M |
All 13F filers, Q4 2024 → Q1 2025: 813,990 shares bought and 214,297 shares sold, net +599,693 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 45 holders
| Harvest Investment Services, LLC | 3.08% | New | 490,838 | $11.1M |
| Maia Wealth LLC | 1.26% | New | 255,113 | $5.5M |
| NewEdge Advisors, LLC | 0.02% | Reduce -4.4% | 167,544 | $3.8M |
| Harbour Investments, Inc. | 0.08% | Add +9.2% | 129,204 | $2.9M |
| Cetera Investment Advisers | 0.01% | Add +2.8% | 122,375 | $2.8M |
| Raymond James Financial Inc. | 0.00% | Reduce -1.1% | 113,447 | $2.6M |
| Envestnet Asset Management Inc. | 0.00% | Reduce -11.2% | 99,941 | $2.3M |
| Independent Financial Group, LLC | 0.08% | No change | 97,939 | $2.2M |
| Acorn Financial Advisory Services Inc. | 0.37% | Reduce -5.0% | 89,784 | $2.0M |
| Truist Financial Corp. | 0.00% | Reduce -14.1% | 88,252 | $2.0M |
| Osaic Holdings, Inc. | 0.00% | Reduce -26.6% | 78,338 | $1.8M |
| Kestra Advisory Services, LLC | 0.01% | Reduce -4.5% | 64,451 | $1.5M |
| Commonwealth Equity Services, LLC | 0.00% | Reduce -4.9% | 55,051 | $1.2M |
| Secured Retirement Advisors, LLC | 0.79% | Add +7.3% | 54,757 | $1.2M |
| Cambridge Investment Research Advisors, Inc. | 0.00% | Reduce -2.2% | 44,264 | $997K |
| Thoroughbred Financial Services, LLC | 0.06% | Reduce -13.9% | 41,581 | $936K |
| NorthCrest Asset Manangement, LLC | 0.03% | No change | 39,997 | $901K |
| LPL Financial LLC | 0.00% | New | 36,990 | $833K |
| Grantvest Financial Group LLC | 0.55% | Reduce -0.3% | 30,297 | $682K |
| Ameritas Investment Partners, Inc. | 0.02% | Add +22.1% | 29,385 | $662K |
| Citadel Advisors | 0.00% | Reduce -41.0% | 22,017 | $496K |
| Rockefeller Capital Management L.P. | 0.00% | Reduce -13.1% | 20,918 | $471K |
| Wealthgarden F.S. LLC | 0.41% | No change | 18,795 | $423K |
| Foundations Investment Advisors, LLC | 0.01% | Reduce -5.8% | 18,549 | $418K |
| Prospera Financial Services Inc | 0.01% | Reduce -0.0% | 16,939 | $381K |
| Sigma Planning Corp | 0.01% | Reduce -1.4% | 15,586 | $351K |
| Envestnet Portfolio Solutions, Inc. | 0.00% | Reduce -40.4% | 14,582 | $328K |
| Ignite Planners, LLC | 0.06% | Reduce -18.1% | 14,096 | $316K |
| Integrated Advisors Network LLC | 0.02% | No change | 13,475 | $303K |
| Capital Analysts, LLC | 0.01% | Add +8.0% | 12,924 | $291K |
| Wood Tarver Financial Group, LLC | 0.09% | Reduce -15.5% | 12,860 | $290K |
| Atria Wealth Solutions, Inc. | 0.00% | Reduce -42.6% | 12,859 | $290K |
| Steward Partners Investment Advisory, LLC | 0.00% | No change | 7,996 | $180K |
| Spire Wealth Management | 0.00% | Reduce -33.3% | 6,815 | $153K |
| MTM Investment Management, LLC | 0.06% | No change | 6,560 | $148K |
| UBS Group AG | 0.00% | Add +5337.7% | 6,199 | $140K |
| Creative Financial Designs Inc. | 0.01% | Reduce -0.4% | 5,592 | $126K |
| DHJJ Financial Advisors, Ltd. | 0.05% | No change | 5,177 | $117K |
| EPG Wealth Management LLC | 0.03% | No change | 5,000 | $113K |
| Sunbelt Securities, Inc. | 0.01% | Reduce -3.4% | 4,140 | $93K |
| AE Wealth Management LLC | 0.00% | Reduce -30.1% | 3,888 | $88K |
| Larson Financial Group LLC | 0.00% | No change | 2,528 | $57K |
| SOA Wealth Advisors, LLC. | 0.01% | No change | 1,731 | $39K |
| JPMorgan Chase & Co. | 0.00% | Add +100.1% | 1,603 | $36K |
| Ameriflex Group, Inc. | 0.01% | No change | 850 | $19K |
"% of holder's portfolio" is SAUG's weight in each manager's 13F, not the share of FT Vest US Small Cap Moderat the manager owns.