FT Vest US Small Cap ModeratSAUGETF
13F holders, Q3 2025 (September 30)52holders +11
12new positions
1sold out
1famous investor
$25.02avg. 13F price*
At the end of Q3 2025, 52 institutions reported holding FT Vest US Small Cap Moderat (SAUG) in their 13F filings, up 11 from Q2 2025. 12 opened new positions and 1 sold out. The largest holders were Maia Wealth LLC ($6.1M), Osaic Holdings, Inc. ($5.3M) and Cetera Investment Advisers ($3.6M). One famous investor held it Ken Griffin (0.0% of Citadel Advisors's portfolio).
- Company
- FT Vest US Small Cap Moderat
- Filed as
- FIRST TR EXCHNG TRADED FD VI (Q3 2025)
- CUSIP
- 33740F417
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q2 2025 → Q3 2025
| Institutions | Total Value | |
|---|---|---|
| New Positions | 12 | $3.1M |
| Exits | 1 | $243K |
All 13F filers, Q2 2025 → Q3 2025: 350,691 shares bought and 738,951 shares sold, net −388,260 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 52 holders
| Maia Wealth LLC | 1.03% | Reduce -2.7% | 242,273 | $6.1M |
| Osaic Holdings, Inc. | 0.01% | Add +195.2% | 213,617 | $5.3M |
| Cetera Investment Advisers | 0.00% | Add +14.9% | 144,966 | $3.6M |
| Raymond James Financial Inc. | 0.00% | Add +9.2% | 115,302 | $2.9M |
| Acorn Financial Advisory Services Inc. | 0.34% | Reduce -0.5% | 88,106 | $2.2M |
| Envestnet Asset Management Inc. | 0.00% | Reduce -11.0% | 86,339 | $2.2M |
| Truist Financial Corp. | 0.00% | Reduce -14.5% | 75,237 | $1.9M |
| Commonwealth Equity Services, LLC | 0.00% | Reduce -3.0% | 74,580 | $1.9M |
| Kestra Advisory Services, LLC | 0.01% | Add +4.0% | 67,599 | $1.7M |
| LPL Financial LLC | 0.00% | Add +9.6% | 63,884 | $1.6M |
| NewEdge Advisors, LLC | 0.01% | Reduce -61.7% | 61,373 | $1.5M |
| Independent Financial Group, LLC | 0.04% | Reduce -39.7% | 59,049 | $1.5M |
| Secured Retirement Advisors, LLC | 0.74% | Reduce -7.2% | 52,703 | $1.3M |
| Harvest Investment Services, LLC | 0.24% | Reduce -89.8% | 48,540 | $1.2M |
| Global Assets Advisory, LLC | 0.32% | New | 42,435 | $1.1M |
| NorthCrest Asset Manangement, LLC | 0.02% | Add +3.9% | 38,971 | $978K |
| Grantvest Financial Group LLC | 0.64% | Add +22.4% | 37,085 | $929K |
| Cambridge Investment Research Advisors, Inc. | 0.00% | Reduce -18.3% | 33,875 | $848K |
| Ignite Planners, LLC | 0.13% | Add +162.0% | 32,713 | $819K |
| Ameritas Investment Partners, Inc. | 0.02% | Reduce -5.0% | 28,720 | $719K |
| Susquehanna International Group, LLP | 0.00% | New | 24,743 | $620K |
| Citadel Advisors | 0.00% | Add +85.0% | 24,722 | $619K |
| Harbour Investments, Inc. | 0.01% | Reduce -83.3% | 22,935 | $574K |
| Wealthgarden F.S. LLC | 0.33% | Reduce -1.9% | 18,389 | $466K |
| Foundations Investment Advisors, LLC | 0.01% | No change | 18,549 | $464K |
| Prospera Financial Services Inc | 0.01% | No change | 16,939 | $424K |
| Old Mission Capital LLC | 0.02% | New | 16,875 | $423K |
| Sigma Planning Corp | 0.01% | Reduce -0.3% | 15,156 | $380K |
| Vise Technologies, Inc. | 0.01% | New | 15,023 | $376K |
| Capital Analysts, LLC | 0.01% | No change | 12,924 | $324K |
| Rockefeller Capital Management L.P. | 0.00% | Reduce -0.1% | 12,926 | $324K |
| Kestra Private Wealth Services, LLC | 0.00% | Add +31.9% | 12,400 | $310K |
| Wood Tarver Financial Group, LLC | 0.08% | No change | 10,689 | $267K |
| Merit Financial Group, LLC | 0.00% | New | 10,529 | $264K |
| Integrated Advisors Network LLC | 0.01% | Reduce -32.9% | 9,037 | $226K |
| Diligent Investors, LLC | 0.05% | New | 8,150 | $204K |
| DHJJ Financial Advisors, Ltd. | 0.06% | Add +33.5% | 6,838 | $171K |
| Steward Partners Investment Advisory, LLC | 0.00% | No change | 6,750 | $169K |
| MTM Investment Management, LLC | 0.05% | No change | 6,560 | $164K |
| Spire Wealth Management | 0.01% | No change | 6,231 | $156K |
| SOA Wealth Advisors, LLC. | 0.03% | Add +256.8% | 6,176 | $155K |
| Creative Financial Designs Inc. | 0.01% | Add +0.9% | 6,170 | $154K |
| Sunbelt Securities, Inc. | 0.01% | Reduce -3.4% | 4,140 | $104K |
| AE Wealth Management LLC | 0.00% | No change | 3,728 | $93K |
| Larson Financial Group LLC | 0.00% | No change | 2,528 | $63K |
| Wealth Enhancement Advisory Services, LLC | 0.00% | New | 1,730 | $43K |
| Ameriflex Group, Inc. | 0.02% | New | 1,700 | $43K |
| MAI Capital Management | 0.00% | New | 1,250 | $31K |
| Ameritas Advisory Services, LLC | 0.00% | Reduce -44.0% | 1,100 | $28K |
| Geneos Wealth Management Inc. | 0.00% | New | 662 | $17K |
| Principal Securities, Inc. | 0.00% | New | 500 | $13K |
| Integrity Financial Corp | 0.00% | New | 80 | $2K |
"% of holder's portfolio" is SAUG's weight in each manager's 13F, not the share of FT Vest US Small Cap Moderat the manager owns.