Neos S&P 500 High Income ETFSPYIETF
13F holders, Q3 2024 (September 30)135holders +24
36new positions
13sold out
2famous investors
$51.23avg. 13F price*
At the end of Q3 2024, 135 institutions reported holding Neos S&P 500 High Income ETF (SPYI) in their 13F filings, up 24 from Q2 2024. 36 opened new positions and 13 sold out. The largest holders were Gradient Investments LLC ($90.8M), LPL Financial LLC ($33.5M) and Stifel Financial Corp. ($22.2M). 2 famous investors held it, including Jim Simons / Peter Brown (0.0% of Renaissance Technologies's portfolio) and Ken Griffin (0.0% of Citadel Advisors's portfolio).
- Company
- Neos S&P 500 High Income ETF
- Filed as
- NEOS ETF TRUST (Q3 2024)
- CUSIP
- 78433H303
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q2 2024 → Q3 2024
| Institutions | Total Value | |
|---|---|---|
| New Positions | 36 | $17.9M |
| Exits | 13 | $39.0M |
All 13F filers, Q2 2024 → Q3 2024: 2,391,611 shares bought and 1,096,503 shares sold, net +1,295,108 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 135 holders
| Gradient Investments LLC | 1.89% | Add +405.9% | 1,772,372 | $90.8M |
| LPL Financial LLC | 0.01% | Reduce -2.6% | 654,274 | $33.5M |
| Stifel Financial Corp. | 0.02% | Add +8.1% | 433,365 | $22.2M |
| Brown Financial Advisors | 3.47% | Add +2856.6% | 164,448 | $8.4M |
| International Assets Investment Management, LLC | 0.65% | Add +7.0% | 155,201 | $8.0M |
| MML Investors Services, LLC | 0.03% | Add +50.6% | 154,762 | $7.9M |
| Private Advisor Group, LLC | 0.04% | Add +103.2% | 133,541 | $6.9M |
| Renaissance Technologies | 0.01% | Reduce -41.0% | 133,100 | $6.8M |
| Cascade Wealth Advisors, Inc | 4.48% | Reduce -0.4% | 122,391 | $6.3M |
| Orion Porfolio Solutions, LLC | 0.05% | Add +12.8% | 89,534 | $4.6M |
| Orion Portfolio Solutions, LLC | 0.05% | Add +12.8% | 89,534 | $4.6M |
| Unique Wealth, LLC | 0.72% | Reduce -38.4% | 61,358 | $3.1M |
| Envestnet Asset Management Inc. | 0.00% | Add +27.4% | 54,036 | $2.8M |
| Cetera Investment Advisers | 0.01% | Add +160.1% | 52,403 | $2.7M |
| Ameriprise Financial Inc. | 0.00% | New | 51,486 | $2.6M |
| Commonwealth Equity Services, LLC | 0.00% | Add +45.6% | 50,492 | $2.6M |
| Smith, Moore & Co. | 0.24% | Add +19.5% | 49,749 | $2.5M |
| UBS Group AG | 0.00% | New | 46,800 | $2.4M |
| Truist Financial Corp. | 0.00% | Add +28.9% | 45,521 | $2.3M |
| Waverly Advisors, LLC | 0.04% | Add +58.2% | 44,985 | $2.3M |
| Guardian Financial Partners, LLC | 1.36% | Add +9.6% | 42,337 | $2.2M |
| Royal Bank of Canada | 0.00% | Add +122.4% | 41,379 | $2.1M |
| Delta Investment Management, LLC | 0.42% | Add +1.9% | 40,547 | $2.1M |
| Jane Street Group, LLC | 0.00% | Add +15.4% | 39,591 | $2.0M |
| Aptus Capital Advisors, LLC | 0.03% | Reduce -11.8% | 38,886 | $2.0M |
| Cascade Investment Group, Inc. | 1.37% | Add +4.5% | 36,380 | $1.9M |
| Cambridge Investment Research Advisors, Inc. | 0.01% | Add +31.4% | 34,952 | $1.8M |
| U.S. Capital Wealth Advisors, LLC | 0.06% | Add +8.1% | 34,945 | $1.8M |
| Citadel Advisors | 0.00% | New | 34,488 | $1.8M |
| Paladin Wealth, LLC | 1.47% | — | 32,902 | $1.7M |
| Atria Wealth Solutions, Inc. | 0.02% | Add +31.1% | 29,808 | $1.5M |
| High Net Worth Advisory Group LLC | 0.41% | Add +40.4% | 28,571 | $1.5M |
| Brown, Lisle/Cummings, Inc. | 0.44% | Add +2.2% | 28,500 | $1.5M |
| Crescent Grove Advisors, LLC | 0.15% | Add +0.6% | 28,485 | $1.5M |
| Sowell Financial Services LLC | 0.06% | New | 27,142 | $1.4M |
| NFSG Corp | 0.49% | Add +1630.8% | 27,122 | $1.4M |
| Stephens Inc. | 0.02% | New | 26,850 | $1.4M |
| Fortress Wealth Management, Inc. | 0.67% | Add +13.0% | 26,292 | $1.3M |
| Rockefeller Capital Management L.P. | 0.00% | Add +48.0% | 23,309 | $1.2M |
| PFG Investments, LLC | 0.07% | Add +69.8% | 21,686 | $1.1M |
| HighTower Advisors, LLC | 0.00% | Add +38.8% | 21,382 | $1.1M |
| PDS Planning, Inc | 0.09% | Add +182.1% | 20,316 | $1.0M |
| Mariner, LLC | 0.00% | New | 19,928 | $1.0M |
| Gainplan LLC | 0.48% | No change | 20,170 | $1.0M |
| CAP Partners, LLC | 0.72% | Add +18.3% | 18,941 | $970K |
| Willner & Heller, LLC | 0.78% | Reduce -8.4% | 17,029 | $872K |
| Triumph Capital Management | 0.31% | Reduce -38.9% | 16,913 | $866K |
| Jupiter Wealth Management LLC | 0.43% | No change | 16,299 | $835K |
| Cary Street Partners Investment Advisory LLC | 0.03% | Add +15.6% | 16,047 | $822K |
| Insigneo Advisory Services, LLC | 0.08% | New | 15,965 | $818K |
| Claro Advisors Inc. | 0.11% | Add +4.3% | 15,943 | $817K |
| Arete Wealth Advisors, LLC | 0.06% | Add +11.9% | 14,054 | $718K |
| HBW Advisory Services LLC | 0.10% | Add +1.1% | 14,013 | $718K |
| Camarda Financial Advisors, LLC | 0.27% | Reduce -82.9% | 13,892 | $712K |
| NewEdge Wealth, LLC | 0.01% | Add +11.1% | 13,859 | $710K |
| Owen LaRue, LLC | 0.37% | New | 13,639 | $699K |
| Gladstone Institutional Advisory LLC | 0.03% | New | 12,946 | $663K |
| Moloney Securities Asset Management, LLC | 0.09% | Add +7.2% | 12,621 | $647K |
| DAVENPORT & Co LLC | 0.00% | Reduce -15.8% | 11,700 | $599K |
| Osaic Holdings, Inc. | 0.00% | Add +33.1% | 11,601 | $594K |
| Diversify Wealth Management, LLC | 0.06% | Add +102.0% | 11,456 | $586K |
| RFG Advisory, LLC | 0.02% | Add +33.5% | 10,547 | $540K |
| Integrated Wealth Concepts LLC | 0.01% | Add +3.6% | 10,431 | $534K |
| Mirae Asset Global Investments Co., Ltd. | 0.00% | No change | 10,000 | $511K |
| Two Sigma Securities, LLC | 0.04% | New | 9,948 | $510K |
| Leo Wealth, LLC | 0.05% | New | 9,900 | $507K |
| Northeast Financial Consultants Inc | 0.02% | No change | 9,746 | $499K |
| IHT Wealth Management, LLC | 0.01% | Reduce -53.6% | 9,655 | $494K |
| CoreCap Advisors, LLC | 0.02% | Add +26.6% | 9,593 | $491K |
| ELCO Management Co., LLC | 0.27% | Add +1.3% | 9,575 | $491K |
| Napa Wealth Management | 0.20% | New | 8,156 | $418K |
| Intrua Financial, LLC | 0.07% | Add +44.5% | 8,109 | $415K |
| Mattson Financial Services, LLC | 0.15% | Reduce -0.8% | 8,209 | $412K |
| Avantax Advisory Services, Inc. | 0.00% | Reduce -8.1% | 7,999 | $410K |
| Silver Oak Securities, Incorporated | 0.04% | Add +64.9% | 7,866 | $402K |
| Kingswood Wealth Advisors, LLC | 0.03% | Add +30.3% | 7,490 | $384K |
| JPMorgan Chase & Co. | 0.00% | New | 6,826 | $350K |
| Ameritas Advisory Services, LLC | 0.01% | Add +29.8% | 6,754 | $346K |
| Stratos Wealth Partners, LTD. | 0.01% | Add +19.6% | 6,648 | $341K |
| Tower Research Capital LLC (TRC) | 0.01% | Add +21283.9% | 6,629 | $340K |
| AE Wealth Management LLC | 0.00% | New | 6,402 | $328K |
| Belpointe Asset Management LLC | 0.02% | New | 6,101 | $313K |
| Centennial Bank | 0.14% | Add +598.6% | 6,036 | $309K |
| US Bancorp \de | 0.00% | Add +49.6% | 6,000 | $307K |
| Kestra Advisory Services, LLC | 0.00% | Reduce -82.8% | 5,974 | $306K |
| Creative Planning | 0.00% | New | 5,967 | $306K |
| Novak & Powell Financial Services, Inc. | 0.17% | Add +15.3% | 5,880 | $301K |
| Sheets Smith Wealth Management | 0.04% | New | 5,875 | $301K |
| Compound Planning, Inc. | 0.02% | Reduce -8.6% | 5,642 | $289K |
| Grant/GrossMendelsohn, LLC | 0.12% | New | 5,642 | $289K |
| PFG Advisors | 0.02% | Add +11.2% | 5,441 | $279K |
| Quartz Partners, LLC | 0.17% | — | 5,419 | $278K |
| Traynor Capital Management, Inc. | 0.02% | Reduce -20.6% | 5,254 | $269K |
| SeaCrest Wealth Management, LLC | 0.03% | New | 5,126 | $263K |
| Independent Financial Group, LLC | 0.01% | Reduce -32.0% | 5,006 | $256K |
| Perennial Investment Advisors, LLC | 0.03% | New | 4,947 | $253K |
| Great Valley Advisor Group, Inc. | 0.01% | New | 4,863 | $249K |
| Carolinas Wealth Consulting LLC | 0.04% | No change | 4,791 | $245K |
| Key Client Fiduciary Advisors, LLC | 0.11% | New | 4,580 | $235K |
| Ashton Thomas Private Wealth, LLC | 0.01% | New | 4,436 | $227K |
"% of holder's portfolio" is SPYI's weight in each manager's 13F, not the share of Neos S&P 500 High Income ETF the manager owns.