Tri-ContinentalTY

13F holders, Q3 2025 (September 30)
154holders +5
16new positions
9sold out
$34.00avg. 13F price*

At the end of Q3 2025, 154 institutions reported holding Tri-Continental Corp. (TY) in their 13F filings, up 5 from Q2 2025. 16 opened new positions and 9 sold out. The largest holders were Saba Capital Management, L.P. ($22.0M), Lazard Asset Management LLC ($17.6M) and Morgan Stanley ($17.0M).

Company
Tri-Continental Corp.
CUSIP
895436103
Latest filing quarter
Q2 2026

History

Number of 13F holders

050100150200 Q1 2024: 129Q1 2024Q2 2024: 135Q2 2024Q3 2024: 136Q3 2024Q4 2024: 149Q4 2024Q1 2025: 145Q1 2025Q2 2025: 149Q2 2025Q3 2025: 154Q3 2025Q4 2025: 151Q4 2025Q1 2026: 153Q1 2026Q2 2026: 158Q2 2026

Total Exit/New Position Q2 2025 → Q3 2025

InstitutionsTotal Value
New Positions16$4.7M
Exits9$2.4M

All 13F filers, Q2 2025 → Q3 2025: 813,635 shares bought and 607,519 shares sold, net +206,116 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 154 holders

Saba Capital Management, L.P. 0.74% Add +390.8% 647,684 $22.0M
Lazard Asset Management LLC 0.02% Add +15.1% 517,626 $17.6M
Morgan Stanley 0.00% Reduce -1.7% 500,973 $17.0M
Bard Financial Services, Inc. 1.66% Reduce -5.5% 444,956 $15.1M
Blue Bell Private Wealth Management, LLC 2.16% Add +0.6% 418,033 $14.2M
Allspring Global Investments Holdings, LLC 0.02% Add +7.9% 336,196 $11.4M
UBS Group AG 0.00% Reduce -13.8% 293,798 $10.0M
Raymond James Financial Inc. 0.00% Add +1.0% 266,059 $9.0M
Wells Fargo & Company 0.00% Reduce -3.5% 224,182 $7.6M
NorthCoast Asset Management LLC 0.03% Reduce -2.4% 198,450 $6.7M
Uncommon Cents Investing LLC 1.35% Reduce -1.6% 159,196 $5.4M
Cornerstone Advisory, LLC 0.47% Add +1.3% 140,993 $4.8M
Wealth Enhancement Advisory Services, LLC 0.01% Add +3.9% 131,139 $4.5M
Stifel Financial Corp. 0.00% Add +2.4% 100,432 $3.4M
Hennion & Walsh Asset Management, Inc. 0.12% Add +6.2% 97,183 $3.3M
1620 Investment Advisors, Inc. 2.13% Add +0.5% 91,759 $3.1M
Mariner, LLC 0.00% Add +3.0% 88,071 $3.0M
Capstone Financial Advisors, Inc. 0.14% No change 75,513 $2.6M
D.A. Davidson & Co. 0.02% Add +1.6% 73,911 $2.5M
First Trust Advisors LP 0.00% Add +8.0% 67,629 $2.3M
LPL Financial LLC 0.00% Add +4.0% 64,643 $2.2M
Platform Technology Partners 0.51% No change 63,022 $2.1M
RB Capital Management, LLC 0.45% Add +1.0% 61,581 $2.1M
Stolper Co 0.60% Reduce -0.1% 58,346 $2.0M
Royal Bank of Canada 0.00% Reduce -0.1% 56,806 $1.9M
Commonwealth Equity Services, LLC 0.00% Reduce -2.9% 53,457 $1.8M
Cambridge Investment Research Advisors, Inc. 0.00% Reduce -0.3% 46,945 $1.6M
Bank of America Corp. 0.00% Add +6.7% 46,912 $1.6M
Beckerman Institutional, LLC 0.82% Reduce -1.2% 41,017 $1.4M
Allworth Financial LP 0.01% Add +0.1% 40,544 $1.4M
Quadrant Private Wealth Management, LLC 0.24% New 38,406 $1.3M
Concurrent Investment Advisors, LLC 0.02% Add +8.3% 38,402 $1.3M
Whitener Capital Management, Inc. 0.27% Reduce -0.3% 33,620 $1.1M
Albion Financial Group 0.06% Reduce -1.4% 31,156 $1.1M
Altus Wealth Group LLC 0.43% No change 30,851 $1.0M
Prospera Capital Management, LLC 0.48% No change 29,345 $998K
Guggenheim Capital LLC 0.01% Reduce -1.8% 28,297 $962K
HighTower Advisors, LLC 0.00% Reduce -43.0% 27,646 $940K
First Merchants Corp. 0.04% No change 27,607 $939K
&partners 0.01% Add +26.9% 26,348 $896K
Thrivent Financial for Lutherans 0.00% No change 25,907 $881K
Creative Planning 0.00% No change 25,640 $872K
Advisors Asset Management, Inc. 0.01% Reduce -0.7% 25,087 $853K
Cetera Investment Advisers 0.00% Reduce -1.8% 24,699 $840K
Baltimore-Washington Financial Advisors, Inc. 0.04% No change 24,416 $830K
Osaic Holdings, Inc. 0.00% Reduce -18.6% 23,348 $785K
Mgo One Seven LLC 0.02% Add +0.2% 21,146 $719K
Kirr Marbach & Co. LLC 0.12% No change 19,882 $676K
Heritage Wealth Advisors 0.03% No change 19,028 $647K
Kestra Advisory Services, LLC 0.00% Reduce -4.8% 17,512 $595K
Johnson Investment Counsel Inc. 0.00% Reduce -2.1% 17,081 $581K
First PREMIER Bank 0.13% No change 16,574 $564K
Wolverine Asset Management LLC 0.04% Reduce -89.6% 15,969 $543K
JPMorgan Chase & Co. 0.00% Add +0.2% 14,987 $510K
Successful Portfolios LLC 0.29% Reduce -5.0% 14,791 $503K
GatePass Capital, LLC 0.29% No change 14,756 $502K
Rockefeller Capital Management L.P. 0.00% New 14,591 $496K
Tower Wealth Partners, Inc. 0.27% Add +0.8% 14,434 $491K
Steward Partners Investment Advisory, LLC 0.00% Add +227.6% 14,213 $483K
Cerity Partners LLC 0.00% New 14,175 $482K
Delta Capital Management LLC 0.24% No change 13,342 $454K
MSH Capital Advisors LLC 0.12% Add +18.4% 12,894 $438K
First Financial Bankshares Inc 0.01% No change 12,720 $432K
Pathstone Holdings, LLC 0.00% No change 12,691 $431K
Shaker Financial Services, LLC 0.15% Reduce -92.2% 12,682 $431K
Twin Focus Capital Partners, LLC 0.05% No change 12,611 $429K
Waverly Advisors, LLC 0.00% Reduce -3.9% 12,414 $422K
Corient Private Wealth LP 0.00% No change 12,158 $413K
Joel Isaacson & Co., LLC 0.01% No change 11,866 $403K
Private Advisor Group, LLC 0.00% New 11,796 $401K
Foundations Investment Advisors, LLC 0.01% Add +0.8% 11,774 $400K
Ameriprise Financial Inc. 0.00% Reduce -4.0% 11,128 $393K
Koshinski Asset Management, Inc. 0.03% Reduce -9.0% 11,365 $386K
Cora Capital Advisors LLC 0.16% No change 11,275 $383K
Integrated Wealth Concepts LLC 0.00% Reduce -79.7% 11,203 $381K
Nations Financial Group Inc, /Ia/ 0.02% No change 11,106 $378K
Northern Trust Corp. 0.00% No change 11,042 $375K
BancFirst Trust & Investment Management 0.14% No change 11,061 $375K
American Institute for Advanced Investment Management, LLP 0.23% Reduce -12.4% 10,273 $349K
Tiaa Trust, National Association 0.00% Reduce -0.0% 10,136 $345K
Oppenheimer & Co. Inc. 0.00% Add +0.0% 9,680 $329K
BNP Paribas Financial Markets 0.00% Add +666.9% 9,655 $328K
Ferguson Wellman Capital Management, Inc. 0.01% No change 9,266 $315K
Level Four Advisory Services, LLC 0.01% Add +0.5% 8,762 $298K
Crews Bank & Trust 0.04% No change 8,509 $289K
Landscape Capital Management, L.L.C. 0.02% Reduce -74.6% 8,445 $287K
Tandem Capital Management Corp. 0.13% No change 8,300 $282K
Quantedge Capital Pte Ltd 0.14% Reduce -66.2% 7,751 $264K
Prentiss Smith & Co. Inc. 0.15% No change 7,689 $261K
First Command Advisory Services, Inc. 0.00% No change 7,449 $253K
International Assets Investment Management, LLC 0.02% No change 7,644 $243K
Independent Family Office, LLC 0.10% No change 6,987 $238K
Busey Bank 0.01% New 6,641 $226K
PNC Financial Services Group, Inc. 0.00% Reduce -17.8% 6,633 $226K
Main Street Financial Solutions, LLC 0.01% Add +0.8% 6,583 $224K
Choate Investment Advisors 0.00% No change 6,578 $224K
Summitry LLC 0.01% New 6,500 $221K
Mezzasalma Advisors, LLC 0.05% New 6,292 $214K
Mercer Global Advisors Inc. 0.00% New 6,280 $214K
Mascagni Wealth Management, Inc. 0.16% Reduce -2.5% 6,200 $211K

"% of holder's portfolio" is TY's weight in each manager's 13F, not the share of Tri-Continental Corp. the manager owns.

Show all 154 holders