Ashton Thomas Securities, LLC
In its 13F for Q2 2025 (holdings as of June 30, 2025, filed July 21, 2025), Ashton Thomas Securities, LLC reported 281 stock positions worth $413.3 million. Its top holding was Vanguard S&P 500 ETF (VOO) at 4.7% of the portfolio, followed by Nvidia (NVDA, 4.0%) and Microsoft (MSFT, 3.8%). Compared with Q1 2025, it opened 28 new positions, sold out of 8, added to 101 and reduced 110. The biggest buy was a new position in Invesco S&P 500 Top 50 ETF (XLG) and the biggest sale Invesco Equal Weight 0-30 YR (GOVI, shares −33%).
- Most Recent 13F
- Q2 2026
- Location
- ROCHESTER, NY
- CIK
- 0000771572
- Portfolio Value
- $413.3M (Q2 2025)
- SEC Filing
- 0001398344-25-013417 ↗ filed Jul 21, 2025
Holdings Value
Holdings 281 stocks · $413.3M
| VOO Vanguard S&P 500 ETF | 4.72% | 34,360 | $19.5M | Reduce -4.6% |
| NVDA Nvidia Corp. | 4.04% | 105,728 | $16.7M | Reduce -1.1% |
| MSFT Microsoft Corp. | 3.84% | 31,937 | $15.9M | Reduce -2.9% |
| VEA Vanguard Ftse Developed ETF | 3.17% | 229,651 | $13.1M | Reduce -0.8% |
| META Meta Platforms Inc. Class A | 2.19% | 12,277 | $9.1M | Add +12.4% |
| OMFL Invesco Russell 1000 DYN M/F | 2.12% | 151,936 | $8.8M | Reduce -20.1% |
| AMZN Amazon.com Inc. | 2.00% | 37,767 | $8.3M | Add +4.5% |
| ORCL Oracle Corp. | 1.87% | 35,292 | $7.7M | Add +11.9% |
| XLG Invesco S&P 500 Top 50 ETF | 1.85% | 147,063 | $7.7M | New |
| AAPL Apple Inc. | 1.84% | 36,993 | $7.6M | Reduce -5.3% |
| VCIT Vanguard Int-Term Corporate | 1.82% | 90,746 | $7.5M | Add +0.4% |
| BRK.B Berkshire Hathaway Inc. Class B | 1.70% | 14,458 | $7.0M | Add +4.3% |
| DYNF Ishrs US E F R A ETF-Usd Inc. | 1.65% | 125,325 | $6.8M | Add +1.3% |
| MCK McKesson Corp. | 1.47% | 8,300 | $6.1M | Reduce -9.8% |
| NFLX Netflix Inc. | 1.47% | 4,534 | $6.1M | Add +3.8% |
| GOVI Invesco Equal Weight 0-30 YR | 1.26% | 189,743 | $5.2M | Reduce -33.4% |
| GTO Invesco Total Return Bond Et | 1.16% | 102,590 | $4.8M | Add +55.5% |
| FISV Fiserv Inc. | 1.16% | 27,825 | $4.8M | Reduce -0.7% |
| IMFL Invesco Int DVLP DYN Multi | 1.07% | 159,591 | $4.4M | Add +26.7% |
| MKL Markel Group Inc. | 1.02% | 2,103 | $4.2M | Add +1.1% |
| BN Brookfield Corp. | 1.01% | 67,304 | $4.2M | Reduce -16.3% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.98% | 32,758 | $4.1M | Add +27.8% |
| GOOGL Alphabet Inc. Class A | 0.97% | 22,671 | $4.0M | Add +2.2% |
| TSLA Tesla Inc. | 0.94% | 12,219 | $3.9M | Add +0.6% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.87% | 8,240 | $3.6M | Add +1.3% |
| MBB iShares MBS ETF | 0.86% | 37,680 | $3.5M | Add +2.8% |
| DBMF Imgp Dbi MFT STR ETF-Usd Inc. | 0.83% | 133,968 | $3.4M | New |
| OXY Occidental Petroleum Corp. | 0.83% | 81,607 | $3.4M | Add +16.0% |
| CME Cme Group Inc. | 0.82% | 12,317 | $3.4M | Add +1.5% |
| APD Air Products & Chemicals Inc. | 0.79% | 11,578 | $3.3M | Add +1.1% |
| VTEB Vanguard Tax-Exempt Bond ETF | 0.79% | 66,488 | $3.3M | Add +22.1% |
| CNC Centene Corp. | 0.75% | 57,430 | $3.1M | Add +1.0% |
| THRO iShares U.S. Thematic Rotati | 0.73% | 84,468 | $3.0M | New |
| AVGO Broadcom Inc. | 0.73% | 10,897 | $3.0M | Add +8.7% |
| VTI VG Morningstar TS MKT ETF-US | 0.72% | 9,806 | $3.0M | Reduce -0.0% |
| XLK SS Technology Select Sector | 0.71% | 11,547 | $2.9M | Add +25.9% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 0.70% | 73,076 | $2.9M | Add +2.0% |
| BINC iShares Flex I A ETF-Usd Inc. | 0.65% | 50,716 | $2.7M | Add +2.6% |
| PANW Palo Alto Networks Inc. | 0.63% | 12,657 | $2.6M | Add +2.4% |
| GOOG Alphabet Inc. Class C | 0.59% | 13,708 | $2.4M | Reduce -4.5% |
| CMCSA Comcast Corp. Class A | 0.59% | 67,828 | $2.4M | Reduce -1.1% |
| VIS Vanguard Industrials ETF | 0.58% | 8,489 | $2.4M | Add +0.0% |
| BGC BGC Group Inc. Class A | 0.57% | 231,882 | $2.4M | No change |
| UOCT Innovator U.S. Equity Ultra | 0.56% | 63,385 | $2.3M | Reduce -0.1% |
| UDEC Innovator U.S. Equity Ultra | 0.56% | 63,543 | $2.3M | Reduce -0.2% |
| LMT Lockheed Martin Corp. | 0.55% | 4,935 | $2.3M | Add +1.1% |
| FEBM FT Vest US Eq Max Buf Feb | 0.55% | 77,491 | $2.3M | No change |
| ICLO Invesco Aaa Clo F/R Note ETF | 0.55% | 88,800 | $2.3M | New |
| VNQ Vanguard Real Estate ETF | 0.55% | 25,436 | $2.3M | Add +0.4% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.55% | 12,808 | $2.3M | Add +0.2% |
| FMHI First Trust Municipal High I | 0.55% | 48,416 | $2.3M | Add +139.5% |
| BKNG Booking Holdings Inc. | 0.52% | 374 | $2.2M | Reduce -9.0% |
| BA The Boeing Co. | 0.51% | 10,056 | $2.1M | Add +3.9% |
| CGUS Cap Group Core Equity filed as CAPITAL GROUP CORE EQUITY ET | 0.51% | 56,857 | $2.1M | Add +9.9% |
| HSY The Hershey Co. | 0.51% | 12,631 | $2.1M | New |
| UHAL.B U-Haul Holding Co.-Non Voting | 0.49% | 36,858 | $2.0M | Add +5.0% |
| UNP Union Pacific Corp. | 0.46% | 8,328 | $1.9M | Reduce -35.3% |
| XOM Exxon Mobil Corp. | 0.45% | 17,341 | $1.9M | Add +4.3% |
| COST Costco Wholesale Corp. | 0.45% | 1,885 | $1.9M | Reduce -0.8% |
| SCHC Schwab Intl Small-Cap Equity | 0.45% | 43,282 | $1.8M | New |
| PM Philip Morris International | 0.44% | 9,974 | $1.8M | Reduce -2.0% |
| ISRG Intuitive Surgical Inc. | 0.43% | 3,258 | $1.8M | Reduce -0.2% |
| FNV Franco-Nevada Corp. | 0.42% | 10,660 | $1.7M | New |
| SNN Smith & Nephew PLC -Spon ADR | 0.41% | 55,911 | $1.7M | Add +0.9% |
| JMEE JPM Sma & Mid Cap En Eq Et-U filed as J P MORGAN EXCHANGE TRADED F | 0.41% | 28,823 | $1.7M | Reduce -18.2% |
| T AT&T Inc. | 0.41% | 58,499 | $1.7M | Reduce -1.4% |
| VDE Vanguard Energy ETF | 0.41% | 14,197 | $1.7M | Add +0.5% |
| BSJR Invesco Bulletshares 2027 HY | 0.40% | 73,197 | $1.7M | Add +0.0% |
| VRTX Vertex Pharmaceuticals Inc. | 0.40% | 3,691 | $1.6M | Add +0.3% |
| IAU iShares Gold Trust | 0.38% | 25,323 | $1.6M | Reduce -28.6% |
| XLV SS Health Care Select Sector | 0.38% | 11,612 | $1.6M | Reduce -5.4% |
| XLC SS Comm Select Sector SPDR | 0.37% | 14,127 | $1.5M | Add +42.4% |
| BNDX Vanguard Total Intl Bond ETF | 0.37% | 30,819 | $1.5M | Add +2.4% |
| CRM Salesforce Inc. | 0.36% | 5,521 | $1.5M | Add +7.1% |
| XLF SS Financial Select Sector | 0.36% | 28,667 | $1.5M | Reduce -15.6% |
| BSV Vanguard Short-Term Bond ETF | 0.35% | 18,599 | $1.5M | Add +3.1% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.34% | 2,250 | $1.4M | Add +182.7% |
| HD Home Depot Inc. | 0.33% | 3,746 | $1.4M | Reduce -5.6% |
| VTN Invesco TR for Invest GRD NY | 0.33% | 130,700 | $1.4M | Add +17.0% |
| DCI Donaldson Co. Inc. | 0.33% | 19,588 | $1.4M | Reduce -34.1% |
| NOW ServiceNow Inc. | 0.33% | 1,313 | $1.3M | Reduce -2.5% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.33% | 4,561 | $1.3M | Add +9.3% |
| PZA Invesco National Amt-Free Mu | 0.31% | 57,852 | $1.3M | Reduce -70.3% |
| JPM JPMorgan Chase & Co. | 0.31% | 4,451 | $1.3M | Reduce -6.2% |
| BSJS Invesco Bulletshares 2028 HY | 0.31% | 57,764 | $1.3M | Add +0.4% |
| ANET Arista Networks Inc. | 0.31% | 12,414 | $1.3M | Reduce -0.1% |
| VIG Vanguard Dividend Apprec ETF | 0.31% | 6,188 | $1.3M | No change |
| HWM Howmet Aerospace Inc. | 0.30% | 6,758 | $1.3M | Reduce -13.7% |
| VZ Verizon Communications Inc. | 0.30% | 28,856 | $1.2M | Add +14.2% |
| ADSK Autodesk Inc. | 0.30% | 3,986 | $1.2M | Add +3.1% |
| BAI Ishrs AI in and Tech Act ETF | 0.29% | 41,400 | $1.2M | New |
| PGR Progressive Corp. | 0.28% | 4,387 | $1.2M | Reduce -1.2% |
| USA Liberty All Star Equity Fund | 0.28% | 169,575 | $1.2M | Add +0.8% |
| SEPM FT Vest US Eq Max Buf Sep | 0.28% | 37,350 | $1.1M | Reduce -0.1% |
| XLP SS Consumer Staples Sel Sect | 0.27% | 13,991 | $1.1M | Reduce -5.1% |
| BSX Boston Scientific Corp. | 0.27% | 10,499 | $1.1M | Reduce -1.6% |
| GS Goldman Sachs Group Inc. | 0.27% | 1,584 | $1.1M | Reduce -4.2% |
| MO Altria Group Inc. | 0.26% | 18,374 | $1.1M | Reduce -3.0% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.26% | 22,644 | $1.1M | Add +1.4% |
| ORLY O'reilly Automotive Inc. | 0.26% | 11,820 | $1.1M | Reduce -1.1% |
Other holdings (2): bonds, preferreds, convertibles and warrants · $1K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| LMP CAPITAL AND INCOME FUND | RIGHT 07/11/2025 | 15,504 | $1K | No change |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 7 | $145 | No change |
Total filed on the 13F, all lines: $413.3M.
Portfolio Sells Q1 2025 → Q2 2025
| GOVI Invesco Equal Weight 0-30 YR | Reduce -33.4% | 1.26% | −0.94 |
| PZA Invesco National Amt-Free Mu | Reduce -70.3% | 0.31% | −0.93 |
| OMFL Invesco Russell 1000 DYN M/F | Reduce -20.1% | 2.12% | −0.69 |
| AAPL Apple Inc. | Reduce -5.3% | 1.84% | −0.58 |
| FISV Fiserv Inc. | Reduce -0.7% | 1.16% | −0.56 |
| VOO Vanguard S&P 500 ETF | Reduce -4.6% | 4.72% | −0.42 |
| UNP Union Pacific Corp. | Reduce -35.3% | 0.46% | −0.38 |
| SLB SLB Ltd. | Reduce -53.4% | 0.15% | −0.30 |
| MCK McKesson Corp. | Reduce -9.8% | 1.47% | −0.25 |
| DCI Donaldson Co. Inc. | Reduce -34.1% | 0.33% | −0.24 |
| IAU iShares Gold Trust | Reduce -28.6% | 0.38% | −0.20 |
| JMST JPM Ultra-Short Muni Income | Reduce -34.6% | 0.23% | −0.17 |
| BKR Baker Hughes Co. | Sold out | 0.00% | −0.17 |
| BN Brookfield Corp. | Reduce -16.3% | 1.01% | −0.16 |
| JMEE JPM Sma & Mid Cap En Eq Et-U | Reduce -18.2% | 0.41% | −0.14 |
| XLV SS Health Care Select Sector | Reduce -5.4% | 0.38% | −0.12 |
| BMY Bristol-Myers Squibb Co. | Sold out | 0.00% | −0.12 |
| CMCSA Comcast Corp. Class A | Reduce -1.1% | 0.59% | −0.12 |
| BABA Alibaba Group Holding-SP ADR | Sold out | 0.00% | −0.12 |
| XLF SS Financial Select Sector | Reduce -15.6% | 0.36% | −0.11 |
| VEA Vanguard Ftse Developed ETF | Reduce -0.8% | 3.17% | −0.10 |
| MYN BlackRock Muniyield NY QLTY | Reduce -31.0% | 0.14% | −0.10 |
| JEPI JPMorgan Equity Premium Inco | Reduce -16.7% | 0.23% | −0.09 |
| FT Franklin Universal Trust | Reduce -71.7% | 0.03% | −0.08 |
| BND Vanguard Total Bond Market | Reduce -18.5% | 0.21% | −0.08 |
| PEP Pepsico Inc. | Reduce -1.3% | 0.25% | −0.08 |
| VPL Vanguard Ftse Pacific ETF | Reduce -43.5% | 0.09% | −0.07 |
| HD Home Depot Inc. | Reduce -5.6% | 0.33% | −0.07 |
| MHN BlackRock Muniholding NY QLT | Sold out | 0.00% | −0.07 |
| PGR Progressive Corp. | Reduce -1.2% | 0.28% | −0.07 |
| XLP SS Consumer Staples Sel Sect | Reduce -5.1% | 0.27% | −0.06 |
| CVX Chevron Corp. | Reduce -16.9% | 0.09% | −0.06 |
| TRGP Targa Resources Corp. | Sold out | 0.00% | −0.06 |
| ORLY O'reilly Automotive Inc. | Reduce -1.1% | 0.26% | −0.06 |
| MRSH Marsh & McLennan Cos | Reduce -1.8% | 0.19% | −0.06 |
| OKE Oneok Inc. | Sold out | 0.00% | −0.06 |
| T AT&T Inc. | Reduce -1.4% | 0.41% | −0.06 |
| CAT Caterpillar Inc. | Sold out | 0.00% | −0.06 |
| AJG Arthur J Gallagher & Co. | Reduce -1.0% | 0.22% | −0.06 |
| LOW Lowe's Cos Inc. | Sold out | 0.00% | −0.06 |
| MO Altria Group Inc. | Reduce -3.0% | 0.26% | −0.06 |
| HQH Abrdn Healthcare Investors | Reduce -41.6% | 0.05% | −0.06 |
| AEP American Electric Power | Reduce -1.8% | 0.22% | −0.05 |
| JPST JPMorgan Ultra-Short Income | Reduce -24.2% | 0.10% | −0.05 |
| COST Costco Wholesale Corp. | Reduce -0.8% | 0.45% | −0.05 |
| UDEC Innovator U.S. Equity Ultra | Reduce -0.2% | 0.56% | −0.05 |
| NEE Nextera Energy Inc. | Reduce -7.3% | 0.18% | −0.05 |
| VHT Vanguard Health Care ETF | Reduce -1.2% | 0.19% | −0.05 |
| UOCT Innovator U.S. Equity Ultra | Reduce -0.1% | 0.56% | −0.05 |
| MRK Merck & Co. Inc. | Reduce -5.8% | 0.12% | −0.04 |
Portfolio Buys Q1 2025 → Q2 2025
| XLG Invesco S&P 500 Top 50 ETF | New | 1.85% | +1.85 |
| DBMF Imgp Dbi MFT STR ETF-Usd Inc. | New | 0.83% | +0.83 |
| THRO iShares U.S. Thematic Rotati | New | 0.73% | +0.73 |
| ORCL Oracle Corp. | Add +11.9% | 1.87% | +0.64 |
| ICLO Invesco Aaa Clo F/R Note ETF | New | 0.55% | +0.55 |
| HSY The Hershey Co. | New | 0.51% | +0.51 |
| SCHC Schwab Intl Small-Cap Equity | New | 0.45% | +0.45 |
| META Meta Platforms Inc. Class A | Add +12.4% | 2.19% | +0.44 |
| FNV Franco-Nevada Corp. | New | 0.42% | +0.42 |
| NFLX Netflix Inc. | Add +3.8% | 1.47% | +0.34 |
| GTO Invesco Total Return Bond Et | Add +55.5% | 1.16% | +0.30 |
| BAI Ishrs AI in and Tech Act ETF | New | 0.29% | +0.29 |
| DIS The Walt Disney Co. | Add +27.8% | 0.98% | +0.28 |
| FMHI First Trust Municipal High I | Add +139.5% | 0.55% | +0.28 |
| AVGO Broadcom Inc. | Add +8.7% | 0.73% | +0.26 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +182.7% | 0.34% | +0.21 |
| IMFL Invesco Int DVLP DYN Multi | Add +26.7% | 1.07% | +0.21 |
| XLK SS Technology Select Sector | Add +25.9% | 0.71% | +0.18 |
| ZTR Virtus Total Return Fund Inc. | New | 0.16% | +0.16 |
| EXC Exelon Corp. | New | 0.14% | +0.14 |
| WELL Welltower Inc. | New | 0.12% | +0.12 |
| MSI Motorola Solutions Inc. | New | 0.12% | +0.12 |
| XEL Xcel Energy Inc. | New | 0.11% | +0.11 |
| XLC SS Comm Select Sector SPDR | Add +42.4% | 0.37% | +0.11 |
| TSM Taiwan Semiconductor-SP ADR | New | 0.10% | +0.10 |
| DTE DTE Energy Company | New | 0.10% | +0.10 |
| ELV Elevance Health Inc. | New | 0.10% | +0.10 |
| DT Dynatrace Inc. | New | 0.10% | +0.10 |
| AMZN Amazon.com Inc. | Add +4.5% | 2.00% | +0.10 |
| ASGI Abrdn Global Infrastructure | New | 0.09% | +0.09 |
| CGIE Cap Group Intl Equity | New | 0.09% | +0.09 |
| KR Kroger Co. | Add +180.4% | 0.15% | +0.09 |
| CGBL Cap Group Core Balanced | Add +64.4% | 0.24% | +0.09 |
| AWK American Water Works Co. Inc. | New | 0.08% | +0.08 |
| PPL PPL Corp. | New | 0.08% | +0.08 |
| DB Deutsche Bank AG-Registered | Add +72.1% | 0.15% | +0.07 |
| TSLA Tesla Inc. | Add +0.6% | 0.94% | +0.06 |
| QQQ Invesco QQQ Trust Series 1 | New | 0.06% | +0.06 |
| PLTR Palantir Technologies Inc. Class A | New | 0.06% | +0.06 |
| KLAC KLA Corp. | New | 0.06% | +0.06 |
| AMD Advanced Micro Devices | New | 0.06% | +0.06 |
| ATO Atmos Energy Corp. | New | 0.06% | +0.06 |
| BA The Boeing Co. | Add +3.9% | 0.51% | +0.05 |
| FCX Freeport-McMoran Inc. | New | 0.05% | +0.05 |
| DE Deere & Co. | Add +58.0% | 0.14% | +0.05 |
| JEPQ JPM Nasdaq Equity Premium | Add +44.9% | 0.16% | +0.04 |
| PANW Palo Alto Networks Inc. | Add +2.4% | 0.63% | +0.04 |
| DELL Dell Technologies -C | Add +20.3% | 0.13% | +0.04 |
| VTEB Vanguard Tax-Exempt Bond ETF | Add +22.1% | 0.79% | +0.04 |
| IBM Intl Business Machines Corp. | Add +9.3% | 0.33% | +0.04 |
Options Activity Q1 2025 → Q2 2025
| SPY SS SPDR S&P 500 ETF Trust-US | call | Sold out | 1,200 | $671Kbefore exit |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 376 | $676.4M | VOO, OMFL, NVDA, AAPL, MSFT |
| Q1 2026 | 442 | $796.5M | VOO, OMFL, NVDA, XLG, IVV |
| Q4 2025 | 296 | $526.7M | VOO, OMFL, NVDA, XLG, MSFT |
| Q3 2025 | 400 | $715.5M | VOO, OMFL, NVDA, IVV, XLG |
| Q2 2025 | 281 | $413.3M | VOO, NVDA, MSFT, VEA, META |
| Q1 2025 | 261 | $359.9M | VOO, MSFT, VEA, NVDA, OMFL |
| Q4 2024 | 258 | $364.2M | VOO, NVDA, MSFT, VEA, OMFL |
| Q3 2024 | 1,239 | $514.6M | IVV, VOO, IUSB, MSFT, VEA |
| Q2 2024 | 286 | $414.9M | IVV, IUSB, VOO, VEA, MSFT |