Ashton Thomas Securities, LLC
In its 13F for Q3 2025 (holdings as of September 30, 2025, filed October 27, 2025), Ashton Thomas Securities, LLC reported 400 stock positions worth $715.5 million. Its top holding was Vanguard S&P 500 ETF (VOO) at 5.6% of the portfolio, followed by Invesco Russell 1000 DYN M/F (OMFL, 3.1%) and Nvidia (NVDA, 3.0%). Compared with Q2 2025, it opened 142 new positions, sold out of 23, added to 134 and reduced 83. The biggest buy was a new position in iShares Core S&P 500 ETF (IVV) and the biggest sale Vanguard Ftse Developed ETF (VEA, shares −5%).
- Most Recent 13F
- Q2 2026
- Location
- ROCHESTER, NY
- CIK
- 0000771572
- Portfolio Value
- $715.5M (Q3 2025)
- SEC Filing
- 0001398344-25-019845 ↗ filed Oct 27, 2025
Holdings Value
Holdings 400 stocks · $715.5M
| VOO Vanguard S&P 500 ETF | 5.62% | 65,632 | $40.2M | Add +91.0% |
| OMFL Invesco Russell 1000 DYN M/F | 3.06% | 362,846 | $21.9M | Add +138.8% |
| NVDA Nvidia Corp. | 3.02% | 115,734 | $21.6M | Add +9.5% |
| IVV iShares Core S&P 500 ETF | 2.88% | 30,902 | $20.6M | New |
| XLG Invesco S&P 500 Top 50 ETF | 2.82% | 351,160 | $20.2M | Add +138.8% |
| MSFT Microsoft Corp. | 2.43% | 33,504 | $17.4M | Add +4.9% |
| IEMG iShares Core MSCI Emerging | 2.19% | 237,412 | $15.7M | New |
| VEA Vanguard Ftse Developed ETF | 1.82% | 217,238 | $13.0M | Reduce -5.4% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 1.66% | 253,548 | $11.8M | New |
| AGG iShares Core U.S. Aggregate | 1.53% | 109,264 | $11.0M | New |
| IEFA iShares Core MSCI Eafe ETF | 1.48% | 121,413 | $10.6M | New |
| IMFL Invesco Int DVLP DYN Multi | 1.47% | 380,864 | $10.5M | Add +138.7% |
| META Meta Platforms Inc. Class A | 1.38% | 13,457 | $9.9M | Add +9.6% |
| AAPL Apple Inc. | 1.32% | 37,123 | $9.5M | Add +0.3% |
| VTEB Vanguard Tax-Exempt Bond ETF | 1.32% | 188,683 | $9.4M | Add +183.8% |
| V Visa Inc. Class A | 1.21% | 25,482 | $8.7M | New |
| ORCL Oracle Corp. | 1.20% | 30,627 | $8.6M | Reduce -13.2% |
| AMZN Amazon.com Inc. | 1.19% | 38,683 | $8.5M | Add +2.4% |
| GOVI Invesco Equal Weight 0-30 YR | 1.14% | 294,275 | $8.2M | Add +55.1% |
| DYNF Ishrs US E F R A ETF-Usd Inc. | 1.09% | 131,586 | $7.8M | Add +5.0% |
| VCIT Vanguard Int-Term Corporate | 1.08% | 92,243 | $7.8M | Add +1.6% |
| GTO Invesco Total Return Bond Et | 1.07% | 160,314 | $7.6M | Add +56.3% |
| DBMF Imgp Dbi MFT STR ETF-Usd Inc. | 1.00% | 261,791 | $7.2M | Add +95.4% |
| BRK.B Berkshire Hathaway Inc. Class B | 1.00% | 14,180 | $7.1M | Reduce -1.9% |
| IWF iShares Russell 1000 Growth | 0.94% | 14,312 | $6.7M | New |
| FMHI First Trust Municipal High I | 0.94% | 140,845 | $6.7M | Add +190.9% |
| GOOGL Alphabet Inc. Class A | 0.92% | 26,950 | $6.6M | Add +18.9% |
| IVW iShares S&P 500 Growth ETF | 0.90% | 53,534 | $6.5M | New |
| MCK McKesson Corp. | 0.90% | 8,353 | $6.5M | Add +0.6% |
| QUAL iShares MSCI USA Quality Fac | 0.83% | 30,430 | $5.9M | New |
| TSLA Tesla Inc. | 0.81% | 13,059 | $5.8M | Add +6.9% |
| EFV iShares MSCI Eafe Value ETF | 0.81% | 84,964 | $5.8M | New |
| IVE iShares S&P 500 Value ETF | 0.79% | 27,323 | $5.6M | New |
| OEF iShares S&P 100 ETF | 0.75% | 16,045 | $5.3M | New |
| NFLX Netflix Inc. | 0.72% | 4,316 | $5.2M | Reduce -4.8% |
| SCHC Schwab Intl Small-Cap Equity | 0.72% | 113,102 | $5.1M | Add +161.3% |
| AVGO Broadcom Inc. | 0.66% | 14,365 | $4.7M | Add +31.8% |
| IWD iShares Russell 1000 Value E | 0.65% | 22,893 | $4.7M | New |
| BN Brookfield Corp. | 0.64% | 66,230 | $4.5M | Reduce -1.6% |
| NVS Novartis AG-Sponsored ADR | 0.62% | 34,439 | $4.4M | New |
| TLH iShares 10-20 Year Treasury | 0.58% | 40,050 | $4.1M | New |
| TFI SS SPDR N Ice Muni Bond ETF | 0.54% | 85,356 | $3.9M | New |
| UNP Union Pacific Corp. | 0.54% | 16,422 | $3.9M | Add +97.2% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.54% | 33,744 | $3.9M | Add +3.0% |
| PZA Invesco National Amt-Free Mu | 0.54% | 166,971 | $3.9M | Add +188.6% |
| OXY Occidental Petroleum Corp. | 0.52% | 78,619 | $3.7M | Reduce -3.7% |
| IJH iShares Core S&P Midcap ETF | 0.51% | 56,216 | $3.7M | New |
| ICLO Invesco Aaa Clo F/R Note ETF | 0.50% | 139,823 | $3.6M | Add +57.5% |
| FISV Fiserv Inc. | 0.50% | 27,565 | $3.6M | Reduce -0.9% |
| GOOG Alphabet Inc. Class C | 0.47% | 13,807 | $3.4M | Add +0.7% |
| MBB iShares MBS ETF | 0.46% | 34,697 | $3.3M | Reduce -7.9% |
| MKL Markel Group Inc. | 0.46% | 1,726 | $3.3M | Reduce -17.9% |
| CME Cme Group Inc. | 0.46% | 12,164 | $3.3M | Reduce -1.2% |
| JMEE JPM Sma & Mid Cap En Eq Et-U filed as J P MORGAN EXCHANGE TRADED F | 0.46% | 51,758 | $3.3M | Add +79.6% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.45% | 6,774 | $3.2M | Reduce -17.8% |
| FLRT Pacer Aristotle Pacific Floa | 0.44% | 66,506 | $3.2M | New |
| BAI Ishrs AI in and Tech Act ETF | 0.44% | 92,052 | $3.1M | Add +122.3% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 0.44% | 75,426 | $3.1M | Add +3.2% |
| FNV Franco-Nevada Corp. | 0.41% | 13,111 | $2.9M | Add +23.0% |
| XLK SS Technology Select Sector | 0.40% | 10,120 | $2.9M | Reduce -12.4% |
| JMST JPM Ultra-Short Muni Income filed as J P MORGAN EXCHANGE TRADED F | 0.39% | 55,310 | $2.8M | Add +200.5% |
| THRO iShares U.S. Thematic Rotati | 0.39% | 73,661 | $2.8M | Reduce -12.8% |
| TMO Thermo Fisher Scientific Inc. | 0.38% | 5,621 | $2.7M | Add +196.0% |
| ILCG iShares Morningstar Growth E | 0.38% | 26,030 | $2.7M | New |
| VTI VG Morningstar TS MKT ETF-US | 0.37% | 8,145 | $2.7M | Reduce -16.9% |
| PANW Palo Alto Networks Inc. | 0.37% | 12,896 | $2.6M | Add +1.9% |
| ILCV iShares Morningstar Value Et | 0.36% | 28,528 | $2.6M | New |
| EMB iShares JP Morgan Usd Emergi | 0.36% | 26,875 | $2.6M | New |
| BINC iShares Flex I A ETF-Usd Inc. | 0.35% | 47,704 | $2.5M | Reduce -5.9% |
| VIS Vanguard Industrials ETF | 0.35% | 8,489 | $2.5M | No change |
| IAU iShares Gold Trust | 0.35% | 34,237 | $2.5M | Add +35.2% |
| SOXX iShares Semiconductor ETF | 0.34% | 9,102 | $2.5M | New |
| LMT Lockheed Martin Corp. | 0.34% | 4,904 | $2.4M | Reduce -0.6% |
| UDEC Innovator U.S. Equity Ultra | 0.34% | 63,543 | $2.4M | No change |
| HSY The Hershey Co. | 0.33% | 12,700 | $2.4M | Add +0.6% |
| MAXJ iShares LG Cap Max Buff Jun | 0.33% | 83,829 | $2.4M | New |
| VNQ Vanguard Real Estate ETF | 0.33% | 25,555 | $2.3M | Add +0.5% |
| FEBM FT Vest US Eq Max Buf Feb | 0.32% | 77,491 | $2.3M | No change |
| CGUS Cap Group Core Equity filed as CAPITAL GROUP CORE EQUITY ET | 0.32% | 59,207 | $2.3M | Add +4.1% |
| ADBE Adobe Inc. | 0.32% | 6,409 | $2.3M | New |
| IAGG iShares Intl Aggregate Bond | 0.32% | 44,084 | $2.3M | New |
| BKNG Booking Holdings Inc. | 0.31% | 412 | $2.2M | Add +10.2% |
| BA The Boeing Co. | 0.31% | 10,232 | $2.2M | Add +1.8% |
| BGC BGC Group Inc. Class A | 0.31% | 231,882 | $2.2M | No change |
| XOM Exxon Mobil Corp. | 0.31% | 19,385 | $2.2M | Add +11.8% |
| FALN iShares Fallen Angels ETF | 0.30% | 78,052 | $2.2M | New |
| ANET Arista Networks Inc. | 0.29% | 14,349 | $2.1M | Add +15.6% |
| LLY Eli Lilly & Co. | 0.29% | 2,721 | $2.1M | New |
| CMCSA Comcast Corp. Class A | 0.29% | 65,334 | $2.1M | Reduce -3.7% |
| COST Costco Wholesale Corp. | 0.28% | 2,185 | $2.0M | Add +15.9% |
| NAN Nuveen NY QLTY Muni Inc. | 0.28% | 176,556 | $2.0M | New |
| SNN Smith & Nephew PLC -Spon ADR | 0.28% | 55,291 | $2.0M | Reduce -1.1% |
| MTUM iShares MSCI USA Momentum Fa | 0.28% | 7,703 | $2.0M | New |
| AON Aon PLC Class A | 0.27% | 5,497 | $2.0M | New |
| HDV iShares Core High Dividend E | 0.27% | 15,850 | $1.9M | New |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.27% | 10,360 | $1.9M | Reduce -19.1% |
| JPM JPMorgan Chase & Co. | 0.27% | 6,083 | $1.9M | Add +36.7% |
| SHOP Shopify Inc. Class A | 0.27% | 12,854 | $1.9M | New |
| CB Chubb Ltd. | 0.26% | 6,692 | $1.9M | New |
| ZTS Zoetis Inc. | 0.26% | 12,766 | $1.9M | Add +760.8% |
Options reported separately and not counted above: SPY calls ($799K).
Other holdings (2): bonds, preferreds, convertibles and warrants · $637 (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| COHEN & STEERS INFRASTRU | RIGHT 10/16/2025 | 5,876 | $458 | New |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 7 | $179 | No change |
Total filed on the 13F, all lines: $715.5M.
Portfolio Sells Q2 2025 → Q3 2025
| VEA Vanguard Ftse Developed ETF | Reduce -5.4% | 1.82% | −1.35 |
| APD Air Products & Chemicals Inc. | Sold out | 0.00% | −0.79 |
| NFLX Netflix Inc. | Reduce -4.8% | 0.72% | −0.75 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -1.9% | 1.00% | −0.70 |
| CNC Centene Corp. | Reduce -74.2% | 0.07% | −0.68 |
| FISV Fiserv Inc. | Reduce -0.9% | 0.50% | −0.67 |
| ORCL Oracle Corp. | Reduce -13.2% | 1.20% | −0.66 |
| UOCT Innovator U.S. Equity Ultra | Sold out | 0.00% | −0.56 |
| MKL Markel Group Inc. | Reduce -17.9% | 0.46% | −0.56 |
| VUG Vanguard Mrngstar GR ETF-Sui | Reduce -17.8% | 0.45% | −0.42 |
| MBB iShares MBS ETF | Reduce -7.9% | 0.46% | −0.39 |
| BN Brookfield Corp. | Reduce -1.6% | 0.64% | −0.37 |
| CME Cme Group Inc. | Reduce -1.2% | 0.46% | −0.36 |
| VTI VG Morningstar TS MKT ETF-US | Reduce -16.9% | 0.37% | −0.35 |
| THRO iShares U.S. Thematic Rotati | Reduce -12.8% | 0.39% | −0.34 |
| OXY Occidental Petroleum Corp. | Reduce -3.7% | 0.52% | −0.31 |
| XLK SS Technology Select Sector | Reduce -12.4% | 0.40% | −0.31 |
| CMCSA Comcast Corp. Class A | Reduce -3.7% | 0.29% | −0.30 |
| BINC iShares Flex I A ETF-Usd Inc. | Reduce -5.9% | 0.35% | −0.29 |
| VTV Vanguard Mrngstr Val ETF-Aui | Reduce -19.1% | 0.27% | −0.28 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -61.9% | 0.08% | −0.26 |
| VRTX Vertex Pharmaceuticals Inc. | Reduce -19.2% | 0.16% | −0.23 |
| UHAL.B U-Haul Holding Co.-Non Voting | Reduce -3.5% | 0.25% | −0.23 |
| IBM Intl Business Machines Corp. | Reduce -42.4% | 0.10% | −0.22 |
| XLV SS Health Care Select Sector | Reduce -27.8% | 0.16% | −0.22 |
| LMT Lockheed Martin Corp. | Reduce -0.6% | 0.34% | −0.21 |
| CRM Salesforce Inc. | Reduce -4.7% | 0.17% | −0.19 |
| BNDX Vanguard Total Intl Bond ETF | Reduce -13.0% | 0.19% | −0.18 |
| T AT&T Inc. | Reduce -2.1% | 0.23% | −0.18 |
| BSV Vanguard Short-Term Bond ETF | Reduce -10.4% | 0.18% | −0.17 |
| BSJR Invesco Bulletshares 2027 HY | Reduce -0.4% | 0.23% | −0.17 |
| JEPQ JPM Nasdaq Equity Premium | Sold out | 0.00% | −0.16 |
| JEPI JPMorgan Equity Premium Inco | Reduce -51.9% | 0.06% | −0.16 |
| HWM Howmet Aerospace Inc. | Reduce -21.0% | 0.15% | −0.16 |
| XLF SS Financial Select Sector | Reduce -4.1% | 0.21% | −0.16 |
| SLB SLB Ltd. | Sold out | 0.00% | −0.15 |
| XLC SS Comm Select Sector SPDR | Reduce -3.5% | 0.23% | −0.15 |
| CTAS Cintas Corp. | Sold out | 0.00% | −0.13 |
| SNN Smith & Nephew PLC -Spon ADR | Reduce -1.1% | 0.28% | −0.13 |
| CMG Chipotle Mexican Grill Inc. | Sold out | 0.00% | −0.13 |
| BSJS Invesco Bulletshares 2028 HY | Reduce -0.4% | 0.18% | −0.13 |
| VZ Verizon Communications Inc. | Reduce -1.2% | 0.18% | −0.13 |
| BND Vanguard Total Bond Market | Reduce -27.4% | 0.09% | −0.12 |
| VWO Vanguard Ftse Emerging Marke | Reduce -19.3% | 0.12% | −0.12 |
| AIG American International Group | Reduce -7.9% | 0.11% | −0.11 |
| DCI Donaldson Co. Inc. | Reduce -1.5% | 0.22% | −0.11 |
| MO Altria Group Inc. | Reduce -6.0% | 0.16% | −0.10 |
| ELV Elevance Health Inc. | Sold out | 0.00% | −0.10 |
| VMBS Vanguard Mortgage-Backed Sec | Reduce -14.9% | 0.10% | −0.10 |
| TTD Trade Desk Inc./the Class A | Sold out | 0.00% | −0.10 |
Portfolio Buys Q2 2025 → Q3 2025
| IVV iShares Core S&P 500 ETF | New | 2.88% | +2.88 |
| IEMG iShares Core MSCI Emerging | New | 2.19% | +2.19 |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | New | 1.66% | +1.66 |
| AGG iShares Core U.S. Aggregate | New | 1.53% | +1.53 |
| IEFA iShares Core MSCI Eafe ETF | New | 1.48% | +1.48 |
| V Visa Inc. Class A | New | 1.21% | +1.21 |
| XLG Invesco S&P 500 Top 50 ETF | Add +138.8% | 2.82% | +0.97 |
| IWF iShares Russell 1000 Growth | New | 0.94% | +0.94 |
| OMFL Invesco Russell 1000 DYN M/F | Add +138.8% | 3.06% | +0.93 |
| IVW iShares S&P 500 Growth ETF | New | 0.90% | +0.90 |
| VOO Vanguard S&P 500 ETF | Add +91.0% | 5.62% | +0.90 |
| QUAL iShares MSCI USA Quality Fac | New | 0.83% | +0.83 |
| EFV iShares MSCI Eafe Value ETF | New | 0.81% | +0.81 |
| IVE iShares S&P 500 Value ETF | New | 0.79% | +0.79 |
| OEF iShares S&P 100 ETF | New | 0.75% | +0.75 |
| IWD iShares Russell 1000 Value E | New | 0.65% | +0.65 |
| NVS Novartis AG-Sponsored ADR | New | 0.62% | +0.62 |
| TLH iShares 10-20 Year Treasury | New | 0.58% | +0.58 |
| TFI SS SPDR N Ice Muni Bond ETF | New | 0.54% | +0.54 |
| VTEB Vanguard Tax-Exempt Bond ETF | Add +183.8% | 1.32% | +0.53 |
| IJH iShares Core S&P Midcap ETF | New | 0.51% | +0.51 |
| FLRT Pacer Aristotle Pacific Floa | New | 0.44% | +0.44 |
| IMFL Invesco Int DVLP DYN Multi | Add +138.7% | 1.47% | +0.40 |
| FMHI First Trust Municipal High I | Add +190.9% | 0.94% | +0.39 |
| ILCG iShares Morningstar Growth E | New | 0.38% | +0.38 |
| ILCV iShares Morningstar Value Et | New | 0.36% | +0.36 |
| EMB iShares JP Morgan Usd Emergi | New | 0.36% | +0.36 |
| SOXX iShares Semiconductor ETF | New | 0.34% | +0.34 |
| MAXJ iShares LG Cap Max Buff Jun | New | 0.33% | +0.33 |
| ADBE Adobe Inc. | New | 0.32% | +0.32 |
| IAGG iShares Intl Aggregate Bond | New | 0.32% | +0.32 |
| FALN iShares Fallen Angels ETF | New | 0.30% | +0.30 |
| LLY Eli Lilly & Co. | New | 0.29% | +0.29 |
| NAN Nuveen NY QLTY Muni Inc. | New | 0.28% | +0.28 |
| MTUM iShares MSCI USA Momentum Fa | New | 0.28% | +0.28 |
| AON Aon PLC Class A | New | 0.27% | +0.27 |
| SCHC Schwab Intl Small-Cap Equity | Add +161.3% | 0.72% | +0.27 |
| HDV iShares Core High Dividend E | New | 0.27% | +0.27 |
| SHOP Shopify Inc. Class A | New | 0.27% | +0.27 |
| CB Chubb Ltd. | New | 0.26% | +0.26 |
| A Agilent Technologies Inc. | New | 0.25% | +0.25 |
| OTIS Otis Worldwide Corp. | New | 0.25% | +0.25 |
| IWM iShares Russell 2000 ETF | New | 0.24% | +0.24 |
| PZA Invesco National Amt-Free Mu | Add +188.6% | 0.54% | +0.23 |
| ETN Eaton Corp. PLC | New | 0.21% | +0.21 |
| ZTS Zoetis Inc. | Add +760.8% | 0.26% | +0.21 |
| TMO Thermo Fisher Scientific Inc. | Add +196.0% | 0.38% | +0.19 |
| ITA iShares U.S. Aerospace & Def | New | 0.17% | +0.17 |
| JMST JPM Ultra-Short Muni Income | Add +200.5% | 0.39% | +0.17 |
| DBMF Imgp Dbi MFT STR ETF-Usd Inc. | Add +95.4% | 1.00% | +0.17 |
Options Activity Q2 2025 → Q3 2025
| SPY SS SPDR S&P 500 ETF Trust-US | call | New | 1,200 | $799K |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q2 2025 → Q3 2025
| LMP CAPITAL AND INCOME FUND | RIGHT 07/11/2025 | Sold out | 15,504 | $1Kbefore exit |
| COHEN & STEERS INFRASTRU | RIGHT 10/16/2025 | New | 5,876 | $458 |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 376 | $676.4M | VOO, OMFL, NVDA, AAPL, MSFT |
| Q1 2026 | 442 | $796.5M | VOO, OMFL, NVDA, XLG, IVV |
| Q4 2025 | 296 | $526.7M | VOO, OMFL, NVDA, XLG, MSFT |
| Q3 2025 | 400 | $715.5M | VOO, OMFL, NVDA, IVV, XLG |
| Q2 2025 | 281 | $413.3M | VOO, NVDA, MSFT, VEA, META |
| Q1 2025 | 261 | $359.9M | VOO, MSFT, VEA, NVDA, OMFL |
| Q4 2024 | 258 | $364.2M | VOO, NVDA, MSFT, VEA, OMFL |
| Q3 2024 | 1,239 | $514.6M | IVV, VOO, IUSB, MSFT, VEA |
| Q2 2024 | 286 | $414.9M | IVV, IUSB, VOO, VEA, MSFT |