Ashton Thomas Securities, LLC
In its 13F for Q1 2026 (holdings as of March 31, 2026, filed May 18, 2026), Ashton Thomas Securities, LLC reported 442 stock positions worth $796.5 million. Its top holding was Vanguard S&P 500 ETF (VOO) at 6.4% of the portfolio, followed by Invesco Russell 1000 DYN M/F (OMFL, 2.9%) and Nvidia (NVDA, 2.6%). Compared with Q4 2025, it opened 164 new positions, sold out of 18, added to 149 and reduced 82. The biggest buy was a new position in iShares Core S&P 500 ETF (IVV) and the biggest sale Vanguard Ftse Developed ETF (VEA, shares −3%).
- Most Recent 13F
- Q2 2026
- Location
- ROCHESTER, NY
- CIK
- 0000771572
- Portfolio Value
- $796.5M (Q1 2026)
- SEC Filing
- 0001398344-26-009338 ↗ filed May 18, 2026
Holdings Value
Holdings 442 stocks · $796.5M
| VOO Vanguard S&P 500 ETF | 6.43% | 85,588 | $51.2M | Add +16.0% |
| OMFL Invesco Russell 1000 DYN M/F | 2.94% | 390,020 | $23.4M | Add +4.3% |
| NVDA Nvidia Corp. | 2.58% | 117,659 | $20.5M | Add +3.8% |
| XLG Invesco S&P 500 Top 50 ETF | 2.44% | 356,650 | $19.5M | Add +4.7% |
| IVV iShares Core S&P 500 ETF | 2.43% | 29,665 | $19.4M | New |
| IEMG iShares Core MSCI Emerging | 2.20% | 251,369 | $17.5M | New |
| AAPL Apple Inc. | 1.88% | 59,048 | $15.0M | Add +61.0% |
| MSFT Microsoft Corp. | 1.84% | 39,599 | $14.7M | Add +28.5% |
| IEFA iShares Core MSCI Eafe ETF | 1.64% | 144,696 | $13.1M | New |
| VEA Vanguard Ftse Developed ETF | 1.55% | 192,354 | $12.3M | Reduce -2.9% |
| IMFL Invesco Int DVLP DYN Multi | 1.53% | 386,300 | $12.2M | Reduce -0.2% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 1.52% | 263,033 | $12.1M | New |
| GOOGL Alphabet Inc. Class A | 1.35% | 37,403 | $10.8M | Add +38.9% |
| META Meta Platforms Inc. Class A | 1.29% | 18,000 | $10.3M | Add +17.4% |
| AMZN Amazon.com Inc. | 1.29% | 49,259 | $10.3M | Add +28.4% |
| VTEB Vanguard Tax-Exempt Bond ETF | 1.22% | 194,204 | $9.7M | Add +19.2% |
| AGG iShares Core U.S. Aggregate | 1.14% | 91,773 | $9.1M | New |
| V Visa Inc. Class A | 1.13% | 29,767 | $9.0M | New |
| DBMF Imgp Dbi MFT STR ETF-Usd Inc. | 1.05% | 277,807 | $8.4M | Add +2.6% |
| VCIT Vanguard Int-Term Corporate | 1.01% | 97,561 | $8.1M | Reduce -0.4% |
| DYNF Ishrs US E F R A ETF-Usd Inc. | 0.99% | 135,871 | $7.9M | Add +3.2% |
| PTLC Pacer Trendpilot US Large Ca | 0.95% | 144,071 | $7.6M | New |
| BRK.B Berkshire Hathaway Inc. Class B | 0.94% | 15,558 | $7.5M | Add +6.3% |
| FMHI First Trust Municipal High I | 0.87% | 146,300 | $7.0M | Add +6.9% |
| IVW iShares S&P 500 Growth ETF | 0.81% | 56,905 | $6.4M | New |
| XLK SS Technology Select Sector | 0.78% | 46,948 | $6.2M | Add +138.6% |
| GTO Invesco Total Return Bond Et | 0.78% | 132,475 | $6.2M | Reduce -12.8% |
| IWF iShares Russell 1000 Growth | 0.77% | 14,444 | $6.2M | New |
| EFV iShares MSCI Eafe Value ETF | 0.75% | 80,841 | $6.0M | New |
| QUAL iShares MSCI USA Quality Fac | 0.75% | 31,053 | $6.0M | New |
| AVGO Broadcom Inc. | 0.74% | 19,004 | $5.9M | Add +30.1% |
| OXY Occidental Petroleum Corp. | 0.73% | 89,928 | $5.8M | Add +33.4% |
| IVE iShares S&P 500 Value ETF | 0.73% | 27,590 | $5.8M | New |
| DGRO iShares Core Dividend Growth | 0.73% | 82,543 | $5.8M | New |
| BIL SS SPDR BB 1-3M T-Bill ETF | 0.70% | 60,815 | $5.6M | New |
| MCK McKesson Corp. | 0.69% | 6,386 | $5.5M | Reduce -6.9% |
| SCHC Schwab Intl Small-Cap Equity | 0.69% | 117,983 | $5.5M | Add +3.6% |
| OEF iShares S&P 100 ETF | 0.68% | 17,015 | $5.4M | New |
| TSLA Tesla Inc. | 0.66% | 14,146 | $5.3M | Add +10.0% |
| IWD iShares Russell 1000 Value E | 0.62% | 23,252 | $5.0M | New |
| ICLO Invesco Aaa Clo F/R Note ETF | 0.56% | 175,978 | $4.5M | Add +1.9% |
| TLH iShares 10-20 Year Treasury | 0.53% | 42,248 | $4.3M | New |
| IJH iShares Core S&P Midcap ETF | 0.52% | 61,144 | $4.1M | New |
| GOOG Alphabet Inc. Class C | 0.51% | 14,292 | $4.1M | Add +4.9% |
| UNP Union Pacific Corp. | 0.51% | 16,671 | $4.0M | Add +5.1% |
| JPM JPMorgan Chase & Co. | 0.50% | 13,645 | $4.0M | Add +118.0% |
| TFI SS SPDR N Ice Muni Bond ETF | 0.50% | 87,766 | $4.0M | Add +6.1% |
| PZA Invesco National Amt-Free Mu | 0.50% | 171,946 | $4.0M | Add +60.7% |
| CME Cme Group Inc. | 0.49% | 13,312 | $3.9M | Add +11.6% |
| JPST JPMorgan Ultra-Short Income | 0.45% | 71,426 | $3.6M | Add +157.7% |
| JMEE JPM Sma & Mid Cap En Eq Et-U filed as J P MORGAN EXCHANGE TRADED F | 0.45% | 53,881 | $3.6M | Add +3.7% |
| NVS Novartis AG-Sponsored ADR | 0.44% | 22,962 | $3.5M | New |
| NFLX Netflix Inc. | 0.43% | 35,585 | $3.4M | Reduce -13.3% |
| MBB iShares MBS ETF | 0.42% | 35,496 | $3.4M | Add +1.0% |
| USFR Wisdomtree Floating Rate Tre | 0.42% | 65,973 | $3.3M | New |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.41% | 7,490 | $3.3M | Add +5.2% |
| BAI Ishrs AI in and Tech Act ETF | 0.41% | 98,328 | $3.2M | Reduce -0.2% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 0.40% | 75,726 | $3.2M | Add +0.7% |
| FNV Franco-Nevada Corp. | 0.39% | 12,588 | $3.1M | Reduce -17.5% |
| LLY Eli Lilly & Co. | 0.39% | 3,359 | $3.1M | New |
| EMB iShares JP Morgan Usd Emergi | 0.39% | 32,721 | $3.1M | New |
| COST Costco Wholesale Corp. | 0.38% | 3,064 | $3.1M | Add +46.7% |
| MKL Markel Group Inc. | 0.38% | 1,571 | $3.0M | Reduce -5.8% |
| FLRT Pacer Aristotle Pacific Floa | 0.37% | 64,424 | $3.0M | New |
| JMST JPM Ultra-Short Muni Income filed as J P MORGAN EXCHANGE TRADED F | 0.36% | 56,695 | $2.9M | Add +6.2% |
| VIS Vanguard Industrials ETF | 0.36% | 9,199 | $2.9M | Add +8.6% |
| JNJ Johnson & Johnson | 0.36% | 11,649 | $2.8M | Add +43.5% |
| TMO Thermo Fisher Scientific Inc. | 0.36% | 5,780 | $2.8M | Reduce -2.9% |
| THRO iShares U.S. Thematic Rotati | 0.35% | 77,971 | $2.8M | Add +5.3% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.35% | 29,255 | $2.8M | Reduce -11.1% |
| XOM Exxon Mobil Corp. | 0.35% | 16,560 | $2.8M | Reduce -12.2% |
| WMT Walmart Inc. | 0.35% | 22,392 | $2.8M | Add +142.2% |
| BINC iShares Flex I A ETF-Usd Inc. | 0.35% | 53,146 | $2.8M | Add +10.3% |
| HDV iShares Core High Dividend E | 0.35% | 20,270 | $2.8M | New |
| CB Chubb Ltd. | 0.34% | 8,310 | $2.7M | New |
| PTNQ Pacer Trendpilot 100 ETF | 0.34% | 36,758 | $2.7M | New |
| OTIS Otis Worldwide Corp. | 0.34% | 34,772 | $2.7M | Add +31.4% |
| IWM iShares Russell 2000 ETF | 0.34% | 10,785 | $2.7M | New |
| ILCV iShares Morningstar Value Et | 0.33% | 28,232 | $2.6M | New |
| DMAX iShares LG Cap Max Buff Dec | 0.33% | 98,855 | $2.6M | New |
| DNOV FT Vest US Equity Deep Buffe | 0.33% | 54,519 | $2.6M | No change |
| MAXJ iShares LG Cap Max Buff Jun | 0.33% | 92,109 | $2.6M | New |
| VTI VG Morningstar TS MKT ETF-US | 0.32% | 8,034 | $2.6M | Add +0.1% |
| ZTS Zoetis Inc. | 0.32% | 21,718 | $2.6M | Add +9.9% |
| ILCG iShares Morningstar Growth E | 0.32% | 26,866 | $2.6M | New |
| BN Brookfield Corp. | 0.32% | 63,159 | $2.6M | Reduce -25.3% |
| SOXX iShares Semiconductor ETF | 0.31% | 7,422 | $2.4M | New |
| HSY The Hershey Co. | 0.31% | 11,723 | $2.4M | Reduce -4.3% |
| IAU iShares Gold Trust | 0.30% | 27,305 | $2.4M | Reduce -18.9% |
| HD Home Depot Inc. | 0.30% | 7,172 | $2.4M | Add +265.7% |
| ADBE Adobe Inc. | 0.30% | 9,673 | $2.4M | New |
| IAGG iShares Intl Aggregate Bond | 0.29% | 46,622 | $2.3M | New |
| MRSH Marsh & McLennan Cos | 0.29% | 13,429 | $2.3M | Add +7.1% |
| CGUS Cap Group Core Equity filed as CAPITAL GROUP CORE EQUITY ET | 0.29% | 60,507 | $2.3M | Add +2.2% |
| A Agilent Technologies Inc. | 0.29% | 19,956 | $2.3M | Add +47.1% |
| BGC BGC Group Inc. Class A | 0.28% | 231,882 | $2.3M | No change |
| ORCL Oracle Corp. | 0.28% | 14,900 | $2.2M | Reduce -45.6% |
| LMT Lockheed Martin Corp. | 0.27% | 3,516 | $2.1M | Reduce -13.9% |
| USRT iShares Core US REIT ETF | 0.26% | 35,423 | $2.1M | New |
| KO The Coca-Cola Co. | 0.26% | 26,978 | $2.1M | Add +112.4% |
Options reported separately and not counted above: SPY calls ($780K).
Other holdings (1): bonds, preferreds, convertibles and warrants · $300 (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 7 | $300 | No change |
Total filed on the 13F, all lines: $796.5M.
Portfolio Sells Q4 2025 → Q1 2026
| VEA Vanguard Ftse Developed ETF | Reduce -2.9% | 1.55% | −0.80 |
| ORCL Oracle Corp. | Reduce -45.6% | 0.28% | −0.74 |
| GOVI Invesco Equal Weight 0-30 YR | Reduce -68.8% | 0.18% | −0.71 |
| IMFL Invesco Int DVLP DYN Multi | Reduce -0.2% | 1.53% | −0.65 |
| GTO Invesco Total Return Bond Et | Reduce -12.8% | 0.78% | −0.59 |
| VCIT Vanguard Int-Term Corporate | Reduce -0.4% | 1.01% | −0.54 |
| BKNG Booking Holdings Inc. | Reduce -42.7% | 0.22% | −0.51 |
| BN Brookfield Corp. | Reduce -25.3% | 0.32% | −0.42 |
| MCK McKesson Corp. | Reduce -6.9% | 0.69% | −0.38 |
| DIS The Walt Disney Co. | Reduce -11.1% | 0.35% | −0.36 |
| MKL Markel Group Inc. | Reduce -5.8% | 0.38% | −0.30 |
| NFLX Netflix Inc. | Reduce -13.3% | 0.43% | −0.30 |
| TMO Thermo Fisher Scientific Inc. | Reduce -2.9% | 0.36% | −0.30 |
| SNN Smith & Nephew PLC -Spon ADR | Sold out | 0.00% | −0.28 |
| CNC Centene Corp. | Reduce -23.7% | 0.17% | −0.26 |
| PANW Palo Alto Networks Inc. | Reduce -16.1% | 0.22% | −0.23 |
| IAU iShares Gold Trust | Reduce -18.9% | 0.30% | −0.22 |
| BAI Ishrs AI in and Tech Act ETF | Reduce -0.2% | 0.41% | −0.21 |
| FNV Franco-Nevada Corp. | Reduce -17.5% | 0.39% | −0.21 |
| BSX Boston Scientific Corp. | Sold out | 0.00% | −0.19 |
| PM Philip Morris International | Reduce -25.9% | 0.17% | −0.17 |
| ISRG Intuitive Surgical Inc. | Reduce -1.8% | 0.18% | −0.17 |
| XLF SS Financial Select Sector | Reduce -6.9% | 0.21% | −0.16 |
| SNPS Synopsys Inc. | Sold out | 0.00% | −0.15 |
| VTV Vanguard Mrngstr Val ETF-Aui | Reduce -8.3% | 0.24% | −0.14 |
| MLM Martin Marietta Materials | Sold out | 0.00% | −0.14 |
| ACN Accenture PLC Class A | Sold out | 0.00% | −0.14 |
| PGR Progressive Corp. | Reduce -18.6% | 0.12% | −0.13 |
| ANET Arista Networks Inc. | Reduce -1.1% | 0.21% | −0.13 |
| BDJ BlackRock Enhanced Eqty DVD | Sold out | 0.00% | −0.13 |
| XLC SS Comm Select Sector SPDR | Reduce -6.8% | 0.17% | −0.13 |
| XLV SS Health Care Select Sector | Reduce -13.3% | 0.15% | −0.12 |
| VTN Invesco TR for Invest GRD NY | Reduce -1.9% | 0.19% | −0.12 |
| HSY The Hershey Co. | Reduce -4.3% | 0.31% | −0.12 |
| PPA Invesco Aerospace & Defense | Reduce -1.1% | 0.25% | −0.11 |
| LMT Lockheed Martin Corp. | Reduce -13.9% | 0.27% | −0.11 |
| DELL Dell Technologies -C | Sold out | 0.00% | −0.11 |
| ADSK Autodesk Inc. | Reduce -1.4% | 0.12% | −0.11 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -37.1% | 0.07% | −0.10 |
| AIG American International Group | Reduce -29.1% | 0.07% | −0.09 |
| BX Blackstone Inc. | Reduce -2.0% | 0.08% | −0.09 |
| XOM Exxon Mobil Corp. | Reduce -12.2% | 0.35% | −0.08 |
| ASGI Abrdn Global Infrastructure | Sold out | 0.00% | −0.08 |
| DCI Donaldson Co. Inc. | Sold out | 0.00% | −0.08 |
| CI The Cigna Group | Reduce -4.3% | 0.12% | −0.07 |
| USA Liberty All Star Equity Fund | Reduce -7.4% | 0.09% | −0.07 |
| ORLY O'reilly Automotive Inc. | Reduce -1.9% | 0.13% | −0.07 |
| AEP American Electric Power | Reduce -17.0% | 0.11% | −0.07 |
| XLP SS Consumer Staples Sel Sect | Reduce -2.3% | 0.14% | −0.07 |
| PPL PPL Corp. | Sold out | 0.00% | −0.06 |
Portfolio Buys Q4 2025 → Q1 2026
| IVV iShares Core S&P 500 ETF | New | 2.43% | +2.43 |
| IEMG iShares Core MSCI Emerging | New | 2.20% | +2.20 |
| IEFA iShares Core MSCI Eafe ETF | New | 1.64% | +1.64 |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | New | 1.52% | +1.52 |
| AGG iShares Core U.S. Aggregate | New | 1.14% | +1.14 |
| V Visa Inc. Class A | New | 1.13% | +1.13 |
| PTLC Pacer Trendpilot US Large Ca | New | 0.95% | +0.95 |
| IVW iShares S&P 500 Growth ETF | New | 0.81% | +0.81 |
| IWF iShares Russell 1000 Growth | New | 0.77% | +0.77 |
| EFV iShares MSCI Eafe Value ETF | New | 0.75% | +0.75 |
| QUAL iShares MSCI USA Quality Fac | New | 0.75% | +0.75 |
| IVE iShares S&P 500 Value ETF | New | 0.73% | +0.73 |
| DGRO iShares Core Dividend Growth | New | 0.73% | +0.73 |
| BIL SS SPDR BB 1-3M T-Bill ETF | New | 0.70% | +0.70 |
| OEF iShares S&P 100 ETF | New | 0.68% | +0.68 |
| IWD iShares Russell 1000 Value E | New | 0.62% | +0.62 |
| TLH iShares 10-20 Year Treasury | New | 0.53% | +0.53 |
| IJH iShares Core S&P Midcap ETF | New | 0.52% | +0.52 |
| NVS Novartis AG-Sponsored ADR | New | 0.44% | +0.44 |
| USFR Wisdomtree Floating Rate Tre | New | 0.42% | +0.42 |
| LLY Eli Lilly & Co. | New | 0.39% | +0.39 |
| EMB iShares JP Morgan Usd Emergi | New | 0.39% | +0.39 |
| FLRT Pacer Aristotle Pacific Floa | New | 0.37% | +0.37 |
| HDV iShares Core High Dividend E | New | 0.35% | +0.35 |
| CB Chubb Ltd. | New | 0.34% | +0.34 |
| PTNQ Pacer Trendpilot 100 ETF | New | 0.34% | +0.34 |
| IWM iShares Russell 2000 ETF | New | 0.34% | +0.34 |
| ILCV iShares Morningstar Value Et | New | 0.33% | +0.33 |
| DMAX iShares LG Cap Max Buff Dec | New | 0.33% | +0.33 |
| MAXJ iShares LG Cap Max Buff Jun | New | 0.33% | +0.33 |
| ILCG iShares Morningstar Growth E | New | 0.32% | +0.32 |
| SOXX iShares Semiconductor ETF | New | 0.31% | +0.31 |
| ADBE Adobe Inc. | New | 0.30% | +0.30 |
| IAGG iShares Intl Aggregate Bond | New | 0.29% | +0.29 |
| USRT iShares Core US REIT ETF | New | 0.26% | +0.26 |
| ETN Eaton Corp. PLC | New | 0.25% | +0.25 |
| XLK SS Technology Select Sector | Add +138.6% | 0.78% | +0.25 |
| MTUM iShares MSCI USA Momentum Fa | New | 0.24% | +0.24 |
| AON Aon PLC Class A | New | 0.24% | +0.24 |
| FALN iShares Fallen Angels ETF | New | 0.24% | +0.24 |
| IUSG iShares Core S&P U.S. Growth | New | 0.24% | +0.24 |
| NAN Nuveen NY QLTY Muni Inc. | New | 0.23% | +0.23 |
| DGRW Wisdomtree U.S. Quality Divi | New | 0.21% | +0.21 |
| OXY Occidental Petroleum Corp. | Add +33.4% | 0.73% | +0.21 |
| SHOP Shopify Inc. Class A | New | 0.19% | +0.19 |
| JPST JPMorgan Ultra-Short Income | Add +157.7% | 0.45% | +0.19 |
| ITOT iShares Core S&P Total U.S. | New | 0.19% | +0.19 |
| HD Home Depot Inc. | Add +265.7% | 0.30% | +0.17 |
| QQEW First TR Nasdaq-100 Sel Eq | New | 0.17% | +0.17 |
| TEND Ishrs LG Cap 10% TR Buf Dec | New | 0.16% | +0.16 |
Options Activity Q4 2025 → Q1 2026
| SPY SS SPDR S&P 500 ETF Trust-US | call | New | 1,200 | $780K |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 376 | $676.4M | VOO, OMFL, NVDA, AAPL, MSFT |
| Q1 2026 | 442 | $796.5M | VOO, OMFL, NVDA, XLG, IVV |
| Q4 2025 | 296 | $526.7M | VOO, OMFL, NVDA, XLG, MSFT |
| Q3 2025 | 400 | $715.5M | VOO, OMFL, NVDA, IVV, XLG |
| Q2 2025 | 281 | $413.3M | VOO, NVDA, MSFT, VEA, META |
| Q1 2025 | 261 | $359.9M | VOO, MSFT, VEA, NVDA, OMFL |
| Q4 2024 | 258 | $364.2M | VOO, NVDA, MSFT, VEA, OMFL |
| Q3 2024 | 1,239 | $514.6M | IVV, VOO, IUSB, MSFT, VEA |
| Q2 2024 | 286 | $414.9M | IVV, IUSB, VOO, VEA, MSFT |