Ashton Thomas Securities, LLC

In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 4, 2024), Ashton Thomas Securities, LLC reported 1,239 stock positions worth $514.6 million. Its top holding was iShares Core S&P 500 ETF (IVV) at 5.8% of the portfolio, followed by Vanguard S&P 500 ETF (VOO, 4.3%) and Ishr CR Unvrse Usd BD ETF-Ui (IUSB, 3.8%). Compared with Q2 2024, it opened 956 new positions, sold out of 3, added to 178 and reduced 59. The biggest buy was Vanguard S&P 500 ETF (VOO, shares +89%) and the biggest sale iShares Core S&P 500 ETF (IVV, shares −8%).

Most Recent 13F
Q2 2026
Location
ROCHESTER, NY
CIK
0000771572
Portfolio Value
$514.6M (Q3 2024)
SEC Filing
0001398344-24-019908 ↗ filed Nov 4, 2024

Holdings Value

0$200.0M$400.0M$600.0M$800.0M Q2 2024: $414.9M Q2 2024 Q3 2024: $514.6M $514.6M Q3 2024 Q4 2024: $364.2M Q4 2024 Q1 2025: $359.9M Q1 2025 Q2 2025: $413.3M Q2 2025 Q3 2025: $715.5M Q3 2025 Q4 2025: $526.7M Q4 2025 Q1 2026: $796.5M Q1 2026 Q2 2026: $676.4M Q2 2026

Holdings 1,239 stocks · $514.6M
IVV iShares Core S&P 500 ETF 5.81% 51,853 $29.9M Reduce -7.8%
VOO Vanguard S&P 500 ETF 4.31% 42,045 $22.2M Add +89.2%
IUSB Ishr CR Unvrse Usd BD ETF-Ui 3.75% 409,763 $19.3M Add +12.8%
MSFT Microsoft Corp. 2.50% 29,870 $12.9M Add +27.1%
VEA Vanguard Ftse Developed ETF 2.34% 228,174 $12.0M Add +2.4%
NVDA Nvidia Corp. 2.09% 89,171 $10.7M Add +34.8%
OMFL Invesco Russell 1000 DYN M/F 1.75% 170,415 $9.0M Add +58.5%
AGG iShares Core U.S. Aggregate 1.74% 88,323 $8.9M Add +332.2%
AAPL Apple Inc. 1.59% 35,109 $8.2M Add +25.8%
IVW iShares S&P 500 Growth ETF 1.49% 80,320 $7.7M Reduce -8.7%
VCIT Vanguard Int-Term Corporate 1.46% 89,727 $7.5M Add +4.0%
GOVI Invesco Equal Weight 0-30 YR 1.40% 247,990 $7.2M Add +167.6%
META Meta Platforms Inc. Class A 1.39% 12,490 $7.1M Add +8.4%
V Visa Inc. Class A 1.35% 25,276 $6.9M Add +10.4%
QUAL iShares MSCI USA Quality Fac 1.33% 38,037 $6.8M Reduce -0.3%
DYNF Ishrs US E F R A ETF-Usd Inc. 1.28% 133,663 $6.6M Reduce -1.1%
AMZN Amazon.com Inc. 1.23% 33,970 $6.3M Add +27.2%
BRK.B Berkshire Hathaway Inc. Class B 1.17% 13,073 $6.0M Add +15.3%
EFV iShares MSCI Eafe Value ETF 1.10% 97,985 $5.6M Add +140.9%
EFG iShares MSCI Eafe Growth ETF 1.03% 49,132 $5.3M Reduce -13.5%
ORCL Oracle Corp. 1.01% 30,632 $5.2M Reduce -13.8%
FISV Fiserv Inc. 0.95% 27,259 $4.9M Add +8.7%
BN Brookfield Corp. 0.93% 90,304 $4.8M Add +8.0%
MCK McKesson Corp. 0.90% 9,317 $4.6M Add +1.6%
MBB iShares MBS ETF 0.84% 45,302 $4.3M Reduce -1.6%
CMCSA Comcast Corp. Class A 0.83% 102,681 $4.3M Add +10.0%
PZA Invesco National Amt-Free Mu 0.78% 166,470 $4.0M Reduce -4.2%
IVE iShares S&P 500 Value ETF 0.78% 20,361 $4.0M Reduce -1.2%
IEMG iShares Core MSCI Emerging 0.78% 69,730 $4.0M Reduce -42.3%
USHY iShares Broad Usd High Yield 0.75% 102,998 $3.9M Reduce -26.3%
IYW iShares Ustechnology ETF 0.67% 22,747 $3.4M Reduce -8.7%
GOOGL Alphabet Inc. Class A 0.66% 20,594 $3.4M Add +16.8%
LLY Eli Lilly & Co. 0.65% 3,782 $3.4M Add +41.2%
VUG Vanguard Mrngstar GR ETF-Sui 0.65% 8,709 $3.3M Reduce -3.0%
NVS Novartis AG-Sponsored ADR 0.65% 29,001 $3.3M Add +8.6%
TSLA Tesla Inc. 0.64% 12,653 $3.3M Add +15.5%
APD Air Products & Chemicals Inc. 0.63% 10,849 $3.2M Add +35.8%
CNC Centene Corp. 0.62% 42,665 $3.2M Add +8.4%
MKL Markel Group Inc. 0.61% 2,008 $3.1M Add +7.7%
O Realty Income Corp. 0.61% 49,179 $3.1M Add +8.3%
NFLX Netflix Inc. 0.60% 4,383 $3.1M Add +12.9%
UNP Union Pacific Corp. 0.58% 12,208 $3.0M Add +10.1%
VTI VG Morningstar TS MKT ETF-US 0.58% 10,530 $3.0M Reduce -0.2%
EMXC iShares MSCI Emr MRK Ex Chna 0.56% 47,178 $2.9M Add +42.1%
GTO Invesco Total Return Bond Et 0.56% 59,340 $2.9M New
VNQ Vanguard Real Estate ETF 0.52% 27,234 $2.7M Add +3.4%
LMT Lockheed Martin Corp. 0.51% 4,509 $2.6M Add +11.1%
BINC iShares Flex I A ETF-Usd Inc. 0.50% 48,511 $2.6M Add +47.3%
CVS CVS Health Corp. 0.50% 40,829 $2.6M Add +9.1%
SOXX iShares Semiconductor ETF 0.50% 11,076 $2.6M Add +1.1%
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.48% 25,664 $2.5M Add +9.3%
CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE 0.47% 66,029 $2.4M Add +8.7%
CME Cme Group Inc. 0.46% 10,490 $2.4M Add +328.2%
BIL SS SPDR BB 1-3M T-Bill ETF 0.46% 26,001 $2.4M Reduce -8.6%
UHAL.B U-Haul Holding Co.-Non Voting 0.46% 32,939 $2.4M Add +39.0%
ILCV iShares Morningstar Value Et 0.46% 28,679 $2.4M Reduce -0.2%
FLRT Pacer Aristotle Pacific Floa 0.45% 48,887 $2.3M Add +36.7%
VTEB Vanguard Tax-Exempt Bond ETF 0.45% 45,179 $2.3M Reduce -5.7%
VTV Vanguard Mrngstr Val ETF-Aui 0.44% 13,095 $2.3M Add +0.7%
XLK SS Technology Select Sector 0.44% 9,972 $2.3M Add +2.5%
GOOG Alphabet Inc. Class C 0.43% 13,289 $2.2M Reduce -0.7%
VIS Vanguard Industrials ETF 0.43% 8,510 $2.2M Add +8.1%
ILCG iShares Morningstar Growth E 0.43% 26,078 $2.2M Add +0.0%
BSJR Invesco Bulletshares 2027 HY 0.43% 96,457 $2.2M Add +5.4%
SNN Smith & Nephew PLC -Spon ADR 0.42% 69,849 $2.2M Add +8.3%
OXY Occidental Petroleum Corp. 0.42% 41,628 $2.1M Add +282.6%
TLT iShares 20+ Year Treasury BD 0.42% 21,786 $2.1M Reduce -21.5%
JMEE JPM Sma & Mid Cap En Eq Et-U filed as J P MORGAN EXCHANGE TRADED F 0.38% 31,900 $1.9M Add +53.1%
BKNG Booking Holdings Inc. 0.37% 458 $1.9M Add +9.1%
XLV SS Health Care Select Sector 0.36% 12,151 $1.9M Reduce -4.2%
IJH iShares Core S&P Midcap ETF 0.36% 29,322 $1.8M Add +50.6%
HDV iShares Core High Dividend E 0.35% 15,270 $1.8M Add +8.3%
AON Aon PLC Class A 0.35% 5,144 $1.8M Add +23.9%
CRM Salesforce Inc. 0.33% 6,210 $1.7M Add +11.0%
ISRG Intuitive Surgical Inc. 0.33% 3,405 $1.7M Add +12.7%
IMFL Invesco Int DVLP DYN Multi 0.32% 65,569 $1.7M Add +5.3%
HD Home Depot Inc. 0.32% 4,093 $1.7M Add +8.8%
COST Costco Wholesale Corp. 0.32% 1,838 $1.6M Add +7.5%
VDE Vanguard Energy ETF 0.31% 13,099 $1.6M Add +5.5%
CGUS Cap Group Core Equity filed as CAPITAL GROUP CORE EQUITY ET 0.31% 46,700 $1.6M Add +2.2%
JPM JPMorgan Chase & Co. 0.30% 7,355 $1.6M Add +18.3%
BNDX Vanguard Total Intl Bond ETF 0.29% 29,739 $1.5M Add +2.9%
VRTX Vertex Pharmaceuticals Inc. 0.29% 3,189 $1.5M Add +6.3%
UNH Unitedhealth Group Inc. 0.29% 2,524 $1.5M Add +128.4%
AVGO Broadcom Inc. 0.27% 8,068 $1.4M Add +13.9%
BSV Vanguard Short-Term Bond ETF 0.27% 17,510 $1.4M Add +3.6%
BSJQ Invesco Bulletshares 2026 HY 0.26% 57,937 $1.4M Add +5.6%
BA The Boeing Co. 0.26% 8,851 $1.3M Add +11.2%
XLF SS Financial Select Sector 0.26% 29,406 $1.3M Add +53.9%
ETN Eaton Corp. PLC 0.26% 3,974 $1.3M Add +9.8%
XOM Exxon Mobil Corp. 0.26% 11,232 $1.3M Add +38.0%
NVO Novo-Nordisk A/S-Spons ADR 0.26% 11,024 $1.3M Add +20.8%
GNTX Gentex Corp. 0.25% 43,776 $1.3M Add +10.3%
NAN Nuveen NY QLTY Muni Inc. 0.24% 106,816 $1.3M No change
NOW ServiceNow Inc. 0.24% 1,383 $1.2M Add +2.7%
JMST JPM Ultra-Short Muni Income filed as J P MORGAN EXCHANGE TRADED F 0.24% 24,115 $1.2M Reduce -4.1%
VIG Vanguard Dividend Apprec ETF 0.24% 6,187 $1.2M Add +5.2%
XLP SS Consumer Staples Sel Sect 0.24% 14,724 $1.2M Add +22.1%
PANW Palo Alto Networks Inc. 0.23% 3,533 $1.2M New
PCY Invesco Emerging Markets Sov 0.23% 54,501 $1.2M Reduce -45.0%

Show all 1,239 holdings

Other holdings (1): bonds, preferreds, convertibles and warrants · $3K (not counted above)
SecurityClassShares / PrincipalValueChange
NEXTERA ENERGY INC (NEE 6.926 09/01/25) UNIT 09/01/2025 71$3KReduce -30.4%

Total filed on the 13F, all lines: $514.6M.

Portfolio Sells Q2 2024 → Q3 2024
IVV iShares Core S&P 500 ETF Reduce -7.8% 5.81% −1.77
IVW iShares S&P 500 Growth ETF Reduce -8.7% 1.49% −0.54
EFG iShares MSCI Eafe Growth ETF Reduce -13.5% 1.03% −0.39
UL Unilever PLC Reduce -99.2% 0.00% −0.34
DYNF Ishrs US E F R A ETF-Usd Inc. Reduce -1.1% 1.28% −0.28
IYW iShares Ustechnology ETF Reduce -8.7% 0.67% −0.27
QUAL iShares MSCI USA Quality Fac Reduce -0.3% 1.33% −0.27
IEMG iShares Core MSCI Emerging Reduce -42.3% 0.78% −0.26
HEFA Isha Curr Hedged MSCI Eafe Sold out 0.00% −0.25
PZA Invesco National Amt-Free Mu Reduce -4.2% 0.78% −0.21
TLT iShares 20+ Year Treasury BD Reduce -21.5% 0.42% −0.20
BIL SS SPDR BB 1-3M T-Bill ETF Reduce -8.6% 0.46% −0.20
SNPS Synopsys Inc. Reduce -28.6% 0.18% −0.20
DXCM Dexcom Inc. Reduce -83.8% 0.02% −0.19
ORCL Oracle Corp. Reduce -13.8% 1.01% −0.19
MBB iShares MBS ETF Reduce -1.6% 0.84% −0.18
GOOG Alphabet Inc. Class C Reduce -0.7% 0.43% −0.18
VUG Vanguard Mrngstar GR ETF-Sui Reduce -3.0% 0.65% −0.18
FCX Freeport-McMoran Inc. Reduce -71.8% 0.05% −0.16
QCOM Qualcomm Inc. Reduce -24.1% 0.15% −0.15
MLKN Millerknoll Inc. Reduce -38.2% 0.13% −0.14
VTEB Vanguard Tax-Exempt Bond ETF Reduce -5.7% 0.45% −0.13
ROP Roper Technologies Inc. Reduce -71.6% 0.04% −0.12
IVE iShares S&P 500 Value ETF Reduce -1.2% 0.78% −0.12
VTI VG Morningstar TS MKT ETF-US Reduce -0.2% 0.58% −0.11
XLC SS Comm Select Sector SPDR Reduce -21.6% 0.20% −0.11
IWF iShares Russell 1000 Growth Reduce -10.1% 0.22% −0.08
ILCV iShares Morningstar Value Et Reduce -0.2% 0.46% −0.07
XLV SS Health Care Select Sector Reduce -4.2% 0.36% −0.07
JMST JPM Ultra-Short Muni Income Reduce -4.1% 0.24% −0.07
NXPI NXP Semiconductors NV Reduce -0.2% 0.15% −0.06
SHEL Shell PLC-ADR Reduce -76.8% 0.01% −0.06
IWD iShares Russell 1000 Value E Reduce -13.4% 0.16% −0.05
IXC iShares Global Energy ETF Reduce -2.2% 0.17% −0.05
PG The Procter & Gamble Co. Reduce -5.0% 0.18% −0.04
TIP iShares Tips Bond ETF Reduce -50.5% 0.03% −0.04
ONTO Onto Innovation Inc. Reduce -2.0% 0.10% −0.04
FMHI First Trust Municipal High I Reduce -1.5% 0.17% −0.04
MLM Martin Marietta Materials Reduce -0.2% 0.12% −0.03
MMIN Nylim Mackay Muni Insured Et Reduce -1.8% 0.10% −0.02
KLAC KLA Corp. Reduce -8.9% 0.04% −0.02
TTD Trade Desk Inc./the Class A Reduce -1.8% 0.12% −0.02
IFRA iShares US Infrastructure Reduce -1.3% 0.16% −0.02
IXUS iShares Core Intl Stock ETF Reduce -0.3% 0.09% −0.02
XBOEX BlackRock Enh GLBL DVD TR Reduce -5.7% 0.06% −0.01
SPYM Ste STR SPDR PT S&P 500 ETF Sold out 0.00% −0.01
SCHR Schwab Intermediate-Term US Reduce -0.6% 0.05% −0.01
IGEB iShares Investment Grade SYS Reduce -0.1% 0.05% −0.01
BSJO Invesco Bulletshares 2024 HY Reduce -35.4% 0.01% −0.01
IWM iShares Russell 2000 ETF Reduce -0.3% 0.06% −0.01

Portfolio Buys Q2 2024 → Q3 2024
VOO Vanguard S&P 500 ETF Add +89.2% 4.31% +0.87
EFV iShares MSCI Eafe Value ETF Add +140.9% 1.10% +0.57
GTO Invesco Total Return Bond Et New 0.56% +0.56
AGG iShares Core U.S. Aggregate Add +332.2% 1.74% +0.45
OMFL Invesco Russell 1000 DYN M/F Add +58.5% 1.75% +0.39
CME Cme Group Inc. Add +328.2% 0.46% +0.35
GOVI Invesco Equal Weight 0-30 YR Add +167.6% 1.40% +0.29
PANW Palo Alto Networks Inc. New 0.23% +0.23
GS Goldman Sachs Group Inc. New 0.16% +0.16
T AT&T Inc. New 0.16% +0.16
UNH Unitedhealth Group Inc. Add +128.4% 0.29% +0.16
IWR iShares Russell Mid-Cap ETF New 0.15% +0.15
JNJ Johnson & Johnson New 0.14% +0.14
APD Air Products & Chemicals Inc. Add +35.8% 0.63% +0.14
OXY Occidental Petroleum Corp. Add +282.6% 0.42% +0.14
PSP Invesco Global Listed Privat New 0.14% +0.14
VZ Verizon Communications Inc. New 0.13% +0.13
BX Blackstone Inc. New 0.12% +0.12
CI The Cigna Group New 0.11% +0.11
CMG Chipotle Mexican Grill Inc. New 0.10% +0.10
JMEE JPM Sma & Mid Cap En Eq Et-U Add +53.1% 0.38% +0.10
TMO Thermo Fisher Scientific Inc. Add +90.3% 0.22% +0.10
RDIV Invesco S&P Ultra Dividend New 0.09% +0.09
ITOT iShares Core S&P Total U.S. Add +251.8% 0.14% +0.09
BINC iShares Flex I A ETF-Usd Inc. Add +47.3% 0.50% +0.09
PGR Progressive Corp. New 0.09% +0.09
IJH iShares Core S&P Midcap ETF Add +50.6% 0.36% +0.08
BTI British American Tob-SP ADR New 0.08% +0.08
NKE Nike Inc. Class B New 0.07% +0.07
EMXC iShares MSCI Emr MRK Ex Chna Add +42.1% 0.56% +0.07
JEPQ JPM Nasdaq Equity Premium New 0.07% +0.07
CMS CMS Energy Corp. New 0.07% +0.07
BN Brookfield Corp. Add +8.0% 0.93% +0.07
LIN Linde PLC New 0.07% +0.07
XLF SS Financial Select Sector Add +53.9% 0.26% +0.06
IEFA iShares Core MSCI Eafe ETF Add +204.0% 0.10% +0.06
KO The Coca-Cola Co. Add +21.2% 0.18% +0.06
LMT Lockheed Martin Corp. Add +11.1% 0.51% +0.06
AXP American Express Co. New 0.06% +0.06
NEE Nextera Energy Inc. Add +60.7% 0.14% +0.06
IBM Intl Business Machines Corp. New 0.06% +0.06
AAPL Apple Inc. Add +25.8% 1.59% +0.05
LLY Eli Lilly & Co. Add +41.2% 0.65% +0.05
AMD Advanced Micro Devices New 0.05% +0.05
USMV iShares MSCI USA Min Vol Fac Add +173.2% 0.08% +0.05
BRK.B Berkshire Hathaway Inc. Class B Add +15.3% 1.17% +0.05
AMGN Amgen Inc. New 0.05% +0.05
BLK BlackRock Finance Inc. New 0.05% +0.05
HON Honeywell International Inc. New 0.05% +0.05
SPGI S&P Global Inc. New 0.04% +0.04

Notes & Other Activity Q2 2024 → Q3 2024
NEXTERA ENERGY INC (NEE 6.926 09/01/25) UNIT 09/01/2025 Reduce -30.4% 71 $3K

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 376$676.4MVOO, OMFL, NVDA, AAPL, MSFT
Q1 2026 442$796.5MVOO, OMFL, NVDA, XLG, IVV
Q4 2025 296$526.7MVOO, OMFL, NVDA, XLG, MSFT
Q3 2025 400$715.5MVOO, OMFL, NVDA, IVV, XLG
Q2 2025 281$413.3MVOO, NVDA, MSFT, VEA, META
Q1 2025 261$359.9MVOO, MSFT, VEA, NVDA, OMFL
Q4 2024 258$364.2MVOO, NVDA, MSFT, VEA, OMFL
Q3 2024 1,239$514.6MIVV, VOO, IUSB, MSFT, VEA
Q2 2024 286$414.9MIVV, IUSB, VOO, VEA, MSFT