Ashton Thomas Securities, LLC
In its 13F for Q1 2025 (holdings as of March 31, 2025, filed May 15, 2025), Ashton Thomas Securities, LLC reported 261 stock positions worth $359.9 million. Its top holding was Vanguard S&P 500 ETF (VOO) at 5.1% of the portfolio, followed by Microsoft (MSFT, 3.5%) and Vanguard Ftse Developed ETF (VEA, 3.3%). Compared with Q4 2024, it opened 20 new positions, sold out of 17, added to 99 and reduced 99. The biggest buy was a new position in FT Vest US Eq Max Buf Feb (FEBM) and the biggest sale Vanguard S&P 500 ETF (VOO, shares −19%).
- Most Recent 13F
- Q2 2026
- Location
- ROCHESTER, NY
- CIK
- 0000771572
- Portfolio Value
- $359.9M (Q1 2025)
- SEC Filing
- 0001398344-25-009700 ↗ filed May 15, 2025
Holdings Value
Holdings 261 stocks · $359.9M
| VOO Vanguard S&P 500 ETF | 5.14% | 36,019 | $18.5M | Reduce -19.1% |
| MSFT Microsoft Corp. | 3.53% | 32,895 | $12.7M | Reduce -0.6% |
| VEA Vanguard Ftse Developed ETF | 3.27% | 231,482 | $11.8M | Reduce -0.9% |
| NVDA Nvidia Corp. | 3.22% | 106,846 | $11.6M | Reduce -5.3% |
| OMFL Invesco Russell 1000 DYN M/F | 2.82% | 190,182 | $10.1M | Add +5.1% |
| AAPL Apple Inc. | 2.41% | 39,082 | $8.7M | Add +2.3% |
| GOVI Invesco Equal Weight 0-30 YR | 2.20% | 284,996 | $7.9M | Add +12.5% |
| VCIT Vanguard Int-Term Corporate | 2.05% | 90,389 | $7.4M | Reduce -1.4% |
| BRK.B Berkshire Hathaway Inc. Class B | 2.05% | 13,864 | $7.4M | Add +1.6% |
| AMZN Amazon.com Inc. | 1.91% | 36,127 | $6.9M | Reduce -5.8% |
| META Meta Platforms Inc. Class A | 1.75% | 10,922 | $6.3M | Reduce -18.0% |
| MCK McKesson Corp. | 1.72% | 9,200 | $6.2M | Add +1.6% |
| FISV Fiserv Inc. | 1.72% | 28,013 | $6.2M | Add +0.5% |
| DYNF Ishrs US E F R A ETF-Usd Inc. | 1.67% | 123,723 | $6.0M | Reduce -4.3% |
| PZA Invesco National Amt-Free Mu | 1.25% | 194,567 | $4.5M | Add +3.2% |
| ORCL Oracle Corp. | 1.23% | 31,548 | $4.4M | Reduce -0.1% |
| BN Brookfield Corp. | 1.17% | 80,372 | $4.2M | Reduce -12.7% |
| NFLX Netflix Inc. | 1.13% | 4,370 | $4.1M | Reduce -5.5% |
| MKL Markel Group Inc. | 1.08% | 2,079 | $3.9M | Add +1.1% |
| OXY Occidental Petroleum Corp. | 0.97% | 70,378 | $3.5M | Add +96.0% |
| CNC Centene Corp. | 0.96% | 56,855 | $3.5M | Add +122.8% |
| MBB iShares MBS ETF | 0.96% | 36,670 | $3.4M | Reduce -18.2% |
| GOOGL Alphabet Inc. Class A | 0.95% | 22,187 | $3.4M | Reduce -0.2% |
| APD Air Products & Chemicals Inc. | 0.94% | 11,450 | $3.4M | Add +2.5% |
| CME Cme Group Inc. | 0.89% | 12,137 | $3.2M | Add +19.2% |
| TSLA Tesla Inc. | 0.88% | 12,141 | $3.1M | Reduce -11.1% |
| IMFL Invesco Int DVLP DYN Multi | 0.86% | 125,939 | $3.1M | Add +78.9% |
| GTO Invesco Total Return Bond Et | 0.86% | 65,957 | $3.1M | Add +9.0% |
| UNP Union Pacific Corp. | 0.84% | 12,878 | $3.0M | Add +2.6% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.84% | 8,131 | $3.0M | Add +0.9% |
| VTEB Vanguard Tax-Exempt Bond ETF | 0.75% | 54,441 | $2.7M | Add +3.2% |
| VTI VG Morningstar TS MKT ETF-US | 0.75% | 9,810 | $2.7M | Reduce -1.5% |
| BINC iShares Flex I A ETF-Usd Inc. | 0.72% | 49,405 | $2.6M | Add +2.9% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 0.71% | 71,634 | $2.6M | No change |
| CMCSA Comcast Corp. Class A | 0.70% | 68,570 | $2.5M | Add +72.5% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.70% | 25,629 | $2.5M | Reduce -0.2% |
| VNQ Vanguard Real Estate ETF | 0.64% | 25,335 | $2.3M | Reduce -1.1% |
| GOOG Alphabet Inc. Class C | 0.62% | 14,352 | $2.2M | Reduce -16.4% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.61% | 12,787 | $2.2M | Add +0.6% |
| FEBM FT Vest US Eq Max Buf Feb | 0.61% | 77,491 | $2.2M | New |
| UOCT Innovator U.S. Equity Ultra | 0.61% | 63,458 | $2.2M | New |
| UDEC Innovator U.S. Equity Ultra | 0.61% | 63,674 | $2.2M | New |
| LMT Lockheed Martin Corp. | 0.61% | 4,883 | $2.2M | Add +3.1% |
| BGC BGC Group Inc. Class A | 0.59% | 231,882 | $2.1M | No change |
| PANW Palo Alto Networks Inc. | 0.59% | 12,360 | $2.1M | Add +16.8% |
| VIS Vanguard Industrials ETF | 0.58% | 8,488 | $2.1M | Reduce -0.3% |
| IAU iShares Gold Trust | 0.58% | 35,487 | $2.1M | Add +67.1% |
| UHAL.B U-Haul Holding Co.-Non Voting | 0.58% | 35,100 | $2.1M | Add +4.2% |
| DCI Donaldson Co. Inc. | 0.57% | 29,740 | $2.0M | Add +158.7% |
| XOM Exxon Mobil Corp. | 0.55% | 16,626 | $2.0M | Add +52.7% |
| JMEE JPM Sma & Mid Cap En Eq Et-U filed as J P MORGAN EXCHANGE TRADED F | 0.55% | 35,243 | $2.0M | Add +5.2% |
| BKNG Booking Holdings Inc. | 0.53% | 411 | $1.9M | Reduce -10.8% |
| XLK SS Technology Select Sector | 0.53% | 9,168 | $1.9M | Reduce -16.0% |
| VDE Vanguard Energy ETF | 0.51% | 14,121 | $1.8M | Reduce -3.6% |
| COST Costco Wholesale Corp. | 0.50% | 1,900 | $1.8M | Reduce -0.7% |
| XLV SS Health Care Select Sector | 0.50% | 12,280 | $1.8M | Reduce -13.3% |
| VRTX Vertex Pharmaceuticals Inc. | 0.50% | 3,679 | $1.8M | Add +13.4% |
| CGUS Cap Group Core Equity filed as CAPITAL GROUP CORE EQUITY ET | 0.48% | 51,710 | $1.7M | Add +1.0% |
| XLF SS Financial Select Sector | 0.47% | 33,955 | $1.7M | Reduce -12.9% |
| T AT&T Inc. | 0.47% | 59,330 | $1.7M | Add +23.2% |
| AVGO Broadcom Inc. | 0.46% | 10,023 | $1.7M | Add +10.3% |
| BA The Boeing Co. | 0.46% | 9,677 | $1.7M | Reduce -2.4% |
| BSJR Invesco Bulletshares 2027 HY | 0.46% | 73,184 | $1.6M | Add +5.9% |
| SLB SLB Ltd. filed as SCHLUMBERGER LTD | 0.45% | 39,046 | $1.6M | Add +88.2% |
| ISRG Intuitive Surgical Inc. | 0.45% | 3,266 | $1.6M | Reduce -11.2% |
| PM Philip Morris International | 0.45% | 10,182 | $1.6M | Reduce -0.3% |
| SNN Smith & Nephew PLC -Spon ADR | 0.44% | 55,402 | $1.6M | Add +43.1% |
| BNDX Vanguard Total Intl Bond ETF | 0.41% | 30,100 | $1.5M | Add +0.1% |
| HD Home Depot Inc. | 0.41% | 3,970 | $1.5M | Reduce -6.5% |
| JMST JPM Ultra-Short Muni Income filed as J P MORGAN EXCHANGE TRADED F | 0.40% | 28,143 | $1.4M | Add +3.2% |
| BSV Vanguard Short-Term Bond ETF | 0.39% | 18,033 | $1.4M | Add +0.7% |
| CRM Salesforce Inc. | 0.39% | 5,154 | $1.4M | Reduce -22.7% |
| PGR Progressive Corp. | 0.35% | 4,439 | $1.3M | Add +52.0% |
| BSJS Invesco Bulletshares 2028 HY | 0.35% | 57,545 | $1.2M | Reduce -0.5% |
| XLP SS Consumer Staples Sel Sect | 0.33% | 14,742 | $1.2M | Reduce -9.5% |
| VIG Vanguard Dividend Apprec ETF | 0.33% | 6,188 | $1.2M | Add +0.0% |
| PEP Pepsico Inc. | 0.33% | 7,958 | $1.2M | Reduce -3.4% |
| VTN Invesco TR for Invest GRD NY | 0.32% | 111,700 | $1.2M | No change |
| JPM JPMorgan Chase & Co. | 0.32% | 4,744 | $1.2M | Reduce -43.3% |
| VZ Verizon Communications Inc. | 0.32% | 25,279 | $1.1M | Add +335.9% |
| ORLY O'reilly Automotive Inc. | 0.32% | 797 | $1.1M | Reduce -4.4% |
| MO Altria Group Inc. | 0.32% | 18,949 | $1.1M | Add +340.2% |
| JEPI JPMorgan Equity Premium Inco | 0.31% | 19,703 | $1.1M | Add +2.8% |
| SEPM FT Vest US Eq Max Buf Sep | 0.31% | 37,402 | $1.1M | New |
| USA Liberty All Star Equity Fund | 0.31% | 168,290 | $1.1M | Add +5.0% |
| BSX Boston Scientific Corp. | 0.30% | 10,664 | $1.1M | Add +3.4% |
| NOW ServiceNow Inc. | 0.30% | 1,347 | $1.1M | Reduce -6.3% |
| BND Vanguard Total Bond Market | 0.29% | 14,285 | $1.0M | Reduce -1.3% |
| NMRK Newmark Group Inc. Class A | 0.29% | 85,324 | $1.0M | No change |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.29% | 4,171 | $1.0M | Add +64.0% |
| SMAY FT Vest U.S. Small Cap Moder | 0.29% | 43,907 | $1.0M | New |
| HWM Howmet Aerospace Inc. | 0.28% | 7,833 | $1.0M | Add +0.2% |
| ADSK Autodesk Inc. | 0.28% | 3,867 | $1.0M | Reduce -2.6% |
| AJG Arthur J Gallagher & Co. filed as GALLAGHER ARTHUR J & CO | 0.28% | 2,895 | $999K | Add +3.9% |
| AEP American Electric Power | 0.28% | 9,075 | $992K | Add +84.9% |
| MNST Monster Beverage Corp. | 0.27% | 16,812 | $983K | Reduce -0.1% |
| CI The Cigna Group | 0.27% | 2,940 | $967K | Add +45.7% |
| FMHI First Trust Municipal High I | 0.27% | 20,215 | $966K | Add +3.6% |
| ANET Arista Networks Inc. | 0.27% | 12,428 | $961K | Add +1.7% |
| XLC SS Comm Select Sector SPDR | 0.27% | 9,922 | $957K | Reduce -19.2% |
Options reported separately and not counted above: SPY calls ($671K).
Other holdings (1): bonds, preferreds, convertibles and warrants · $194 (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 7 | $194 | No change |
Total filed on the 13F, all lines: $359.9M.
Portfolio Sells Q4 2024 → Q1 2025
| VOO Vanguard S&P 500 ETF | Reduce -19.1% | 5.14% | −1.45 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -88.5% | 0.12% | −0.99 |
| NVDA Nvidia Corp. | Reduce -5.3% | 3.22% | −0.94 |
| TSLA Tesla Inc. | Reduce -11.1% | 0.88% | −0.64 |
| AMZN Amazon.com Inc. | Reduce -5.8% | 1.91% | −0.40 |
| META Meta Platforms Inc. Class A | Reduce -18.0% | 1.75% | −0.39 |
| APP AppLovin Corp. Class A | Sold out | 0.00% | −0.35 |
| CVS CVS Health Corp. | Sold out | 0.00% | −0.30 |
| PCY Invesco Emerging Markets Sov | Sold out | 0.00% | −0.30 |
| MSFT Microsoft Corp. | Reduce -0.6% | 3.53% | −0.30 |
| BN Brookfield Corp. | Reduce -12.7% | 1.17% | −0.28 |
| GOOG Alphabet Inc. Class C | Reduce -16.4% | 0.62% | −0.28 |
| JPM JPMorgan Chase & Co. | Reduce -43.3% | 0.32% | −0.23 |
| CRM Salesforce Inc. | Reduce -22.7% | 0.39% | −0.23 |
| ORCL Oracle Corp. | Reduce -0.1% | 1.23% | −0.22 |
| GOOGL Alphabet Inc. Class A | Reduce -0.2% | 0.95% | −0.20 |
| GNTX Gentex Corp. | Sold out | 0.00% | −0.19 |
| NXPI NXP Semiconductors NV | Sold out | 0.00% | −0.19 |
| MBB iShares MBS ETF | Reduce -18.2% | 0.96% | −0.17 |
| XLK SS Technology Select Sector | Reduce -16.0% | 0.53% | −0.17 |
| INTU Intuit Inc. | Reduce -59.0% | 0.11% | −0.16 |
| UNH Unitedhealth Group Inc. | Reduce -44.2% | 0.20% | −0.15 |
| DYNF Ishrs US E F R A ETF-Usd Inc. | Reduce -4.3% | 1.67% | −0.15 |
| SHW The Sherwin-Williams Co. | Reduce -69.3% | 0.07% | −0.14 |
| WMT Walmart Inc. | Reduce -41.5% | 0.19% | −0.14 |
| SO The Southern Co. | Sold out | 0.00% | −0.13 |
| NOW ServiceNow Inc. | Reduce -6.3% | 0.30% | −0.12 |
| BKNG Booking Holdings Inc. | Reduce -10.8% | 0.53% | −0.10 |
| KKR KKR & Co. Inc. | Sold out | 0.00% | −0.10 |
| TRGP Targa Resources Corp. | Reduce -66.0% | 0.06% | −0.09 |
| AXON Axon Enterprise Inc. | Sold out | 0.00% | −0.09 |
| SNOW Snowflake Inc. | Sold out | 0.00% | −0.09 |
| DIS The Walt Disney Co. | Reduce -0.2% | 0.70% | −0.08 |
| MLKN Millerknoll Inc. | Sold out | 0.00% | −0.08 |
| ISRG Intuitive Surgical Inc. | Reduce -11.2% | 0.45% | −0.08 |
| VEU Vanguard Ftse All-World Ex-U | Reduce -32.4% | 0.16% | −0.06 |
| XLC SS Comm Select Sector SPDR | Reduce -19.2% | 0.27% | −0.06 |
| HOOD Robinhood Markets Inc. Class A | Sold out | 0.00% | −0.06 |
| VPL Vanguard Ftse Pacific ETF | Reduce -28.4% | 0.17% | −0.06 |
| XLY SS Consumer Disc Select Sect | Reduce -8.6% | 0.25% | −0.06 |
| DHR Danaher Corp. | Sold out | 0.00% | −0.06 |
| HD Home Depot Inc. | Reduce -6.5% | 0.41% | −0.05 |
| XLF SS Financial Select Sector | Reduce -12.9% | 0.47% | −0.05 |
| ILMN Illumina Inc. | Reduce -5.9% | 0.06% | −0.05 |
| VTI VG Morningstar TS MKT ETF-US | Reduce -1.5% | 0.75% | −0.04 |
| ADSK Autodesk Inc. | Reduce -2.6% | 0.28% | −0.04 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Reduce -23.4% | 0.13% | −0.04 |
| XYZ Block Inc. | Reduce -1.5% | 0.07% | −0.04 |
| BX Blackstone Inc. | Reduce -2.7% | 0.16% | −0.04 |
| SNPS Synopsys Inc. | Reduce -5.3% | 0.21% | −0.04 |
Portfolio Buys Q4 2024 → Q1 2025
| FEBM FT Vest US Eq Max Buf Feb | New | 0.61% | +0.61 |
| UOCT Innovator U.S. Equity Ultra | New | 0.61% | +0.61 |
| UDEC Innovator U.S. Equity Ultra | New | 0.61% | +0.61 |
| CNC Centene Corp. | Add +122.8% | 0.96% | +0.53 |
| OXY Occidental Petroleum Corp. | Add +96.0% | 0.97% | +0.48 |
| IMFL Invesco Int DVLP DYN Multi | Add +78.9% | 0.86% | +0.41 |
| DCI Donaldson Co. Inc. | Add +158.7% | 0.57% | +0.36 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +1.6% | 2.05% | +0.35 |
| GOVI Invesco Equal Weight 0-30 YR | Add +12.5% | 2.20% | +0.32 |
| SEPM FT Vest US Eq Max Buf Sep | New | 0.31% | +0.31 |
| MCK McKesson Corp. | Add +1.6% | 1.72% | +0.30 |
| CMCSA Comcast Corp. Class A | Add +72.5% | 0.70% | +0.29 |
| IAU iShares Gold Trust | Add +67.1% | 0.58% | +0.29 |
| SMAY FT Vest U.S. Small Cap Moder | New | 0.29% | +0.29 |
| AIG American International Group | New | 0.26% | +0.26 |
| MO Altria Group Inc. | Add +340.2% | 0.32% | +0.25 |
| VZ Verizon Communications Inc. | Add +335.9% | 0.32% | +0.25 |
| CME Cme Group Inc. | Add +19.2% | 0.89% | +0.25 |
| SLB SLB Ltd. | Add +88.2% | 0.45% | +0.23 |
| XOM Exxon Mobil Corp. | Add +52.7% | 0.55% | +0.23 |
| DUK Duke Energy Corp. | New | 0.20% | +0.20 |
| KO The Coca-Cola Co. | Add +224.4% | 0.26% | +0.19 |
| SNN Smith & Nephew PLC -Spon ADR | Add +43.1% | 0.44% | +0.18 |
| UBER Uber Technologies Inc. | New | 0.17% | +0.17 |
| T AT&T Inc. | Add +23.2% | 0.47% | +0.17 |
| PGR Progressive Corp. | Add +52.0% | 0.35% | +0.16 |
| AEP American Electric Power | Add +84.9% | 0.28% | +0.15 |
| FISV Fiserv Inc. | Add +0.5% | 1.72% | +0.15 |
| WMB Williams Cos Inc. | Add +181.3% | 0.21% | +0.14 |
| VRTX Vertex Pharmaceuticals Inc. | Add +13.4% | 0.50% | +0.14 |
| IBM Intl Business Machines Corp. | Add +64.0% | 0.29% | +0.13 |
| OMFL Invesco Russell 1000 DYN M/F | Add +5.1% | 2.82% | +0.12 |
| BMY Bristol-Myers Squibb Co. | New | 0.12% | +0.12 |
| CI The Cigna Group | Add +45.7% | 0.27% | +0.12 |
| MKL Markel Group Inc. | Add +1.1% | 1.08% | +0.11 |
| CINF Cincinnati Financial Corp. | New | 0.09% | +0.09 |
| GTO Invesco Total Return Bond Et | Add +9.0% | 0.86% | +0.09 |
| CNP Centerpoint Energy Inc. | New | 0.08% | +0.08 |
| RDIV Invesco S&P Ultra Dividend | Add +58.9% | 0.20% | +0.08 |
| ROP Roper Technologies Inc. | New | 0.06% | +0.06 |
| RTX RTX Corp. | New | 0.06% | +0.06 |
| PSX Phillips 66 | New | 0.06% | +0.06 |
| AJG Arthur J Gallagher & Co. | Add +3.9% | 0.28% | +0.06 |
| UNP Union Pacific Corp. | Add +2.6% | 0.84% | +0.06 |
| KR Kroger Co. | New | 0.06% | +0.06 |
| PANW Palo Alto Networks Inc. | Add +16.8% | 0.59% | +0.06 |
| APD Air Products & Chemicals Inc. | Add +2.5% | 0.94% | +0.05 |
| NEE Nextera Energy Inc. | Add +28.8% | 0.22% | +0.05 |
| HWM Howmet Aerospace Inc. | Add +0.2% | 0.28% | +0.05 |
| BSX Boston Scientific Corp. | Add +3.4% | 0.30% | +0.05 |
Options Activity Q4 2024 → Q1 2025
| SPY SS SPDR S&P 500 ETF Trust-US | call | New | 1,200 | $671K |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 376 | $676.4M | VOO, OMFL, NVDA, AAPL, MSFT |
| Q1 2026 | 442 | $796.5M | VOO, OMFL, NVDA, XLG, IVV |
| Q4 2025 | 296 | $526.7M | VOO, OMFL, NVDA, XLG, MSFT |
| Q3 2025 | 400 | $715.5M | VOO, OMFL, NVDA, IVV, XLG |
| Q2 2025 | 281 | $413.3M | VOO, NVDA, MSFT, VEA, META |
| Q1 2025 | 261 | $359.9M | VOO, MSFT, VEA, NVDA, OMFL |
| Q4 2024 | 258 | $364.2M | VOO, NVDA, MSFT, VEA, OMFL |
| Q3 2024 | 1,239 | $514.6M | IVV, VOO, IUSB, MSFT, VEA |
| Q2 2024 | 286 | $414.9M | IVV, IUSB, VOO, VEA, MSFT |