Ashton Thomas Securities, LLC
In its 13F for Q4 2025 (holdings as of December 31, 2025, filed February 2, 2026), Ashton Thomas Securities, LLC reported 296 stock positions worth $526.7 million. Its top holding was Vanguard S&P 500 ETF (VOO) at 8.8% of the portfolio, followed by Invesco Russell 1000 DYN M/F (OMFL, 4.3%) and Nvidia (NVDA, 4.0%). Compared with Q3 2025, it opened 20 new positions, sold out of 124, added to 112 and reduced 126. The biggest buy was Vanguard S&P 500 ETF (VOO, shares +12%) and the biggest sale an exit from iShares Core S&P 500 ETF (IVV).
- Most Recent 13F
- Q2 2026
- Location
- ROCHESTER, NY
- CIK
- 0000771572
- Portfolio Value
- $526.7M (Q4 2025)
- SEC Filing
- 0001398344-26-001794 ↗ filed Feb 2, 2026
Holdings Value
Holdings 296 stocks · $526.7M
| VOO Vanguard S&P 500 ETF | 8.79% | 73,806 | $46.3M | Add +12.4% |
| OMFL Invesco Russell 1000 DYN M/F | 4.34% | 374,012 | $22.9M | Add +3.1% |
| NVDA Nvidia Corp. | 4.01% | 113,322 | $21.1M | Reduce -2.1% |
| XLG Invesco S&P 500 Top 50 ETF | 3.83% | 340,506 | $20.2M | Reduce -3.0% |
| MSFT Microsoft Corp. | 2.83% | 30,807 | $14.9M | Reduce -8.1% |
| VEA Vanguard Ftse Developed ETF | 2.35% | 198,176 | $12.4M | Reduce -8.8% |
| IMFL Invesco Int DVLP DYN Multi | 2.19% | 386,941 | $11.5M | Add +1.6% |
| META Meta Platforms Inc. Class A | 1.92% | 15,330 | $10.1M | Add +13.9% |
| AAPL Apple Inc. | 1.89% | 36,667 | $10.0M | Reduce -1.2% |
| AMZN Amazon.com Inc. | 1.68% | 38,359 | $8.9M | Reduce -0.8% |
| GOOGL Alphabet Inc. Class A | 1.60% | 26,935 | $8.4M | Reduce -0.1% |
| VCIT Vanguard Int-Term Corporate | 1.56% | 97,927 | $8.2M | Add +6.2% |
| VTEB Vanguard Tax-Exempt Bond ETF | 1.56% | 162,940 | $8.2M | Reduce -13.6% |
| DYNF Ishrs US E F R A ETF-Usd Inc. | 1.52% | 131,679 | $8.0M | Add +0.1% |
| DBMF Imgp Dbi MFT STR ETF-Usd Inc. | 1.44% | 270,686 | $7.6M | Add +3.4% |
| BRK.B Berkshire Hathaway Inc. Class B | 1.40% | 14,637 | $7.4M | Add +3.2% |
| GTO Invesco Total Return Bond Et | 1.37% | 152,012 | $7.2M | Reduce -5.2% |
| FMHI First Trust Municipal High I | 1.25% | 136,878 | $6.6M | Reduce -2.8% |
| TSLA Tesla Inc. | 1.10% | 12,863 | $5.8M | Reduce -1.5% |
| MCK McKesson Corp. | 1.07% | 6,856 | $5.6M | Reduce -17.9% |
| ORCL Oracle Corp. | 1.02% | 27,393 | $5.3M | Reduce -10.6% |
| SCHC Schwab Intl Small-Cap Equity | 0.98% | 113,849 | $5.2M | Add +0.7% |
| AVGO Broadcom Inc. | 0.96% | 14,613 | $5.1M | Add +1.7% |
| GOVI Invesco Equal Weight 0-30 YR | 0.89% | 170,422 | $4.7M | Reduce -42.1% |
| ICLO Invesco Aaa Clo F/R Note ETF | 0.84% | 172,736 | $4.4M | Add +23.5% |
| GOOG Alphabet Inc. Class C | 0.81% | 13,620 | $4.3M | Reduce -1.4% |
| BN Brookfield Corp. | 0.74% | 84,548 | $3.9M | Reduce -14.9% |
| NFLX Netflix Inc. | 0.73% | 41,034 | $3.9M | Reduce -4.9% |
| BKNG Booking Holdings Inc. | 0.73% | 712 | $3.8M | Add +72.8% |
| TFI SS SPDR N Ice Muni Bond ETF | 0.72% | 82,719 | $3.8M | Reduce -3.1% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.71% | 32,896 | $3.8M | Reduce -2.5% |
| UNP Union Pacific Corp. | 0.70% | 15,862 | $3.7M | Reduce -3.4% |
| MKL Markel Group Inc. | 0.68% | 1,668 | $3.6M | Reduce -3.4% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.66% | 7,120 | $3.5M | Add +5.1% |
| TMO Thermo Fisher Scientific Inc. | 0.66% | 5,955 | $3.5M | Add +5.9% |
| JMEE JPM Sma & Mid Cap En Eq Et-U filed as J P MORGAN EXCHANGE TRADED F | 0.64% | 51,976 | $3.3M | Add +0.4% |
| MBB iShares MBS ETF | 0.63% | 35,156 | $3.3M | Add +1.3% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 0.62% | 75,226 | $3.3M | Reduce -0.3% |
| BAI Ishrs AI in and Tech Act ETF | 0.62% | 98,483 | $3.3M | Add +7.0% |
| CME Cme Group Inc. | 0.62% | 11,931 | $3.3M | Reduce -1.9% |
| FNV Franco-Nevada Corp. | 0.60% | 15,257 | $3.2M | Add +16.4% |
| THRO iShares U.S. Thematic Rotati | 0.54% | 74,026 | $2.8M | Add +0.5% |
| XLK SS Technology Select Sector | 0.54% | 19,678 | $2.8M | Reduce -2.8% |
| OXY Occidental Petroleum Corp. | 0.53% | 67,396 | $2.8M | Reduce -14.3% |
| IAU iShares Gold Trust | 0.52% | 33,668 | $2.7M | Reduce -1.7% |
| JMST JPM Ultra-Short Muni Income filed as J P MORGAN EXCHANGE TRADED F | 0.52% | 53,410 | $2.7M | Reduce -3.4% |
| VTI VG Morningstar TS MKT ETF-US | 0.51% | 8,024 | $2.7M | Reduce -1.5% |
| DNOV FT Vest US Equity Deep Buffe | 0.51% | 54,519 | $2.7M | New |
| BINC iShares Flex I A ETF-Usd Inc. | 0.48% | 48,170 | $2.5M | Add +1.0% |
| VIS Vanguard Industrials ETF | 0.48% | 8,474 | $2.5M | Reduce -0.2% |
| ZTS Zoetis Inc. | 0.47% | 19,766 | $2.5M | Add +54.8% |
| PZA Invesco National Amt-Free Mu | 0.47% | 107,009 | $2.5M | Reduce -35.9% |
| PANW Palo Alto Networks Inc. | 0.45% | 12,990 | $2.4M | Add +0.7% |
| CGUS Cap Group Core Equity filed as CAPITAL GROUP CORE EQUITY ET | 0.45% | 59,207 | $2.4M | No change |
| MRSH Marsh & McLennan Cos | 0.44% | 12,543 | $2.3M | Add +242.4% |
| OTIS Otis Worldwide Corp. | 0.44% | 26,462 | $2.3M | Add +37.5% |
| XOM Exxon Mobil Corp. | 0.43% | 18,852 | $2.3M | Reduce -2.8% |
| CNC Centene Corp. | 0.43% | 54,455 | $2.2M | Add +267.4% |
| HSY The Hershey Co. | 0.42% | 12,253 | $2.2M | Reduce -3.5% |
| BA The Boeing Co. | 0.41% | 10,046 | $2.2M | Reduce -1.8% |
| BGC BGC Group Inc. Class A | 0.39% | 231,882 | $2.1M | No change |
| JPM JPMorgan Chase & Co. | 0.38% | 6,259 | $2.0M | Add +2.9% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.38% | 10,543 | $2.0M | Add +1.8% |
| LMT Lockheed Martin Corp. | 0.38% | 4,082 | $2.0M | Reduce -16.8% |
| XLF SS Financial Select Sector | 0.37% | 35,711 | $1.9M | Add +29.9% |
| PPA Invesco Aerospace & Defense | 0.36% | 12,249 | $1.9M | New |
| A Agilent Technologies Inc. | 0.35% | 13,569 | $1.9M | Reduce -3.2% |
| ISRG Intuitive Surgical Inc. | 0.35% | 3,256 | $1.8M | Reduce -1.4% |
| ANET Arista Networks Inc. | 0.34% | 13,811 | $1.8M | Reduce -3.8% |
| COST Costco Wholesale Corp. | 0.34% | 2,088 | $1.8M | Reduce -4.4% |
| PM Philip Morris International | 0.34% | 11,197 | $1.8M | Add +2.1% |
| JNJ Johnson & Johnson | 0.32% | 8,117 | $1.7M | Add +10.0% |
| UNH Unitedhealth Group Inc. | 0.32% | 5,029 | $1.7M | Add +343.1% |
| VTN Invesco TR for Invest GRD NY | 0.31% | 143,900 | $1.7M | Reduce -3.5% |
| XLC SS Comm Select Sector SPDR | 0.30% | 13,483 | $1.6M | Reduce -1.1% |
| BSJS Invesco Bulletshares 2028 HY | 0.29% | 69,062 | $1.5M | Add +20.1% |
| BSJT Invesco Bulletshares 2029 HY | 0.28% | 69,520 | $1.5M | New |
| SNN Smith & Nephew PLC -Spon ADR | 0.28% | 45,243 | $1.5M | Reduce -18.2% |
| NMRK Newmark Group Inc. Class A | 0.28% | 85,736 | $1.5M | No change |
| GS Goldman Sachs Group Inc. | 0.28% | 1,687 | $1.5M | Add +3.0% |
| BNDX Vanguard Total Intl Bond ETF | 0.27% | 29,914 | $1.4M | Add +11.6% |
| UHAL.B U-Haul Holding Co.-Non Voting | 0.27% | 30,364 | $1.4M | Reduce -14.6% |
| XLV SS Health Care Select Sector | 0.27% | 9,111 | $1.4M | Add +8.6% |
| JPST JPMorgan Ultra-Short Income | 0.27% | 27,716 | $1.4M | Add +85.2% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.26% | 8,972 | $1.4M | Reduce -2.5% |
| CRM Salesforce Inc. | 0.26% | 5,174 | $1.4M | Reduce -1.6% |
| PGR Progressive Corp. | 0.25% | 5,823 | $1.3M | Add +21.3% |
| VIG Vanguard Dividend Apprec ETF | 0.25% | 6,027 | $1.3M | Reduce -2.6% |
| VRTX Vertex Pharmaceuticals Inc. | 0.25% | 2,902 | $1.3M | Reduce -2.6% |
| MNST Monster Beverage Corp. | 0.25% | 17,097 | $1.3M | Reduce -2.2% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.25% | 23,853 | $1.3M | Reduce -0.9% |
| T AT&T Inc. | 0.25% | 52,756 | $1.3M | Reduce -7.9% |
| BSV Vanguard Short-Term Bond ETF | 0.25% | 16,571 | $1.3M | Reduce -0.5% |
| CGGR Cap Group Growth Equity | 0.25% | 29,360 | $1.3M | Add +47.5% |
| SEPM FT Vest US Eq Max Buf Sep | 0.25% | 40,992 | $1.3M | Add +9.8% |
| CGBL Cap Group Core Balanced filed as CAPITAL GROUP CORE BALANCED | 0.25% | 36,604 | $1.3M | Add +9.0% |
| ADSK Autodesk Inc. | 0.22% | 3,974 | $1.2M | Reduce -1.4% |
| PEP Pepsico Inc. | 0.22% | 8,037 | $1.2M | Reduce -1.0% |
| XLP SS Consumer Staples Sel Sect | 0.21% | 14,144 | $1.1M | Reduce -0.3% |
| VZ Verizon Communications Inc. | 0.21% | 26,715 | $1.1M | Reduce -6.3% |
Other holdings (1): bonds, preferreds, convertibles and warrants · $135 (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 7 | $135 | No change |
Total filed on the 13F, all lines: $526.7M.
Portfolio Sells Q3 2025 → Q4 2025
| IVV iShares Core S&P 500 ETF | Sold out | 0.00% | −2.88 |
| IEMG iShares Core MSCI Emerging | Sold out | 0.00% | −2.19 |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | Sold out | 0.00% | −1.66 |
| AGG iShares Core U.S. Aggregate | Sold out | 0.00% | −1.53 |
| IEFA iShares Core MSCI Eafe ETF | Sold out | 0.00% | −1.48 |
| V Visa Inc. Class A | Sold out | 0.00% | −1.21 |
| IWF iShares Russell 1000 Growth | Sold out | 0.00% | −0.94 |
| IVW iShares S&P 500 Growth ETF | Sold out | 0.00% | −0.90 |
| QUAL iShares MSCI USA Quality Fac | Sold out | 0.00% | −0.83 |
| EFV iShares MSCI Eafe Value ETF | Sold out | 0.00% | −0.81 |
| IVE iShares S&P 500 Value ETF | Sold out | 0.00% | −0.79 |
| OEF iShares S&P 100 ETF | Sold out | 0.00% | −0.75 |
| IWD iShares Russell 1000 Value E | Sold out | 0.00% | −0.65 |
| NVS Novartis AG-Sponsored ADR | Sold out | 0.00% | −0.62 |
| TLH iShares 10-20 Year Treasury | Sold out | 0.00% | −0.58 |
| IJH iShares Core S&P Midcap ETF | Sold out | 0.00% | −0.51 |
| FISV Fiserv Inc. | Sold out | 0.00% | −0.50 |
| FLRT Pacer Aristotle Pacific Floa | Sold out | 0.00% | −0.44 |
| ILCG iShares Morningstar Growth E | Sold out | 0.00% | −0.38 |
| ILCV iShares Morningstar Value Et | Sold out | 0.00% | −0.36 |
| EMB iShares JP Morgan Usd Emergi | Sold out | 0.00% | −0.36 |
| SOXX iShares Semiconductor ETF | Sold out | 0.00% | −0.34 |
| UDEC Innovator U.S. Equity Ultra | Sold out | 0.00% | −0.34 |
| MAXJ iShares LG Cap Max Buff Jun | Sold out | 0.00% | −0.33 |
| FEBM FT Vest US Eq Max Buf Feb | Sold out | 0.00% | −0.32 |
| ADBE Adobe Inc. | Sold out | 0.00% | −0.32 |
| IAGG iShares Intl Aggregate Bond | Sold out | 0.00% | −0.32 |
| FALN iShares Fallen Angels ETF | Sold out | 0.00% | −0.30 |
| LLY Eli Lilly & Co. | Sold out | 0.00% | −0.29 |
| CMCSA Comcast Corp. Class A | Sold out | 0.00% | −0.29 |
| NAN Nuveen NY QLTY Muni Inc. | Sold out | 0.00% | −0.28 |
| MTUM iShares MSCI USA Momentum Fa | Sold out | 0.00% | −0.28 |
| AON Aon PLC Class A | Sold out | 0.00% | −0.27 |
| HDV iShares Core High Dividend E | Sold out | 0.00% | −0.27 |
| SHOP Shopify Inc. Class A | Sold out | 0.00% | −0.27 |
| CB Chubb Ltd. | Sold out | 0.00% | −0.26 |
| GOVI Invesco Equal Weight 0-30 YR | Reduce -42.1% | 0.89% | −0.25 |
| VNQ Vanguard Real Estate ETF | Reduce -81.3% | 0.08% | −0.25 |
| VDE Vanguard Energy ETF | Reduce -96.7% | 0.01% | −0.24 |
| IWM iShares Russell 2000 ETF | Sold out | 0.00% | −0.24 |
| ETN Eaton Corp. PLC | Sold out | 0.00% | −0.21 |
| BSJR Invesco Bulletshares 2027 HY | Reduce -89.4% | 0.03% | −0.20 |
| ORCL Oracle Corp. | Reduce -10.6% | 1.02% | −0.19 |
| ITA iShares U.S. Aerospace & Def | Sold out | 0.00% | −0.17 |
| SMAY FT Vest U.S. Small Cap Moder | Sold out | 0.00% | −0.16 |
| IYW iShares Ustechnology ETF | Sold out | 0.00% | −0.15 |
| DCI Donaldson Co. Inc. | Reduce -76.7% | 0.08% | −0.14 |
| CII BlackRock Enhan LRG Cap Core | Sold out | 0.00% | −0.14 |
| ITOT iShares Core S&P Total U.S. | Sold out | 0.00% | −0.13 |
| AJG Arthur J Gallagher & Co. | Sold out | 0.00% | −0.12 |
Portfolio Buys Q3 2025 → Q4 2025
| VOO Vanguard S&P 500 ETF | Add +12.4% | 8.79% | +3.17 |
| OMFL Invesco Russell 1000 DYN M/F | Add +3.1% | 4.34% | +1.28 |
| IMFL Invesco Int DVLP DYN Multi | Add +1.6% | 2.19% | +0.71 |
| META Meta Platforms Inc. Class A | Add +13.9% | 1.92% | +0.54 |
| DNOV FT Vest US Equity Deep Buffe | New | 0.51% | +0.51 |
| VCIT Vanguard Int-Term Corporate | Add +6.2% | 1.56% | +0.47 |
| DBMF Imgp Dbi MFT STR ETF-Usd Inc. | Add +3.4% | 1.44% | +0.44 |
| DYNF Ishrs US E F R A ETF-Usd Inc. | Add +0.1% | 1.52% | +0.43 |
| BKNG Booking Holdings Inc. | Add +72.8% | 0.73% | +0.41 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +3.2% | 1.40% | +0.40 |
| PPA Invesco Aerospace & Defense | New | 0.36% | +0.36 |
| CNC Centene Corp. | Add +267.4% | 0.43% | +0.35 |
| MRSH Marsh & McLennan Cos | Add +242.4% | 0.44% | +0.34 |
| ICLO Invesco Aaa Clo F/R Note ETF | Add +23.5% | 0.84% | +0.34 |
| AVGO Broadcom Inc. | Add +1.7% | 0.96% | +0.30 |
| BSJT Invesco Bulletshares 2029 HY | New | 0.28% | +0.28 |
| TMO Thermo Fisher Scientific Inc. | Add +5.9% | 0.66% | +0.28 |
| SCHC Schwab Intl Small-Cap Equity | Add +0.7% | 0.98% | +0.26 |
| UNH Unitedhealth Group Inc. | Add +343.1% | 0.32% | +0.26 |
| ZTS Zoetis Inc. | Add +54.8% | 0.47% | +0.21 |
| VUG Vanguard Mrngstar GR ETF-Sui | Add +5.1% | 0.66% | +0.21 |
| OTIS Otis Worldwide Corp. | Add +37.5% | 0.44% | +0.19 |
| FNV Franco-Nevada Corp. | Add +16.4% | 0.60% | +0.19 |
| BAI Ishrs AI in and Tech Act ETF | Add +7.0% | 0.62% | +0.18 |
| JMEE JPM Sma & Mid Cap En Eq Et-U | Add +0.4% | 0.64% | +0.18 |
| MBB iShares MBS ETF | Add +1.3% | 0.63% | +0.17 |
| XLF SS Financial Select Sector | Add +29.9% | 0.37% | +0.16 |
| JPST JPMorgan Ultra-Short Income | Add +85.2% | 0.27% | +0.16 |
| THRO iShares U.S. Thematic Rotati | Add +0.5% | 0.54% | +0.15 |
| JNJ Johnson & Johnson | Add +10.0% | 0.32% | +0.13 |
| GEV GE Vernova Inc. | Add +260.9% | 0.16% | +0.13 |
| BINC iShares Flex I A ETF-Usd Inc. | Add +1.0% | 0.48% | +0.13 |
| CGGR Cap Group Growth Equity | Add +47.5% | 0.25% | +0.13 |
| JPM JPMorgan Chase & Co. | Add +2.9% | 0.38% | +0.11 |
| VTV Vanguard Mrngstr Val ETF-Aui | Add +1.8% | 0.38% | +0.11 |
| BSJS Invesco Bulletshares 2028 HY | Add +20.1% | 0.29% | +0.11 |
| ACN Accenture PLC Class A | Add +198.9% | 0.14% | +0.11 |
| XLV SS Health Care Select Sector | Add +8.6% | 0.27% | +0.10 |
| IDXX Idexx Laboratories Inc. | New | 0.10% | +0.10 |
| GS Goldman Sachs Group Inc. | Add +3.0% | 0.28% | +0.10 |
| WELL Welltower Inc. | Add +46.8% | 0.18% | +0.10 |
| TSM Taiwan Semiconductor-SP ADR | Add +33.5% | 0.19% | +0.09 |
| PM Philip Morris International | Add +2.1% | 0.34% | +0.09 |
| BNDX Vanguard Total Intl Bond ETF | Add +11.6% | 0.27% | +0.09 |
| PANW Palo Alto Networks Inc. | Add +0.7% | 0.45% | +0.09 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +49.0% | 0.17% | +0.09 |
| PGR Progressive Corp. | Add +21.3% | 0.25% | +0.09 |
| REGN Regeneron Pharmaceuticals | Add +2.5% | 0.18% | +0.08 |
| SEPM FT Vest US Eq Max Buf Sep | Add +9.8% | 0.25% | +0.08 |
| CGBL Cap Group Core Balanced | Add +9.0% | 0.25% | +0.08 |
Options Activity Q3 2025 → Q4 2025
| SPY SS SPDR S&P 500 ETF Trust-US | call | Sold out | 1,200 | $799Kbefore exit |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q3 2025 → Q4 2025
| COHEN & STEERS INFRASTRU | RIGHT 10/16/2025 | Sold out | 5,876 | $458before exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 376 | $676.4M | VOO, OMFL, NVDA, AAPL, MSFT |
| Q1 2026 | 442 | $796.5M | VOO, OMFL, NVDA, XLG, IVV |
| Q4 2025 | 296 | $526.7M | VOO, OMFL, NVDA, XLG, MSFT |
| Q3 2025 | 400 | $715.5M | VOO, OMFL, NVDA, IVV, XLG |
| Q2 2025 | 281 | $413.3M | VOO, NVDA, MSFT, VEA, META |
| Q1 2025 | 261 | $359.9M | VOO, MSFT, VEA, NVDA, OMFL |
| Q4 2024 | 258 | $364.2M | VOO, NVDA, MSFT, VEA, OMFL |
| Q3 2024 | 1,239 | $514.6M | IVV, VOO, IUSB, MSFT, VEA |
| Q2 2024 | 286 | $414.9M | IVV, IUSB, VOO, VEA, MSFT |