Cape Investment Advisory, Inc.

Name: Cape Investment Advisory, Inc. 13F holdings, Q1 2026
Creator: Cape Investment Advisory, Inc.
Published: 2026-05-15

Q2 2026Q4 2025Q3 2025Q2 2025Q1 2025Q4 2024Q3 2024Q2 2024Q1 2024

In its 13F for Q1 2026 (holdings as of March 31, 2026, filed May 15, 2026), Cape Investment Advisory, Inc. reported 227 stock positions worth $300.7 million. Its top holding was Schwab US Broad Market ETF (SCHB) at 13.2% of the portfolio, followed by Schwab US Large-Cap Value (SCHV, 6.1%) and iShares Flex I A ETF-Usd (BINC, 3.7%). Compared with Q4 2025, it opened 4 new positions, sold out of 1,084, added to 122 and reduced 92. The biggest buy was Coca-Cola (KO, shares +106%) and the biggest sale an exit from Diageo PLC-Sponsored ADR (DEO).

Most Recent 13F: Q2 2026
Location: MCDONOUGH, GA
CIK: 0001944437
Portfolio Value: $300.7M (Q1 2026)
SEC Filing: 0001944437-26-000002 ↗ filed May 15, 2026

Holdings Value

Holdings 227 stocks · $300.7M


SCHB Schwab US Broad Market ETF	13.22%	1,584,194	$39.8M	Add +1.3%
SCHV Schwab US Large-Cap Value	6.10%	601,671	$18.4M	Add +0.6%
BINC iShares Flex I A ETF-Usd Inc.	3.75%	216,933	$11.3M	Add +10.6%
SCHJ Schwab 1-5 YR Corp. BND ETF	2.80%	340,246	$8.4M	Add +4.9%
SCHG Schwab US Large-Cap Growth	2.48%	255,715	$7.4M	Reduce -0.1%
MSFT Microsoft Corp.	2.01%	16,339	$6.0M	Add +2.4%
SCHM Schwab US Mid Cap ETF	2.01%	195,349	$6.0M	Reduce -0.0%
RSP Invesco S&P 500 Equal Weight	1.95%	30,510	$5.9M	Add +1.0%
SCHD Schwab US DVD Equity ETF	1.88%	184,113	$5.6M	Add +2.4%
SPY SS SPDR S&P 500 ETF Trust-US	1.75%	8,069	$5.2M	Add +3.2%
GOOGL Alphabet Inc. Class A	1.71%	17,859	$5.1M	Reduce -8.1%
KO The Coca-Cola Co.	1.63%	64,569	$4.9M	Add +106.5%
AMZN Amazon.com Inc.	1.51%	21,794	$4.5M	Add +0.6%
CVX Chevron Corp.	1.39%	20,172	$4.2M	Reduce -7.0%
AAPL Apple Inc.	1.35%	15,959	$4.1M	Reduce -10.4%
SCHE Schwab Emrg Mrkts Eqty ETF	1.30%	118,998	$3.9M	Add +0.1%
VNLA Janus Henderson Short Durati	1.30%	80,083	$3.9M	Add +3.7%
SCHF Schwab Intl Equity ETF	1.26%	152,970	$3.8M	Add +0.8%
IVV iShares Core S&P 500 ETF	1.22%	5,619	$3.7M	Add +36.5%
MGMT Ballast Small/Mid Cap ETF	1.22%	81,233	$3.7M	Add +0.6%
SPYM Ste STR SPDR PT S&P 500 ETF	1.12%	44,087	$3.4M	Add +17.3%
META Meta Platforms Inc. Class A	1.04%	5,492	$3.1M	Add +2.4%
GOOG Alphabet Inc. Class C	0.91%	9,498	$2.7M	Add +2.1%
TSM Taiwan Semiconductor-SP ADR	0.89%	7,894	$2.7M	Reduce -14.9%
NVDA Nvidia Corp.	0.83%	14,328	$2.5M	Add +7.6%
SO The Southern Co.	0.82%	25,477	$2.5M	Add +5.9%
SCHW Schwab (charles) Corp.	0.79%	25,252	$2.4M	Reduce -4.6%
IUSB Ishr CR Unvrse Usd BD ETF-Ui	0.77%	49,945	$2.3M	Add +20.0%
JAAA Janus Henderson Aaa Clo ETF	0.68%	40,580	$2.0M	Reduce -0.8%
ILCG iShares Morningstar Growth E	0.65%	20,455	$2.0M	Reduce -2.4%
BKNG Booking Holdings Inc.	0.65%	463	$1.9M	No change
V Visa Inc. Class A	0.63%	6,250	$1.9M	Add +21.3%
AMAT Applied Materials Inc.	0.62%	5,464	$1.9M	Reduce -21.0%
QQQ Invesco QQQ Trust Series 1	0.62%	3,205	$1.8M	Reduce -2.5%
SCHH Schwab US REIT ETF	0.59%	82,870	$1.8M	Add +1.1%
IQV Iqvia Holdings Inc.	0.59%	10,380	$1.8M	Reduce -2.7%
PJUN Innovator U.S. Equity Power	0.58%	41,525	$1.7M	No change
MCBS Metrocity Bankshares Inc.	0.57%	59,752	$1.7M	Add +0.4%
PNOV Innovator U.S. Equity Power	0.57%	41,700	$1.7M	Add +1.7%
POCT Innovator U.S. Equity Power	0.54%	37,450	$1.6M	Reduce -0.8%
PSEP Innovator U.S. Equity Power	0.53%	36,661	$1.6M	Reduce -1.5%
SCHY Schwab International DVD ETF	0.52%	49,312	$1.6M	Add +0.6%
XOM Exxon Mobil Corp.	0.52%	9,161	$1.6M	Add +45.3%
DIS The Walt Disney Co. filed as DISNEY WALT CO	0.50%	15,533	$1.5M	Reduce -0.3%
DDFM Innovator Edd 15 Buf ETF-Mar	0.49%	78,161	$1.5M	New
SCHA Schwab US Small-Cap ETF	0.46%	47,862	$1.4M	Reduce -1.3%
MA Mastercard Inc. Class A	0.46%	2,777	$1.4M	Reduce -2.7%
VEA Vanguard Ftse Developed ETF	0.46%	21,536	$1.4M	Add +3.0%
MU Micron Technology Inc.	0.45%	3,977	$1.3M	Reduce -0.3%
ELV Elevance Health Inc.	0.43%	4,465	$1.3M	Add +10.8%
JPM JPMorgan Chase & Co.	0.42%	4,320	$1.3M	Add +10.3%
SBUX Starbucks Corp.	0.41%	13,792	$1.2M	Reduce -4.7%
FNDE Schwab Fndmntl Em MRK Eq ETF	0.38%	30,092	$1.2M	Add +2.4%
DUK Duke Energy Corp.	0.38%	8,692	$1.1M	Add +5.0%
VZ Verizon Communications Inc.	0.35%	21,141	$1.1M	Add +0.6%
PFEB Innovator U.S. Equity Power	0.35%	26,215	$1.1M	Add +1.9%
DYNF Ishrs US E F R A ETF-Usd Inc.	0.35%	18,027	$1.0M	Add +8.1%
APD Air Products & Chemicals Inc.	0.35%	3,601	$1.0M	Reduce -4.1%
MDYV SS SPDR S&P 400 MC Val ETF	0.34%	12,072	$1.0M	Reduce -2.3%
QQQM Invesco Nasdaq 100 ETF	0.34%	4,281	$1.0M	Add +8.1%
PMAY Innovator U.S. Equity Power	0.33%	25,136	$1.0M	Reduce -0.4%
AES AES Corp.	0.32%	69,098	$974K	Add +0.7%
ICE Intercontinental Exchange Inc.	0.32%	6,159	$969K	Add +1299.8%
SPTM SS SPDR P S&P 1500 Comp ETF	0.32%	12,230	$967K	Add +31.5%
VOO Vanguard S&P 500 ETF	0.31%	1,575	$941K	Add +11.3%
ABNB Airbnb Inc. Class A	0.31%	7,441	$940K	Reduce -3.3%
VTI VG Morningstar TS MKT ETF-US	0.31%	2,929	$940K	Reduce -9.0%
IVE iShares S&P 500 Value ETF	0.31%	4,410	$931K	Add +1.0%
IBIT iShares Bitcoin Trust ETF	0.30%	23,845	$916K	Add +2.1%
GOVT iShares US Treasury Bond ETF	0.30%	38,968	$893K	Add +209.9%
CHKP Check Point Software Tech	0.29%	6,151	$879K	Reduce -1.3%
CRM Salesforce Inc.	0.29%	4,608	$860K	Reduce -3.0%
EJUL Innovator Emerging Markets P	0.28%	28,627	$856K	Reduce -0.1%
EJAN Innovator Emerging Markets P	0.28%	24,915	$845K	Add +49.3%
IVW iShares S&P 500 Growth ETF	0.28%	7,330	$829K	Add +22.7%
HD Home Depot Inc.	0.27%	2,505	$824K	Add +22.4%
IMCG iShares Morningstar Mid-Cap	0.27%	10,351	$815K	Reduce -3.3%
COR Cencora Inc.	0.27%	2,583	$811K	Reduce -4.0%
BAC Bank of America Corp. filed as BANK AMERICA CORP	0.27%	16,386	$799K	Add +22.2%
MO Altria Group Inc.	0.26%	12,007	$792K	Reduce -6.4%
BRK.B Berkshire Hathaway Inc. Class B	0.26%	1,650	$791K	Reduce -2.8%
ADSK Autodesk Inc.	0.25%	3,119	$747K	Reduce -6.8%
MBB iShares MBS ETF	0.25%	7,859	$746K	Add +13.2%
T AT&T Inc.	0.25%	25,472	$738K	Add +115.2%
WFC Wells Fargo & Co.	0.24%	9,145	$728K	Add +2.1%
NGG National Grid PLC-SP ADR	0.24%	8,569	$725K	Reduce -2.8%
QCOM Qualcomm Inc.	0.24%	5,598	$721K	Reduce -6.0%
IEMG iShares Core MSCI Emerging	0.24%	10,243	$714K	Reduce -1.0%
ADBE Adobe Inc.	0.23%	2,864	$696K	Add +2.3%
MAS Masco Corp.	0.23%	11,515	$695K	Reduce -3.5%
PAUG Innovator U.S. Equity Power	0.23%	16,270	$695K	Reduce -0.8%
SPDW Ste STR SPDR PT DW Eu ETF	0.23%	15,112	$690K	Reduce -0.1%
BND Vanguard Total Bond Market	0.23%	9,208	$678K	Reduce -19.3%
PM Philip Morris International	0.22%	4,073	$673K	Reduce -0.6%
VUG Vanguard Mrngstar GR ETF-Sui	0.22%	1,504	$657K	Add +24.3%
VB Vanguard Most SM-Cap ETF-Usd	0.22%	2,508	$657K	Add +10.6%
JNJ Johnson & Johnson	0.22%	2,679	$655K	Reduce -4.9%
EFV iShares MSCI Eafe Value ETF	0.21%	8,597	$639K	Add +14.6%
DFUS Dimensional US Eq MKT ETF	0.21%	8,884	$630K	Reduce -0.2%
KOCT Innovator U.S. Small Cap Pow	0.21%	18,500	$628K	Reduce -0.5%
XLK SS Technology Select Sector	0.20%	4,498	$598K	Reduce -1.4%
VTV Vanguard Mrngstr Val ETF-Aui	0.20%	3,008	$590K	Add +11.6%
WMT Walmart Inc.	0.20%	4,729	$588K	Add +154.4%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS	0.20%	2,420	$587K	Reduce -41.1%
AVGO Broadcom Inc.	0.19%	1,890	$585K	Add +19.5%
VO Vngrd Mrngstr MD-Cap ETF-Usd	0.19%	1,999	$574K	Add +9.7%
RTX RTX Corp.	0.19%	2,953	$570K	Add +32.4%
DXCM Dexcom Inc.	0.19%	8,921	$560K	Reduce -0.7%
AOA iShares Core 80/20 Aggressiv	0.19%	6,330	$560K	Add +0.9%
SYK Stryker Corp.	0.19%	1,697	$558K	Add +12953.9%
GEV GE Vernova Inc.	0.18%	634	$553K	Add +17.4%
UBER Uber Technologies Inc.	0.18%	7,327	$527K	Add +1946.7%
GSK GSK PLC-Spon ADR	0.17%	9,533	$526K	Add +26.0%
ENB Enbridge Inc.	0.17%	9,677	$524K	Reduce -3.6%
SCHX Schwab US Large-Cap ETF	0.17%	20,357	$522K	Reduce -9.2%
CSCO Cisco Systems Inc.	0.17%	6,637	$515K	Add +15.9%
VWO Vanguard Ftse Emerging Marke	0.17%	9,424	$509K	Add +4.5%
IGM iShares Expanded Tech Sector	0.17%	4,271	$506K	Add +15.8%
ECL Ecolab Inc.	0.17%	1,892	$503K	Reduce -3.8%
BIL SS SPDR BB 1-3M T-Bill ETF	0.17%	5,481	$502K	Add +26.5%
NVT Nvent Electric PLC	0.17%	4,196	$496K	Reduce -2.7%
RF Regions Financial Corp.	0.16%	18,917	$494K	Add +60.0%
GE General Electric filed as GE AEROSPACE	0.16%	1,726	$490K	Add +39.8%
TLH iShares 10-20 Year Treasury	0.16%	4,753	$479K	Reduce -2.3%
JEPI JPMorgan Equity Premium Inco	0.16%	8,410	$477K	Add +54.6%
VDC Vanguard Consumer Staple ETF	0.16%	2,110	$474K	Reduce -15.3%
XLV SS Health Care Select Sector	0.16%	3,216	$471K	Add +3.7%
ILCB iShares Morningstar U.S. Equ	0.15%	5,155	$463K	No change
FBND Fidelity Total Bond ETF	0.15%	10,113	$461K	Reduce -9.2%
VIG Vanguard Dividend Apprec ETF	0.15%	2,127	$457K	Add +13.4%
TFC Truist Financial Corp.	0.15%	9,932	$457K	Add +62.4%
TSLA Tesla Inc.	0.15%	1,208	$449K	Add +10.0%
CMCSA Comcast Corp. Class A	0.15%	15,583	$447K	Add +7.0%
MGK Vngrd Mrgstr MG CP GR ETF-Ui	0.15%	1,188	$437K	Reduce -17.6%
NEE Nextera Energy Inc.	0.14%	4,631	$430K	Add +2.5%
IAGG iShares Intl Aggregate Bond	0.14%	8,528	$427K	Add +20.4%
BDX Becton Dickinson and Co.	0.14%	2,668	$419K	Add +6.8%
EFG iShares MSCI Eafe Growth ETF	0.14%	3,744	$417K	Add +688.2%
IOO iShares Global 100 ETF	0.14%	3,383	$409K	Reduce -5.7%
BX Blackstone Inc.	0.14%	3,536	$407K	Add +13.4%
DE Deere & Co.	0.14%	720	$406K	Reduce -24.4%
FTEC Fidelity MSCI Info Tech Indx	0.13%	1,919	$399K	Reduce -1.7%
LLY Eli Lilly & Co.	0.13%	425	$391K	Add +56.8%
MDT Medtronic PLC	0.13%	4,423	$383K	Add +7.2%
GLD SPDR Gold Shares	0.13%	887	$382K	Add +52.1%
PJAN Innovator U.S. Equity Power	0.13%	8,184	$378K	Add +4.5%
PFE Pfizer Inc.	0.13%	13,394	$376K	Reduce -1.7%
QUAL iShares MSCI USA Quality Fac	0.12%	1,945	$373K	Add +19.3%
VEEV Veeva Systems Inc. Class A	0.12%	2,090	$367K	Reduce -7.2%
BABA Alibaba Group Holding-SP ADR	0.12%	2,905	$364K	Add +5.6%
SHEL Shell PLC-ADR	0.12%	3,896	$362K	Add +449.5%
IMCV iShares Morningstar Mid-Cap	0.12%	4,237	$359K	Add +0.0%
PG The Procter & Gamble Co.	0.12%	2,482	$358K	Reduce -24.5%
MTUM iShares MSCI USA Momentum Fa	0.12%	1,465	$352K	Add +18.3%
KRE SS SPDR S&P Regional Bank	0.12%	5,380	$350K	Reduce -1.2%
O Realty Income Corp.	0.12%	5,691	$348K	Reduce -2.5%
VYMI Vanguard Int High DVD YLD Inc.	0.11%	3,649	$344K	Add +15.1%
IJJ iShares S&P Mid-Cap 400 Valu	0.11%	2,587	$343K	Reduce -11.8%
FBTC Fidelity Wise Origin Bitcoin	0.11%	5,795	$342K	No change
VOOG Vanguard S&P 500 Growth ETF	0.11%	824	$336K	Reduce -7.7%
BP BP PLC-Spons ADR	0.11%	7,108	$334K	Add +41.7%
BAI Ishrs AI in and Tech Act ETF	0.11%	10,121	$333K	Add +25.8%
PMAR Innovator U.S. Equity Power	0.11%	7,460	$333K	Add +1.4%
LRCX Lam Research Corp.	0.11%	1,552	$332K	Add +2.8%
THRO iShares U.S. Thematic Rotati	0.11%	9,136	$331K	Add +26.3%
SHY iShares 1-3 Year Treasury Bo	0.11%	3,994	$330K	Reduce -6.9%
AGG iShares Core U.S. Aggregate	0.11%	3,251	$323K	Add +0.1%
SPYV SS SPDR P S&P 500 Value ETF	0.11%	5,674	$321K	Reduce -15.7%
PSTP Innovator PWR Buff Su St ETF	0.11%	9,200	$317K	Add +2.2%
ABBV Abbvie Inc.	0.10%	1,435	$312K	Add +4.4%
SPYG SS SPDR P S&P 500 Growth ETF	0.10%	3,172	$311K	Reduce -16.2%
NFLX Netflix Inc.	0.10%	3,164	$304K	Add +33.0%
FIS Fidelity National Info Serv	0.10%	6,428	$302K	Add +47.3%
IWS iShares Russell Mid-Cap Valu	0.10%	2,064	$301K	Reduce -1.1%
LYG Lloyds Banking Group PLC-ADR	0.10%	59,188	$298K	Reduce -4.5%
LAMR Lamar Advertising Co. Class A	0.10%	2,316	$293K	Reduce -4.9%
XTL SS SPDR S&P Telecom ETF	0.10%	1,555	$292K	Reduce -0.6%
MRK Merck & Co. Inc.	0.10%	2,414	$290K	Add +157.9%
VYM Vanguard High DVD Yield ETF	0.10%	1,960	$290K	Add +4.2%
SCMB Schwab Municipal Bond ETF	0.10%	11,354	$289K	Add +45.7%
CAT Caterpillar Inc.	0.10%	406	$288K	Reduce -19.6%
PEP Pepsico Inc.	0.10%	1,850	$287K	Reduce -7.4%
BNDX Vanguard Total Intl Bond ETF	0.09%	5,922	$285K	Add +6.2%
OMC Omnicom Group	0.09%	3,765	$284K	Reduce -6.7%
VONG Vanguard Russell 1000 Growth	0.09%	2,585	$284K	Reduce -1.4%
XLF SS Financial Select Sector	0.09%	5,703	$282K	Reduce -0.3%
SPGM State Street SPDR Portfolio	0.09%	3,667	$278K	Add +0.9%
VCR Vanguard Consumer Discre ETF	0.09%	757	$272K	Reduce -6.0%
GS Goldman Sachs Group Inc.	0.09%	321	$271K	Add +9.6%
ONEQ Fidelity Nasdaq Comp Indx	0.09%	3,194	$271K	Reduce -5.2%
COST Costco Wholesale Corp.	0.09%	271	$270K	Add +4.2%
IDEF Ishars Def Ind TC Ac ETF-Ui	0.09%	7,985	$261K	New
VGT Vanguard Info Tech ETF	0.09%	371	$259K	Add +2.2%
PAPR Innovator U.S. Equity Power	0.09%	6,490	$258K	No change
JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F	0.09%	4,621	$257K	Add +81.8%
C Citigroup Inc.	0.08%	2,217	$251K	Add +34.5%
BLCR iShares LRG CP CR Act ETF-Ui	0.08%	6,112	$251K	New
IXUS iShares Core Intl Stock ETF	0.08%	2,882	$250K	Add +21.5%
HII Huntington Ingalls Industrie	0.08%	655	$249K	Reduce -1.1%
PJUL Innovator U.S. Equity Power	0.08%	5,400	$248K	No change
VCRB Vanguard Core Bond ETF	0.08%	3,152	$244K	Reduce -12.9%
QQXL Proshares Ultra QQQ Top 30	0.08%	6,605	$242K	Reduce -4.3%
EQIX Equinix Inc.	0.08%	245	$240K	Reduce -4.7%
BLK BlackRock Inc.	0.08%	249	$240K	Reduce -8.1%
AMGN Amgen Inc.	0.08%	673	$237K	Reduce -3.2%
ETR Entergy Corp.	0.08%	2,092	$235K	Reduce -2.6%
VPU Vanguard Utilities ETF	0.08%	1,181	$234K	Add +4.9%
ULST SS Ultra Short TM Bond ETF	0.08%	5,653	$229K	Add +0.3%
AMT American Tower Corp.	0.08%	1,317	$227K	Reduce -1.2%
WEC WEC Energy Group Inc.	0.07%	1,938	$224K	Add +3.5%
MUB iShares National Muni Bond E	0.07%	2,110	$224K	Reduce -11.9%
PDEC Innovator U.S. Equity Power	0.07%	5,200	$221K	No change
EQT Eqt Corp.	0.07%	3,457	$220K	Add +16.6%
IAU iShares Gold Trust	0.07%	2,455	$216K	Reduce -44.7%
PPA Invesco Aerospace & Defense	0.07%	1,268	$210K	Add +21.3%
PYLD PIMCO Multisector Bond Actv	0.07%	8,005	$210K	Reduce -7.1%
AXP American Express Co.	0.07%	692	$209K	Add +13.1%
ATI Ati Inc.	0.07%	1,438	$209K	No change
FDCF Fidelity Disruptive Comm ETF	0.07%	4,719	$203K	Add +1.0%
KHC The Kraft Heinz Co.	0.07%	9,017	$203K	Reduce -43.3%
ECVT Ecovyst Inc.	0.06%	14,800	$190K	Reduce -1.3%
CTEV Claritev Corp.	0.06%	10,225	$167K	New
DSU BlackRock Debt Strategies	0.04%	14,070	$135K	Add +4.9%
XEVVX Eaton Vance Ltd. Durat Inc.	0.04%	12,186	$115K	Reduce -6.3%
BDJ BlackRock Enhanced Eqty DVD	0.03%	10,393	$90K	Add +11.8%
HIO Western Asset Hi Inc. Opport	0.02%	18,300	$66K	No change
ABEV Ambev SA-ADR	0.01%	10,339	$30K	Add +46.6%

Portfolio Sells Q4 2025 → Q1 2026


DEO Diageo PLC-Sponsored ADR	Sold out	0.00%	−0.26
KMX Carmax Inc.	Sold out	0.00%	−0.19
IBM Intl Business Machines Corp.	Reduce -41.1%	0.20%	−0.18
OEF iShares S&P 100 ETF	Sold out	0.00%	−0.16
GOOGL Alphabet Inc. Class A	Reduce -8.1%	1.71%	−0.16
IQV Iqvia Holdings Inc.	Reduce -2.7%	0.59%	−0.15
AAPL Apple Inc.	Reduce -10.4%	1.35%	−0.14
CRM Salesforce Inc.	Reduce -3.0%	0.29%	−0.10
SCHG Schwab US Large-Cap Growth	Reduce -0.1%	2.48%	−0.09
USMC Principal US Mega-Cap ETF	Sold out	0.00%	−0.08
QCOM Qualcomm Inc.	Reduce -6.0%	0.24%	−0.07
MCD McDonald's Corp.	Sold out	0.00%	−0.07
SYY Sysco Corp.	Sold out	0.00%	−0.07
OUNZ Vaneck Merk Gold ETF	Sold out	0.00%	−0.06
CHKP Check Point Software Tech	Reduce -1.3%	0.29%	−0.06
ASCI Abrdn Internal Small Ca ETF	Sold out	0.00%	−0.06
PLTR Palantir Technologies Inc. Class A	Sold out	0.00%	−0.06
KWEB Kranesh Csi China Internet	Sold out	0.00%	−0.06
EMB iShares JP Morgan Usd Emergi	Sold out	0.00%	−0.06
SCHO Schwab Short-Term US Treas	Sold out	0.00%	−0.06
GPC Genuine Parts Co.	Sold out	0.00%	−0.06
FXI iShares China Large-Cap ETF	Sold out	0.00%	−0.06
ADSK Autodesk Inc.	Reduce -6.8%	0.25%	−0.06
UPS United Parcel Service Class B	Sold out	0.00%	−0.06
BSV Vanguard Short-Term Bond ETF	Sold out	0.00%	−0.05
UL Unilever PLC-Sponsored ADR	Sold out	0.00%	−0.05
TSN Tyson Foods Inc. Class A	Sold out	0.00%	−0.05
EIX Edison International	Sold out	0.00%	−0.05
EAGG iShares ESG Aware US Aggrega	Sold out	0.00%	−0.05
KHC The Kraft Heinz Co.	Reduce -43.3%	0.07%	−0.05
SYSB iShares Systematic Bond ETF	Sold out	0.00%	−0.05
IDV iShares International Select	Sold out	0.00%	−0.05
ISCG iShares Morningstar Small-Ca	Sold out	0.00%	−0.05
SPIB SS SPDR P Int C Corp. ETF	Sold out	0.00%	−0.05
VGIT Vanguard Intermediate-Term T	Sold out	0.00%	−0.05
ICVT iShares Convertible Bond ETF	Sold out	0.00%	−0.05
VRT Vertiv Holdings Co. Class A	Sold out	0.00%	−0.05
CVS CVS Health Corp.	Sold out	0.00%	−0.05
DIS The Walt Disney Co.	Reduce -0.3%	0.50%	−0.05
IP International Paper Co.	Sold out	0.00%	−0.05
DOC Healthpeak Properties Inc.	Sold out	0.00%	−0.05
IMCB iShares Morningstar Mid-Cap	Sold out	0.00%	−0.05
ADI Analog Devices Inc.	Sold out	0.00%	−0.04
ITA iShares U.S. Aerospace & Def	Sold out	0.00%	−0.04
NVS Novartis AG-Sponsored ADR	Sold out	0.00%	−0.04
ORCL Oracle Corp.	Sold out	0.00%	−0.04
VMBS Vanguard Mortgage-Backed Sec	Sold out	0.00%	−0.04
SPSM SS SPDR P S&P 600 Small Cap	Sold out	0.00%	−0.04
ES Eversource Energy	Sold out	0.00%	−0.04
ETHA iShares Ethereum Trust ETF	Sold out	0.00%	−0.04

Portfolio Buys Q4 2025 → Q1 2026


KO The Coca-Cola Co.	Add +106.5%	1.63%	+0.96
SCHV Schwab US Large-Cap Value	Add +0.6%	6.10%	+0.66
SCHB Schwab US Broad Market ETF	Add +1.3%	13.22%	+0.60
BINC iShares Flex I A ETF-Usd Inc.	Add +10.6%	3.75%	+0.56
DDFM Innovator Edd 15 Buf ETF-Mar	New	0.49%	+0.49
SCHD Schwab US DVD Equity ETF	Add +2.4%	1.88%	+0.36
IVV iShares Core S&P 500 ETF	Add +36.5%	1.22%	+0.35
SCHJ Schwab 1-5 YR Corp. BND ETF	Add +4.9%	2.80%	+0.31
ICE Intercontinental Exchange Inc.	Add +1299.8%	0.32%	+0.30
XOM Exxon Mobil Corp.	Add +45.3%	0.52%	+0.28
GOVT iShares US Treasury Bond ETF	Add +209.9%	0.30%	+0.21
SPYM Ste STR SPDR PT S&P 500 ETF	Add +17.3%	1.12%	+0.20
SYK Stryker Corp.	Add +12953.9%	0.19%	+0.18
SO The Southern Co.	Add +5.9%	0.82%	+0.17
IUSB Ishr CR Unvrse Usd BD ETF-Ui	Add +20.0%	0.77%	+0.17
RSP Invesco S&P 500 Equal Weight	Add +1.0%	1.95%	+0.17
UBER Uber Technologies Inc.	Add +1946.7%	0.18%	+0.17
T AT&T Inc.	Add +115.2%	0.25%	+0.16
SCHF Schwab Intl Equity ETF	Add +0.8%	1.26%	+0.14
VNLA Janus Henderson Short Durati	Add +3.7%	1.30%	+0.13
WMT Walmart Inc.	Add +154.4%	0.20%	+0.13
EFG iShares MSCI Eafe Growth ETF	Add +688.2%	0.14%	+0.12
MGMT Ballast Small/Mid Cap ETF	Add +0.6%	1.22%	+0.12
EJAN Innovator Emerging Markets P	Add +49.3%	0.28%	+0.11
SCHE Schwab Emrg Mrkts Eqty ETF	Add +0.1%	1.30%	+0.11
SPY SS SPDR S&P 500 ETF Trust-US	Add +3.2%	1.75%	+0.11
SHEL Shell PLC-ADR	Add +449.5%	0.12%	+0.10
VZ Verizon Communications Inc.	Add +0.6%	0.35%	+0.09
IDEF Ishars Def Ind TC Ac ETF-Ui	New	0.09%	+0.09
SPTM SS SPDR P S&P 1500 Comp ETF	Add +31.5%	0.32%	+0.09
MCBS Metrocity Bankshares Inc.	Add +0.4%	0.57%	+0.08
BLCR iShares LRG CP CR Act ETF-Ui	New	0.08%	+0.08
GEV GE Vernova Inc.	Add +17.4%	0.18%	+0.08
DUK Duke Energy Corp.	Add +5.0%	0.38%	+0.08
RF Regions Financial Corp.	Add +60.0%	0.16%	+0.07
V Visa Inc. Class A	Add +21.3%	0.63%	+0.07
RTX RTX Corp.	Add +32.4%	0.19%	+0.07
SCHY Schwab International DVD ETF	Add +0.6%	0.52%	+0.07
NVDA Nvidia Corp.	Add +7.6%	0.83%	+0.07
MRK Merck & Co. Inc.	Add +157.9%	0.10%	+0.07
SCHH Schwab US REIT ETF	Add +1.1%	0.59%	+0.07
JEPI JPMorgan Equity Premium Inco	Add +54.6%	0.16%	+0.06
GSK GSK PLC-Spon ADR	Add +26.0%	0.17%	+0.06
TFC Truist Financial Corp.	Add +62.4%	0.15%	+0.06
BP BP PLC-Spons ADR	Add +41.7%	0.11%	+0.06
HD Home Depot Inc.	Add +22.4%	0.27%	+0.06
VEA Vanguard Ftse Developed ETF	Add +3.0%	0.46%	+0.06
FNDE Schwab Fndmntl Em MRK Eq ETF	Add +2.4%	0.38%	+0.06
GLD SPDR Gold Shares	Add +52.1%	0.13%	+0.06
CTEV Claritev Corp.	New	0.06%	+0.06

Notes & Other Activity Q4 2025 → Q1 2026


BANK OF AMERICA CORP (BAC 7.25 PERP L)	7.25%CNV PFD L	Sold out	4	$5Kbefore exit

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

Quarter	Positions	13F Reported Value	Top Holdings
Q2 2026	1,448	$374.1M	SCHB, SCHV, BINC, SCHG, SCHJ
Q1 2026	227	$300.7M	SCHB, SCHV, BINC, SCHJ, SCHG
Q4 2025	1,307	$325.1M	SCHB, SCHV, BINC, SCHG, SCHJ
Q3 2025	846	$101.7M	MSFT, GOOGL, AMZN, META, TSM
Q2 2025	1,170	$273.9M	SCHB, SCHV, SCHG, MSFT, BINC
Q1 2025	1,134	$251.1M	SCHB, SCHV, SCHG, BINC, SCHM
Q4 2024	1,140	$255.7M	SCHB, SCHV, SCHG, MSFT, SCHM
Q3 2024	956	$246.7M	SCHB, SCHV, SCHG, MSFT, SCHM
Q2 2024	928	$222.6M	SCHB, SCHV, SCHG, MSFT, SCHM
Q1 2024	933	$213.9M	SCHB, SCHV, SCHG, MSFT, SCHM