Catherine Avery Investment Management LLC

In its 13F for Q2 2026 (holdings as of June 30, 2026, filed July 27, 2026), Catherine Avery Investment Management LLC reported 165 stock positions worth $229.0 million. Its top holding was Seagate Technology (STX) at 4.9% of the portfolio, followed by Cisco Systems (CSCO, 3.5%) and Microsoft (MSFT, 3.4%). Compared with Q1 2026, it opened 63 new positions, sold out of 7, added to 14 and reduced 45. The biggest buy was a new position in International Paper (IP) and the biggest sale Stanley Black & Decker (SWK, shares −93%).

Most Recent 13F
Q2 2026
Location
LONGBOAT KEY, FL
CIK
0002103454
Portfolio Value
$229.0M (Q2 2026)
SEC Filing
0001420506-26-001305 ↗ filed Jul 27, 2026

Holdings Value

0$50.0M$100.0M$150.0M$200.0M$250.0M Q4 2024: $113.3M Q4 2024 Q1 2025: $111.6M Q1 2025 Q2 2025: $131.6M Q2 2025 Q3 2025: $155.2M Q3 2025 Q4 2025: $167.0M Q4 2025 Q1 2026: $223.4M Q1 2026 Q2 2026: $229.0M $229.0M Q2 2026

Holdings 165 stocks · $229.0M
STX Seagate Technology Holdings 4.89% 11,595 $11.2M Reduce -8.2%
CSCO Cisco Systems Inc. 3.48% 67,834 $8.0M Reduce -25.2%
MSFT Microsoft Corp. 3.39% 20,780 $7.8M Add +196.1%
C Citigroup Inc. 3.34% 54,620 $7.6M Reduce -14.3%
JPM JPMorgan Chase & Co. 3.18% 22,241 $7.3M Reduce -0.2%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 3.15% 25,644 $7.2M Reduce -10.1%
BBY Best Buy Co. Inc. 3.07% 92,755 $7.0M Reduce -2.5%
BMY Bristol-Myers Squibb Co. 3.02% 119,907 $6.9M Add +14.3%
MRK Merck & Co. Inc. 3.01% 53,596 $6.9M Reduce -0.2%
AVGO Broadcom Inc. 2.94% 17,835 $6.7M Reduce -12.5%
FCX Freeport-McMoran Inc. 2.87% 104,522 $6.6M Reduce -8.5%
KO The Coca-Cola Co. 2.87% 80,871 $6.6M Reduce -6.4%
TGT Target Corp. 2.86% 50,194 $6.6M Reduce -6.0%
BAC Bank of America Corp. 2.78% 111,573 $6.4M Reduce -2.5%
AMGN Amgen Inc. 2.77% 17,530 $6.3M Add +10.4%
OKE Oneok Inc. 2.67% 70,408 $6.1M Reduce -3.0%
NEE Nextera Energy Inc. 2.66% 69,471 $6.1M Reduce -2.9%
LHX L3HARRIS Technologies Inc. 2.65% 33,098 $6.1M Add +80.2%
HD Home Depot Inc. 2.60% 16,897 $6.0M Add +0.8%
UPS United Parcel Service Class B 2.51% 53,469 $5.7M Reduce -6.0%
KEY Keycorp 2.51% 249,306 $5.7M Reduce -7.0%
TFC Truist Financial Corp. 2.49% 114,289 $5.7M Reduce -4.3%
MCD McDonald's Corp. 2.48% 21,006 $5.7M Add +9.4%
CVX Chevron Corp. 2.47% 34,079 $5.6M Reduce -3.0%
LEN Lennar Corp. Class A 2.43% 61,453 $5.6M Add +5.0%
OMC Omnicom Group 2.42% 76,208 $5.6M Reduce -7.1%
PFE Pfizer Inc. 2.40% 227,951 $5.5M Add +10.8%
IP International Paper Co. 2.39% 46,731 $5.5M New
HPE Hewlett Packard Enterprise 2.37% 120,344 $5.4M Reduce -53.1%
CRM Salesforce Inc. 2.37% 34,593 $5.4M New
PSX Phillips 66 2.29% 31,061 $5.3M Add +0.2%
ORCL Oracle Corp. 1.82% 28,378 $4.2M Reduce -33.3%
ES Eversource Energy 1.62% 51,329 $3.7M Reduce -6.7%
VZ Verizon Communications Inc. 1.14% 61,801 $2.6M Reduce -54.3%
VLO Valero Energy Corp. 0.82% 7,196 $1.9M Reduce -4.0%
CMI Cummins Inc. 0.71% 2,287 $1.6M Reduce -0.9%
RTX RTX Corp. 0.71% 8,567 $1.6M Reduce -2.9%
CL Colgate-Palmolive Co. 0.68% 17,012 $1.6M No change
JCI Johnson Controls Internation 0.53% 8,343 $1.2M Reduce -6.0%
EVRG Evergy Inc. 0.52% 13,834 $1.2M Reduce -2.2%
MS Morgan Stanley 0.35% 3,880 $811K No change
XOM Exxon Mobil Corp. 0.31% 5,204 $711K Reduce -7.6%
BKR Baker Hughes Co. 0.26% 10,571 $587K Reduce -19.7%
SWK Stanley Black & Decker Inc. 0.22% 5,414 $510K Reduce -93.1%
APD Air Products & Chemicals Inc. 0.20% 1,559 $457K Reduce -7.5%
PKG Packaging Corp. of America 0.18% 1,755 $418K Reduce -93.0%
SUSA iShares ESG Optimized MSCI U 0.17% 2,493 $385K No change
BIL SS SPDR BB 1-3M T-Bill ETF 0.16% 3,944 $361K New
QCOM Qualcomm Inc. 0.16% 1,934 $357K Reduce -95.3%
MU Micron Technology Inc. 0.14% 282 $325K No change
JNJ Johnson & Johnson 0.14% 1,257 $319K Reduce -12.3%
AAPL Apple Inc. 0.14% 1,082 $313K Reduce -1.6%
WMB Williams Cos Inc. 0.11% 3,400 $253K No change
NVDA Nvidia Corp. 0.11% 1,235 $247K No change
MDT Medtronic PLC 0.09% 2,729 $213K Reduce -6.7%
RDVI FT Vest Rising Dividend Achi 0.08% 6,443 $189K New
AXP American Express Co. 0.07% 500 $169K No change
WM Waste Management Inc. 0.07% 700 $156K No change
BEN Franklin Templeton Inc. 0.05% 3,614 $120K Reduce -6.0%
GOOGL Alphabet Inc. Class A 0.05% 334 $119K No change
EPD Enterprise Products Partners 0.05% 3,000 $110K New
EMR Emerson Electric Co. 0.05% 750 $107K Reduce -0.7%
CAT Caterpillar Inc. 0.04% 96 $102K Reduce -2.0%
ET Energy Transfer LP 0.04% 5,000 $96K New
ABT Abbott Laboratories 0.04% 1,000 $91K Reduce -10.7%
PLTR Palantir Technologies Inc. Class A 0.04% 770 $90K No change
IWD iShares Russell 1000 Value E 0.04% 370 $90K No change
AWK American Water Works Co. Inc. 0.04% 675 $89K Add +2.3%
LMT Lockheed Martin Corp. 0.03% 155 $79K No change
INTU Intuit Inc. 0.03% 300 $78K No change
CINF Cincinnati Financial Corp. 0.03% 395 $73K Reduce -21.0%
MO Altria Group Inc. 0.03% 1,000 $72K No change
PM Philip Morris International 0.03% 388 $70K Add +0.8%
V Visa Inc. Class A 0.03% 197 $68K No change
AGI Alamos Gold Inc. Class A 0.03% 1,902 $58K No change
SCHD Schwab US DVD Equity ETF 0.03% 1,806 $57K New
VONG Vanguard Russell 1000 Growth 0.02% 435 $56K New
IHI iShares U.S. Medical Devices 0.02% 1,112 $55K No change
VOT Vngrd Mrngstr MC GRW ETF-Usd 0.02% 165 $51K New
VOE Vngrd Mrngstr MD-Cap Val ETF 0.02% 254 $50K New
F Ford Motor Co. filed as FORD MTR CO 0.02% 2,691 $37K No change
SPY SS SPDR S&P 500 ETF Trust-US 0.01% 46 $34K Reduce -6.1%
ABBV Abbvie Inc. 0.01% 117 $29K Add +0.9%
NEM Newmont Corp. 0.01% 275 $26K Add +0.4%
INTC Intel Corp. 0.01% 181 $25K No change
LOW Lowe's Cos Inc. 0.01% 112 $25K No change
META Meta Platforms Inc. Class A 0.01% 42 $24K Reduce -2.3%
DFIV Dimensional International Va 0.01% 436 $24K New
DVY iShares Select Dividend ETF 0.01% 149 $23K No change
EMBD Global X Emerging Markets BD 0.01% 868 $21K New
NEAR iShares SH Dba ETF Usd Inc. 0.01% 410 $21K New
SPMO Invesco S&P 500 Momentum ETF 0.01% 126 $20K New
FYC First Trust Small Cap Growth 0.01% 148 $19K New
COST Costco Wholesale Corp. 0.01% 20 $19K No change
FRDM Freedom 100 Emeging MRKT ETF 0.01% 251 $18K New
JAAA Janus Henderson Aaa Clo ETF 0.01% 355 $18K New
FRTY Alger Mid Cap 40 ETF 0.01% 721 $18K New
AVLV Avantis US Large Cap Value 0.01% 180 $16K New
DFAS Dimensional US Small Cap ETF 0.01% 198 $16K New
PG The Procter & Gamble Co. 0.01% 109 $16K No change
USRT iShares Core US REIT ETF 0.01% 239 $16K New
ZAP GX US Electrification ETF 0.01% 458 $16K New
GM General Motors Co. 0.01% 200 $15K No change
XMVM Invesco S&P Midcap Value Wit 0.01% 217 $15K New
AVES Avantis Emerging Markets Val 0.01% 232 $15K New
XLRE SS Real Estate Select Sector 0.01% 342 $15K New
AMZN Amazon.com Inc. 0.01% 60 $14K Reduce -7.7%
NFLX Netflix Inc. 0.01% 200 $14K No change
IGE iShares North American Natur 0.01% 254 $14K New
XME SS SPDR S&P Metals Mining 0.01% 130 $14K New
XYL Xylem Inc. 0.01% 116 $14K New
VTI VG Morningstar TS MKT ETF-US 0.01% 35 $13K New
GLTR Abrdn Precious Metals Basket 0.01% 67 $12K New
GEV GE Vernova Inc. 0.01% 10 $12K No change
RS Reliance Inc. 0.00% 30 $11K New
BRK.B Berkshire Hathaway Inc. Class B 0.00% 22 $11K New
SGU Star Group LP 0.00% 808 $10K New
DOV Dover Corp. 0.00% 45 $10K No change
MDLZ Mondelez International Inc. Class A 0.00% 172 $10K Add +1.2%
HPQ HP Inc. 0.00% 447 $10K New
WMT Walmart Inc. 0.00% 82 $9K No change
NDAQ Nasdaq Inc. 0.00% 112 $9K No change
PRU Prudential Financial Inc. 0.00% 80 $9K No change
EEM iShares MSCI Emerging Market 0.00% 119 $8K New
CALM Cal-Maine Foods Inc. 0.00% 101 $8K New
QQQ Invesco QQQ Trust Series 1 0.00% 10 $7K New
KGC Kinross Gold Corp. 0.00% 300 $7K No change
SRVR Pacer Data & Infrastructure 0.00% 221 $7K New
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.00% 72 $7K No change
NOC Northrop Grumman Corp. 0.00% 12 $6K No change
CI The Cigna Group 0.00% 22 $6K No change
TMO Thermo Fisher Scientific Inc. 0.00% 12 $6K No change
COMT iShares Gsci Commodity Dynam 0.00% 190 $6K New
UNH Unitedhealth Group Inc. 0.00% 13 $5K No change
DGRW Wisdomtree U.S. Quality Divi 0.00% 55 $5K New
ELV Elevance Health Inc. 0.00% 13 $5K New
MARA Mara Holdings Inc. 0.00% 350 $5K New
ICE Intercontinental Exchange Inc. 0.00% 35 $4K No change
VIG Vanguard Dividend Apprec ETF 0.00% 18 $4K New
SOUN Soundhound AI Inc. Class A 0.00% 629 $4K New
DHS Wisdomtree US High Dividend 0.00% 32 $4K New
SBET Sharplink Inc. 0.00% 675 $3K New
UHS Universal Health Services-B 0.00% 21 $3K New
HONA Honeywell Aerospace Inc. 0.00% 14 $3K No change
CMCSA Comcast Corp. Class A 0.00% 115 $3K No change
BMNR Bitmine Immersion Technologi 0.00% 205 $3K New
TTD Trade Desk Inc./the Class A filed as THE TRADE DESK INC 0.00% 136 $2K New
PYPL PayPal Holdings Inc. 0.00% 55 $2K New
LQD Ishr Ibx Usd Invgd CB ETF-Ui 0.00% 17 $2K New
DIA SS SPDR Dow Jones Indus Avg filed as STATE STR SPDR DOW JONES IND 0.00% 3 $2K No change
AMLX Amylyx Pharmaceuticals Inc. 0.00% 87 $2K New
SWAG Stran & Co. Inc. 0.00% 500 $1K New
TLT iShares 20+ Year Treasury BD 0.00% 12 $1K New
COIN Coinbase Global Inc. Class A 0.00% 7 $1K New
OUST Ouster Inc. 0.00% 16 $1K New
CARR Carrier Global Corp. 0.00% 13 $954 No change
RXRX Recursion Pharmaceuticals-A 0.00% 250 $918 New
SHY iShares 1-3 Year Treasury Bo 0.00% 8 $657 New
NKE Nike Inc. Class B 0.00% 10 $411 No change
UPXI Upexi Inc. 0.00% 500 $392 New
VUZI Vuzix Corp. 0.00% 115 $334 New
DDD 3D Systems Corp. filed as 3D SYS CORP DEL 0.00% 100 $302 New
BHVN Biohaven Ltd. 0.00% 12 $179 New
DXC DXC Technology Co. 0.00% 16 $142 No change
ACB Aurora Cannabis Inc. 0.00% 3 $8 New
Other holdings (1): bonds, preferreds, convertibles and warrants · $6K (not counted above)
SecurityClassShares / PrincipalValueChange
WELLS FARGO & COMPANY (WFC 7.5 PERP L) PERP PFD CNV A 5$6KNo change

Total filed on the 13F, all lines: $229.0M.

Portfolio Sells Q1 2026 → Q2 2026
SWK Stanley Black & Decker Inc. Reduce -93.1% 0.22% −2.27
QCOM Qualcomm Inc. Reduce -95.3% 0.16% −2.23
PKG Packaging Corp. of America Reduce -93.0% 0.18% −2.21
VZ Verizon Communications Inc. Reduce -54.3% 1.14% −1.89
ORCL Oracle Corp. Reduce -33.3% 1.82% −0.99
CVX Chevron Corp. Reduce -3.0% 2.47% −0.79
HPE Hewlett Packard Enterprise Reduce -53.1% 2.37% −0.36
OMC Omnicom Group Reduce -7.1% 2.42% −0.34
NEE Nextera Energy Inc. Reduce -2.9% 2.66% −0.31
OKE Oneok Inc. Reduce -3.0% 2.67% −0.26
FCX Freeport-McMoran Inc. Reduce -8.5% 2.87% −0.13
XOM Exxon Mobil Corp. Reduce -7.6% 0.31% −0.12
BKR Baker Hughes Co. Reduce -19.7% 0.26% −0.10
ES Eversource Energy Reduce -6.7% 1.62% −0.09
KO The Coca-Cola Co. Reduce -6.4% 2.87% −0.07
RTX RTX Corp. Reduce -2.9% 0.71% −0.05
TGT Target Corp. Reduce -6.0% 2.86% −0.03
MDT Medtronic PLC Reduce -6.7% 0.09% −0.02
APD Air Products & Chemicals Inc. Reduce -7.5% 0.20% −0.02
JNJ Johnson & Johnson Reduce -12.3% 0.14% −0.02
ABT Abbott Laboratories Reduce -10.7% 0.04% −0.01
BLK BlackRock Inc. Sold out 0.00% −0.01
VLO Valero Energy Corp. Reduce -4.0% 0.82% −0.01
ADP Automatic Data Processing Sold out 0.00% −0.00
CINF Cincinnati Financial Corp. Reduce -21.0% 0.03% −0.00
HON Honeywell International Inc. Sold out 0.00% −0.00
T AT&T Inc. Sold out 0.00% −0.00
META Meta Platforms Inc. Class A Reduce -2.3% 0.01% −0.00
CF CF Industries Holdings Inc. Sold out 0.00% −0.00
GIS General Mills Inc. Sold out 0.00% −0.00
KMB Kimberly-Clark Corp. Sold out 0.00% −0.00
AMZN Amazon.com Inc. Reduce -7.7% 0.01% +0.00
SPY SS SPDR S&P 500 ETF Trust-US Reduce -6.1% 0.01% +0.00
EMR Emerson Electric Co. Reduce -0.7% 0.05% +0.00
EVRG Evergy Inc. Reduce -2.2% 0.52% +0.00
UPS United Parcel Service Class B Reduce -6.0% 2.51% +0.01
AAPL Apple Inc. Reduce -1.6% 0.14% +0.01
BEN Franklin Templeton Inc. Reduce -6.0% 0.05% +0.01
JCI Johnson Controls Internation Reduce -6.0% 0.53% +0.01
CAT Caterpillar Inc. Reduce -2.0% 0.04% +0.01
TFC Truist Financial Corp. Reduce -4.3% 2.49% +0.03
IBM Intl Business Machines Corp. Reduce -10.1% 3.15% +0.06
KEY Keycorp Reduce -7.0% 2.51% +0.10
C Citigroup Inc. Reduce -14.3% 3.34% +0.10
MRK Merck & Co. Inc. Reduce -0.2% 3.01% +0.12
AVGO Broadcom Inc. Reduce -12.5% 2.94% +0.12
CMI Cummins Inc. Reduce -0.9% 0.71% +0.16
JPM JPMorgan Chase & Co. Reduce -0.2% 3.18% +0.25
BAC Bank of America Corp. Reduce -2.5% 2.78% +0.28
CSCO Cisco Systems Inc. Reduce -25.2% 3.48% +0.33

Portfolio Buys Q1 2026 → Q2 2026
IP International Paper Co. New 2.39% +2.39
CRM Salesforce Inc. New 2.37% +2.37
MSFT Microsoft Corp. Add +196.1% 3.39% +2.22
AMGN Amgen Inc. Add +10.4% 2.77% +0.27
BMY Bristol-Myers Squibb Co. Add +14.3% 3.02% +0.17
BIL SS SPDR BB 1-3M T-Bill ETF New 0.16% +0.16
LEN Lennar Corp. Class A Add +5.0% 2.43% +0.15
HD Home Depot Inc. Add +0.8% 2.60% +0.14
RDVI FT Vest Rising Dividend Achi New 0.08% +0.08
EPD Enterprise Products Partners New 0.05% +0.05
ET Energy Transfer LP New 0.04% +0.04
SCHD Schwab US DVD Equity ETF New 0.03% +0.03
VONG Vanguard Russell 1000 Growth New 0.02% +0.02
VOT Vngrd Mrngstr MC GRW ETF-Usd New 0.02% +0.02
VOE Vngrd Mrngstr MD-Cap Val ETF New 0.02% +0.02
DFIV Dimensional International Va New 0.01% +0.01
EMBD Global X Emerging Markets BD New 0.01% +0.01
NEAR iShares SH Dba ETF Usd Inc. New 0.01% +0.01
SPMO Invesco S&P 500 Momentum ETF New 0.01% +0.01
FYC First Trust Small Cap Growth New 0.01% +0.01
FRDM Freedom 100 Emeging MRKT ETF New 0.01% +0.01
FRTY Alger Mid Cap 40 ETF New 0.01% +0.01
JAAA Janus Henderson Aaa Clo ETF New 0.01% +0.01
AVLV Avantis US Large Cap Value New 0.01% +0.01
DFAS Dimensional US Small Cap ETF New 0.01% +0.01
ZAP GX US Electrification ETF New 0.01% +0.01
USRT iShares Core US REIT ETF New 0.01% +0.01
XMVM Invesco S&P Midcap Value Wit New 0.01% +0.01
AVES Avantis Emerging Markets Val New 0.01% +0.01
XLRE SS Real Estate Select Sector New 0.01% +0.01
IGE iShares North American Natur New 0.01% +0.01
XME SS SPDR S&P Metals Mining New 0.01% +0.01
XYL Xylem Inc. New 0.01% +0.01
VTI VG Morningstar TS MKT ETF-US New 0.01% +0.01
GLTR Abrdn Precious Metals Basket New 0.01% +0.01
RS Reliance Inc. New 0.00% +0.00
BRK.B Berkshire Hathaway Inc. Class B New 0.00% +0.00
SGU Star Group LP New 0.00% +0.00
HPQ HP Inc. New 0.00% +0.00
CALM Cal-Maine Foods Inc. New 0.00% +0.00
EEM iShares MSCI Emerging Market New 0.00% +0.00
QQQ Invesco QQQ Trust Series 1 New 0.00% +0.00
SRVR Pacer Data & Infrastructure New 0.00% +0.00
COMT iShares Gsci Commodity Dynam New 0.00% +0.00
DGRW Wisdomtree U.S. Quality Divi New 0.00% +0.00
ELV Elevance Health Inc. New 0.00% +0.00
PM Philip Morris International Add +0.8% 0.03% +0.00
MARA Mara Holdings Inc. New 0.00% +0.00
VIG Vanguard Dividend Apprec ETF New 0.00% +0.00
SOUN Soundhound AI Inc. Class A New 0.00% +0.00

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 165$229.0MSTX, CSCO, MSFT, C, JPM
Q1 2026 108$223.4MCVX, C, CSCO, IBM, VZ
Q4 2025 157$167.0MC, IBM, RTX, FCX, AVGO
Q3 2025 161$155.2MSTX, IBM, JPM, AVGO, ORCL
Q2 2025 165$131.6MSTX, IBM, AVGO, RTX, C
Q1 2025 160$111.6MBIL, IBM, RTX, BMY, NEE
Q4 2024Amended 175$113.3MAVGO, IBM, CSCO, C, JPM