Catherine Avery Investment Management LLC
In its 13F for Q4 2024 (holdings as of December 31, 2024, filed January 5, 2026), Catherine Avery Investment Management LLC reported 175 stock positions worth $113.3 million. Its top holding was Broadcom (AVGO) at 4.3% of the portfolio, followed by Intl Business Machines (IBM, 3.7%) and Cisco Systems (CSCO, 3.3%).
- Most Recent 13F
- Q2 2026
- Location
- LONGBOAT KEY, FL
- CIK
- 0002103454
- Portfolio Value
- $113.3M (Q4 2024)
- SEC Filing
- 0001420506-26-000021 ↗ filed Jan 5, 2026
Holdings Value
Holdings 175 stocks · $113.3M
| AVGO Broadcom Inc. | 4.29% | 20,966 | $4.9M | — |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 3.67% | 18,936 | $4.2M | — |
| CSCO Cisco Systems Inc. | 3.27% | 62,587 | $3.7M | — |
| C Citigroup Inc. | 3.10% | 49,866 | $3.5M | — |
| JPM JPMorgan Chase & Co. | 3.08% | 14,576 | $3.5M | — |
| BMY Bristol-Myers Squibb Co. | 3.06% | 61,280 | $3.5M | — |
| RTX RTX Corp. | 2.99% | 29,318 | $3.4M | — |
| JCI Johnson Controls Internation | 2.98% | 42,815 | $3.4M | — |
| MS Morgan Stanley | 2.97% | 26,725 | $3.4M | — |
| MSFT Microsoft Corp. | 2.88% | 7,734 | $3.3M | — |
| PFE Pfizer Inc. | 2.87% | 122,478 | $3.2M | — |
| CMI Cummins Inc. | 2.85% | 9,270 | $3.2M | — |
| ORCL Oracle Corp. | 2.81% | 19,095 | $3.2M | — |
| BKR Baker Hughes Co. | 2.80% | 77,256 | $3.2M | — |
| EVRG Evergy Inc. | 2.79% | 51,324 | $3.2M | — |
| HPE Hewlett Packard Enterprise | 2.79% | 147,793 | $3.2M | — |
| MCD McDonald's Corp. | 2.78% | 10,867 | $3.2M | — |
| LYB Lyondellbasell Indu Class A | 2.67% | 40,746 | $3.0M | — |
| CAT Caterpillar Inc. | 2.67% | 8,328 | $3.0M | — |
| CVX Chevron Corp. | 2.66% | 12,017 | $3.0M | — |
| VLO Valero Energy Corp. | 2.65% | 13,855 | $3.0M | — |
| MDT Medtronic PLC | 2.60% | 36,902 | $2.9M | — |
| NEE Nextera Energy Inc. | 2.58% | 40,724 | $2.9M | — |
| MRK Merck & Co. Inc. | 2.57% | 29,234 | $2.9M | — |
| APD Air Products & Chemicals Inc. | 2.55% | 9,947 | $2.9M | — |
| KO The Coca-Cola Co. | 2.54% | 46,267 | $2.9M | — |
| UPS United Parcel Service Class B | 2.44% | 21,951 | $2.8M | — |
| BBY Best Buy Co. Inc. | 2.43% | 32,063 | $2.8M | — |
| OMC Omnicom Group | 2.40% | 31,668 | $2.7M | — |
| LHX L3HARRIS Technologies Inc. | 2.39% | 12,863 | $2.7M | — |
| VZ Verizon Communications Inc. | 2.36% | 66,966 | $2.7M | — |
| F Ford Motor Co. filed as FORD MTR CO | 2.00% | 229,385 | $2.3M | — |
| BEN Franklin Templeton Inc. | 1.95% | 109,069 | $2.2M | — |
| TFC Truist Financial Corp. | 1.73% | 45,091 | $2.0M | — |
| CL Colgate-Palmolive Co. | 1.37% | 17,012 | $1.5M | — |
| XOM Exxon Mobil Corp. | 0.55% | 5,829 | $627K | — |
| EMR Emerson Electric Co. | 0.51% | 4,646 | $576K | — |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.37% | 9,531 | $419K | — |
| AAPL Apple Inc. | 0.34% | 1,533 | $384K | — |
| NVDA Nvidia Corp. | 0.33% | 2,770 | $372K | — |
| SUSA iShares ESG Optimized MSCI U | 0.27% | 2,500 | $304K | — |
| STX Seagate Technology Holdings | 0.26% | 3,410 | $294K | — |
| JNJ Johnson & Johnson | 0.25% | 1,954 | $283K | — |
| TXN Texas Instruments Inc. | 0.18% | 1,118 | $210K | — |
| AXP American Express Co. | 0.18% | 700 | $208K | — |
| INTU Intuit Inc. | 0.17% | 300 | $189K | — |
| WMB Williams Cos Inc. | 0.16% | 3,400 | $184K | — |
| WM Waste Management Inc. | 0.13% | 750 | $151K | — |
| QCOM Qualcomm Inc. | 0.11% | 834 | $128K | — |
| ABT Abbott Laboratories | 0.11% | 1,120 | $127K | — |
| IWD iShares Russell 1000 Value E | 0.10% | 592 | $110K | — |
| AWK American Water Works Co. Inc. | 0.07% | 660 | $82K | — |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.07% | 688 | $77K | — |
| CINF Cincinnati Financial Corp. | 0.06% | 500 | $72K | — |
| ITW Illinois Tool Works | 0.06% | 277 | $70K | — |
| GOOGL Alphabet Inc. Class A | 0.06% | 371 | $70K | — |
| IHI iShares U.S. Medical Devices | 0.06% | 1,112 | $65K | — |
| V Visa Inc. Class A | 0.06% | 204 | $64K | — |
| CF CF Industries Holdings Inc. filed as CF INDS HLDGS INC | 0.04% | 591 | $50K | — |
| ABBV Abbvie Inc. | 0.04% | 260 | $46K | — |
| LMT Lockheed Martin Corp. | 0.04% | 95 | $46K | — |
| PM Philip Morris International | 0.04% | 369 | $44K | — |
| AGI Alamos Gold Inc. Class A | 0.04% | 2,402 | $44K | — |
| STZ Constellation Brands Inc. Class A | 0.04% | 200 | $44K | — |
| PLTR Palantir Technologies Inc. Class A | 0.04% | 575 | $43K | — |
| SCHF Schwab Intl Equity ETF | 0.03% | 2,044 | $38K | — |
| PG The Procter & Gamble Co. | 0.03% | 209 | $35K | — |
| HD Home Depot Inc. | 0.03% | 90 | $35K | — |
| KMB Kimberly-Clark Corp. | 0.03% | 250 | $33K | — |
| GM General Motors Co. | 0.02% | 527 | $28K | — |
| COST Costco Wholesale Corp. | 0.02% | 28 | $26K | — |
| META Meta Platforms Inc. Class A | 0.02% | 42 | $25K | — |
| BIL SS SPDR BB 1-3M T-Bill ETF | 0.02% | 260 | $24K | — |
| MU Micron Technology Inc. | 0.02% | 280 | $24K | — |
| ETN Eaton Corp. PLC | 0.02% | 70 | $23K | — |
| ADP Automatic Data Processing | 0.02% | 78 | $23K | — |
| DVN Devon Energy Corp. | 0.02% | 607 | $20K | — |
| DVY iShares Select Dividend ETF | 0.02% | 149 | $20K | — |
| AMZN Amazon.com Inc. | 0.02% | 89 | $20K | — |
| RVTY Revvity Inc. | 0.02% | 172 | $19K | — |
| MDY State Street SPDR S&P Midcap | 0.02% | 30 | $17K | — |
| SO The Southern Co. | 0.01% | 200 | $16K | — |
| WULF Terawulf Inc. | 0.01% | 2,793 | $16K | — |
| IEMG iShares Core MSCI Emerging | 0.01% | 246 | $13K | — |
| USFR Wisdomtree Floating Rate Tre | 0.01% | 248 | $12K | — |
| SOUN Soundhound AI Inc. Class A | 0.01% | 629 | $12K | — |
| SCHD Schwab US DVD Equity ETF | 0.01% | 444 | $12K | — |
| ETR Entergy Corp. | 0.01% | 154 | $12K | — |
| LLY Eli Lilly & Co. | 0.01% | 15 | $12K | — |
| OKE Oneok Inc. | 0.01% | 100 | $10K | — |
| NEM Newmont Corp. | 0.01% | 269 | $10K | — |
| BRK.B Berkshire Hathaway Inc. Class B | 0.01% | 22 | $10K | — |
| MO Altria Group Inc. | 0.01% | 190 | $10K | — |
| RIVN Rivian Automotive Inc. Class A | 0.01% | 745 | $10K | — |
| MDLZ Mondelez International Inc. Class A | 0.01% | 164 | $10K | — |
| IJH iShares Core S&P Midcap ETF | 0.01% | 155 | $10K | — |
| NDAQ Nasdaq Inc. | 0.01% | 112 | $9K | — |
| DOV Dover Corp. | 0.01% | 45 | $8K | — |
| RS Reliance Inc. | 0.01% | 30 | $8K | — |
| LOW Lowe's Cos Inc. | 0.01% | 32 | $8K | — |
| INTC Intel Corp. | 0.01% | 385 | $8K | — |
| SWAG Stran & Co. Inc. | 0.01% | 8,500 | $8K | — |
| AMP Ameriprise Financial Inc. | 0.01% | 14 | $7K | — |
| WMT Walmart Inc. | 0.01% | 82 | $7K | — |
| UNH Unitedhealth Group Inc. | 0.01% | 13 | $7K | — |
| HON Honeywell International Inc. | 0.01% | 29 | $7K | — |
| TMO Thermo Fisher Scientific Inc. | 0.01% | 12 | $6K | — |
| HPQ HP Inc. | 0.01% | 191 | $6K | — |
| CI The Cigna Group | 0.01% | 22 | $6K | — |
| NOC Northrop Grumman Corp. | 0.01% | 12 | $6K | — |
| NKE Nike Inc. Class B | 0.00% | 74 | $6K | — |
| GE General Electric filed as GE AEROSPACE | 0.00% | 31 | $5K | — |
| ELV Elevance Health Inc. | 0.00% | 13 | $5K | — |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.00% | 8 | $5K | — |
| DGRW Wisdomtree U.S. Quality Divi | 0.00% | 55 | $4K | — |
| NIO Nio Inc. - ADR | 0.00% | 1,000 | $4K | — |
| APLD Applied Digital Corp. | 0.00% | 569 | $4K | — |
| CMCSA Comcast Corp. Class A | 0.00% | 115 | $4K | — |
| TGT Target Corp. | 0.00% | 29 | $4K | — |
| UHS Universal Health Services-B | 0.00% | 21 | $4K | — |
| T AT&T Inc. | 0.00% | 153 | $3K | — |
| BABA Alibaba Group Holding-SP ADR | 0.00% | 40 | $3K | — |
| CRM Salesforce Inc. | 0.00% | 10 | $3K | — |
| VIG Vanguard Dividend Apprec ETF | 0.00% | 17 | $3K | — |
| CVS CVS Health Corp. | 0.00% | 73 | $3K | — |
| BP BP PLC-Spons ADR | 0.00% | 107 | $3K | — |
| DHS Wisdomtree US High Dividend | 0.00% | 32 | $3K | — |
| KGC Kinross Gold Corp. | 0.00% | 300 | $3K | — |
| ASSERTIO HOLDINGS INC | 0.00% | 3,130 | $3K | — |
| FORA Forian Inc. | 0.00% | 1,319 | $3K | — |
| NFLX Netflix Inc. | 0.00% | 3 | $3K | — |
| VTRS Viatris Inc. | 0.00% | 213 | $3K | — |
| MA Mastercard Inc. Class A | 0.00% | 5 | $3K | — |
| PSX Phillips 66 | 0.00% | 21 | $2K | — |
| RCL Royal Caribbean Cruises Ltd. | 0.00% | 10 | $2K | — |
| GEV GE Vernova Inc. | 0.00% | 7 | $2K | — |
| NOW ServiceNow Inc. | 0.00% | 2 | $2K | — |
| CDNS Cadence Design SYS Inc. | 0.00% | 7 | $2K | — |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | 0.00% | 17 | $2K | — |
| AMD Advanced Micro Devices | 0.00% | 15 | $2K | — |
| AFL Aflac Inc. | 0.00% | 17 | $2K | — |
| AMAT Applied Materials Inc. | 0.00% | 10 | $2K | — |
| LRCX Lam Research Corp. | 0.00% | 20 | $1K | — |
| KTB Kontoor Brands Inc. | 0.00% | 15 | $1K | — |
| DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE | 0.00% | 3 | $1K | — |
| CHRD Chord Energy Corp. | 0.00% | 10 | $1K | — |
| TARS Tarsus Pharmaceuticals Inc. | 0.00% | 20 | $1K | — |
| TLT iShares 20+ Year Treasury BD | 0.00% | 12 | $1K | — |
| AVGE Avantis All Eqty Mrkts ETF | 0.00% | 13 | $941 | — |
| LUNR Intuitive Machines Inc. | 0.00% | 50 | $908 | — |
| OXY Occidental Petroleum Corp. | 0.00% | 18 | $889 | — |
| CARR Carrier Global Corp. | 0.00% | 13 | $887 | — |
| MET Metlife Inc. | 0.00% | 10 | $819 | — |
| GEHC GE Healthcare Technology | 0.00% | 10 | $782 | — |
| TDC Teradata Corp. | 0.00% | 25 | $779 | — |
| ACMR Acm Research Inc. Class A | 0.00% | 50 | $755 | — |
| JD Jd.com Inc.-ADR | 0.00% | 20 | $693 | — |
| MARA Mara Holdings Inc. | 0.00% | 40 | $671 | — |
| SHY iShares 1-3 Year Treasury Bo | 0.00% | 8 | $656 | — |
| DUK Duke Energy Corp. | 0.00% | 6 | $646 | — |
| ROIV Roivant Sciences Ltd. | 0.00% | 50 | $592 | — |
| BIDU Baidu Inc. - Spon ADR | 0.00% | 7 | $590 | — |
| MRNA Moderna Inc. | 0.00% | 14 | $582 | — |
| RXRX Recursion Pharmaceuticals-A | 0.00% | 70 | $473 | — |
| BHVN Biohaven Ltd. | 0.00% | 12 | $448 | — |
| AMLX Amylyx Pharmaceuticals Inc. | 0.00% | 87 | $329 | — |
| DXC DXC Technology Co. | 0.00% | 16 | $320 | — |
| UBS UBS Group AG-Reg | 0.00% | 10 | $303 | — |
| SAIC Science Applications Inte | 0.00% | 2 | $224 | — |
| PRME Prime Medicine Inc. | 0.00% | 67 | $196 | — |
| WAB Wabtec Corp. | 0.00% | 1 | $190 | — |
| NNOX Nano-X Imaging Ltd. | 0.00% | 25 | $180 | — |
| INTERACTIVE STRENGTH INC | 0.00% | 30 | $86 | — |
| VFC VF Corp. | 0.00% | 2 | $47 | — |
| ACB Aurora Cannabis Inc. | 0.00% | 3 | $13 | — |
Other holdings (1): bonds, preferreds, convertibles and warrants · $6K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 5 | $6K | — |
Total filed on the 13F, all lines: $113.3M.
Portfolio Sells Q4 2024
No earlier filing to compare with.
Portfolio Buys Q4 2024
No earlier filing to compare with.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 165 | $229.0M | STX, CSCO, MSFT, C, JPM |
| Q1 2026 | 108 | $223.4M | CVX, C, CSCO, IBM, VZ |
| Q4 2025 | 157 | $167.0M | C, IBM, RTX, FCX, AVGO |
| Q3 2025 | 161 | $155.2M | STX, IBM, JPM, AVGO, ORCL |
| Q2 2025 | 165 | $131.6M | STX, IBM, AVGO, RTX, C |
| Q1 2025 | 160 | $111.6M | BIL, IBM, RTX, BMY, NEE |
| Q4 2024Amended | 175 | $113.3M | AVGO, IBM, CSCO, C, JPM |