Catherine Avery Investment Management LLC

In its 13F for Q1 2025 (holdings as of March 31, 2025, filed January 5, 2026), Catherine Avery Investment Management LLC reported 160 stock positions worth $111.6 million. Its top holding was SS SPDR BB 1-3M T-Bill ETF (BIL) at 5.1% of the portfolio, followed by Intl Business Machines (IBM, 4.0%) and RTX (RTX, 3.7%). Compared with Q4 2024, it opened 11 new positions, sold out of 26, added to 38 and reduced 38. The biggest buy was SS SPDR BB 1-3M T-Bill ETF (BIL, shares +23776%) and the biggest sale Caterpillar (CAT, shares −96%).

Most Recent 13F
Q2 2026
Location
LONGBOAT KEY, FL
CIK
0002103454
Portfolio Value
$111.6M (Q1 2025)
SEC Filing
0001420506-26-000013 ↗ filed Jan 5, 2026

Holdings Value

0$50.0M$100.0M$150.0M$200.0M$250.0M Q4 2024: $113.3M Q4 2024 Q1 2025: $111.6M $111.6M Q1 2025 Q2 2025: $131.6M Q2 2025 Q3 2025: $155.2M Q3 2025 Q4 2025: $167.0M Q4 2025 Q1 2026: $223.4M Q1 2026 Q2 2026: $229.0M Q2 2026

Holdings 160 stocks · $111.6M
BIL SS SPDR BB 1-3M T-Bill ETF 5.10% 62,078 $5.7M Add +23776.2%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 3.97% 17,815 $4.4M Reduce -5.9%
RTX RTX Corp. 3.67% 30,892 $4.1M Add +5.4%
BMY Bristol-Myers Squibb Co. 3.62% 66,268 $4.0M Add +8.1%
NEE Nextera Energy Inc. 3.46% 54,486 $3.9M Add +33.8%
JPM JPMorgan Chase & Co. 3.41% 15,517 $3.8M Add +6.5%
KO The Coca-Cola Co. 3.41% 53,079 $3.8M Add +14.7%
EVRG Evergy Inc. 3.40% 55,108 $3.8M Add +7.4%
CVX Chevron Corp. 3.37% 22,497 $3.8M Add +87.2%
CSCO Cisco Systems Inc. 3.32% 59,976 $3.7M Reduce -4.2%
MCD McDonald's Corp. 3.24% 11,561 $3.6M Add +6.4%
CAG Conagra Brands Inc. 3.23% 134,989 $3.6M New
BKR Baker Hughes Co. 3.22% 81,749 $3.6M Add +5.8%
MDT Medtronic PLC 3.19% 39,580 $3.6M Add +7.3%
C Citigroup Inc. 3.02% 47,411 $3.4M Reduce -4.9%
VZ Verizon Communications Inc. 2.99% 73,492 $3.3M Add +9.8%
MRK Merck & Co. Inc. 2.88% 35,847 $3.2M Add +22.6%
LHX L3HARRIS Technologies Inc. 2.71% 14,476 $3.0M Add +12.5%
PFE Pfizer Inc. 2.61% 114,920 $2.9M Reduce -6.2%
OMC Omnicom Group 2.54% 34,251 $2.8M Add +8.2%
MSFT Microsoft Corp. 2.44% 7,249 $2.7M Reduce -6.3%
ORCL Oracle Corp. 2.32% 18,533 $2.6M Reduce -2.9%
AVGO Broadcom Inc. 2.31% 15,406 $2.6M Reduce -26.5%
JCI Johnson Controls Internation 2.19% 30,460 $2.4M Reduce -28.9%
UPS United Parcel Service Class B 2.14% 21,681 $2.4M Reduce -1.2%
LYB Lyondellbasell Indu Class A 2.06% 32,644 $2.3M Reduce -19.9%
APD Air Products & Chemicals Inc. 2.03% 7,672 $2.3M Reduce -22.9%
BEN Franklin Templeton Inc. 2.02% 117,083 $2.3M Add +7.3%
PSX Phillips 66 1.98% 17,869 $2.2M Add +84990.5%
BBY Best Buy Co. Inc. 1.93% 29,219 $2.2M Reduce -8.9%
TFC Truist Financial Corp. 1.81% 49,230 $2.0M Add +9.2%
CL Colgate-Palmolive Co. 1.43% 17,012 $1.6M No change
HPE Hewlett Packard Enterprise 1.43% 103,303 $1.6M Reduce -30.1%
VLO Valero Energy Corp. 1.00% 8,436 $1.1M Reduce -39.1%
CMI Cummins Inc. 0.86% 3,048 $955K Reduce -67.1%
XOM Exxon Mobil Corp. 0.62% 5,813 $691K Reduce -0.3%
MS Morgan Stanley 0.46% 4,437 $518K Reduce -83.4%
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.31% 8,407 $351K Reduce -11.8%
RDVI FT Vest Rising Dividend Achi 0.28% 13,404 $318K New
JNJ Johnson & Johnson 0.28% 1,861 $309K Reduce -4.8%
AAPL Apple Inc. 0.26% 1,323 $294K Reduce -13.7%
SUSA iShares ESG Optimized MSCI U 0.26% 2,493 $286K Reduce -0.3%
NVDA Nvidia Corp. 0.26% 2,637 $286K Reduce -4.8%
WMB Williams Cos Inc. 0.18% 3,400 $203K No change
AXP American Express Co. 0.17% 700 $188K No change
INTU Intuit Inc. 0.17% 300 $184K No change
WM Waste Management Inc. 0.16% 750 $174K No change
ABT Abbott Laboratories 0.13% 1,120 $149K No change
QCOM Qualcomm Inc. 0.11% 834 $128K No change
CAT Caterpillar Inc. 0.11% 360 $119K Reduce -95.7%
IWD iShares Russell 1000 Value E 0.10% 592 $111K No change
AWK American Water Works Co. Inc. 0.09% 660 $97K No change
SCHD Schwab US DVD Equity ETF 0.09% 3,447 $96K Add +676.4%
EMR Emerson Electric Co. 0.08% 828 $91K Reduce -82.2%
STX Seagate Technology Holdings 0.08% 1,041 $88K Reduce -69.5%
LMT Lockheed Martin Corp. 0.07% 185 $83K Add +94.7%
SDVD FT Vest Smid Rising Dividend 0.07% 4,124 $82K New
CINF Cincinnati Financial Corp. 0.07% 500 $74K No change
TXN Texas Instruments Inc. 0.07% 408 $73K Reduce -63.5%
V Visa Inc. Class A 0.06% 204 $71K No change
PLTR Palantir Technologies Inc. Class A 0.06% 810 $68K Add +40.9%
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.06% 684 $67K Reduce -0.6%
IHI iShares U.S. Medical Devices 0.06% 1,112 $67K No change
ITW Illinois Tool Works 0.06% 261 $65K Reduce -5.8%
AGI Alamos Gold Inc. Class A 0.06% 2,402 $64K No change
PM Philip Morris International 0.05% 373 $59K Add +1.1%
GOOGL Alphabet Inc. Class A 0.05% 372 $58K Add +0.3%
ABBV Abbvie Inc. 0.05% 261 $55K Add +0.4%
ICE Intercontinental Exchange Inc. 0.04% 258 $45K New
F Ford Motor Co. filed as FORD MTR CO 0.04% 4,033 $40K Reduce -98.2%
BLK BlackRock Inc. 0.04% 42 $40K New
LOW Lowe's Cos Inc. 0.03% 167 $39K Add +421.9%
STZ Constellation Brands Inc. Class A 0.03% 200 $37K No change
KMB Kimberly-Clark Corp. 0.03% 250 $36K No change
HD Home Depot Inc. 0.03% 90 $33K No change
COST Costco Wholesale Corp. 0.02% 28 $26K No change
MU Micron Technology Inc. 0.02% 281 $24K Add +0.4%
META Meta Platforms Inc. Class A 0.02% 42 $24K No change
ADP Automatic Data Processing 0.02% 78 $24K No change
CF CF Industries Holdings Inc. filed as CF INDS HLDGS INC 0.02% 283 $22K Reduce -52.1%
NFLX Netflix Inc. 0.02% 23 $21K Add +666.7%
DVY iShares Select Dividend ETF 0.02% 149 $20K No change
PG The Procter & Gamble Co. 0.02% 109 $19K Reduce -47.9%
AMZN Amazon.com Inc. 0.02% 89 $17K No change
DVN Devon Energy Corp. 0.01% 408 $15K Reduce -32.8%
GM General Motors Co. 0.01% 300 $14K Reduce -43.1%
ETR Entergy Corp. 0.01% 154 $13K No change
NEM Newmont Corp. 0.01% 271 $13K Add +0.7%
USFR Wisdomtree Floating Rate Tre 0.01% 251 $13K Add +1.2%
LLY Eli Lilly & Co. 0.01% 15 $12K No change
BRK.B Berkshire Hathaway Inc. Class B 0.01% 22 $12K No change
MO Altria Group Inc. 0.01% 190 $11K No change
MDLZ Mondelez International Inc. Class A 0.01% 165 $11K Add +0.6%
SWAG Stran & Co. Inc. 0.01% 10,500 $11K Add +23.5%
OKE Oneok Inc. 0.01% 100 $10K No change
SPY SS SPDR S&P 500 ETF Trust-US 0.01% 17 $10K Add +112.5%
INTC Intel Corp. 0.01% 410 $9K Add +6.5%
IJH iShares Core S&P Midcap ETF 0.01% 155 $9K No change
PRU Prudential Financial Inc. 0.01% 80 $9K New
RS Reliance Inc. 0.01% 30 $9K No change
NDAQ Nasdaq Inc. 0.01% 112 $8K No change
DOV Dover Corp. 0.01% 45 $8K No change
WULF Terawulf Inc. 0.01% 2,793 $8K No change
CI The Cigna Group 0.01% 22 $7K No change
WMT Walmart Inc. 0.01% 82 $7K No change
UNH Unitedhealth Group Inc. 0.01% 13 $7K No change
ETN Eaton Corp. PLC 0.01% 25 $7K Reduce -64.3%
AMP Ameriprise Financial Inc. 0.01% 14 $7K No change
NOC Northrop Grumman Corp. 0.01% 12 $6K No change
HON Honeywell International Inc. 0.01% 29 $6K No change
TMO Thermo Fisher Scientific Inc. 0.01% 12 $6K No change
ELV Elevance Health Inc. 0.01% 13 $6K No change
HPQ HP Inc. 0.00% 191 $5K No change
SOUN Soundhound AI Inc. Class A 0.00% 629 $5K No change
T AT&T Inc. 0.00% 180 $5K Add +17.6%
CVS CVS Health Corp. 0.00% 73 $5K No change
NKE Nike Inc. Class B 0.00% 74 $5K No change
DGRW Wisdomtree U.S. Quality Divi 0.00% 55 $4K No change
CMCSA Comcast Corp. Class A 0.00% 115 $4K No change
UHS Universal Health Services-B 0.00% 21 $4K No change
NIO Nio Inc. - ADR 0.00% 1,000 $4K No change
KGC Kinross Gold Corp. 0.00% 300 $4K No change
BP BP PLC-Spons ADR 0.00% 108 $4K Add +0.9%
VIG Vanguard Dividend Apprec ETF 0.00% 17 $3K No change
APLD Applied Digital Corp. 0.00% 569 $3K No change
DHS Wisdomtree US High Dividend 0.00% 32 $3K No change
TGT Target Corp. 0.00% 29 $3K No change
MA Mastercard Inc. Class A 0.00% 5 $3K No change
BABA Alibaba Group Holding-SP ADR 0.00% 20 $3K Reduce -50.0%
FORA Forian Inc. 0.00% 1,319 $3K No change
ASSERTIO HOLDINGS INC 0.00% 3,130 $2K No change
RCL Royal Caribbean Cruises Ltd. 0.00% 10 $2K No change
AFL Aflac Inc. 0.00% 17 $2K No change
VTRS Viatris Inc. 0.00% 213 $2K No change
LQD Ishr Ibx Usd Invgd CB ETF-Ui 0.00% 17 $2K No change
CHRD Chord Energy Corp. 0.00% 15 $2K Add +50.0%
NOW ServiceNow Inc. 0.00% 2 $2K No change
DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE 0.00% 3 $1K No change
ACMR Acm Research Inc. Class A 0.00% 52 $1K Add +4.0%
TLT iShares 20+ Year Treasury BD 0.00% 12 $1K No change
VRN Veren Inc. 0.00% 150 $993 New
AVGE Avantis All Eqty Mrkts ETF 0.00% 13 $925 No change
COF Capital One Financial Corp. 0.00% 5 $897 New
CARR Carrier Global Corp. 0.00% 13 $824 No change
STLA Stellantis NV 0.00% 70 $785 New
LUNR Intuitive Machines Inc. 0.00% 100 $745 Add +100.0%
PAYO Payoneer Global Inc. 0.00% 100 $731 New
TARS Tarsus Pharmaceuticals Inc. 0.00% 13 $668 Reduce -35.0%
SHY iShares 1-3 Year Treasury Bo 0.00% 8 $662 No change
BIDU Baidu Inc. - Spon ADR 0.00% 7 $644 No change
JD Jd.com Inc.-ADR 0.00% 15 $617 Reduce -25.0%
NOK Nokia Corp.-Spon ADR 0.00% 100 $527 New
MRNA Moderna Inc. 0.00% 14 $397 No change
TDC Teradata Corp. 0.00% 15 $337 Reduce -40.0%
AMLX Amylyx Pharmaceuticals Inc. 0.00% 87 $308 No change
UBS UBS Group AG-Reg 0.00% 10 $306 No change
BHVN Biohaven Ltd. 0.00% 12 $288 No change
DXC DXC Technology Co. 0.00% 16 $273 No change
VFC VF Corp. 0.00% 2 $34 No change
ACB Aurora Cannabis Inc. 0.00% 3 $13 No change
Other holdings (1): bonds, preferreds, convertibles and warrants · $6K (not counted above)
SecurityClassShares / PrincipalValueChange
WELLS FARGO & COMPANY (WFC 7.5 PERP L) PERP PFD CNV A 5$6KNo change

Total filed on the 13F, all lines: $111.6M.

Portfolio Sells Q4 2024 → Q1 2025
CAT Caterpillar Inc. Reduce -95.7% 0.11% −2.56
MS Morgan Stanley Reduce -83.4% 0.46% −2.50
CMI Cummins Inc. Reduce -67.1% 0.86% −2.00
AVGO Broadcom Inc. Reduce -26.5% 2.31% −1.98
F Ford Motor Co. Reduce -98.2% 0.04% −1.97
VLO Valero Energy Corp. Reduce -39.1% 1.00% −1.65
HPE Hewlett Packard Enterprise Reduce -30.1% 1.43% −1.36
JCI Johnson Controls Internation Reduce -28.9% 2.19% −0.80
LYB Lyondellbasell Indu Class A Reduce -19.9% 2.06% −0.61
APD Air Products & Chemicals Inc. Reduce -22.9% 2.03% −0.52
BBY Best Buy Co. Inc. Reduce -8.9% 1.93% −0.50
ORCL Oracle Corp. Reduce -2.9% 2.32% −0.49
MSFT Microsoft Corp. Reduce -6.3% 2.44% −0.44
EMR Emerson Electric Co. Reduce -82.2% 0.08% −0.43
UPS United Parcel Service Class B Reduce -1.2% 2.14% −0.31
PFE Pfizer Inc. Reduce -6.2% 2.61% −0.26
STX Seagate Technology Holdings Reduce -69.5% 0.08% −0.18
TXN Texas Instruments Inc. Reduce -63.5% 0.07% −0.12
C Citigroup Inc. Reduce -4.9% 3.02% −0.08
AAPL Apple Inc. Reduce -13.7% 0.26% −0.08
NVDA Nvidia Corp. Reduce -4.8% 0.26% −0.07
BAC Bank of America Corp. Reduce -11.8% 0.31% −0.06
SCHF Schwab Intl Equity ETF Sold out 0.00% −0.03
CF CF Industries Holdings Inc. Reduce -52.1% 0.02% −0.02
RVTY Revvity Inc. Sold out 0.00% −0.02
MDY State Street SPDR S&P Midcap Sold out 0.00% −0.02
SO The Southern Co. Sold out 0.00% −0.01
ETN Eaton Corp. PLC Reduce -64.3% 0.01% −0.01
PG The Procter & Gamble Co. Reduce -47.9% 0.02% −0.01
GM General Motors Co. Reduce -43.1% 0.01% −0.01
SUSA iShares ESG Optimized MSCI U Reduce -0.3% 0.26% −0.01
IEMG iShares Core MSCI Emerging Sold out 0.00% −0.01
RIVN Rivian Automotive Inc. Class A Sold out 0.00% −0.01
DIS The Walt Disney Co. Reduce -0.6% 0.06% −0.01
GE General Electric Sold out 0.00% −0.00
ITW Illinois Tool Works Reduce -5.8% 0.06% −0.00
DVN Devon Energy Corp. Reduce -32.8% 0.01% −0.00
CRM Salesforce Inc. Sold out 0.00% −0.00
GEV GE Vernova Inc. Sold out 0.00% −0.00
CDNS Cadence Design SYS Inc. Sold out 0.00% −0.00
AMD Advanced Micro Devices Sold out 0.00% −0.00
AMAT Applied Materials Inc. Sold out 0.00% −0.00
LRCX Lam Research Corp. Sold out 0.00% −0.00
KTB Kontoor Brands Inc. Sold out 0.00% −0.00
OXY Occidental Petroleum Corp. Sold out 0.00% −0.00
GEHC GE Healthcare Technology Sold out 0.00% −0.00
MET Metlife Inc. Sold out 0.00% −0.00
BABA Alibaba Group Holding-SP ADR Reduce -50.0% 0.00% −0.00
DUK Duke Energy Corp. Sold out 0.00% −0.00
MARA Mara Holdings Inc. Sold out 0.00% −0.00

Portfolio Buys Q4 2024 → Q1 2025
BIL SS SPDR BB 1-3M T-Bill ETF Add +23776.2% 5.10% +5.08
CAG Conagra Brands Inc. New 3.23% +3.23
PSX Phillips 66 Add +84990.5% 1.98% +1.97
NEE Nextera Energy Inc. Add +33.8% 3.46% +0.88
KO The Coca-Cola Co. Add +14.7% 3.41% +0.86
CVX Chevron Corp. Add +87.2% 3.37% +0.71
RTX RTX Corp. Add +5.4% 3.67% +0.67
VZ Verizon Communications Inc. Add +9.8% 2.99% +0.62
EVRG Evergy Inc. Add +7.4% 3.40% +0.62
MDT Medtronic PLC Add +7.3% 3.19% +0.58
BMY Bristol-Myers Squibb Co. Add +8.1% 3.62% +0.56
MCD McDonald's Corp. Add +6.4% 3.24% +0.45
BKR Baker Hughes Co. Add +5.8% 3.22% +0.42
LHX L3HARRIS Technologies Inc. Add +12.5% 2.71% +0.33
JPM JPMorgan Chase & Co. Add +6.5% 3.41% +0.33
MRK Merck & Co. Inc. Add +22.6% 2.88% +0.32
RDVI FT Vest Rising Dividend Achi New 0.28% +0.28
OMC Omnicom Group Add +8.2% 2.54% +0.14
TFC Truist Financial Corp. Add +9.2% 1.81% +0.09
SCHD Schwab US DVD Equity ETF Add +676.4% 0.09% +0.08
SDVD FT Vest Smid Rising Dividend New 0.07% +0.07
BEN Franklin Templeton Inc. Add +7.3% 2.02% +0.07
ICE Intercontinental Exchange Inc. New 0.04% +0.04
BLK BlackRock Inc. New 0.04% +0.04
LMT Lockheed Martin Corp. Add +94.7% 0.07% +0.03
LOW Lowe's Cos Inc. Add +421.9% 0.03% +0.03
PLTR Palantir Technologies Inc. Class A Add +40.9% 0.06% +0.02
NFLX Netflix Inc. Add +666.7% 0.02% +0.02
PM Philip Morris International Add +1.1% 0.05% +0.01
ABBV Abbvie Inc. Add +0.4% 0.05% +0.01
PRU Prudential Financial Inc. New 0.01% +0.01
SPY SS SPDR S&P 500 ETF Trust-US Add +112.5% 0.01% +0.00
NEM Newmont Corp. Add +0.7% 0.01% +0.00
SWAG Stran & Co. Inc. Add +23.5% 0.01% +0.00
T AT&T Inc. Add +17.6% 0.00% +0.00
INTC Intel Corp. Add +6.5% 0.01% +0.00
MDLZ Mondelez International Inc. Class A Add +0.6% 0.01% +0.00
MU Micron Technology Inc. Add +0.4% 0.02% +0.00
VRN Veren Inc. New 0.00% +0.00
COF Capital One Financial Corp. New 0.00% +0.00
PAYO Payoneer Global Inc. New 0.00% +0.00
STLA Stellantis NV New 0.00% +0.00
BP BP PLC-Spons ADR Add +0.9% 0.00% +0.00
NOK Nokia Corp.-Spon ADR New 0.00% +0.00
CHRD Chord Energy Corp. Add +50.0% 0.00% +0.00
ACMR Acm Research Inc. Class A Add +4.0% 0.00% +0.00
USFR Wisdomtree Floating Rate Tre Add +1.2% 0.01% +0.00
LUNR Intuitive Machines Inc. Add +100.0% 0.00% −0.00
GOOGL Alphabet Inc. Class A Add +0.3% 0.05% −0.01

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 165$229.0MSTX, CSCO, MSFT, C, JPM
Q1 2026 108$223.4MCVX, C, CSCO, IBM, VZ
Q4 2025 157$167.0MC, IBM, RTX, FCX, AVGO
Q3 2025 161$155.2MSTX, IBM, JPM, AVGO, ORCL
Q2 2025 165$131.6MSTX, IBM, AVGO, RTX, C
Q1 2025 160$111.6MBIL, IBM, RTX, BMY, NEE
Q4 2024Amended 175$113.3MAVGO, IBM, CSCO, C, JPM