Flaharty Asset Management, LLC

In its 13F for Q3 2024 (holdings as of September 30, 2024, filed October 18, 2024), Flaharty Asset Management, LLC reported 446 stock positions worth $711.2 million. Its top holding was iShares Russell 1000 Growth (IWF) at 6.9% of the portfolio, followed by PIMCO Enhanced Short Maturit (MINT, 6.3%) and iShares Russell 1000 Value E (IWD, 6.1%). Compared with Q2 2024, it opened 330 new positions, sold out of 3, added to 22 and reduced 54. The biggest buy was a new position in SS Financial Select Sector (XLF) and the biggest sale iShares U.S. Medical Devices (IHI, shares −100%).

Most Recent 13F
Q2 2026
Location
CLEARWATER, FL
CIK
0001697882
Portfolio Value
$711.2M (Q3 2024)
SEC Filing
0001420506-24-002140 ↗ filed Oct 18, 2024

Holdings Value

0$200.0M$400.0M$600.0M$800.0M$1.0B Q1 2024: $673.8M Q1 2024 Q2 2024: $676.9M Q2 2024 Q3 2024: $711.2M $711.2M Q3 2024 Q4 2024: $685.0M Q4 2024 Q1 2025: $693.0M Q1 2025 Q2 2025: $730.8M Q2 2025 Q3 2025: $786.8M Q3 2025 Q4 2025: $800.6M Q4 2025 Q1 2026: $805.5M Q1 2026 Q2 2026: $69.9M Q2 2026

Holdings 446 stocks · $711.2M
IWF iShares Russell 1000 Growth 6.88% 130,266 $48.9M Reduce -1.5%
MINT PIMCO Enhanced Short Maturit 6.27% 443,070 $44.6M Add +20.0%
IWD iShares Russell 1000 Value E 6.13% 229,662 $43.6M Reduce -1.0%
PFM Invesco Dividend Achievers E 5.37% 819,914 $38.2M Reduce -1.4%
FTSL First Trust Senior Loan ETF 4.80% 744,599 $34.2M Add +0.4%
XLP SS Consumer Staples Sel Sect 4.57% 391,602 $32.5M Reduce -0.7%
JAAA Janus Henderson Aaa Clo ETF 4.46% 623,564 $31.7M Reduce -0.4%
SDY SS SPDR S&P Dividend ETF 4.03% 201,999 $28.7M Reduce -0.1%
JPST JPMorgan Ultra-Short Income 3.96% 555,028 $28.2M Add +0.8%
RSPG Invesco S&P 500 Equal Weight 3.68% 341,665 $26.2M Reduce -0.3%
TDIV FT Nasdaq Tech DVD Index FD 3.43% 303,621 $24.4M Reduce -1.8%
MDIV FT Multi-Asset Divers Inc. 3.23% 1,379,608 $22.9M Add +1.9%
FTGC First Trust Global Tactical 3.05% 914,335 $21.7M Reduce -4.6%
BOND PIMCO Active Bond Exchange-T 2.93% 220,467 $20.9M Add +2.6%
XLF SS Financial Select Sector 2.85% 447,142 $20.3M New
KORP American Century Diversified 2.84% 417,870 $20.2M Add +3.1%
PFFD Global X US Preferred ETF 2.71% 927,091 $19.3M Reduce -2.8%
SPBO SS SPDR P Corp. Bond ETF 2.62% 620,295 $18.6M Reduce -3.3%
AVUV Avantis US Small Cap Value 2.36% 175,003 $16.8M Reduce -1.5%
XCEM Columbia Em Core Ex-China 2.27% 493,700 $16.1M Reduce -1.6%
SPIB SS SPDR P Int C Corp. ETF 2.20% 463,341 $15.6M Add +2.1%
KNG FT Vest S&P 500 DVD Arst TRG 2.14% 279,822 $15.2M Add +1.8%
IWO iShares Russell 2000 Growth 2.06% 51,614 $14.7M Reduce -0.2%
IJJ iShares S&P Mid-Cap 400 Valu 1.81% 103,964 $12.9M Reduce -0.5%
QQQ Invesco QQQ Trust Series 1 0.96% 14,057 $6.9M Reduce -8.0%
MSFT Microsoft Corp. 0.56% 9,235 $4.0M Reduce -1.7%
AAPL Apple Inc. 0.50% 15,234 $3.5M Reduce -0.9%
DVY iShares Select Dividend ETF 0.45% 23,827 $3.2M Reduce -14.2%
SPY SS SPDR S&P 500 ETF Trust-US 0.43% 5,270 $3.0M Reduce -6.9%
FDN First Trust DJ Internet Ind 0.33% 11,153 $2.4M Reduce -8.3%
GRID First TRST Nasd Class Edg Sgiif 0.33% 18,530 $2.4M Reduce -9.4%
XLI SS Industrial Select Sector 0.33% 17,342 $2.3M Reduce -9.9%
LMBS First Trust Low Duration Opp 0.32% 46,585 $2.3M Reduce -5.1%
XYLD Global X S&P 500 Cove Call E 0.31% 52,517 $2.2M Reduce -30.7%
JNJ Johnson & Johnson 0.26% 11,490 $1.9M No change
CAT Caterpillar Inc. 0.26% 4,637 $1.8M No change
QYLD Global X Nasd 100 Cov Call 0.25% 98,664 $1.8M Reduce -35.1%
RDVY First Trust Rising Dividend 0.22% 26,373 $1.6M Reduce -10.2%
NVDA Nvidia Corp. 0.22% 12,847 $1.6M Add +3.6%
VNQ Vanguard Real Estate ETF 0.21% 15,195 $1.5M Reduce -49.2%
BSCO Invesco Bulletshares 2024 CB 0.19% 63,175 $1.3M No change
BSCQ Invesco Bulletshares 2026 CB 0.19% 67,901 $1.3M No change
ROBT First Trust Nasdaq Artificia 0.17% 27,416 $1.2M Reduce -9.0%
MSTR Strategy Inc. filed as MICROSTRATEGY INC 0.16% 6,830 $1.2M Add +73.8%
VMC Vulcan Materials Co. 0.16% 4,572 $1.1M No change
IWB iShares Russell 1000 ETF 0.16% 3,528 $1.1M No change
BSCR Invesco Bulletshares 2027 CB 0.16% 55,969 $1.1M No change
NXTG First Trust Indxx Nextg ETF 0.15% 12,402 $1.1M Reduce -10.0%
RSPU Invesco S&P 500 Equal Weight 0.15% 15,542 $1.1M Reduce -43.9%
AMLP Alerian MLP ETF 0.14% 21,100 $994K Reduce -41.6%
LLY Eli Lilly & Co. 0.14% 1,116 $989K Reduce -0.7%
AZN Astrazeneca PLC-Spons ADR 0.13% 12,099 $943K No change
HD Home Depot Inc. 0.13% 2,277 $923K Add +0.1%
XETYX Eaton Vance Tax-MGD Div Eqty 0.12% 59,723 $875K Reduce -6.1%
AGG iShares Core U.S. Aggregate 0.11% 8,040 $814K Reduce -0.2%
BSJP Invesco Bulletshares 2025 HY 0.11% 34,900 $807K No change
BSCP Invesco Bulletshares 2025 CB 0.11% 38,613 $797K No change
BSCS Invesco Bulletshares 2028 CB 0.11% 36,585 $752K No change
RSP Invesco S&P 500 Equal Weight 0.10% 4,114 $737K Add +2.1%
GLD SPDR Gold Shares 0.10% 3,009 $731K No change
MUB iShares National Muni Bond E 0.10% 6,665 $724K Add +16.7%
PG The Procter & Gamble Co. 0.09% 3,752 $650K Add +15.4%
RWL Invesco S&P 500 Revenue ETF 0.09% 6,570 $644K Add +0.1%
JMBS Janus Henderson Mortg Backed 0.09% 13,690 $639K No change
AMZN Amazon.com Inc. 0.08% 3,197 $596K Reduce -20.7%
BSJO Invesco Bulletshares 2024 HY 0.08% 24,015 $546K No change
XOM Exxon Mobil Corp. 0.08% 4,607 $540K Reduce -5.8%
MBCN Middlefield Banc Corp. 0.07% 17,506 $504K New
GOOG Alphabet Inc. Class C 0.07% 2,935 $491K No change
BRK.B Berkshire Hathaway Inc. Class B 0.07% 1,036 $477K No change
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.07% 11,943 $474K Reduce -5.4%
MCD McDonald's Corp. 0.06% 1,509 $460K No change
PEG Public Service Enterprise GP 0.06% 4,983 $445K Add +0.1%
TIP iShares Tips Bond ETF 0.06% 3,996 $441K No change
COIN Coinbase Global Inc. Class A 0.06% 2,466 $439K Add +64.4%
SO The Southern Co. 0.06% 4,751 $428K Add +17.3%
ITA iShares U.S. Aerospace & Def 0.06% 2,860 $428K No change
SPLV Invesco S&P 500 Low Volatili 0.06% 5,920 $425K No change
DUK Duke Energy Corp. 0.06% 3,658 $422K Reduce -23.1%
PAYX Paychex Inc. 0.06% 3,050 $409K No change
UNH Unitedhealth Group Inc. 0.06% 674 $394K No change
NEAR iShares SH Dba ETF Usd Inc. 0.05% 7,309 $375K Reduce -0.3%
OXY Occidental Petroleum Corp. 0.05% 7,107 $366K Reduce -8.0%
CSCO Cisco Systems Inc. 0.05% 6,882 $366K Reduce -1.4%
GOOGL Alphabet Inc. Class A 0.05% 2,136 $354K Reduce -21.9%
IWM iShares Russell 2000 ETF 0.05% 1,484 $328K Reduce -1.5%
JBL Jabil Inc. 0.04% 2,600 $312K No change
AIVL Wisdomtree US AI Enhanced Va 0.04% 2,798 $311K No change
NEE Nextera Energy Inc. 0.04% 3,631 $307K Reduce -1.6%
RAVI NT Ultrashrt Fi ETF 0.04% 4,040 $306K No change
HYLS FT Tactical High Yield ETF 0.04% 7,172 $301K No change
VTI VG Morningstar TS MKT ETF-US 0.04% 1,050 $297K Add +7.7%
COST Costco Wholesale Corp. 0.04% 335 $297K No change
PANW Palo Alto Networks Inc. 0.04% 825 $282K No change
XLK SS Technology Select Sector 0.04% 1,241 $280K No change
KLAC KLA Corp. 0.04% 354 $275K No change
MRK Merck & Co. Inc. 0.04% 2,365 $269K Add +0.4%
WMT Walmart Inc. 0.04% 3,309 $267K Reduce -8.3%
AON Aon PLC Class A 0.04% 768 $266K No change
V Visa Inc. Class A 0.04% 960 $264K No change
IWR iShares Russell Mid-Cap ETF 0.04% 2,975 $262K No change
TSLA Tesla Inc. 0.04% 987 $258K New
BABA Alibaba Group Holding-SP ADR 0.04% 2,425 $257K New
BSCT Invesco Bulletshares 2029 CB 0.04% 13,600 $256K No change
ORCL Oracle Corp. 0.04% 1,478 $252K Reduce -28.8%
RWK Invesco S&P Midcap 400 Rev 0.04% 2,139 $249K Reduce -5.9%
CBZ Cbiz Inc. 0.03% 3,492 $235K No change
VZ Verizon Communications Inc. 0.03% 5,032 $226K Reduce -6.1%
AMAT Applied Materials Inc. 0.03% 1,097 $222K No change
HUBS HubSpot Inc. 0.03% 400 $213K No change
BIDU Baidu Inc. - Spon ADR 0.03% 2,000 $211K New
SLF Sun Life Financial Inc. 0.03% 3,611 $210K New
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.03% 2,144 $206K Reduce -0.4%
ITOT iShares Core S&P Total U.S. 0.03% 1,631 $205K New
AMD Advanced Micro Devices 0.03% 1,244 $204K Reduce -36.2%
RTX RTX Corp. 0.03% 1,649 $200K New
CVX Chevron Corp. 0.03% 1,313 $193K No change
INTC Intel Corp. 0.03% 8,201 $192K Reduce -8.9%
NOBL Proshares S&P 500 Dividend A 0.03% 1,794 $192K New
VO Vngrd Mrngstr MD-Cap ETF-Usd 0.03% 723 $191K New
JPM JPMorgan Chase & Co. 0.03% 874 $184K New
META Meta Platforms Inc. Class A 0.03% 312 $179K New
T AT&T Inc. 0.02% 7,712 $170K New
DE Deere & Co. 0.02% 403 $168K New
CRMT America's Car-Mart Inc. 0.02% 4,000 $168K New
SHOP Shopify Inc. Class A 0.02% 2,090 $167K New
ARGX Argenx SE - ADR 0.02% 300 $163K New
VTV Vanguard Mrngstr Val ETF-Aui 0.02% 916 $160K New
MDY State Street SPDR S&P Midcap 0.02% 278 $158K New
COMP Compass Inc. Class A 0.02% 25,500 $156K No change
FAD First Trust Multi Cap Growth 0.02% 1,143 $153K New
PFE Pfizer Inc. 0.02% 5,248 $152K New
PEP Pepsico Inc. 0.02% 884 $150K New
FTSM First Trust Enh Short Mat FD 0.02% 2,465 $148K New
SHEL Shell PLC-ADR 0.02% 2,223 $147K New
ALB Albemarle Corp. 0.02% 1,500 $142K New
IJT iShares S&P Small-Cap 600 GR 0.02% 970 $135K New
PPTA Perpetua Resources Corp. 0.02% 14,000 $131K Add +4.5%
XLV SS Health Care Select Sector 0.02% 844 $130K New
TU Telus Corp. 0.02% 7,692 $129K New
CMCSA Comcast Corp. Class A 0.02% 3,070 $128K New
VYM Vanguard High DVD Yield ETF 0.02% 1,000 $128K New
PSA Public Storage 0.02% 349 $127K New
OPRT Oportun Financial Corp. 0.02% 45,000 $126K Add +28.6%
SUB iShares Short-Term National 0.02% 1,178 $125K New
BMY Bristol-Myers Squibb Co. 0.02% 2,415 $125K New
O Realty Income Corp. 0.02% 1,965 $125K New
NTAP Netapp Inc. 0.02% 1,007 $124K New
DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE 0.02% 287 $121K New
FXL First Trust Technology Alpha 0.02% 850 $118K New
GPI Group 1 Automotive Inc. 0.02% 300 $115K New
HON Honeywell International Inc. 0.02% 555 $115K New
CRM Salesforce Inc. 0.02% 419 $115K New
SRE Sempra 0.02% 1,350 $113K New
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.02% 503 $111K New
DHR Danaher Corp. 0.02% 400 $111K New
IHI iShares U.S. Medical Devices 0.01% 1,776 $105K Reduce -99.6%
CL Colgate-Palmolive Co. 0.01% 1,002 $104K New
SYK Stryker Corp. 0.01% 287 $104K New
ES Eversource Energy 0.01% 1,475 $100K New
CINF Cincinnati Financial Corp. 0.01% 732 $100K New
IJK iShares S&P Mid-Cap 400 Grow 0.01% 1,080 $99K New
BHP BHP Group Ltd.-Spon ADR 0.01% 1,583 $98K New
Z Zillow Group Inc. Class C 0.01% 1,500 $96K New
QCOM Qualcomm Inc. 0.01% 562 $96K New
VCIT Vanguard Int-Term Corporate 0.01% 1,100 $92K New
AVGO Broadcom Inc. 0.01% 530 $91K New
TMO Thermo Fisher Scientific Inc. 0.01% 146 $90K New
ZBH Zimmer Biomet Holdings Inc. 0.01% 831 $90K New
MET Metlife Inc. 0.01% 1,087 $90K New
XLE SS Energy Select Sector 0.01% 988 $87K New
SPSM SS SPDR P S&P 600 Small Cap 0.01% 1,836 $84K New
LKQ LKQ Corp. 0.01% 2,000 $80K New
LOW Lowe's Cos Inc. 0.01% 275 $74K New
IWS iShares Russell Mid-Cap Valu 0.01% 556 $74K New
COP Conocophillips 0.01% 679 $72K New
VCR Vanguard Consumer Discre ETF 0.01% 210 $72K New
TSN Tyson Foods Inc. Class A 0.01% 1,200 $71K New
AXP American Express Co. 0.01% 260 $71K New
IIPR Innovative Industrial Proper 0.01% 500 $67K New
SLB SLB Ltd. filed as SCHLUMBERGER LTD 0.01% 1,600 $67K New
WFC Wells Fargo & Co. 0.01% 1,182 $67K New
FYX First Trust Small Cap Core A 0.01% 652 $65K New
MARA Mara Holdings Inc. 0.01% 4,000 $65K New
AEP American Electric Power 0.01% 606 $62K New
FV First Trust DW Focus 5 Fund 0.01% 1,030 $60K New
SM SM Energy Co. 0.01% 1,500 $60K New
CARR Carrier Global Corp. 0.01% 743 $60K New
FDVV Fidelity High Dividend ETF 0.01% 1,171 $59K New
BA The Boeing Co. 0.01% 389 $59K New
ODFL Old Dominion Freight Line 0.01% 297 $59K New
AWK American Water Works Co. Inc. 0.01% 403 $59K New
GE General Electric filed as GE AEROSPACE 0.01% 312 $59K New
IUSV iShares Core S&P U.S. Value 0.01% 613 $59K New
NSC Norfolk Southern Corp. 0.01% 231 $57K New
ED Consolidated Edison Inc. 0.01% 548 $57K New
CDNS Cadence Design SYS Inc. 0.01% 210 $57K New
MRVL Marvell Technology Inc. 0.01% 785 $57K New
ADP Automatic Data Processing 0.01% 200 $55K New
ITW Illinois Tool Works 0.01% 200 $52K New
PFG Principal Financial Group 0.01% 609 $52K New
IXN iShares Global Tech ETF 0.01% 625 $52K New
STZ Constellation Brands Inc. Class A 0.01% 200 $52K New
TAN Invesco Solar ETF 0.01% 1,173 $51K New
FTNT Fortinet Inc. 0.01% 650 $50K New
JOBY Joby Aviation Inc. 0.01% 10,000 $50K Reduce -33.3%
ONON On Holding AG Class A filed as ON HLDG AG 0.01% 1,000 $50K New
TJX TJX Companies Inc. filed as TJX COS INC NEW 0.01% 426 $50K New
GPN Global Payments Inc. 0.01% 487 $50K New
NOC Northrop Grumman Corp. 0.01% 94 $50K New
CPRT Copart Inc. 0.01% 940 $49K New
WSO Watsco Inc. 0.01% 100 $49K New
SPTI SS SPDR P Int Term TSY ETF 0.01% 1,691 $49K New
LRCX Lam Research Corp. 0.01% 60 $49K New
IUSG iShares Core S&P U.S. Growth 0.01% 371 $49K New
CMI Cummins Inc. 0.01% 150 $49K New
KO The Coca-Cola Co. 0.01% 674 $48K New
IYR iShares US Real Estate ETF 0.01% 470 $48K New
SSB Southstate Bank Corp. 0.01% 490 $48K New
FBLG Fibrobiologics Inc. 0.01% 14,702 $45K New
BLK BlackRock Finance Inc. 0.01% 46 $44K New
LPLA LPL Financial Holdings Inc. 0.01% 187 $44K New
TRMB Trimble Inc. 0.01% 688 $43K New
ADBE Adobe Inc. 0.01% 82 $42K New
UPS United Parcel Service Class B 0.01% 300 $41K New
BX Blackstone Inc. 0.01% 259 $40K New
IYH iShares U.S. Healthcare ETF 0.01% 600 $39K New
OTIS Otis Worldwide Corp. 0.01% 372 $39K New
LI Li Auto Inc. - ADR 0.01% 1,500 $38K New
VIG Vanguard Dividend Apprec ETF 0.01% 190 $38K New
TRV The Travelers Cos Inc. 0.01% 156 $37K New
COF Capital One Financial Corp. 0.01% 243 $36K New
DELL Dell Technologies -C 0.00% 294 $35K New
GS Goldman Sachs Group Inc. 0.00% 70 $35K New
IAU iShares Gold Trust 0.00% 697 $35K New
MBB iShares MBS ETF 0.00% 359 $34K New
IVE iShares S&P 500 Value ETF 0.00% 174 $34K New
ALTM Arcadium Lithium PLC 0.00% 12,015 $34K No change
SPYV SS SPDR P S&P 500 Value ETF 0.00% 617 $33K New
FLD Fold Holdings Inc. filed as FTAC EMERALD ACQUISITION COR 0.00% 3,000 $33K New
COWZ Pacer US Cash Cows 100 ETF 0.00% 557 $32K New
IVW iShares S&P 500 Growth ETF 0.00% 334 $32K New
DFS Discover Financial Services 0.00% 218 $31K New
MUNI PIMCO Intermediate Municipal 0.00% 576 $31K New
FMB First Trust Managed Municipa 0.00% 587 $31K New
URI United Rentals Inc. 0.00% 37 $30K New
USMV iShares MSCI USA Min Vol Fac 0.00% 325 $30K New
CI The Cigna Group 0.00% 85 $29K New
SNPS Synopsys Inc. 0.00% 58 $29K New
SPYG SS SPDR P S&P 500 Growth ETF 0.00% 350 $29K New
SHW The Sherwin-Williams Co. 0.00% 75 $29K New
IVV iShares Core S&P 500 ETF 0.00% 50 $29K New
PFF iShares Preferred & Income S 0.00% 853 $28K New
VDC Vanguard Consumer Staple ETF 0.00% 128 $28K New
FSK FS KKR Capital Corp. 0.00% 1,402 $28K New
MA Mastercard Inc. Class A 0.00% 56 $28K New
MS Morgan Stanley 0.00% 258 $27K New
NFLX Netflix Inc. 0.00% 37 $26K New
PLTR Palantir Technologies Inc. Class A 0.00% 700 $26K New
PNC PNC Financial Services Group 0.00% 135 $25K New
VGT Vanguard Info Tech ETF 0.00% 42 $25K New
HUT Hut 8 Corp. 0.00% 2,000 $25K New
BND Vanguard Total Bond Market 0.00% 325 $24K New
LMT Lockheed Martin Corp. 0.00% 41 $24K New
ABT Abbott Laboratories 0.00% 210 $24K New
PZA Invesco National Amt-Free Mu 0.00% 982 $24K New
IEFA iShares Core MSCI Eafe ETF 0.00% 302 $24K New
QS Quantumscape Corp. 0.00% 4,080 $23K New
OFLX Omega Flex Inc. 0.00% 450 $22K New
TSM Taiwan Semiconductor-SP ADR 0.00% 129 $22K New
IJH iShares Core S&P Midcap ETF 0.00% 337 $21K New
AXON Axon Enterprise Inc. 0.00% 50 $20K New
AMPY Amplify Energy Corp. 0.00% 3,000 $20K New
WMB Williams Cos Inc. 0.00% 417 $19K New
SCHW Schwab (charles) Corp. 0.00% 293 $19K New
LULU Lululemon Athletica Inc. 0.00% 68 $18K New
FITB Fifth Third Bancorp 0.00% 417 $18K New
VB Vanguard Most SM-Cap ETF-Usd 0.00% 74 $18K New
NULV Nuveen ESG Large-Cap Val ETF 0.00% 414 $17K New
VONG Vanguard Russell 1000 Growth 0.00% 173 $17K New
ASAN Asana Inc. Class A 0.00% 1,400 $16K New
VKTX Viking Therapeutics Inc. 0.00% 256 $16K New
NVO Novo-Nordisk A/S-Spons ADR 0.00% 136 $16K New
MSA Msa Safety Inc. 0.00% 91 $16K New
MGK Vngrd Mrgstr MG CP GR ETF-Ui 0.00% 50 $16K New
HRTG Heritage Insurance Holdings 0.00% 1,305 $16K New
ACHR Archer Aviation Inc. Class A 0.00% 5,000 $15K New
UNP Union Pacific Corp. 0.00% 60 $15K New
CIEN Ciena Corp. 0.00% 240 $15K New
F Ford Motor Co. filed as FORD MTR CO 0.00% 1,324 $14K New
OEF iShares S&P 100 ETF 0.00% 50 $14K New
GNL Global Net Lease Inc. 0.00% 1,622 $14K New
ETN Eaton Corp. PLC 0.00% 41 $14K New
IJR iShares Core S&P Small-Cap E 0.00% 114 $13K New
SBUX Starbucks Corp. 0.00% 134 $13K New
ZIM Zim Integrated Shipping Serv 0.00% 500 $13K New
ZTS Zoetis Inc. 0.00% 65 $13K New
RFG Invesco S&P Midcap 400 Pure 0.00% 255 $13K New
CVS CVS Health Corp. 0.00% 195 $12K New
PRU Prudential Financial Inc. 0.00% 100 $12K New
APD Air Products & Chemicals Inc. 0.00% 40 $12K New
KMB Kimberly-Clark Corp. 0.00% 83 $12K New
EFA iShares MSCI Eafe ETF 0.00% 140 $12K New
FPE FT-Preferred Secur & Inc. ETF 0.00% 647 $12K New
SCHA Schwab US Small-Cap ETF 0.00% 224 $12K New
BP BP PLC-Spons ADR 0.00% 360 $11K New
ORI Old Republic Intl Corp. 0.00% 315 $11K New
TMFC Motley Fool 100 Index ETF 0.00% 198 $11K New
FXH First Trust Health Care Alph 0.00% 97 $11K New
PDT John Hancock Prem DVD FND 0.00% 819 $11K New
SNOW Snowflake Inc. 0.00% 93 $11K New
ABBV Abbvie Inc. 0.00% 54 $11K New
MPC Marathon Petroleum Corp. 0.00% 65 $11K New
AMT American Tower Corp. 0.00% 45 $10K New
EWJ iShares MSCI Japan ETF 0.00% 146 $10K New
CHTR Charter Communications Inc. Class A 0.00% 32 $10K New
TY Tri-Continental Corp. 0.00% 308 $10K New
IDXX Idexx Laboratories Inc. 0.00% 20 $10K New
SPTL SS SPDR PF LNG TRM TSY E-Usd 0.00% 343 $10K New
AMP Ameriprise Financial Inc. 0.00% 21 $10K New
GBTC Grayscale Bitcoin Trust ETF 0.00% 195 $10K New
BLV Vanguard Long-Term Bond ETF 0.00% 131 $10K New
NVR NVR Inc. 0.00% 1 $10K New
INDA iShares MSCI India ETF 0.00% 164 $10K New
SLV iShares Silver Trust 0.00% 334 $9K New
EWA iShares MSCI Australia ETF 0.00% 340 $9K New
ALRM Alarm.com Holdings Inc. 0.00% 165 $9K New
SPTS SS SPDR P St Term TSY ETF 0.00% 305 $9K New
SNV Synovus Financial Corp. 0.00% 200 $9K New
FE Firstenergy Corp. 0.00% 200 $9K New
RBLX Roblox Corp. Class A 0.00% 200 $9K New
NBTB N B T Bancorp Inc. 0.00% 200 $9K New
LIT Global X Lithium & Battery T 0.00% 200 $9K New
EOS Eaton Vance Enh Eqt Inc. II 0.00% 400 $9K New
SYY Sysco Corp. 0.00% 110 $9K New
BAX Baxter International Inc. 0.00% 216 $8K New
UPST Upstart Holdings Inc. 0.00% 200 $8K New
CSX CSX Corp. 0.00% 225 $8K New
MSCI MSCI Inc. 0.00% 13 $8K New
ALL Allstate Corp. 0.00% 40 $8K New
GPC Genuine Parts Co. 0.00% 54 $8K New
SAN Banco Santander SA-Spon ADR 0.00% 1,479 $8K New
ASML ASML Holding NV-NY Reg SHS 0.00% 9 $7K New
RSPM Invesco S&P 500 Equal Weight 0.00% 195 $7K New
TEL Te Connectivity PLC 0.00% 48 $7K New
WBD Warner Bros Discovery Inc. 0.00% 872 $7K New
MKTX Marketaxess Holdings Inc. 0.00% 28 $7K New
EWZ iShares MSCI Brazil ETF 0.00% 235 $7K New
TSCO Tractor Supply Company 0.00% 23 $7K New
UBER Uber Technologies Inc. 0.00% 89 $7K New
PPL PPL Corp. 0.00% 200 $7K New
SMG Scotts Miracle-Gro Co. 0.00% 75 $7K New
XLC SS Comm Select Sector SPDR 0.00% 71 $6K New
ICLN iShares Global Clean Energy 0.00% 418 $6K New
ARKK ARK Innovation ETF 0.00% 125 $6K New
DEO Diageo PLC-Sponsored ADR 0.00% 42 $6K New
ULTA Ulta Beauty Inc. 0.00% 15 $6K New
D Dominion Energy Inc. 0.00% 100 $6K New
UNM Unum Group 0.00% 97 $6K New
CMG Chipotle Mexican Grill Inc. 0.00% 100 $6K New
AVXL Anavex Life Sciences Corp. 0.00% 1,000 $6K New
EXPE Expedia Group Inc. 0.00% 37 $5K New
SHY iShares 1-3 Year Treasury Bo 0.00% 65 $5K New
NKE Nike Inc. Class B 0.00% 60 $5K New
TTE Totalenergies SE -Spon ADR 0.00% 81 $5K New
ICLR Icon PLC 0.00% 18 $5K New
IEMG iShares Core MSCI Emerging 0.00% 88 $5K New
HIVE Hive Digital Technologies LT 0.00% 1,600 $5K New
ONTO Onto Innovation Inc. 0.00% 24 $5K New
NVS Novartis AG-Sponsored ADR 0.00% 43 $5K New
SPYD SS SPDR P S&P 500 Hi Div ETF 0.00% 103 $5K New
WH Wyndham Hotels & Resorts Inc. 0.00% 60 $5K New
LVHI Franklin International Low V 0.00% 148 $5K New
TNL Travel + Leisure Co. 0.00% 100 $5K New
USB US Bancorp 0.00% 100 $5K New
U Unity Software Inc. 0.00% 200 $5K New
ING ING Groep N.V.-Sponsored ADR 0.00% 245 $4K New
MDT Medtronic PLC 0.00% 46 $4K New
NCLH Norwegian Cruise Line Holdin 0.00% 200 $4K New
PAYC Paycom Software Inc. 0.00% 24 $4K New
MCK McKesson Corp. 0.00% 8 $4K New
XLRE SS Real Estate Select Sector 0.00% 88 $4K New
JCI Johnson Controls Internation 0.00% 49 $4K New
POOL Pool Corp. 0.00% 10 $4K New
IONQ Ionq Inc. 0.00% 425 $4K New
ENB Enbridge Inc. 0.00% 91 $4K New
GME Gamestop Corp. Class A 0.00% 160 $4K New
PRQR Proqr Therapeutics NV 0.00% 2,000 $4K New
KR Kroger Co. 0.00% 62 $4K New
XYZ Block Inc. 0.00% 50 $3K New
BUD Anheuser-Busch Inbev-SPN ADR 0.00% 50 $3K New
PYPL PayPal Holdings Inc. 0.00% 41 $3K New
IEF iShares 7-10 Year Treasury B 0.00% 32 $3K New
SCHV Schwab US Large-Cap Value 0.00% 38 $3K New
ISRG Intuitive Surgical Inc. 0.00% 6 $3K New
DVN Devon Energy Corp. 0.00% 74 $3K New
GLW Corning Inc. 0.00% 62 $3K New
FCN Fti Consulting Inc. 0.00% 12 $3K New
DXCM Dexcom Inc. 0.00% 40 $3K New
ARKG ARK Genomic Revolution ETF 0.00% 100 $3K New
PATH Uipath Inc. Class A 0.00% 200 $3K New
TPVG Triplepoint Venture Growth B 0.00% 360 $3K New
MJ Amplify ETF TR 0.00% 760 $3K New
CLX Clorox Company 0.00% 15 $2K New
LBTYA Liberty Global Ltd. Class A 0.00% 106 $2K New
TGT Target Corp. 0.00% 14 $2K New
ASIX Advansix Inc. 0.00% 71 $2K New
SIRI Sirius XM Holdings Inc. 0.00% 90 $2K New
SCHD Schwab US DVD Equity ETF 0.00% 25 $2K New
LBRDK Liberty Broadband-C 0.00% 27 $2K New
CFLT Confluent Inc. Class A 0.00% 100 $2K New
NUE Nucor Corp. 0.00% 13 $2K New
KMX Carmax Inc. 0.00% 25 $2K New
HUM Humana Inc. 0.00% 6 $2K New
AMC AMC Entertainment HLDS Class A 0.00% 412 $2K New
INSG Inseego Corp. 0.00% 100 $2K New
SOFI Sofi Technologies Inc. 0.00% 200 $2K New
FTEC Fidelity MSCI Info Tech Indx 0.00% 9 $2K New
VOD Vodafone Group PLC-SP ADR 0.00% 155 $2K New
TFSL TFS Financial Corp. 0.00% 100 $1K New
CRWD CrowdStrike Holdings Inc. Class A 0.00% 4 $1K New
BTC Grayscale Bitcoin Mini Trust 0.00% 195 $1K New
FHLC Fidelity MSCI Health Care 0.00% 15 $1K New
VOO Vanguard S&P 500 ETF 0.00% 2 $1K New
CWI State Street SPDR MSCI Acwi 0.00% 24 $731 New
PHM Pultegroup Inc. 0.00% 5 $718 New
KD Kyndryl Holdings Inc. 0.00% 31 $712 New
VXUS Vanguard Total Intl Stock 0.00% 11 $712 New
NI Nisource Inc. 0.00% 20 $693 New
DEM Wisdomtree Emerging Markets 0.00% 14 $616 New
NNVC Nanoviricides Inc. 0.00% 400 $600 New
AVNS Avanos Medical Inc. 0.00% 24 $577 New
DHI D.R. Horton Inc. 0.00% 3 $572 New
AFCG Advanced Flower Capital Inc. filed as AFC GAMMA INC 0.00% 50 $511 New
ASHFORD HOSPITALITY TR INC 0.00% 600 $449 New
TLRY Tilray Brands Inc. 0.00% 200 $352 New
SUNS Sunrise Realty Trust Inc. 0.00% 16 $230 New
SSYS Stratasys Ltd. 0.00% 27 $224 New
ETSY Etsy Inc. 0.00% 4 $222 New
DDD 3D Systems Corp. filed as 3-D SYS CORP DEL 0.00% 73 $207 New
VLO Valero Energy Corp. 0.00% 1 $135 New
SITC Site Centers Corp. filed as SITE CTRS CORP 0.00% 2 $121 New
BIOVIE INC 0.00% 100 $120 New
OVV Ovintiv Inc. 0.00% 2 $77 New
CHGG Chegg Inc. 0.00% 6 $11 New
NBIS Nebius Group NV 0.00% 3,200 $0 New
Other holdings (1): bonds, preferreds, convertibles and warrants · $6K (not counted above)
SecurityClassShares / PrincipalValueChange
OXY.WS Occidental Petroleum-CW27 *W EXP 08/03/202 200$6KNew

Total filed on the 13F, all lines: $711.2M.

Portfolio Sells Q2 2024 → Q3 2024
IHI iShares U.S. Medical Devices Reduce -99.6% 0.01% −3.56
RSPG Invesco S&P 500 Equal Weight Reduce -0.3% 3.68% −0.40
FTGC First Trust Global Tactical Reduce -4.6% 3.05% −0.34
JAAA Janus Henderson Aaa Clo ETF Reduce -0.4% 4.46% −0.25
IWF iShares Russell 1000 Growth Reduce -1.5% 6.88% −0.25
VNQ Vanguard Real Estate ETF Reduce -49.2% 0.21% −0.16
QYLD Global X Nasd 100 Cov Call Reduce -35.1% 0.25% −0.15
XYLD Global X S&P 500 Cove Call E Reduce -30.7% 0.31% −0.15
AMLP Alerian MLP ETF Reduce -41.6% 0.14% −0.12
QQQ Invesco QQQ Trust Series 1 Reduce -8.0% 0.96% −0.12
SPBO SS SPDR P Corp. Bond ETF Reduce -3.3% 2.62% −0.10
XCEM Columbia Em Core Ex-China Reduce -1.6% 2.27% −0.10
RSPU Invesco S&P 500 Equal Weight Reduce -43.9% 0.15% −0.09
CW Curtiss-Wright Corp. Sold out 0.00% −0.07
PFFD Global X US Preferred ETF Reduce -2.8% 2.71% −0.07
MSFT Microsoft Corp. Reduce -1.7% 0.56% −0.06
DVY iShares Select Dividend ETF Reduce -14.2% 0.45% −0.04
FDN First Trust DJ Internet Ind Reduce -8.3% 0.33% −0.04
DT Dynatrace Inc. Sold out 0.00% −0.03
CRAK Vaneck Oil Refiners ETF Sold out 0.00% −0.03
AMZN Amazon.com Inc. Reduce -20.7% 0.08% −0.03
SPY SS SPDR S&P 500 ETF Trust-US Reduce -6.9% 0.43% −0.03
TDIV FT Nasdaq Tech DVD Index FD Reduce -1.8% 3.43% −0.03
LMBS First Trust Low Duration Opp Reduce -5.1% 0.32% −0.02
GOOGL Alphabet Inc. Class A Reduce -21.9% 0.05% −0.02
OXY Occidental Petroleum Corp. Reduce -8.0% 0.05% −0.02
ROBT First Trust Nasdaq Artificia Reduce -9.0% 0.17% −0.02
AMD Advanced Micro Devices Reduce -36.2% 0.03% −0.02
RDVY First Trust Rising Dividend Reduce -10.2% 0.22% −0.02
GRID First TRST Nasd Class Edg Sgiif Reduce -9.4% 0.33% −0.02
XLI SS Industrial Select Sector Reduce -9.9% 0.33% −0.02
NXTG First Trust Indxx Nextg ETF Reduce -10.0% 0.15% −0.01
INTC Intel Corp. Reduce -8.9% 0.03% −0.01
LLY Eli Lilly & Co. Reduce -0.7% 0.14% −0.01
DUK Duke Energy Corp. Reduce -23.1% 0.06% −0.01
XETYX Eaton Vance Tax-MGD Div Eqty Reduce -6.1% 0.12% −0.01
ORCL Oracle Corp. Reduce -28.8% 0.04% −0.01
BAC Bank of America Corp. Reduce -5.4% 0.07% −0.01
XOM Exxon Mobil Corp. Reduce -5.8% 0.08% −0.01
JOBY Joby Aviation Inc. Reduce -33.3% 0.01% −0.00
DIS The Walt Disney Co. Reduce -0.4% 0.03% −0.00
RWK Invesco S&P Midcap 400 Rev Reduce -5.9% 0.04% −0.00
NEAR iShares SH Dba ETF Usd Inc. Reduce -0.3% 0.05% −0.00
AGG iShares Core U.S. Aggregate Reduce -0.2% 0.11% −0.00
VZ Verizon Communications Inc. Reduce -6.1% 0.03% −0.00
IWM iShares Russell 2000 ETF Reduce -1.5% 0.05% +0.00
WMT Walmart Inc. Reduce -8.3% 0.04% +0.00
CSCO Cisco Systems Inc. Reduce -1.4% 0.05% +0.00
NEE Nextera Energy Inc. Reduce -1.6% 0.04% +0.00
AVUV Avantis US Small Cap Value Reduce -1.5% 2.36% +0.01

Portfolio Buys Q2 2024 → Q3 2024
XLF SS Financial Select Sector New 2.85% +2.85
MINT PIMCO Enhanced Short Maturit Add +20.0% 6.27% +0.78
KNG FT Vest S&P 500 DVD Arst TRG Add +1.8% 2.14% +0.09
KORP American Century Diversified Add +3.1% 2.84% +0.08
MSTR Strategy Inc. Add +73.8% 0.16% +0.08
MDIV FT Multi-Asset Divers Inc. Add +1.9% 3.23% +0.08
MBCN Middlefield Banc Corp. New 0.07% +0.07
BOND PIMCO Active Bond Exchange-T Add +2.6% 2.93% +0.04
TSLA Tesla Inc. New 0.04% +0.04
BABA Alibaba Group Holding-SP ADR New 0.04% +0.04
BIDU Baidu Inc. - Spon ADR New 0.03% +0.03
SLF Sun Life Financial Inc. New 0.03% +0.03
ITOT iShares Core S&P Total U.S. New 0.03% +0.03
RTX RTX Corp. New 0.03% +0.03
NOBL Proshares S&P 500 Dividend A New 0.03% +0.03
VO Vngrd Mrngstr MD-Cap ETF-Usd New 0.03% +0.03
JPM JPMorgan Chase & Co. New 0.03% +0.03
META Meta Platforms Inc. Class A New 0.03% +0.03
T AT&T Inc. New 0.02% +0.02
DE Deere & Co. New 0.02% +0.02
CRMT America's Car-Mart Inc. New 0.02% +0.02
SHOP Shopify Inc. Class A New 0.02% +0.02
ARGX Argenx SE - ADR New 0.02% +0.02
VTV Vanguard Mrngstr Val ETF-Aui New 0.02% +0.02
MDY State Street SPDR S&P Midcap New 0.02% +0.02
FAD First Trust Multi Cap Growth New 0.02% +0.02
PFE Pfizer Inc. New 0.02% +0.02
PEP Pepsico Inc. New 0.02% +0.02
FTSM First Trust Enh Short Mat FD New 0.02% +0.02
SHEL Shell PLC-ADR New 0.02% +0.02
ALB Albemarle Corp. New 0.02% +0.02
IJT iShares S&P Small-Cap 600 GR New 0.02% +0.02
XLV SS Health Care Select Sector New 0.02% +0.02
TU Telus Corp. New 0.02% +0.02
CMCSA Comcast Corp. Class A New 0.02% +0.02
VYM Vanguard High DVD Yield ETF New 0.02% +0.02
PSA Public Storage New 0.02% +0.02
BMY Bristol-Myers Squibb Co. New 0.02% +0.02
SUB iShares Short-Term National New 0.02% +0.02
NTAP Netapp Inc. New 0.02% +0.02
O Realty Income Corp. New 0.02% +0.02
DIA SS SPDR Dow Jones Indus Avg New 0.02% +0.02
FXL First Trust Technology Alpha New 0.02% +0.02
GPI Group 1 Automotive Inc. New 0.02% +0.02
HON Honeywell International Inc. New 0.02% +0.02
CRM Salesforce Inc. New 0.02% +0.02
SRE Sempra New 0.02% +0.02
DHR Danaher Corp. New 0.02% +0.02
IBM Intl Business Machines Corp. New 0.02% +0.02
CL Colgate-Palmolive Co. New 0.01% +0.01

Notes & Other Activity Q2 2024 → Q3 2024
OXY.WS Occidental Petroleum-CW27 *W EXP 08/03/202 New 200 $6K

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 52$69.9MMINT, JAAA, FTSL, XLF, PFM
Q1 2026 131$805.5MMINT, JAAA, FTSL, XLF, KORP
Q4 2025 139$800.6MMINT, JAAA, FTSL, RSPG, XLF
Q3 2025 128$786.8MIWF, MINT, IWD, JAAA, RSPG
Q2 2025Amended 128$730.8MIWF, MINT, IWD, JAAA, XLF
Q1 2025 506$693.0MMINT, IWD, IWF, JAAA, RSPG
Q4 2024 128$685.0MIWF, MINT, IWD, PFM, FTSL
Q3 2024 446$711.2MIWF, MINT, IWD, PFM, FTSL
Q2 2024 119$676.9MIWF, IWD, MINT, PFM, FTSL
Q1 2024 118$673.8MIWF, IWD, MINT, PFM, FTSL