MAI Capital Management
In its 13F for Q3 2025 (holdings as of September 30, 2025, filed November 10, 2025), MAI Capital Management reported 3,587 stock positions worth $16.0 billion. Its top holding was iShares Core S&P 500 ETF (IVV) at 7.3% of the portfolio, followed by SS SPDR S&P 500 ETF Trust-US (SPY, 3.3%) and Apple (AAPL, 3.2%). Compared with Q2 2025, it opened 198 new positions, sold out of 371, added to 1,130 and reduced 1,403. The biggest buy was Apple (AAPL, shares +7%) and the biggest sale Netflix (NFLX, shares −17%).
- Most Recent 13F
- Q2 2026
- Location
- INDEPENDENCE, OH
- CIK
- 0001040197
- Portfolio Value
- $16.0B (Q3 2025)
- SEC Filing
- 0001040197-25-000006 ↗ filed Nov 10, 2025
Holdings Value
Holdings 3,587 stocks · $16.0B
| IVV iShares Core S&P 500 ETF | 7.26% | 1,732,964 | $1.2B | Add +0.5% |
| SPY SS SPDR S&P 500 ETF Trust-US | 3.34% | 801,664 | $534.1M | Add +2.6% |
| AAPL Apple Inc. | 3.22% | 2,017,871 | $513.8M | Add +6.9% |
| MSFT Microsoft Corp. | 3.04% | 936,543 | $485.1M | Add +1.1% |
| IJH iShares Core S&P Midcap ETF | 2.17% | 5,315,179 | $346.9M | Add +0.4% |
| NVDA Nvidia Corp. | 1.68% | 1,440,730 | $268.8M | Reduce -5.8% |
| VEA Vanguard Ftse Developed ETF | 1.60% | 4,256,419 | $255.0M | Add +5.6% |
| IJR iShares Core S&P Small-Cap E | 1.49% | 2,007,899 | $238.6M | Reduce -0.9% |
| AMZN Amazon.com Inc. | 1.46% | 1,063,608 | $233.5M | Reduce -0.1% |
| QQQ Invesco QQQ Trust Series 1 | 1.37% | 363,800 | $218.4M | Add +5.3% |
| VIG Vanguard Dividend Apprec ETF | 1.36% | 1,008,528 | $217.6M | Add +6.9% |
| IVE iShares S&P 500 Value ETF | 1.32% | 1,020,960 | $210.8M | Add +0.1% |
| AVGO Broadcom Inc. | 1.29% | 625,259 | $206.3M | Reduce -5.8% |
| GOOGL Alphabet Inc. Class A | 1.26% | 830,430 | $201.9M | Add +0.1% |
| IEFA iShares Core MSCI Eafe ETF | 1.22% | 2,233,244 | $195.0M | Add +2.1% |
| VWO Vanguard Ftse Emerging Marke | 1.18% | 3,473,637 | $188.2M | Add +3.9% |
| IWF iShares Russell 1000 Growth | 1.17% | 400,448 | $187.6M | Add +0.5% |
| GOOG Alphabet Inc. Class C | 0.94% | 616,067 | $150.0M | Reduce -3.5% |
| MDY State Street SPDR S&P Midcap | 0.93% | 250,159 | $149.1M | Add +0.5% |
| IEMG iShares Core MSCI Emerging | 0.90% | 2,181,024 | $143.8M | Add +3.4% |
| SGOV iShares 0-3 Month Treasury B | 0.90% | 1,427,033 | $143.7M | Reduce -1.3% |
| JPM JPMorgan Chase & Co. | 0.88% | 447,555 | $141.2M | Add +1.5% |
| IVW iShares S&P 500 Growth ETF | 0.84% | 1,111,594 | $134.2M | Reduce -0.2% |
| META Meta Platforms Inc. Class A | 0.82% | 178,080 | $130.8M | Reduce -5.1% |
| VTI VG Morningstar TS MKT ETF-US | 0.81% | 394,849 | $129.6M | Add +11.0% |
| ABBV Abbvie Inc. | 0.79% | 546,284 | $126.5M | Add +1.3% |
| V Visa Inc. Class A | 0.76% | 354,269 | $120.9M | Reduce -1.5% |
| IWM iShares Russell 2000 ETF | 0.73% | 483,927 | $117.1M | Add +0.5% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.72% | 227,920 | $114.6M | Add +9.3% |
| JNJ Johnson & Johnson | 0.70% | 606,242 | $112.4M | Add +8.0% |
| RSP Invesco S&P 500 Equal Weight | 0.68% | 571,002 | $108.3M | Add +2.6% |
| SDY SS SPDR S&P Dividend ETF | 0.68% | 772,382 | $108.2M | Add +0.7% |
| COST Costco Wholesale Corp. | 0.60% | 102,747 | $95.1M | Add +7.2% |
| VGSH Vanguard Short-Term Treasury | 0.59% | 1,593,430 | $93.8M | Add +6.0% |
| ORCL Oracle Corp. | 0.59% | 332,709 | $93.6M | Reduce -2.9% |
| HD Home Depot Inc. | 0.58% | 227,066 | $92.0M | Reduce -1.6% |
| PG The Procter & Gamble Co. | 0.56% | 578,638 | $88.9M | Add +5.5% |
| RTX RTX Corp. | 0.55% | 526,216 | $88.1M | Reduce -0.1% |
| VCSH Vanguard S/T Corp. Bond ETF | 0.53% | 1,057,304 | $84.5M | Add +6.7% |
| VOO Vanguard S&P 500 ETF | 0.51% | 134,331 | $82.3M | Add +4.5% |
| IGSB iShares 1-5Y Inv Grade Corp. | 0.48% | 1,460,114 | $77.4M | Add +17.4% |
| PULS Pgim Ultra Short Bond ETF | 0.48% | 1,536,980 | $76.6M | Add +2.0% |
| SHW The Sherwin-Williams Co. | 0.47% | 216,476 | $75.0M | Reduce -12.0% |
| TSM Taiwan Semiconductor-SP ADR | 0.46% | 263,317 | $73.5M | Add +5.9% |
| IWD iShares Russell 1000 Value E | 0.45% | 356,398 | $72.6M | Reduce -0.6% |
| SCHG Schwab US Large-Cap Growth | 0.45% | 2,258,299 | $72.1M | Add +0.3% |
| IJK iShares S&P Mid-Cap 400 Grow | 0.44% | 731,628 | $70.2M | Add +0.2% |
| CSCO Cisco Systems Inc. | 0.42% | 982,999 | $67.3M | Add +3.9% |
| BKNG Booking Holdings Inc. | 0.42% | 12,321 | $66.5M | Reduce -0.0% |
| UNH Unitedhealth Group Inc. | 0.41% | 191,138 | $66.0M | Reduce -14.8% |
| LLY Eli Lilly & Co. | 0.41% | 84,897 | $64.8M | Add +2.9% |
| ABT Abbott Laboratories | 0.40% | 481,793 | $64.5M | Add +0.1% |
| WMT Walmart Inc. | 0.39% | 597,953 | $61.6M | Add +10.1% |
| SCHD Schwab US DVD Equity ETF | 0.37% | 2,192,181 | $59.8M | Add +0.7% |
| QCOM Qualcomm Inc. | 0.36% | 350,123 | $58.2M | Reduce -0.4% |
| XOM Exxon Mobil Corp. | 0.36% | 508,448 | $57.3M | Add +7.2% |
| VGT Vanguard Info Tech ETF | 0.36% | 76,581 | $57.2M | Add +0.5% |
| NFLX Netflix Inc. | 0.35% | 47,218 | $56.6M | Reduce -17.1% |
| MA Mastercard Inc. Class A | 0.35% | 98,912 | $56.3M | Reduce -6.5% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.34% | 1,062,607 | $54.8M | Reduce -1.3% |
| IEF iShares 7-10 Year Treasury B | 0.34% | 561,894 | $54.2M | Add +17.9% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.33% | 108,812 | $52.2M | Add +5.3% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.31% | 196,765 | $50.0M | Add +4.3% |
| TSLA Tesla Inc. | 0.31% | 111,144 | $49.4M | Reduce -5.6% |
| BSCR Invesco Bulletshares 2027 CB | 0.31% | 2,500,032 | $49.3M | Add +3.7% |
| BSCQ Invesco Bulletshares 2026 CB | 0.31% | 2,517,245 | $49.2M | Reduce -1.2% |
| QLTA iShares Aaa - A Rated Corpor | 0.31% | 1,013,918 | $49.1M | Add +8.8% |
| SLQD iShares 0-5 YR Inv GRD Corp. | 0.30% | 951,302 | $48.4M | Add +8.1% |
| USMV iShares MSCI USA Min Vol Fac | 0.30% | 505,973 | $48.1M | Add +1.4% |
| IGIB iShares 5-10Y Inv Grade Corp. | 0.30% | 885,174 | $47.9M | Add +7.5% |
| SPAB SS SPDR P Agg Bond ETF | 0.30% | 1,850,212 | $47.8M | Add +7.9% |
| MCD McDonald's Corp. | 0.30% | 156,670 | $47.6M | Add +5.4% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.30% | 254,415 | $47.4M | Add +6.0% |
| XLK SS Technology Select Sector | 0.29% | 166,508 | $46.9M | Reduce -1.6% |
| VONE Vanguard Russell 1000 | 0.29% | 154,689 | $46.8M | Add +2.0% |
| PEP Pepsico Inc. | 0.29% | 327,639 | $46.0M | Add +3.0% |
| IWN iShares Russell 2000 Value E | 0.28% | 254,083 | $44.9M | Reduce -1.2% |
| ETN Eaton Corp. PLC | 0.28% | 119,006 | $44.5M | Add +9.3% |
| VZ Verizon Communications Inc. | 0.28% | 1,005,992 | $44.2M | Add +2.1% |
| SYK Stryker Corp. | 0.27% | 118,797 | $43.9M | Reduce -8.3% |
| SCHF Schwab Intl Equity ETF | 0.27% | 1,878,430 | $43.7M | Reduce -1.2% |
| CB Chubb Ltd. | 0.27% | 153,154 | $43.2M | Reduce -2.5% |
| VHT Vanguard Health Care ETF | 0.27% | 166,144 | $43.1M | Add +1.0% |
| BSCP Invesco Bulletshares 2025 CB | 0.27% | 2,070,306 | $42.8M | Reduce -12.2% |
| IAU iShares Gold Trust | 0.27% | 587,425 | $42.7M | Add +11.0% |
| IJJ iShares S&P Mid-Cap 400 Valu | 0.27% | 326,541 | $42.4M | Reduce -1.8% |
| HON Honeywell International Inc. | 0.26% | 199,867 | $42.1M | Add +3.0% |
| AGG iShares Core U.S. Aggregate | 0.26% | 417,559 | $41.9M | Add +18.1% |
| IWR iShares Russell Mid-Cap ETF | 0.26% | 432,002 | $41.7M | Reduce -0.6% |
| CVX Chevron Corp. | 0.26% | 266,127 | $41.3M | Add +7.1% |
| TLH iShares 10-20 Year Treasury | 0.24% | 366,732 | $37.8M | Add +15.7% |
| DFAI Dimensional International Co. | 0.23% | 1,026,428 | $37.3M | Add +4.0% |
| PPA Invesco Aerospace & Defense | 0.23% | 238,497 | $37.1M | Reduce -17.7% |
| EFA iShares MSCI Eafe ETF | 0.23% | 395,250 | $36.9M | Reduce -0.2% |
| IGF iShares Global Infrastructur | 0.22% | 587,257 | $35.9M | Add +4.5% |
| ACN Accenture PLC Class A | 0.22% | 142,943 | $35.2M | Reduce -8.0% |
| SPDW Ste STR SPDR PT DW Eu ETF | 0.22% | 813,301 | $34.8M | Add +0.9% |
| BSCS Invesco Bulletshares 2028 CB | 0.22% | 1,674,121 | $34.4M | Add +6.6% |
| BLK BlackRock Inc. | 0.21% | 29,411 | $34.3M | Add +17.5% |
| KO The Coca-Cola Co. | 0.21% | 516,774 | $34.3M | Add +6.2% |
Options reported separately and not counted above: AAPL puts ($5.7M), SHW puts ($5.3M), AAPL calls ($5.2M), CDNS puts ($4.8M), MSFT puts ($4.8M), NVDA calls ($4.4M), ABNB puts ($3.2M), TSM calls ($2.2M), IGV puts ($2.1M), HD puts ($2.0M), TMUS puts ($1.9M), QCOM puts ($1.7M), and 188 more.
Other holdings (14): bonds, preferreds, convertibles and warrants · $310K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 87 | $111K | No change |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 45 | $56K | No change |
| EL PASO ENERGY CAP TRST (KMI 4.75 03/31/28) | PFD CV TR SEC 28 | 800 | $40K | No change |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 1,552 | $40K | Reduce -0.2% |
| EXEEL Chesapeake Energy Corp. -CW26 | *W EXP 02/09/202 | 408 | $39K | Add +40700.0% |
| EVEX.WS Eve Holdng Inc. -CW25 | *W EXP 05/09/202 | 49,000 | $23K | No change |
| RBOT.WS Vicarious Surgical Inc.-CW27 | *W EXP 09/17/202 | 25,000 | $500 | No change |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | 65 | $242 | Reduce -83.3% |
| CLEARBRIDGE ENERGY MI-RT | RIGHT 10/10/2025 | 9,810 | $187 | No change |
| COHEN & STEERS INFRASTRU | RIGHT 10/16/2025 | 1,238 | $97 | Add +9.4% |
| VAL.WS Valaris Ltd. -CW28 | *W EXP 04/29/202 | 18 | $51 | No change |
| SAFETY SHOT INC | *W EXP 10/30/202 | 1,225 | $42 | No change |
| TBLAW Taboola.com Ltd. -CW27 | *W EXP 99/99/999 | 200 | $17 | No change |
| BLACKROCK INCOME TR-RT | RIGHT 10/20/2025 | 64 | $0 | No change |
Lines left out (3) · $3 — a value with no share or principal amount
| Security | Class | Shares | Value |
|---|---|---|---|
| GOLD RESOURCE CORP | COM | 0 | $1 |
| IFLN Invesco Bloomberg Enhanced F | BLOO EN ANGE ETF | 0 | $1 |
| LEG Leggett & Platt Inc. | COM | 0 | $1 |
Filed with a value but no share or principal amount (a cash line, a holding rounded to 0 shares), so they are kept out of the holdings, totals and percentages.
Total filed on the 13F, all lines: $16.0B.
Portfolio Sells Q2 2025 → Q3 2025
| NFLX Netflix Inc. | Reduce -17.1% | 0.35% | −0.17 |
| AMZN Amazon.com Inc. | Reduce -0.1% | 1.46% | −0.16 |
| META Meta Platforms Inc. Class A | Reduce -5.1% | 0.82% | −0.14 |
| V Visa Inc. Class A | Reduce -1.5% | 0.76% | −0.13 |
| SHW The Sherwin-Williams Co. | Reduce -12.0% | 0.47% | −0.12 |
| SGOV iShares 0-3 Month Treasury B | Reduce -1.3% | 0.90% | −0.11 |
| ACN Accenture PLC Class A | Reduce -8.0% | 0.22% | −0.10 |
| SYK Stryker Corp. | Reduce -8.3% | 0.27% | −0.08 |
| BKNG Booking Holdings Inc. | Reduce -0.0% | 0.42% | −0.08 |
| UNH Unitedhealth Group Inc. | Reduce -14.8% | 0.41% | −0.07 |
| BSCP Invesco Bulletshares 2025 CB | Reduce -12.2% | 0.27% | −0.07 |
| APP AppLovin Corp. Class A | Reduce -67.8% | 0.09% | −0.06 |
| MA Mastercard Inc. Class A | Reduce -6.5% | 0.35% | −0.06 |
| GDEC FT Vest US Equity Moderate B | Reduce -90.5% | 0.01% | −0.06 |
| PJT PJT Partners Inc. Class A | Reduce -64.6% | 0.03% | −0.06 |
| PPA Invesco Aerospace & Defense | Reduce -17.7% | 0.23% | −0.05 |
| CB Chubb Ltd. | Reduce -2.5% | 0.27% | −0.05 |
| IJR iShares Core S&P Small-Cap E | Reduce -0.9% | 1.49% | −0.04 |
| TTD Trade Desk Inc./the Class A | Reduce -24.9% | 0.04% | −0.04 |
| NJAN Innovator Growth 100 Power B | Reduce -66.9% | 0.02% | −0.04 |
| MU Micron Technology Inc. | Reduce -64.0% | 0.03% | −0.04 |
| BSCQ Invesco Bulletshares 2026 CB | Reduce -1.2% | 0.31% | −0.04 |
| ANSS Ansys Inc. | Sold out | 0.00% | −0.04 |
| PANW Palo Alto Networks Inc. | Reduce -8.9% | 0.15% | −0.03 |
| FWONK Liberty Media Corp. Class C | Reduce -43.1% | 0.03% | −0.03 |
| IWD iShares Russell 1000 Value E | Reduce -0.6% | 0.45% | −0.03 |
| MDLZ Mondelez International Inc. Class A | Reduce -1.4% | 0.13% | −0.03 |
| ASML ASML Holding NV-NY Reg SHS | Reduce -31.0% | 0.08% | −0.03 |
| TRVI Trevi Therapeutics Inc. | Reduce -88.4% | 0.01% | −0.03 |
| QCOM Qualcomm Inc. | Reduce -0.4% | 0.36% | −0.02 |
| TT Trane Technologies PLC | Reduce -51.9% | 0.02% | −0.02 |
| ZTS Zoetis Inc. | Reduce -9.9% | 0.08% | −0.02 |
| PGR Progressive Corp. | Reduce -1.1% | 0.11% | −0.02 |
| GBDC Golub Capital BDC Inc. | Reduce -1.1% | 0.11% | −0.02 |
| UNP Union Pacific Corp. | Reduce -3.0% | 0.19% | −0.02 |
| IJJ iShares S&P Mid-Cap 400 Valu | Reduce -1.8% | 0.27% | −0.02 |
| OBDC Blue Owl Capital Corp. | Reduce -8.8% | 0.05% | −0.02 |
| SCHX Schwab US Large-Cap ETF | Reduce -6.0% | 0.20% | −0.02 |
| LMT Lockheed Martin Corp. | Reduce -13.0% | 0.10% | −0.02 |
| COWZ Pacer US Cash Cows 100 ETF | Reduce -5.0% | 0.15% | −0.02 |
| MOAT Vaneck Morningstar Wide Moat | Reduce -10.7% | 0.10% | −0.02 |
| PJAN Innovator U.S. Equity Power | Reduce -41.9% | 0.02% | −0.02 |
| SCHF Schwab Intl Equity ETF | Reduce -1.2% | 0.27% | −0.02 |
| CRM Salesforce Inc. | Reduce -4.2% | 0.05% | −0.02 |
| ROK Rockwell Automation Inc. | Reduce -30.5% | 0.03% | −0.02 |
| IWR iShares Russell Mid-Cap ETF | Reduce -0.6% | 0.26% | −0.02 |
| CAVA Cava Group Inc. | Reduce -0.9% | 0.03% | −0.02 |
| EFA iShares MSCI Eafe ETF | Reduce -0.2% | 0.23% | −0.01 |
| PFF iShares Preferred & Income S | Reduce -0.6% | 0.17% | −0.01 |
| XLP SS Consumer Staples Sel Sect | Reduce -2.2% | 0.08% | −0.01 |
Portfolio Buys Q2 2025 → Q3 2025
| AAPL Apple Inc. | Add +6.9% | 3.22% | +0.53 |
| GOOGL Alphabet Inc. Class A | Add +0.1% | 1.26% | +0.25 |
| FENI Fidelity Enhanced Intl ETF | Add +11157.8% | 0.14% | +0.14 |
| SGOL Abrdn Physical Gold Shares | Add +1277.1% | 0.13% | +0.12 |
| GSEP FT Vest US Equity Moderate B | Add +2471.4% | 0.12% | +0.11 |
| JNJ Johnson & Johnson | Add +8.0% | 0.70% | +0.11 |
| ABBV Abbvie Inc. | Add +1.3% | 0.79% | +0.10 |
| ZWS Zurn Elkay Water Solutions C | Add +120771.6% | 0.09% | +0.09 |
| FBND Fidelity Total Bond ETF | Add +9315.4% | 0.09% | +0.09 |
| FBCG Fidelity Blue Chip Grow ETF | Add +105465.9% | 0.07% | +0.07 |
| TSM Taiwan Semiconductor-SP ADR | Add +5.9% | 0.46% | +0.07 |
| DELL Dell Technologies -C | Add +481.2% | 0.08% | +0.07 |
| LSGR Natixis Loomis Focused Grwth | New | 0.06% | +0.06 |
| KLAC KLA Corp. | Add +604.8% | 0.07% | +0.06 |
| FVAL Fidelity Value Factor ETF | Add +98.9% | 0.13% | +0.06 |
| VTI VG Morningstar TS MKT ETF-US | Add +11.0% | 0.81% | +0.06 |
| FFSM Fidelity FNDM SM Mid Cap ETF | New | 0.05% | +0.05 |
| FDEM Fidelity Emrg MRKT Multifact | New | 0.05% | +0.05 |
| ELV Elevance Health Inc. | Add +342.3% | 0.07% | +0.05 |
| CAT Caterpillar Inc. | Add +33.8% | 0.14% | +0.04 |
| FAST Fastenal Co. | Add +514.0% | 0.05% | +0.04 |
| QQQ Invesco QQQ Trust Series 1 | Add +5.3% | 1.37% | +0.04 |
| TJX TJX Companies Inc. | Add +28.6% | 0.16% | +0.04 |
| IAU iShares Gold Trust | Add +11.0% | 0.27% | +0.04 |
| PFFD Global X US Preferred ETF | Add +109.2% | 0.08% | +0.04 |
| GLW Corning Inc. | Add +164.9% | 0.05% | +0.04 |
| GAUG FT Vest US Equity Moderate B | Add +336.4% | 0.04% | +0.03 |
| TMO Thermo Fisher Scientific Inc. | Add +18.2% | 0.15% | +0.03 |
| CTA Simplify Managed Futures St | New | 0.03% | +0.03 |
| VIOO Vanguard S&P Small-Cap 600 E | Add +4383.3% | 0.03% | +0.03 |
| BLK BlackRock Inc. | Add +17.5% | 0.21% | +0.03 |
| SCHZ Schwab US Aggregate Bond ETF | Add +373.7% | 0.04% | +0.03 |
| NOW ServiceNow Inc. | Add +61.7% | 0.14% | +0.03 |
| VWO Vanguard Ftse Emerging Marke | Add +3.9% | 1.18% | +0.03 |
| IGSB iShares 1-5Y Inv Grade Corp. | Add +17.4% | 0.48% | +0.03 |
| UNM Unum Group | Add +2150.3% | 0.03% | +0.03 |
| PRF Invesco Rafi US 1000 ETF | Add +228.6% | 0.04% | +0.03 |
| BSCV Invesco Bulletshares 2031 CB | Add +77.9% | 0.07% | +0.03 |
| VNQ Vanguard Real Estate ETF | Add +32.6% | 0.14% | +0.03 |
| ENB Enbridge Inc. | Add +275.5% | 0.03% | +0.03 |
| TRV The Travelers Cos Inc. | Add +106.4% | 0.05% | +0.03 |
| VLO Valero Energy Corp. | Add +275.4% | 0.03% | +0.02 |
| PYLD PIMCO Multisector Bond Actv | Add +59.7% | 0.08% | +0.02 |
| AMAT Applied Materials Inc. | Add +42.8% | 0.08% | +0.02 |
| APH Amphenol Corp. Class A | Add +269.2% | 0.03% | +0.02 |
| JPST JPMorgan Ultra-Short Income | Add +25.6% | 0.20% | +0.02 |
| IEF iShares 7-10 Year Treasury B | Add +17.9% | 0.34% | +0.02 |
| USB US Bancorp | Add +96.4% | 0.05% | +0.02 |
| VIG Vanguard Dividend Apprec ETF | Add +6.9% | 1.36% | +0.02 |
| PSEP Innovator U.S. Equity Power | Add +135.0% | 0.04% | +0.02 |
Options Activity Q2 2025 → Q3 2025
| AAPL Apple Inc. | put | Add +10.4% | 22,300 | $5.7M |
| SHW The Sherwin-Williams Co. | put | Reduce -1.3% | 15,200 | $5.3M |
| MSFT Microsoft Corp. | put | Reduce -7.1% | 9,200 | $4.8M |
| NVDA Nvidia Corp. | call | Reduce -7.5% | 23,600 | $4.4M |
| IGV iShares Expanded Tech-Softwa | put | New | 18,000 | $2.1M |
| TMUS T-Mobile US Inc. | put | New | 7,800 | $1.9M |
| GOOGL Alphabet Inc. Class A | put | Reduce -27.3% | 5,600 | $1.4M |
| LLY Eli Lilly & Co. | put | Reduce -66.7% | 1,700 | $1.3M |
| TSLA Tesla Inc. | call | Reduce -26.5% | 2,500 | $1.1M |
| LPLA LPL Financial Holdings Inc. | put | New | 2,500 | $832K |
| AVGO Broadcom Inc. | call | Reduce -32.3% | 2,100 | $693K |
| IBIT iShares Bitcoin Trust ETF | call | Add +6.2% | 6,900 | $449K |
| ASML ASML Holding NV-NY Reg SHS | call | Add +50.0% | 300 | $290K |
| VOO Vanguard S&P 500 ETF | put | Sold out | 500 | $284Kbefore exit |
| IBM Intl Business Machines Corp. | call | Add +150.0% | 1,000 | $282K |
| COST Costco Wholesale Corp. | call | Add +50.0% | 300 | $278K |
| PLTR Palantir Technologies Inc. Class A | put | Add +200.0% | 1,500 | $274K |
| ORCL Oracle Corp. | call | Add +12.5% | 900 | $253K |
| CAT Caterpillar Inc. | call | Add +25.0% | 500 | $239K |
| LLY Eli Lilly & Co. | call | Add +50.0% | 300 | $229K |
| PANW Palo Alto Networks Inc. | call | Add +22.2% | 1,100 | $224K |
| STX Seagate Technology Holdings | call | Add +80.0% | 900 | $212K |
| LBRT Liberty Energy Inc. | put | New | 15,000 | $185K |
| NDAQ Nasdaq Inc. | put | New | 2,000 | $177K |
| APP AppLovin Corp. Class A | call | Add +100.0% | 200 | $144K |
| BR Broadridge Financial Solutio | put | New | 600 | $143K |
| UNH Unitedhealth Group Inc. | call | Reduce -55.6% | 400 | $138K |
| CTSH Cognizant Tech Solutions-A | put | Reduce -41.2% | 2,000 | $134K |
| BRK.B Berkshire Hathaway Inc. Class B | call | Add +50.0% | 300 | $101K |
| AMD Advanced Micro Devices | call | Reduce -33.3% | 600 | $97K |
| NICE Nice Ltd. - Spon ADR | call | Add +20.0% | 600 | $87K |
| AVDL Avadel Pharmaceuticals Ltd. | call | Add +80.0% | 5,400 | $82K |
| WDAY Workday Inc. Class A | call | Add +50.0% | 300 | $72K |
| GLD SPDR Gold Shares | call | New | 200 | $71K |
| DELL Dell Technologies -C | call | Add +25.0% | 500 | $71K |
| IONQ Ionq Inc. | put | New | 1,000 | $62K |
| AMAT Applied Materials Inc. | call | Add +50.0% | 300 | $61K |
| ADP Automatic Data Processing | put | New | 200 | $59K |
| XLV SS Health Care Select Sector | call | Add +33.3% | 400 | $56K |
| FTNT Fortinet Inc. | call | Add +50.0% | 600 | $50K |
| UPS United Parcel Service Class B | call | Add +20.0% | 600 | $50K |
| TTD Trade Desk Inc./the Class A | call | Add +25.0% | 1,000 | $49K |
| UBER Uber Technologies Inc. | call | Add +66.7% | 500 | $49K |
| SOFI Sofi Technologies Inc. | call | Add +21.4% | 1,700 | $45K |
| QTUM Defiance Quantum ETF | call | New | 400 | $42K |
| CRWV Coreweave Inc. Class A | call | Add +50.0% | 300 | $41K |
| IESC Ies Holdings Inc. | call | New | 100 | $40K |
| FCX Freeport-McMoran Inc. | call | Add +80.0% | 900 | $35K |
| MSTR Strategy Inc. | call | Reduce -50.0% | 100 | $32K |
| IT Gartner Inc. | call | New | 100 | $26K |
Showing the first 50 of 64.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q2 2025 → Q3 2025
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Reduce -0.2% | 1,552 | $40K |
| EXEEL Chesapeake Energy Corp. -CW26 | *W EXP 02/09/202 | Add +40700.0% | 408 | $39K |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | Sold out | 103 | $4Kbefore exit |
| LMP CAPITAL AND INCOME FUND | RIGHT 07/11/2025 | Sold out | 6,000 | $427before exit |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | Reduce -83.3% | 65 | $242 |
| COHEN & STEERS INFRASTRU | RIGHT 10/16/2025 | Add +9.4% | 1,238 | $97 |
| LEG Leggett & Platt Inc. | COM | Reduce -100.0% | 0 | $1 |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 1,884 | $26.3B | IVV, SPY, AAPL, GLDM, NVDA |
| Q1 2026 | 4,791 | $17.6B | IVV, AAPL, SPY, MSFT, IJH |
| Q4 2025 | 4,124 | $17.3B | IVV, SPY, AAPL, MSFT, IJH |
| Q3 2025 | 3,587 | $16.0B | IVV, SPY, AAPL, MSFT, IJH |
| Q2 2025 | 3,760 | $14.4B | IVV, SPY, MSFT, AAPL, IJH |
| Q1 2025 | 3,248 | $13.2B | IVV, SPY, AAPL, MSFT, IJH |
| Q4 2024 | 3,305 | $13.4B | IVV, AAPL, SPY, MSFT, IJH |
| Q3 2024 | 1,095 | $10.4B | IVV, SPY, AAPL, MSFT, IJH |
| Q2 2024 | 1,257 | $10.2B | IVV, MSFT, SPY, AAPL, IJH |
| Q1 2024 | 1,219 | $9.6B | IVV, SPY, MSFT, AAPL, IJH |