MAI Capital Management
In its 13F for Q1 2026 (holdings as of March 31, 2026, filed May 15, 2026), MAI Capital Management reported 4,791 stock positions worth $17.6 billion. Its top holding was iShares Core S&P 500 ETF (IVV) at 6.4% of the portfolio, followed by Apple (AAPL, 3.5%) and SS SPDR S&P 500 ETF Trust-US (SPY, 3.5%). Compared with Q4 2025, it opened 784 new positions, sold out of 117, added to 2,627 and reduced 705. The biggest buy was iShares Flex I A ETF-Usd (BINC, shares +37307%) and the biggest sale iShares Core S&P 500 ETF (IVV, shares −0%).
- Most Recent 13F
- Q2 2026
- Location
- INDEPENDENCE, OH
- CIK
- 0001040197
- Portfolio Value
- $17.6B (Q1 2026)
- SEC Filing
- 0001040197-26-000002 ↗ filed May 15, 2026
Holdings Value
Holdings 4,791 stocks · $17.6B
| IVV iShares Core S&P 500 ETF | 6.42% | 1,729,838 | $1.1B | Reduce -0.1% |
| AAPL Apple Inc. | 3.55% | 2,461,445 | $624.7M | Add +13.6% |
| SPY SS SPDR S&P 500 ETF Trust-US | 3.54% | 959,838 | $624.2M | Add +3.4% |
| MSFT Microsoft Corp. | 2.30% | 1,092,568 | $404.4M | Add +8.8% |
| IJH iShares Core S&P Midcap ETF | 2.10% | 5,482,046 | $370.2M | Add +1.0% |
| VEA Vanguard Ftse Developed ETF | 1.68% | 4,624,277 | $296.3M | Add +3.8% |
| NVDA Nvidia Corp. | 1.66% | 1,674,523 | $292.0M | Add +10.2% |
| AMZN Amazon.com Inc. | 1.43% | 1,209,692 | $251.9M | Add +7.7% |
| IJR iShares Core S&P Small-Cap E | 1.39% | 1,969,682 | $244.9M | Reduce -3.0% |
| GOOGL Alphabet Inc. Class A | 1.34% | 820,918 | $236.1M | Reduce -1.5% |
| QQQ Invesco QQQ Trust Series 1 | 1.34% | 407,780 | $235.4M | Add +0.2% |
| IEFA iShares Core MSCI Eafe ETF | 1.24% | 2,407,502 | $218.0M | Add +3.7% |
| IVE iShares S&P 500 Value ETF | 1.21% | 1,007,806 | $212.8M | Reduce -1.0% |
| VIG Vanguard Dividend Apprec ETF | 1.19% | 976,020 | $209.9M | Reduce -2.1% |
| VWO Vanguard Ftse Emerging Marke | 1.16% | 3,781,532 | $204.4M | Add +5.7% |
| AVGO Broadcom Inc. | 1.07% | 606,488 | $187.7M | Add +0.1% |
| GOOG Alphabet Inc. Class C | 1.05% | 644,115 | $184.8M | Add +1.6% |
| BRK.B Berkshire Hathaway Inc. Class B | 1.01% | 371,776 | $178.2M | Add +41.2% |
| IWF iShares Russell 1000 Growth | 0.95% | 393,112 | $167.6M | Reduce -0.0% |
| VTI VG Morningstar TS MKT ETF-US | 0.94% | 515,234 | $165.3M | Add +27.7% |
| IEMG iShares Core MSCI Emerging | 0.93% | 2,359,105 | $164.5M | Add +4.3% |
| MDY State Street SPDR S&P Midcap | 0.92% | 264,073 | $162.9M | Reduce -0.4% |
| RSP Invesco S&P 500 Equal Weight | 0.84% | 769,321 | $147.6M | Add +21.4% |
| SDY SS SPDR S&P Dividend ETF | 0.82% | 992,290 | $144.8M | Add +25.3% |
| JPM JPMorgan Chase & Co. | 0.79% | 471,211 | $138.6M | Add +1.6% |
| JNJ Johnson & Johnson | 0.76% | 548,990 | $134.2M | Reduce -12.2% |
| SGOV iShares 0-3 Month Treasury B | 0.75% | 1,313,780 | $132.2M | Reduce -3.1% |
| IWM iShares Russell 2000 ETF | 0.72% | 508,759 | $126.2M | Add +2.8% |
| ABBV Abbvie Inc. | 0.71% | 577,833 | $125.7M | Add +0.3% |
| IVW iShares S&P 500 Growth ETF | 0.71% | 1,107,688 | $125.3M | Reduce -0.6% |
| V Visa Inc. Class A | 0.65% | 376,528 | $113.8M | Reduce -0.5% |
| VGSH Vanguard Short-Term Treasury | 0.63% | 1,885,493 | $110.4M | Add +6.8% |
| VCSH Vanguard S/T Corp. Bond ETF | 0.62% | 1,384,362 | $109.7M | Add +1.6% |
| META Meta Platforms Inc. Class A | 0.61% | 188,317 | $107.7M | Add +0.4% |
| COST Costco Wholesale Corp. | 0.60% | 106,578 | $106.2M | Add +0.8% |
| RTX RTX Corp. | 0.60% | 544,270 | $105.0M | Reduce -1.7% |
| VOO Vanguard S&P 500 ETF | 0.59% | 174,278 | $104.1M | Add +21.1% |
| XOM Exxon Mobil Corp. | 0.54% | 559,821 | $95.0M | Add +0.6% |
| IGSB iShares 1-5Y Inv Grade Corp. | 0.51% | 1,722,256 | $90.5M | Add +9.5% |
| LLY Eli Lilly & Co. | 0.50% | 96,089 | $88.4M | Add +5.2% |
| SHW The Sherwin-Williams Co. | 0.48% | 265,860 | $85.2M | Add +3.1% |
| PG The Procter & Gamble Co. | 0.48% | 584,532 | $84.4M | Reduce -2.4% |
| TSM Taiwan Semiconductor-SP ADR | 0.48% | 249,548 | $84.3M | Reduce -0.1% |
| CSCO Cisco Systems Inc. | 0.45% | 1,032,689 | $80.1M | Reduce -0.8% |
| WMT Walmart Inc. | 0.44% | 626,029 | $77.8M | Add +0.5% |
| IWD iShares Russell 1000 Value E | 0.44% | 361,067 | $77.1M | Reduce -0.3% |
| HD Home Depot Inc. | 0.42% | 224,576 | $73.9M | Reduce -5.7% |
| IJK iShares S&P Mid-Cap 400 Grow | 0.41% | 722,750 | $72.7M | Reduce -0.1% |
| PULS Pgim Ultra Short Bond ETF | 0.41% | 1,454,771 | $72.0M | Reduce -2.6% |
| SCHD Schwab US DVD Equity ETF | 0.40% | 2,304,855 | $70.7M | Add +2.6% |
| BINC iShares Flex I A ETF-Usd Inc. | 0.40% | 1,344,398 | $69.8M | Add +37306.7% |
| IAU iShares Gold Trust | 0.38% | 751,879 | $66.3M | Add +0.6% |
| USMV iShares MSCI USA Min Vol Fac | 0.37% | 698,393 | $64.8M | Reduce -2.0% |
| SCHG Schwab US Large-Cap Growth | 0.35% | 2,105,558 | $61.3M | Reduce -6.1% |
| CVX Chevron Corp. | 0.34% | 289,852 | $60.0M | Add +1.7% |
| BSCR Invesco Bulletshares 2027 CB | 0.34% | 3,055,562 | $60.0M | Add +5.1% |
| IEF iShares 7-10 Year Treasury B | 0.34% | 627,232 | $59.9M | Add +6.9% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.33% | 295,678 | $58.0M | Add +5.4% |
| IGIB iShares 5-10Y Inv Grade Corp. | 0.33% | 1,085,709 | $57.8M | Add +10.6% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.32% | 130,563 | $57.0M | Add +13.8% |
| XLK SS Technology Select Sector | 0.32% | 427,564 | $56.8M | Add +4.1% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.31% | 211,306 | $55.3M | Add +3.5% |
| QLTA iShares Aaa - A Rated Corpor | 0.31% | 1,159,473 | $55.2M | Add +5.7% |
| SLQD iShares 0-5 YR Inv GRD Corp. | 0.31% | 1,083,687 | $54.7M | Add +5.1% |
| NFLX Netflix Inc. | 0.30% | 553,302 | $53.2M | Add +12.2% |
| SPAB SS SPDR P Agg Bond ETF | 0.30% | 2,063,241 | $52.9M | Add +6.8% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.30% | 1,083,470 | $52.8M | Add +0.1% |
| MA Mastercard Inc. Class A | 0.30% | 105,631 | $52.8M | Add +2.9% |
| PEP Pepsico Inc. | 0.30% | 339,630 | $52.7M | Reduce -0.8% |
| VGT Vanguard Info Tech ETF | 0.29% | 74,165 | $51.7M | Reduce -1.4% |
| MCD McDonald's Corp. | 0.29% | 164,822 | $51.2M | Reduce -1.6% |
| BSCQ Invesco Bulletshares 2026 CB | 0.29% | 2,613,791 | $51.0M | Reduce -5.0% |
| VZ Verizon Communications Inc. | 0.29% | 1,010,612 | $50.7M | Reduce -0.9% |
| VHT Vanguard Health Care ETF | 0.29% | 185,985 | $50.6M | Add +3.9% |
| CB Chubb Ltd. | 0.29% | 154,147 | $50.2M | Add +1.3% |
| AGG iShares Core U.S. Aggregate | 0.28% | 504,830 | $50.1M | Add +7.0% |
| IWN iShares Russell 2000 Value E | 0.28% | 257,584 | $48.8M | Reduce -0.3% |
| VONE Vanguard Russell 1000 | 0.27% | 161,932 | $47.8M | Add +3.4% |
| SCHF Schwab Intl Equity ETF | 0.27% | 1,907,799 | $47.2M | Add +0.3% |
| BSCS Invesco Bulletshares 2028 CB | 0.27% | 2,309,491 | $47.2M | Add +12.6% |
| ETN Eaton Corp. PLC | 0.26% | 130,234 | $46.6M | Reduce -0.1% |
| DFAI Dimensional International Co. | 0.26% | 1,191,936 | $46.4M | Add +13.0% |
| KO The Coca-Cola Co. | 0.26% | 592,205 | $45.0M | Add +6.5% |
| IGF iShares Global Infrastructur | 0.25% | 669,867 | $44.9M | Add +6.7% |
| TSLA Tesla Inc. | 0.25% | 119,592 | $44.5M | Add +4.8% |
| ORCL Oracle Corp. | 0.25% | 293,821 | $43.2M | Reduce -18.9% |
| IJJ iShares S&P Mid-Cap 400 Valu | 0.24% | 325,115 | $43.1M | Reduce -1.4% |
| ABT Abbott Laboratories | 0.24% | 417,847 | $42.9M | Reduce -14.2% |
| IWR iShares Russell Mid-Cap ETF | 0.24% | 439,030 | $42.7M | Reduce -0.2% |
| BSCT Invesco Bulletshares 2029 CB | 0.24% | 2,231,679 | $41.6M | Add +7.9% |
| QCOM Qualcomm Inc. | 0.23% | 321,487 | $41.4M | Reduce -11.0% |
| BKNG Booking Holdings Inc. | 0.23% | 9,784 | $41.2M | Reduce -20.1% |
| CAT Caterpillar Inc. | 0.23% | 57,834 | $41.0M | Add +2.0% |
| TLH iShares 10-20 Year Treasury | 0.23% | 403,265 | $40.6M | Add +6.7% |
| MRK Merck & Co. Inc. | 0.23% | 335,023 | $40.3M | Add +3.6% |
| JPST JPMorgan Ultra-Short Income | 0.23% | 788,602 | $39.9M | Reduce -2.1% |
| HON Honeywell International Inc. | 0.23% | 176,386 | $39.9M | Reduce -2.7% |
| EFA iShares MSCI Eafe ETF | 0.23% | 409,966 | $39.8M | Add +2.9% |
| JEPI JPMorgan Equity Premium Inco | 0.22% | 684,459 | $38.8M | Add +5.7% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.22% | 134,105 | $38.5M | Add +5.2% |
Options reported separately and not counted above: SPY puts ($27.8M), AAPL puts ($7.0M), SHW puts ($4.7M), MSFT puts ($4.4M), LECO puts ($4.2M), CDNS puts ($3.8M), UNM puts ($3.6M), ABNB puts ($3.3M), AMAT puts ($2.7M), TSM calls ($2.6M), ISRG puts ($2.2M), GOOG puts ($1.9M), and 196 more.
Other holdings (16): bonds, preferreds, convertibles and warrants · $365K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 122 | $141K | No change |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 91 | $108K | Reduce -1.1% |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 1,630 | $70K | Reduce -0.2% |
| EL PASO ENERGY CAP TRST (KMI 4.75 03/31/28) | PFD CV TR SEC 28 | 800 | $41K | No change |
| BOEING CO/THE (BA 6 10/15/27) | DEP CONV PFD A | 36 | $2K | No change |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | 23 | $2K | No change |
| GME.WS Gamestop Corp. | *W EXP 10/30/202 | 101 | $390 | No change |
| VAL.WS Valaris Ltd. -CW28 | *W EXP 04/29/202 | 21 | $336 | No change |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | 65 | $149 | No change |
| GABELLI EQUITY TRUST-RT | RIGHT 04/14/2026 | 4,980 | $35 | Add +9.1% |
| OPENW Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | 24 | $15 | Reduce -96.5% |
| OPENL Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | 24 | $6 | Reduce -96.5% |
| OPENZ Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | 24 | $6 | Reduce -96.5% |
| XRXDW Xerox Holdings Corp. | *W EXP 02/11/202 | 55 | $5 | New |
| BLACKROCK UTILITIES INFR- RT | RIGHT 04/02/2026 | 165 | $2 | No change |
| TBLAW Taboola.com Ltd. -CW27 | *W EXP 99/99/999 | 200 | $2 | No change |
Lines left out (2) · $2 — a value with no share or principal amount
| Security | Class | Shares | Value |
|---|---|---|---|
| GOLD RESOURCE CORP | COM | 0 | $1 |
| SLRC SLR Investment Corp. | COM | 0 | $1 |
Filed with a value but no share or principal amount (a cash line, a holding rounded to 0 shares), so they are kept out of the holdings, totals and percentages.
Total filed on the 13F, all lines: $17.6B.
Portfolio Sells Q4 2025 → Q1 2026
| IVV iShares Core S&P 500 ETF | Reduce -0.1% | 6.42% | −0.44 |
| UNH Unitedhealth Group Inc. | Reduce -68.5% | 0.09% | −0.28 |
| GOOGL Alphabet Inc. Class A | Reduce -1.5% | 1.34% | −0.17 |
| ORCL Oracle Corp. | Reduce -18.9% | 0.25% | −0.16 |
| BKNG Booking Holdings Inc. | Reduce -20.1% | 0.23% | −0.15 |
| IWF iShares Russell 1000 Growth | Reduce -0.0% | 0.95% | −0.12 |
| QCOM Qualcomm Inc. | Reduce -11.0% | 0.23% | −0.12 |
| V Visa Inc. Class A | Reduce -0.5% | 0.65% | −0.12 |
| ABT Abbott Laboratories | Reduce -14.2% | 0.24% | −0.11 |
| IVW iShares S&P 500 Growth ETF | Reduce -0.6% | 0.71% | −0.08 |
| ELV Elevance Health Inc. | Reduce -79.7% | 0.01% | −0.08 |
| VIG Vanguard Dividend Apprec ETF | Reduce -2.1% | 1.19% | −0.08 |
| SCHG Schwab US Large-Cap Growth | Reduce -6.1% | 0.35% | −0.07 |
| ADBE Adobe Inc. | Reduce -33.7% | 0.06% | −0.07 |
| ACN Accenture PLC Class A | Reduce -5.4% | 0.14% | −0.07 |
| ACIO Aptus Collared Invest Opp | Reduce -38.4% | 0.09% | −0.07 |
| HD Home Depot Inc. | Reduce -5.7% | 0.42% | −0.05 |
| AXP American Express Co. | Reduce -0.7% | 0.17% | −0.04 |
| CBRE CBRE Group Inc. Class A | Reduce -34.3% | 0.05% | −0.04 |
| ADP Automatic Data Processing | Reduce -3.2% | 0.12% | −0.04 |
| IVE iShares S&P 500 Value ETF | Reduce -1.0% | 1.21% | −0.04 |
| GSEP FT Vest US Equity Moderate B | Reduce -35.0% | 0.06% | −0.04 |
| SGOV iShares 0-3 Month Treasury B | Reduce -3.1% | 0.75% | −0.04 |
| SHY iShares 1-3 Year Treasury Bo | Reduce -35.5% | 0.06% | −0.03 |
| VGT Vanguard Info Tech ETF | Reduce -1.4% | 0.29% | −0.03 |
| ZEUS Olympic Steel Inc. | Sold out | 0.00% | −0.03 |
| IWP iShares Russell Mid-Cap Grow | Reduce -13.6% | 0.12% | −0.03 |
| OWL Blue Owl Capital Inc. | Reduce -4.5% | 0.04% | −0.03 |
| NOCT Innovator Growth-100 Power B | Reduce -46.3% | 0.03% | −0.03 |
| XLF SS Financial Select Sector | Reduce -13.7% | 0.08% | −0.02 |
| INTU Intuit Inc. | Reduce -0.6% | 0.04% | −0.02 |
| IJR iShares Core S&P Small-Cap E | Reduce -3.0% | 1.39% | −0.02 |
| BSCQ Invesco Bulletshares 2026 CB | Reduce -5.0% | 0.29% | −0.02 |
| POCT Innovator U.S. Equity Power | Reduce -48.1% | 0.02% | −0.02 |
| BR Broadridge Financial Solutio | Reduce -22.6% | 0.03% | −0.02 |
| USMV iShares MSCI USA Min Vol Fac | Reduce -2.0% | 0.37% | −0.02 |
| PULS Pgim Ultra Short Bond ETF | Reduce -2.6% | 0.41% | −0.02 |
| GBDC Golub Capital BDC Inc. | Reduce -10.5% | 0.09% | −0.02 |
| BX Blackstone Inc. | Reduce -7.7% | 0.04% | −0.02 |
| TTWO Take-Two Interactive Softwre | Reduce -0.8% | 0.05% | −0.02 |
| PG The Procter & Gamble Co. | Reduce -2.4% | 0.48% | −0.02 |
| MS Morgan Stanley | Reduce -1.1% | 0.15% | −0.02 |
| URI United Rentals Inc. | Reduce -1.0% | 0.11% | −0.02 |
| ADSK Autodesk Inc. | Reduce -6.3% | 0.04% | −0.01 |
| OBDC Blue Owl Capital Corp. | Reduce -19.2% | 0.03% | −0.01 |
| INDA iShares MSCI India ETF | Reduce -87.0% | 0.00% | −0.01 |
| SCHX Schwab US Large-Cap ETF | Reduce -0.0% | 0.18% | −0.01 |
| IWB iShares Russell 1000 ETF | Reduce -0.8% | 0.16% | −0.01 |
| JKHY Jack Henry & Associates Inc. | Reduce -1.6% | 0.06% | −0.01 |
| PSLV Sprott Physical Silver Trust | Reduce -83.4% | 0.00% | −0.01 |
Portfolio Buys Q4 2025 → Q1 2026
| BINC iShares Flex I A ETF-Usd Inc. | Add +37306.7% | 0.40% | +0.40 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +41.2% | 1.01% | +0.25 |
| SDY SS SPDR S&P Dividend ETF | Add +25.3% | 0.82% | +0.18 |
| VTI VG Morningstar TS MKT ETF-US | Add +27.7% | 0.94% | +0.16 |
| XOM Exxon Mobil Corp. | Add +0.6% | 0.54% | +0.15 |
| AAPL Apple Inc. | Add +13.6% | 3.55% | +0.14 |
| RSP Invesco S&P 500 Equal Weight | Add +21.4% | 0.84% | +0.14 |
| SJM The JM Smucker Co. | Add +160.2% | 0.17% | +0.10 |
| CVX Chevron Corp. | Add +1.7% | 0.34% | +0.09 |
| COST Costco Wholesale Corp. | Add +0.8% | 0.60% | +0.08 |
| WMB Williams Cos Inc. | Add +298.4% | 0.10% | +0.08 |
| VEA Vanguard Ftse Developed ETF | Add +3.8% | 1.68% | +0.07 |
| VOO Vanguard S&P 500 ETF | Add +21.1% | 0.59% | +0.07 |
| AMAT Applied Materials Inc. | Add +15.4% | 0.16% | +0.06 |
| IEMG iShares Core MSCI Emerging | Add +4.3% | 0.93% | +0.05 |
| UPS United Parcel Service Class B | Add +60.8% | 0.14% | +0.05 |
| VWO Vanguard Ftse Emerging Marke | Add +5.7% | 1.16% | +0.05 |
| SCHD Schwab US DVD Equity ETF | Add +2.6% | 0.40% | +0.05 |
| CAT Caterpillar Inc. | Add +2.0% | 0.23% | +0.04 |
| AVDE Avantis International Equity | Add +105.5% | 0.09% | +0.04 |
| WMT Walmart Inc. | Add +0.5% | 0.44% | +0.04 |
| PVAL Putnam Focused LRG Cap Value | Add +61.5% | 0.10% | +0.04 |
| DELL Dell Technologies -C | Add +13.6% | 0.12% | +0.04 |
| IEFA iShares Core MSCI Eafe ETF | Add +3.7% | 1.24% | +0.04 |
| KMB Kimberly-Clark Corp. | Add +51.6% | 0.12% | +0.04 |
| NFLX Netflix Inc. | Add +12.2% | 0.30% | +0.03 |
| COP Conocophillips | Add +0.3% | 0.12% | +0.03 |
| IGSB iShares 1-5Y Inv Grade Corp. | Add +9.5% | 0.51% | +0.03 |
| XLE SS Energy Select Sector | Add +3.1% | 0.12% | +0.03 |
| IGF iShares Global Infrastructur | Add +6.7% | 0.25% | +0.03 |
| MRK Merck & Co. Inc. | Add +3.6% | 0.23% | +0.03 |
| DFAI Dimensional International Co. | Add +13.0% | 0.26% | +0.03 |
| KO The Coca-Cola Co. | Add +6.5% | 0.26% | +0.03 |
| VRT Vertiv Holdings Co. Class A | Add +15.1% | 0.07% | +0.03 |
| IJH iShares Core S&P Midcap ETF | Add +1.0% | 2.10% | +0.03 |
| BSX Boston Scientific Corp. | Add +104.5% | 0.12% | +0.03 |
| RYZ Ryerson Holding Corp. | Add +23919.9% | 0.03% | +0.03 |
| FNDF Schwab Fndmn Intl LRG Co. ETF | Add +12.5% | 0.17% | +0.03 |
| VGSH Vanguard Short-Term Treasury | Add +6.8% | 0.63% | +0.03 |
| NMAR Innovator GRW-100 PB ETF Mar | Add +3748.9% | 0.03% | +0.03 |
| LIN Linde PLC | Add +7.8% | 0.14% | +0.03 |
| IAU iShares Gold Trust | Add +0.6% | 0.38% | +0.03 |
| LMT Lockheed Martin Corp. | Add +2.5% | 0.12% | +0.03 |
| BSCS Invesco Bulletshares 2028 CB | Add +12.6% | 0.27% | +0.02 |
| NJAN Innovator Growth 100 Power B | Add +156.5% | 0.04% | +0.02 |
| IGIB iShares 5-10Y Inv Grade Corp. | Add +10.6% | 0.33% | +0.02 |
| EMR Emerson Electric Co. | Add +44.3% | 0.08% | +0.02 |
| COR Cencora Inc. | Add +88.1% | 0.05% | +0.02 |
| GEV GE Vernova Inc. | Add +12.0% | 0.07% | +0.02 |
| ASML ASML Holding NV-NY Reg SHS | Add +1.3% | 0.11% | +0.02 |
Options Activity Q4 2025 → Q1 2026
| SPY SS SPDR S&P 500 ETF Trust-US | put | Add +77.2% | 42,700 | $27.8M |
| AAPL Apple Inc. | put | Reduce -0.4% | 27,500 | $7.0M |
| SHW The Sherwin-Williams Co. | put | Reduce -2.6% | 14,800 | $4.7M |
| MSFT Microsoft Corp. | put | Add +11.1% | 12,000 | $4.4M |
| LECO Lincoln Electric Holdings | put | Reduce -15.0% | 17,000 | $4.2M |
| UNM Unum Group | put | New | 49,200 | $3.6M |
| TSM Taiwan Semiconductor-SP ADR | call | Reduce -2.6% | 7,600 | $2.6M |
| ISRG Intuitive Surgical Inc. | put | Add +42.4% | 4,700 | $2.2M |
| GOOG Alphabet Inc. Class C | put | Reduce -33.0% | 6,500 | $1.9M |
| RTX RTX Corp. | put | Sold out | 9,200 | $1.7Mbefore exit |
| QCOM Qualcomm Inc. | put | Add +28.0% | 12,800 | $1.6M |
| GOOGL Alphabet Inc. Class A | put | Reduce -5.4% | 5,300 | $1.5M |
| MRK Merck & Co. Inc. | put | New | 11,000 | $1.3M |
| PLTR Palantir Technologies Inc. Class A | put | Reduce -5.3% | 9,000 | $1.3M |
| TER Teradyne Inc. | put | Add +9.1% | 3,600 | $1.1M |
| NVDA Nvidia Corp. | call | Reduce -30.6% | 5,900 | $1.0M |
| IGV iShares Expanded Tech-Softwa | put | Sold out | 9,000 | $951Kbefore exit |
| CAT Caterpillar Inc. | call | Add +57.1% | 1,100 | $779K |
| APO Apollo Global Management Inc. | call | Sold out | 4,900 | $709Kbefore exit |
| GOOGL Alphabet Inc. Class A | call | Add +29.4% | 2,200 | $633K |
| MSFT Microsoft Corp. | call | Add +54.5% | 1,700 | $629K |
| STX Seagate Technology Holdings | call | Add +77.8% | 1,600 | $627K |
| AVGO Broadcom Inc. | put | Sold out | 1,800 | $623Kbefore exit |
| QQQ Invesco QQQ Trust Series 1 | call | Add +400.0% | 1,000 | $577K |
| ADI Analog Devices Inc. | put | New | 1,600 | $509K |
| TYL Tyler Technologies Inc. | put | Sold out | 1,000 | $454Kbefore exit |
| SMH Vaneck Semiconductor ETF | call | Add +22.2% | 1,100 | $422K |
| AMZN Amazon.com Inc. | call | Add +26.7% | 1,900 | $396K |
| DELL Dell Technologies -C | put | Sold out | 2,900 | $365Kbefore exit |
| LMT Lockheed Martin Corp. | call | Add +200.0% | 600 | $363K |
| GEV GE Vernova Inc. | call | Add +100.0% | 400 | $349K |
| SNOW Snowflake Inc. | put | New | 2,200 | $332K |
| U Unity Software Inc. | put | Reduce -21.4% | 14,700 | $323K |
| ADSK Autodesk Inc. | put | Sold out | 1,000 | $296Kbefore exit |
| SPY SS SPDR S&P 500 ETF Trust-US | call | Add +300.0% | 400 | $260K |
| IBIT iShares Bitcoin Trust ETF | call | Add +15.5% | 6,700 | $257K |
| MAR Marriott International Class A | put | Sold out | 800 | $248Kbefore exit |
| NOW ServiceNow Inc. | call | Add +31.3% | 2,100 | $220K |
| APP AppLovin Corp. Class A | call | Add +25.0% | 500 | $199K |
| CRWD CrowdStrike Holdings Inc. Class A | call | Add +66.7% | 500 | $195K |
| IBM Intl Business Machines Corp. | call | Reduce -20.0% | 800 | $194K |
| USO United States Oil Fund LP | call | New | 1,500 | $191K |
| IESC Ies Holdings Inc. | call | Add +33.3% | 400 | $191K |
| ORCL Oracle Corp. | put | Sold out | 900 | $175Kbefore exit |
| SLV iShares Silver Trust | call | Add +150.0% | 2,500 | $170K |
| GS Goldman Sachs Group Inc. | call | Reduce -60.0% | 200 | $169K |
| HD Home Depot Inc. | call | Reduce -28.6% | 500 | $164K |
| WMT Walmart Inc. | call | Reduce -35.0% | 1,300 | $162K |
| PLTR Palantir Technologies Inc. Class A | call | Reduce -8.3% | 1,100 | $161K |
| AMD Advanced Micro Devices | call | Add +40.0% | 700 | $142K |
Showing the first 50 of 124.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q4 2025 → Q1 2026
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Reduce -1.1% | 91 | $108K |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Reduce -0.2% | 1,630 | $70K |
| EXEEL Chesapeake Energy Corp. -CW26 | *W EXP 02/09/202 | Sold out | 448 | $45Kbefore exit |
| EVEX.WS Eve Holdng Inc. -CW25 | *W EXP 05/09/202 | Sold out | 49,000 | $23Kbefore exit |
| EPR PROPERTIES (EPR 5.75 PERP C) | PFD C CV 5.75% | Sold out | 55 | $1Kbefore exit |
| PG&E CORP (PCG 6 12/01/27 A) | PFD CONV SER A | Sold out | 22 | $902before exit |
| ARES MANAGEMENT CORP (ARES 6.75 10/01/27 B) | 6.75 SE B PFD | Sold out | 15 | $756before exit |
| PEBBLEBROOK HOTEL TRUST (PEB 6.3 PERP F) | 6.3 CUM PFD SR F | Sold out | 24 | $458before exit |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | Sold out | 6 | $454before exit |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | Sold out | 17 | $424before exit |
| MICROCHIP TECHNOLOGY INC (MCHP 7.5 03/15/28) | DEP SHS REPSTG | Sold out | 7 | $408before exit |
| GABELLI EQUITY TRUST-RT | RIGHT 04/14/2026 | Add +9.1% | 4,980 | $35 |
| OPENW Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | Reduce -96.5% | 24 | $15 |
| OPENL Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | Reduce -96.5% | 24 | $6 |
| OPENZ Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | Reduce -96.5% | 24 | $6 |
| XRXDW Xerox Holdings Corp. | *W EXP 02/11/202 | New | 55 | $5 |
| NMFC New Mountain Finance Corp. | COM | Sold out | 0 | $3before exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 1,884 | $26.3B | IVV, SPY, AAPL, GLDM, NVDA |
| Q1 2026 | 4,791 | $17.6B | IVV, AAPL, SPY, MSFT, IJH |
| Q4 2025 | 4,124 | $17.3B | IVV, SPY, AAPL, MSFT, IJH |
| Q3 2025 | 3,587 | $16.0B | IVV, SPY, AAPL, MSFT, IJH |
| Q2 2025 | 3,760 | $14.4B | IVV, SPY, MSFT, AAPL, IJH |
| Q1 2025 | 3,248 | $13.2B | IVV, SPY, AAPL, MSFT, IJH |
| Q4 2024 | 3,305 | $13.4B | IVV, AAPL, SPY, MSFT, IJH |
| Q3 2024 | 1,095 | $10.4B | IVV, SPY, AAPL, MSFT, IJH |
| Q2 2024 | 1,257 | $10.2B | IVV, MSFT, SPY, AAPL, IJH |
| Q1 2024 | 1,219 | $9.6B | IVV, SPY, MSFT, AAPL, IJH |