MAI Capital Management
In its 13F for Q4 2024 (holdings as of December 31, 2024, filed February 14, 2025), MAI Capital Management reported 3,305 stock positions worth $13.4 billion. Its top holding was iShares Core S&P 500 ETF (IVV) at 7.1% of the portfolio, followed by Apple (AAPL, 3.5%) and SS SPDR S&P 500 ETF Trust-US (SPY, 3.3%). Compared with Q3 2024, it opened 2,374 new positions, sold out of 164, added to 574 and reduced 299. The biggest buy was a new position in iShares 0-3 Month Treasury B (SGOV) and the biggest sale Invesco Aerospace & Defense (PPA, shares −23%).
- Most Recent 13F
- Q2 2026
- Location
- INDEPENDENCE, OH
- CIK
- 0001040197
- Portfolio Value
- $13.4B (Q4 2024)
- SEC Filing
- 0001040197-25-000001 ↗ filed Feb 14, 2025
Holdings Value
Holdings 3,305 stocks · $13.4B
| IVV iShares Core S&P 500 ETF | 7.09% | 1,616,043 | $951.3M | Add +8.0% |
| AAPL Apple Inc. | 3.50% | 1,875,776 | $469.7M | Add +10.6% |
| SPY SS SPDR S&P 500 ETF Trust-US | 3.28% | 750,895 | $440.1M | Add +1.7% |
| MSFT Microsoft Corp. | 3.01% | 957,632 | $403.6M | Add +9.3% |
| IJH iShares Core S&P Midcap ETF | 2.17% | 4,665,678 | $290.7M | Add +12.2% |
| AMZN Amazon.com Inc. | 1.68% | 1,025,962 | $225.1M | Add +7.8% |
| IJR iShares Core S&P Small-Cap E | 1.56% | 1,821,021 | $209.8M | Add +12.4% |
| NVDA Nvidia Corp. | 1.56% | 1,555,014 | $208.8M | Add +4.5% |
| IVE iShares S&P 500 Value ETF | 1.45% | 1,022,513 | $195.2M | Add +35.5% |
| VIG Vanguard Dividend Apprec ETF | 1.36% | 929,219 | $182.0M | Add +3.3% |
| VEA Vanguard Ftse Developed ETF | 1.28% | 3,587,226 | $171.5M | Add +6.3% |
| IWF iShares Russell 1000 Growth | 1.28% | 426,679 | $171.3M | Add +8.6% |
| QQQ Invesco QQQ Trust Series 1 | 1.26% | 330,675 | $169.1M | Add +12.8% |
| AVGO Broadcom Inc. | 1.23% | 711,852 | $165.0M | Add +18.6% |
| GOOGL Alphabet Inc. Class A | 1.18% | 839,961 | $159.0M | Add +14.9% |
| IEFA iShares Core MSCI Eafe ETF | 1.07% | 2,035,927 | $143.1M | Add +25.0% |
| SGOV iShares 0-3 Month Treasury B | 1.06% | 1,422,922 | $142.7M | New |
| MDY State Street SPDR S&P Midcap | 1.05% | 247,280 | $140.8M | Add +3.3% |
| VWO Vanguard Ftse Emerging Marke | 1.03% | 3,128,606 | $137.8M | Add +25.6% |
| GOOG Alphabet Inc. Class C | 1.02% | 719,970 | $137.1M | Add +6.8% |
| V Visa Inc. Class A | 0.92% | 391,978 | $123.9M | Add +12.3% |
| IVW iShares S&P 500 Growth ETF | 0.91% | 1,203,770 | $122.2M | Add +25.3% |
| META Meta Platforms Inc. Class A | 0.90% | 206,359 | $120.8M | Add +8.2% |
| VTI VG Morningstar TS MKT ETF-US | 0.82% | 378,908 | $109.8M | Add +3.8% |
| IWM iShares Russell 2000 ETF | 0.75% | 456,761 | $100.9M | Add +3.3% |
| SDY SS SPDR S&P Dividend ETF | 0.75% | 759,230 | $100.3M | Add +46.4% |
| JPM JPMorgan Chase & Co. | 0.73% | 406,767 | $97.5M | Add +20.2% |
| IEMG iShares Core MSCI Emerging | 0.71% | 1,834,492 | $95.8M | Add +23.9% |
| HD Home Depot Inc. | 0.69% | 239,346 | $93.1M | Add +11.4% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.69% | 205,134 | $93.0M | Add +16.8% |
| COST Costco Wholesale Corp. | 0.67% | 98,107 | $89.9M | Add +13.6% |
| RSP Invesco S&P 500 Equal Weight | 0.67% | 510,602 | $89.5M | Add +15.2% |
| ABBV Abbvie Inc. | 0.66% | 499,693 | $88.8M | Add +39.5% |
| PG The Procter & Gamble Co. | 0.66% | 527,127 | $88.4M | Add +28.5% |
| UNH Unitedhealth Group Inc. | 0.65% | 171,205 | $86.6M | Add +1.1% |
| LLY Eli Lilly & Co. | 0.63% | 108,717 | $83.9M | Add +9.1% |
| SHW The Sherwin-Williams Co. | 0.61% | 241,057 | $81.9M | Add +20.9% |
| VGSH Vanguard Short-Term Treasury | 0.61% | 1,404,040 | $81.7M | New |
| VCSH Vanguard S/T Corp. Bond ETF | 0.56% | 969,317 | $75.6M | New |
| JNJ Johnson & Johnson | 0.55% | 511,491 | $74.0M | Add +28.5% |
| PULS Pgim Ultra Short Bond ETF | 0.55% | 1,479,244 | $73.3M | New |
| IJK iShares S&P Mid-Cap 400 Grow | 0.53% | 782,332 | $71.1M | Add +4.3% |
| BKNG Booking Holdings Inc. | 0.49% | 13,224 | $65.7M | Add +1.9% |
| VOO Vanguard S&P 500 ETF | 0.48% | 120,045 | $64.7M | Add +54.6% |
| SCHG Schwab US Large-Cap Growth | 0.46% | 2,237,436 | $62.4M | Add +7.8% |
| MA Mastercard Inc. Class A | 0.46% | 118,065 | $62.2M | Add +22.7% |
| RTX RTX Corp. | 0.46% | 529,630 | $61.3M | Add +17.9% |
| IWD iShares Russell 1000 Value E | 0.44% | 320,421 | $59.3M | Add +4.0% |
| IGSB iShares 1-5Y Inv Grade Corp. | 0.44% | 1,145,505 | $59.2M | New |
| SCHD Schwab US DVD Equity ETF | 0.44% | 2,139,147 | $58.4M | Add +75.6% |
| CSCO Cisco Systems Inc. | 0.42% | 955,454 | $56.6M | Add +17.9% |
| NFLX Netflix Inc. | 0.42% | 63,123 | $56.3M | Add +4.7% |
| ORCL Oracle Corp. | 0.42% | 335,080 | $55.8M | Add +30.3% |
| BSCP Invesco Bulletshares 2025 CB | 0.41% | 2,680,017 | $55.3M | New |
| ACN Accenture PLC Class A | 0.41% | 155,752 | $54.8M | Add +14.9% |
| QCOM Qualcomm Inc. | 0.40% | 345,252 | $53.0M | Add +0.3% |
| PEP Pepsico Inc. | 0.39% | 344,702 | $52.4M | Add +25.3% |
| ABT Abbott Laboratories | 0.38% | 451,926 | $51.1M | Add +12.6% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.38% | 212,569 | $51.1M | Add +70.1% |
| VGT Vanguard Info Tech ETF | 0.37% | 79,212 | $49.3M | Add +40.6% |
| XOM Exxon Mobil Corp. | 0.36% | 443,782 | $47.7M | Add +55.8% |
| BSCQ Invesco Bulletshares 2026 CB | 0.35% | 2,439,315 | $47.4M | New |
| WMT Walmart Inc. | 0.35% | 520,919 | $47.1M | Add +15.1% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.34% | 1,035,740 | $45.5M | Add +16.5% |
| USMV iShares MSCI USA Min Vol Fac | 0.34% | 511,862 | $45.4M | Add +220.8% |
| IJJ iShares S&P Mid-Cap 400 Valu | 0.33% | 357,959 | $44.7M | Add +1.4% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.33% | 262,091 | $44.4M | Add +62.5% |
| HON Honeywell International Inc. | 0.33% | 194,984 | $44.0M | Add +0.7% |
| TSM Taiwan Semiconductor-SP ADR | 0.32% | 220,165 | $43.5M | Add +1.7% |
| MCD McDonald's Corp. | 0.32% | 148,761 | $43.1M | Add +12.4% |
| IWN iShares Russell 2000 Value E | 0.32% | 258,696 | $42.5M | Add +9.4% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.32% | 103,330 | $42.4M | Add +12.8% |
| TSLA Tesla Inc. | 0.31% | 103,432 | $41.8M | Add +18.3% |
| CB Chubb Ltd. | 0.31% | 148,822 | $41.1M | Add +1.0% |
| XLK SS Technology Select Sector | 0.30% | 174,101 | $40.5M | Reduce -0.8% |
| IEF iShares 7-10 Year Treasury B | 0.30% | 436,414 | $40.3M | New |
| SLQD iShares 0-5 YR Inv GRD Corp. | 0.30% | 802,146 | $39.9M | New |
| BSCR Invesco Bulletshares 2027 CB | 0.30% | 2,034,153 | $39.6M | New |
| SPAB SS SPDR P Agg Bond ETF | 0.29% | 1,579,518 | $39.5M | New |
| QLTA iShares Aaa - A Rated Corpor | 0.29% | 831,436 | $38.9M | New |
| VZ Verizon Communications Inc. | 0.29% | 966,765 | $38.7M | Add +16.1% |
| SYK Stryker Corp. | 0.29% | 107,075 | $38.6M | Add +18.4% |
| VHT Vanguard Health Care ETF | 0.29% | 151,111 | $38.3M | Add +19.8% |
| PPA Invesco Aerospace & Defense | 0.29% | 334,029 | $38.3M | Reduce -22.7% |
| IGIB iShares 5-10Y Inv Grade Corp. | 0.28% | 717,721 | $37.0M | New |
| ETN Eaton Corp. PLC | 0.27% | 110,657 | $36.7M | Add +8.8% |
| PFE Pfizer Inc. | 0.27% | 1,379,608 | $36.6M | Add +97.8% |
| APP AppLovin Corp. Class A | 0.27% | 111,803 | $36.2M | Reduce -2.9% |
| CVX Chevron Corp. | 0.27% | 248,531 | $36.0M | Add +28.8% |
| VONE Vanguard Russell 1000 | 0.27% | 133,967 | $35.7M | Add +2.8% |
| IWR iShares Russell Mid-Cap ETF | 0.25% | 377,344 | $33.4M | Add +5.2% |
| PANW Palo Alto Networks Inc. | 0.25% | 182,850 | $33.3M | Add +14.8% |
| ACIO Aptus Collared Invest Opp | 0.24% | 798,089 | $32.1M | Add +8.9% |
| SPDW Ste STR SPDR PT DW Eu ETF | 0.23% | 895,389 | $30.6M | Add +14119.3% |
| SCHX Schwab US Large-Cap ETF | 0.23% | 1,314,758 | $30.5M | Add +57.7% |
| TLH iShares 10-20 Year Treasury | 0.23% | 304,010 | $30.3M | New |
| SCHF Schwab Intl Equity ETF | 0.22% | 1,631,320 | $30.2M | Add +30.2% |
| EFA iShares MSCI Eafe ETF | 0.22% | 394,903 | $29.9M | Add +12.5% |
| UNP Union Pacific Corp. | 0.22% | 130,430 | $29.7M | Add +17.5% |
| AGG iShares Core U.S. Aggregate | 0.22% | 304,507 | $29.5M | New |
Options reported separately and not counted above: AMZN calls ($6.5M), AAPL puts ($6.3M), MSFT puts ($4.8M), LLY puts ($4.5M), CDNS puts ($4.2M), ABNB puts ($3.5M), NVDA calls ($3.4M), TT puts ($2.6M), SHW puts ($2.4M), PYPL calls ($1.7M), ISRG puts ($1.7M), QCOM puts ($1.7M), and 157 more.
Other holdings (15): bonds, preferreds, convertibles and warrants · $814K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| LUNRW Intuitive Machines Inc.-CW | *W EXP 99/99/999 | 62,500 | $494K | No change |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 87 | $106K | New |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 61 | $73K | New |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 1,730 | $48K | New |
| EL PASO ENERGY CAP TRST (KMI 4.75 03/31/28) | PFD CV TR SEC 28 | 800 | $38K | New |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | 1,000 | $25K | New |
| EVEX.WS Eve Holdng Inc. -CW25 | *W EXP 05/09/202 | 49,000 | $24K | No change |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | 103 | $4K | New |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | 388 | $835 | New |
| RBOT.WS Vicarious Surgical Inc.-CW27 | *W EXP 09/17/202 | 25,000 | $613 | No change |
| SAFETY SHOT INC | *W EXP 10/30/202 | 1,225 | $160 | New |
| VAL.WS Valaris Ltd. -CW28 | *W EXP 04/29/202 | 17 | $118 | New |
| EXEEL Chesapeake Energy Corp. -CW26 | *W EXP 02/09/202 | 1 | $87 | New |
| TBLAW Taboola.com Ltd. -CW27 | *W EXP 99/99/999 | 200 | $65 | New |
| HYMCW Hycroft Mining Holding | *W EXP 05/29/202 | 6,000 | $33 | New |
Lines left out (5) · $20 — a value with no share or principal amount
| Security | Class | Shares | Value |
|---|---|---|---|
| CMC Commercial Metals Co. | COM | 0 | $12 |
| MYE Myers Industries Inc. | COM | 0 | $3 |
| OI O-I Glass Inc. | COM | 0 | $3 |
| GOLD RESOURCE CORP | COM | 0 | $1 |
| IFLN Invesco Bloomberg Enhanced F | BLOO EN ANGE ETF | 0 | $1 |
Filed with a value but no share or principal amount (a cash line, a holding rounded to 0 shares), so they are kept out of the holdings, totals and percentages.
Total filed on the 13F, all lines: $13.4B.
Portfolio Sells Q3 2024 → Q4 2024
| PPA Invesco Aerospace & Defense | Reduce -22.7% | 0.29% | −0.19 |
| TORONTO-DOMINION BANK (TD 0 02/21/25 dMTo) | Sold out | 0.00% | −0.18 |
| HSY The Hershey Co. | Reduce -59.8% | 0.06% | −0.16 |
| CSSPX Cohen & Steers GL Realty-I | Sold out | 0.00% | −0.12 |
| GS FINANCE CORP (GS 0 10/24/24 dmTS) | Sold out | 0.00% | −0.11 |
| TORONTO-DOMINION BANK (TD 0 07/15/26) | Sold out | 0.00% | −0.11 |
| BRK.A 1/100 Berkshire HTWY A Class A | Sold out | 0.00% | −0.11 |
| AMT American Tower Corp. | Reduce -6.2% | 0.14% | −0.10 |
| XLV SS Health Care Select Sector | Reduce -2.8% | 0.20% | −0.10 |
| EADSY Airbus SE - Unsp ADR | Sold out | 0.00% | −0.09 |
| LVMUY LVMH Moet Hennessy-Unsp ADR | Sold out | 0.00% | −0.09 |
| ZTS Zoetis Inc. | Reduce -7.3% | 0.13% | −0.08 |
| XLK SS Technology Select Sector | Reduce -0.8% | 0.30% | −0.08 |
| LOW Lowe's Cos Inc. | Reduce -2.0% | 0.17% | −0.07 |
| JPMORGAN CHASE FINANCIAL (JPM 0 08/28/25 dMtE) | Sold out | 0.00% | −0.07 |
| AMD Advanced Micro Devices | Reduce -1.8% | 0.09% | −0.07 |
| BANK OF MONTREAL (BMO 0 02/23/26 D4O0) | Sold out | 0.00% | −0.06 |
| ICE Intercontinental Exchange Inc. | Reduce -0.5% | 0.14% | −0.06 |
| MORGAN STANLEY FIN LLC (MS 0 10/01/26 N0OG) | Sold out | 0.00% | −0.05 |
| NKE Nike Inc. Class B | Reduce -9.6% | 0.08% | −0.05 |
| BANK OF MONTREAL (BMO 0 08/03/26 E00Z) | Sold out | 0.00% | −0.05 |
| DHR Danaher Corp. | Reduce -1.3% | 0.09% | −0.05 |
| MOAT Vaneck Morningstar Wide Moat | Reduce -0.0% | 0.14% | −0.05 |
| MORGAN STANLEY FIN LLC (MS 0 04/24/25 dmTn) | Sold out | 0.00% | −0.05 |
| TORONTO-DOMINION BANK (TD 0 05/07/26 DM23) | Sold out | 0.00% | −0.05 |
| TORONTO-DOMINION BANK (TD 0 10/24/24 DMtN) | Sold out | 0.00% | −0.05 |
| DLN Wisdomtree US Largecap Divid | Reduce -0.1% | 0.15% | −0.05 |
| ROYAL BANK OF CANADA (RY 0 08/28/25 E113) | Sold out | 0.00% | −0.04 |
| BANK OF MONTREAL (BMO 0 02/02/26 0003) | Sold out | 0.00% | −0.04 |
| PSCI Invesco S&P Smallcap Industr | Reduce -32.5% | 0.05% | −0.04 |
| GSEP FT Vest US Equity Moderate B | Reduce -54.0% | 0.02% | −0.04 |
| GMAR FT Vest US Equity Moderate B | Reduce -49.0% | 0.03% | −0.04 |
| ROYAL BANK OF CANADA (RY 0 11/24/25 D4NT) | Sold out | 0.00% | −0.04 |
| ROYAL BANK OF CANADA (RY 0 03/23/26 GMTQ) | Sold out | 0.00% | −0.04 |
| XLP SS Consumer Staples Sel Sect | Reduce -1.3% | 0.10% | −0.04 |
| PJUL Innovator U.S. Equity Power | Reduce -70.9% | 0.01% | −0.04 |
| ELV Elevance Health Inc. | Reduce -10.5% | 0.04% | −0.04 |
| TORONTO-DOMINION BANK (TD 0 06/25/26 0003) | Sold out | 0.00% | −0.03 |
| ROYAL BANK OF CANADA (RY 0 06/02/26 0001) | Sold out | 0.00% | −0.03 |
| CAVA Cava Group Inc. | Reduce -5.6% | 0.06% | −0.03 |
| FREL Fidelity MSCI RL Est Indx | Reduce -5.0% | 0.07% | −0.03 |
| ROYAL BANK OF CANADA (RY 0 05/07/26 D4NV) | Sold out | 0.00% | −0.03 |
| DLS Wisdomtree Intl S/C DVD Fund | Reduce -7.2% | 0.06% | −0.03 |
| TORONTO-DOMINION BANK (TD 0 10/01/26 0007) | Sold out | 0.00% | −0.03 |
| BAM Brookfield Asset Mgmt-A | Reduce -29.1% | 0.05% | −0.03 |
| VLU SS SPDR S&P 1500 Value Tilt | Reduce -2.3% | 0.09% | −0.03 |
| JPMORGAN CHASE FINANCIAL (JPM 0 06/02/26 EMTW) | Sold out | 0.00% | −0.03 |
| SNPE Xtrckr S&P 500 Scor&scrn ETF | Reduce -14.8% | 0.05% | −0.03 |
| ITOT iShares Core S&P Total U.S. | Reduce -4.7% | 0.08% | −0.03 |
| TORONTO-DOMINION BANK (TD 0 12/06/24 DMTO) | Sold out | 0.00% | −0.03 |
Portfolio Buys Q3 2024 → Q4 2024
| SGOV iShares 0-3 Month Treasury B | New | 1.06% | +1.06 |
| VGSH Vanguard Short-Term Treasury | New | 0.61% | +0.61 |
| VCSH Vanguard S/T Corp. Bond ETF | New | 0.56% | +0.56 |
| PULS Pgim Ultra Short Bond ETF | New | 0.55% | +0.55 |
| IGSB iShares 1-5Y Inv Grade Corp. | New | 0.44% | +0.44 |
| BSCP Invesco Bulletshares 2025 CB | New | 0.41% | +0.41 |
| BSCQ Invesco Bulletshares 2026 CB | New | 0.35% | +0.35 |
| IEF iShares 7-10 Year Treasury B | New | 0.30% | +0.30 |
| SLQD iShares 0-5 YR Inv GRD Corp. | New | 0.30% | +0.30 |
| BSCR Invesco Bulletshares 2027 CB | New | 0.30% | +0.30 |
| SPAB SS SPDR P Agg Bond ETF | New | 0.29% | +0.29 |
| QLTA iShares Aaa - A Rated Corpor | New | 0.29% | +0.29 |
| IGIB iShares 5-10Y Inv Grade Corp. | New | 0.28% | +0.28 |
| AVGO Broadcom Inc. | Add +18.6% | 1.23% | +0.24 |
| TLH iShares 10-20 Year Treasury | New | 0.23% | +0.23 |
| SPDW Ste STR SPDR PT DW Eu ETF | Add +14119.3% | 0.23% | +0.23 |
| AGG iShares Core U.S. Aggregate | New | 0.22% | +0.22 |
| PFF iShares Preferred & Income S | New | 0.21% | +0.21 |
| FPE FT-Preferred Secur & Inc. ETF | New | 0.20% | +0.20 |
| BSCS Invesco Bulletshares 2028 CB | New | 0.20% | +0.20 |
| USMV iShares MSCI USA Min Vol Fac | Add +220.8% | 0.34% | +0.20 |
| IAU iShares Gold Trust | New | 0.19% | +0.19 |
| SCHO Schwab Short-Term US Treas | New | 0.18% | +0.18 |
| STIP iShares 0-5 Year Tips Bond E | New | 0.17% | +0.17 |
| BSCT Invesco Bulletshares 2029 CB | New | 0.16% | +0.16 |
| GBDC Golub Capital BDC Inc. | New | 0.15% | +0.15 |
| IGF iShares Global Infrastructur | New | 0.14% | +0.14 |
| BIV Vanguard Intermediate-Term B | New | 0.13% | +0.13 |
| RWJ Invesco S&P Smallcap 600 | Add +3084.6% | 0.13% | +0.12 |
| SHYG iShares 0-5 YR HY Corp. Bond | New | 0.12% | +0.12 |
| SCHB Schwab US Broad Market ETF | Add +294.2% | 0.17% | +0.11 |
| MBB iShares MBS ETF | New | 0.11% | +0.11 |
| BSCU Invesco Bulletshares 2030 CB | New | 0.11% | +0.11 |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | New | 0.11% | +0.11 |
| SCHD Schwab US DVD Equity ETF | Add +75.6% | 0.44% | +0.11 |
| USFR Wisdomtree Floating Rate Tre | New | 0.10% | +0.10 |
| VB Vanguard Most SM-Cap ETF-Usd | Add +70.1% | 0.38% | +0.10 |
| JEPI JPMorgan Equity Premium Inco | Add +198.1% | 0.17% | +0.10 |
| AVUV Avantis US Small Cap Value | Add +164.6% | 0.18% | +0.09 |
| TSLA Tesla Inc. | Add +18.3% | 0.31% | +0.09 |
| VOO Vanguard S&P 500 ETF | Add +54.6% | 0.48% | +0.09 |
| FTEC Fidelity MSCI Info Tech Indx | Add +2307.5% | 0.09% | +0.08 |
| GDEC FT Vest US Equity Moderate B | New | 0.08% | +0.08 |
| JCPI JP Morgan Inflation MGD Bond | New | 0.08% | +0.08 |
| ERIE Erie Indemnity Company Class A | Add +1785.9% | 0.09% | +0.08 |
| GLD SPDR Gold Shares | New | 0.08% | +0.08 |
| PFE Pfizer Inc. | Add +97.8% | 0.27% | +0.08 |
| PDBC Invesco Optimum Yield Divers | New | 0.07% | +0.07 |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | Add +167.1% | 0.13% | +0.07 |
| IEI iShares 3-7 Year Treasury Bo | New | 0.07% | +0.07 |
Options Activity Q3 2024 → Q4 2024
| AMZN Amazon.com Inc. | call | New | 29,400 | $6.5M |
| AAPL Apple Inc. | put | New | 25,200 | $6.3M |
| MSFT Microsoft Corp. | put | Sold out | 13,500 | $5.8Mbefore exit |
| AMZN Amazon.com Inc. | call | Sold out | 27,800 | $5.2Mbefore exit |
| AAPL Apple Inc. | put | Sold out | 21,200 | $4.9Mbefore exit |
| MSFT Microsoft Corp. | put | New | 11,500 | $4.8M |
| LLY Eli Lilly & Co. | put | New | 5,800 | $4.5M |
| CDNS Cadence Design SYS Inc. | put | New | 13,900 | $4.2M |
| ABNB Airbnb Inc. Class A | put | Sold out | 31,500 | $4.0Mbefore exit |
| LLY Eli Lilly & Co. | put | Sold out | 4,400 | $3.9Mbefore exit |
| CDNS Cadence Design SYS Inc. | put | Sold out | 13,900 | $3.8Mbefore exit |
| ABNB Airbnb Inc. Class A | put | New | 26,500 | $3.5M |
| NVDA Nvidia Corp. | call | New | 25,400 | $3.4M |
| NVDA Nvidia Corp. | call | Sold out | 25,100 | $3.0Mbefore exit |
| TT Trane Technologies PLC | put | Sold out | 7,000 | $2.7Mbefore exit |
| SHW The Sherwin-Williams Co. | put | Sold out | 7,100 | $2.7Mbefore exit |
| TT Trane Technologies PLC | put | New | 7,000 | $2.6M |
| SHW The Sherwin-Williams Co. | put | New | 7,100 | $2.4M |
| AMAT Applied Materials Inc. | put | Sold out | 10,000 | $2.0Mbefore exit |
| PYPL PayPal Holdings Inc. | call | New | 20,200 | $1.7M |
| ISRG Intuitive Surgical Inc. | put | New | 3,300 | $1.7M |
| QCOM Qualcomm Inc. | put | New | 10,800 | $1.7M |
| AMAT Applied Materials Inc. | put | New | 10,000 | $1.6M |
| ISRG Intuitive Surgical Inc. | put | Sold out | 3,300 | $1.6Mbefore exit |
| PYPL PayPal Holdings Inc. | call | Sold out | 20,200 | $1.6Mbefore exit |
| RTX RTX Corp. | put | Sold out | 11,200 | $1.4Mbefore exit |
| GOOGL Alphabet Inc. Class A | put | New | 7,100 | $1.3M |
| RTX RTX Corp. | put | New | 11,200 | $1.3M |
| APO Apollo Global Management Inc. | call | New | 7,800 | $1.3M |
| MCK McKesson Corp. | put | New | 2,200 | $1.3M |
| QCOM Qualcomm Inc. | put | Sold out | 7,300 | $1.2Mbefore exit |
| TXN Texas Instruments Inc. | put | Sold out | 6,000 | $1.2Mbefore exit |
| GOOGL Alphabet Inc. Class A | put | Sold out | 7,100 | $1.2Mbefore exit |
| HD Home Depot Inc. | put | New | 3,000 | $1.2M |
| LOW Lowe's Cos Inc. | put | Sold out | 4,200 | $1.1Mbefore exit |
| TXN Texas Instruments Inc. | put | New | 6,000 | $1.1M |
| TSLA Tesla Inc. | call | New | 2,700 | $1.1M |
| MCK McKesson Corp. | put | Sold out | 2,200 | $1.1Mbefore exit |
| LOW Lowe's Cos Inc. | put | New | 4,200 | $1.0M |
| TER Teradyne Inc. | put | Sold out | 7,400 | $991Kbefore exit |
| APO Apollo Global Management Inc. | call | Sold out | 7,800 | $974Kbefore exit |
| ADSK Autodesk Inc. | put | New | 2,800 | $828K |
| TSLA Tesla Inc. | put | New | 2,000 | $808K |
| GOOG Alphabet Inc. Class C | put | New | 4,000 | $762K |
| TER Teradyne Inc. | put | New | 5,500 | $693K |
| GOOG Alphabet Inc. Class C | put | Sold out | 4,000 | $669Kbefore exit |
| MRK Merck & Co. Inc. | put | Sold out | 5,600 | $636Kbefore exit |
| CMG Chipotle Mexican Grill Inc. | call | New | 10,000 | $603K |
| TYL Tyler Technologies Inc. | call | Sold out | 1,000 | $584Kbefore exit |
| TYL Tyler Technologies Inc. | put | New | 1,000 | $577K |
Showing the first 50 of 210.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q3 2024 → Q4 2024
| GLADSTONE LAND CORP (LAND 6 PERP C) | PFD | Sold out | 10,560 | $230Kbefore exit |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | New | 87 | $106K |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | New | 61 | $73K |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | New | 1,730 | $48K |
| EL PASO ENERGY CAP TRST (KMI 4.75 03/31/28) | PFD CV TR SEC 28 | New | 800 | $38K |
| KGCRF Kinross Gold Corp. | Right | Sold out | 131,591 | $33Kbefore exit |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | New | 1,000 | $25K |
| CORZR Core Scientific Inc.-RTS | CS | Sold out | 57,477 | $8Kbefore exit |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | New | 103 | $4K |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | New | 388 | $835 |
| SAFETY SHOT INC | *W EXP 10/30/202 | New | 1,225 | $160 |
| VAL.WS Valaris Ltd. -CW28 | *W EXP 04/29/202 | New | 17 | $118 |
| EXEEL Chesapeake Energy Corp. -CW26 | *W EXP 02/09/202 | New | 1 | $87 |
| TBLAW Taboola.com Ltd. -CW27 | *W EXP 99/99/999 | New | 200 | $65 |
| HYMCW Hycroft Mining Holding | *W EXP 05/29/202 | New | 6,000 | $33 |
| CMC Commercial Metals Co. | COM | New | 0 | $12 |
| MYE Myers Industries Inc. | COM | New | 0 | $3 |
| OI O-I Glass Inc. | COM | New | 0 | $3 |
| GOLD RESOURCE CORP | COM | New | 0 | $1 |
| IFLN Invesco Bloomberg Enhanced F | BLOO EN ANGE ETF | New | 0 | $1 |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 1,884 | $26.3B | IVV, SPY, AAPL, GLDM, NVDA |
| Q1 2026 | 4,791 | $17.6B | IVV, AAPL, SPY, MSFT, IJH |
| Q4 2025 | 4,124 | $17.3B | IVV, SPY, AAPL, MSFT, IJH |
| Q3 2025 | 3,587 | $16.0B | IVV, SPY, AAPL, MSFT, IJH |
| Q2 2025 | 3,760 | $14.4B | IVV, SPY, MSFT, AAPL, IJH |
| Q1 2025 | 3,248 | $13.2B | IVV, SPY, AAPL, MSFT, IJH |
| Q4 2024 | 3,305 | $13.4B | IVV, AAPL, SPY, MSFT, IJH |
| Q3 2024 | 1,095 | $10.4B | IVV, SPY, AAPL, MSFT, IJH |
| Q2 2024 | 1,257 | $10.2B | IVV, MSFT, SPY, AAPL, IJH |
| Q1 2024 | 1,219 | $9.6B | IVV, SPY, MSFT, AAPL, IJH |