MAI Capital Management
In its 13F for Q1 2025 (holdings as of March 31, 2025, filed May 15, 2025), MAI Capital Management reported 3,248 stock positions worth $13.2 billion. Its top holding was iShares Core S&P 500 ETF (IVV) at 7.0% of the portfolio, followed by SS SPDR S&P 500 ETF Trust-US (SPY, 3.2%) and Apple (AAPL, 3.2%). Compared with Q4 2024, it opened 123 new positions, sold out of 183, added to 959 and reduced 1,070. The biggest buy was Vanguard Ftse Developed ETF (VEA, shares +7%) and the biggest sale Broadcom (AVGO, shares −5%).
- Most Recent 13F
- Q2 2026
- Location
- INDEPENDENCE, OH
- CIK
- 0001040197
- Portfolio Value
- $13.2B (Q1 2025)
- SEC Filing
- 0001040197-25-000002 ↗ filed May 15, 2025
Holdings Value
Holdings 3,248 stocks · $13.2B
| IVV iShares Core S&P 500 ETF | 6.99% | 1,642,402 | $922.9M | Add +1.6% |
| SPY SS SPDR S&P 500 ETF Trust-US | 3.20% | 756,325 | $423.1M | Add +0.7% |
| AAPL Apple Inc. | 3.16% | 1,878,302 | $417.2M | Add +0.1% |
| MSFT Microsoft Corp. | 2.71% | 953,330 | $357.9M | Reduce -0.5% |
| IJH iShares Core S&P Midcap ETF | 2.16% | 4,882,549 | $284.9M | Add +4.7% |
| IJR iShares Core S&P Small-Cap E | 1.58% | 1,990,914 | $208.2M | Add +9.3% |
| AMZN Amazon.com Inc. | 1.54% | 1,068,151 | $203.2M | Add +4.1% |
| VEA Vanguard Ftse Developed ETF | 1.47% | 3,820,568 | $194.2M | Add +6.5% |
| IVE iShares S&P 500 Value ETF | 1.42% | 985,720 | $187.9M | Reduce -3.6% |
| VIG Vanguard Dividend Apprec ETF | 1.37% | 931,754 | $180.8M | Add +0.3% |
| NVDA Nvidia Corp. | 1.32% | 1,606,285 | $174.1M | Add +3.3% |
| QQQ Invesco QQQ Trust Series 1 | 1.21% | 340,727 | $159.8M | Add +3.0% |
| IEFA iShares Core MSCI Eafe ETF | 1.16% | 2,029,211 | $153.5M | Reduce -0.3% |
| VWO Vanguard Ftse Emerging Marke | 1.15% | 3,360,460 | $152.1M | Add +7.4% |
| IWF iShares Russell 1000 Growth | 1.15% | 420,529 | $151.8M | Reduce -1.4% |
| SGOV iShares 0-3 Month Treasury B | 1.14% | 1,493,945 | $150.4M | Add +5.0% |
| V Visa Inc. Class A | 1.03% | 386,896 | $135.6M | Reduce -1.3% |
| GOOGL Alphabet Inc. Class A | 1.01% | 858,762 | $132.8M | Add +2.2% |
| MDY State Street SPDR S&P Midcap | 0.99% | 244,385 | $130.4M | Reduce -1.2% |
| META Meta Platforms Inc. Class A | 0.91% | 209,028 | $120.5M | Add +1.3% |
| AVGO Broadcom Inc. | 0.86% | 675,061 | $113.0M | Reduce -5.2% |
| GOOG Alphabet Inc. Class C | 0.85% | 716,339 | $111.9M | Reduce -0.5% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.82% | 204,484 | $108.9M | Reduce -0.3% |
| ABBV Abbvie Inc. | 0.82% | 519,438 | $108.8M | Add +4.0% |
| JPM JPMorgan Chase & Co. | 0.80% | 427,959 | $105.0M | Add +5.2% |
| SDY SS SPDR S&P Dividend ETF | 0.77% | 748,252 | $101.5M | Reduce -1.4% |
| VTI VG Morningstar TS MKT ETF-US | 0.75% | 359,443 | $98.8M | Reduce -5.1% |
| UNH Unitedhealth Group Inc. | 0.74% | 186,749 | $97.8M | Add +9.1% |
| IVW iShares S&P 500 Growth ETF | 0.74% | 1,052,213 | $97.7M | Reduce -12.6% |
| IEMG iShares Core MSCI Emerging | 0.74% | 1,802,155 | $97.3M | Reduce -1.8% |
| RSP Invesco S&P 500 Equal Weight | 0.71% | 543,659 | $94.2M | Add +6.5% |
| JNJ Johnson & Johnson | 0.71% | 564,539 | $93.6M | Add +10.4% |
| PG The Procter & Gamble Co. | 0.70% | 539,503 | $91.9M | Add +2.4% |
| LLY Eli Lilly & Co. | 0.69% | 109,556 | $90.5M | Add +0.8% |
| SHW The Sherwin-Williams Co. | 0.68% | 257,832 | $90.0M | Add +7.0% |
| COST Costco Wholesale Corp. | 0.68% | 94,896 | $89.8M | Reduce -3.3% |
| IWM iShares Russell 2000 ETF | 0.67% | 443,590 | $88.5M | Reduce -2.9% |
| HD Home Depot Inc. | 0.66% | 239,514 | $87.8M | Add +0.1% |
| VGSH Vanguard Short-Term Treasury | 0.63% | 1,412,921 | $82.9M | Add +0.6% |
| VCSH Vanguard S/T Corp. Bond ETF | 0.58% | 966,296 | $76.3M | Reduce -0.3% |
| PULS Pgim Ultra Short Bond ETF | 0.54% | 1,427,916 | $71.0M | Reduce -3.5% |
| RTX RTX Corp. | 0.54% | 533,290 | $70.6M | Add +0.7% |
| MA Mastercard Inc. Class A | 0.49% | 117,306 | $64.3M | Reduce -0.6% |
| VOO Vanguard S&P 500 ETF | 0.48% | 124,223 | $63.8M | Add +3.5% |
| IGSB iShares 1-5Y Inv Grade Corp. | 0.47% | 1,189,780 | $62.3M | Add +3.9% |
| IJK iShares S&P Mid-Cap 400 Grow | 0.47% | 741,086 | $61.7M | Reduce -5.3% |
| NFLX Netflix Inc. | 0.47% | 66,131 | $61.7M | Add +4.8% |
| IWD iShares Russell 1000 Value E | 0.46% | 326,012 | $61.3M | Add +1.7% |
| BKNG Booking Holdings Inc. | 0.46% | 13,255 | $61.1M | Add +0.2% |
| ABT Abbott Laboratories | 0.46% | 453,597 | $60.2M | Add +0.4% |
| SCHD Schwab US DVD Equity ETF | 0.45% | 2,143,256 | $59.9M | Add +0.2% |
| CSCO Cisco Systems Inc. | 0.44% | 940,089 | $58.0M | Reduce -1.6% |
| SCHG Schwab US Large-Cap Growth | 0.43% | 2,251,048 | $56.4M | Add +0.6% |
| XOM Exxon Mobil Corp. | 0.40% | 448,550 | $53.3M | Add +1.1% |
| QCOM Qualcomm Inc. | 0.40% | 345,449 | $53.1M | Add +0.1% |
| BSCP Invesco Bulletshares 2025 CB | 0.40% | 2,548,515 | $52.7M | Reduce -4.9% |
| PEP Pepsico Inc. | 0.39% | 344,440 | $51.6M | Reduce -0.1% |
| BSCQ Invesco Bulletshares 2026 CB | 0.39% | 2,634,569 | $51.3M | Add +8.0% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.38% | 287,031 | $49.6M | Add +9.5% |
| ACN Accenture PLC Class A | 0.37% | 156,213 | $48.7M | Add +0.3% |
| ORCL Oracle Corp. | 0.36% | 341,558 | $47.8M | Add +1.9% |
| USMV iShares MSCI USA Min Vol Fac | 0.36% | 502,800 | $47.1M | Reduce -1.8% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.35% | 208,415 | $46.2M | Reduce -1.9% |
| MCD McDonald's Corp. | 0.35% | 146,748 | $45.8M | Reduce -1.4% |
| CB Chubb Ltd. | 0.34% | 150,339 | $45.4M | Add +1.0% |
| WMT Walmart Inc. | 0.34% | 516,136 | $45.3M | Reduce -0.9% |
| IEF iShares 7-10 Year Treasury B | 0.34% | 470,457 | $44.9M | Add +7.8% |
| BSCR Invesco Bulletshares 2027 CB | 0.34% | 2,287,479 | $44.8M | Add +12.4% |
| VHT Vanguard Health Care ETF | 0.34% | 168,063 | $44.5M | Add +11.2% |
| VZ Verizon Communications Inc. | 0.34% | 979,546 | $44.4M | Add +1.3% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.33% | 1,034,680 | $43.2M | Reduce -0.1% |
| SLQD iShares 0-5 YR Inv GRD Corp. | 0.33% | 854,094 | $42.9M | Add +6.5% |
| VGT Vanguard Info Tech ETF | 0.32% | 77,332 | $41.9M | Reduce -2.4% |
| QLTA iShares Aaa - A Rated Corpor | 0.32% | 878,221 | $41.7M | Add +5.6% |
| SPAB SS SPDR P Agg Bond ETF | 0.31% | 1,620,472 | $41.4M | Add +2.6% |
| HON Honeywell International Inc. | 0.31% | 192,250 | $40.7M | Reduce -1.4% |
| CVX Chevron Corp. | 0.31% | 243,086 | $40.7M | Reduce -2.2% |
| SYK Stryker Corp. | 0.30% | 108,032 | $40.2M | Add +0.9% |
| IGIB iShares 5-10Y Inv Grade Corp. | 0.30% | 752,883 | $39.5M | Add +4.9% |
| IJJ iShares S&P Mid-Cap 400 Valu | 0.30% | 330,251 | $39.5M | Reduce -7.7% |
| TSM Taiwan Semiconductor-SP ADR | 0.30% | 236,231 | $39.2M | Add +7.3% |
| IWN iShares Russell 2000 Value E | 0.29% | 257,113 | $38.8M | Reduce -0.6% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.29% | 103,503 | $38.4M | Add +0.2% |
| PPA Invesco Aerospace & Defense | 0.28% | 312,953 | $36.5M | Reduce -6.3% |
| VONE Vanguard Russell 1000 | 0.27% | 140,705 | $35.7M | Add +5.0% |
| XLK SS Technology Select Sector | 0.27% | 171,695 | $35.5M | Reduce -1.4% |
| PFE Pfizer Inc. | 0.26% | 1,374,459 | $34.8M | Reduce -0.4% |
| SCHF Schwab Intl Equity ETF | 0.25% | 1,667,967 | $33.0M | Add +2.3% |
| TLH iShares 10-20 Year Treasury | 0.25% | 312,180 | $32.4M | Add +2.7% |
| IWR iShares Russell Mid-Cap ETF | 0.24% | 379,580 | $32.3M | Add +0.6% |
| AGG iShares Core U.S. Aggregate | 0.24% | 325,521 | $32.2M | Add +6.9% |
| IAU iShares Gold Trust | 0.24% | 544,946 | $32.1M | Add +5.1% |
| EFA iShares MSCI Eafe ETF | 0.24% | 392,971 | $32.1M | Reduce -0.5% |
| BSCS Invesco Bulletshares 2028 CB | 0.24% | 1,565,233 | $31.9M | Add +17.9% |
| SPDW Ste STR SPDR PT DW Eu ETF | 0.23% | 850,485 | $31.0M | Reduce -5.0% |
| KO The Coca-Cola Co. | 0.23% | 432,124 | $30.9M | Reduce -1.6% |
| UNP Union Pacific Corp. | 0.23% | 130,816 | $30.9M | Add +0.3% |
| ETN Eaton Corp. PLC | 0.22% | 107,803 | $29.3M | Reduce -2.6% |
| SCHX Schwab US Large-Cap ETF | 0.22% | 1,310,049 | $28.9M | Reduce -0.4% |
| APP AppLovin Corp. Class A | 0.22% | 108,358 | $28.7M | Reduce -3.1% |
Options reported separately and not counted above: AAPL puts ($5.4M), AMZN calls ($5.3M), LLY puts ($4.8M), MSFT puts ($3.9M), CDNS puts ($3.5M), ABNB puts ($3.2M), NVDA calls ($2.8M), SHW puts ($2.4M), TT puts ($2.4M), QCOM puts ($1.7M), ISRG puts ($1.6M), MCK puts ($1.5M), and 162 more.
Other holdings (13): bonds, preferreds, convertibles and warrants · $282K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 87 | $107K | No change |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 60 | $72K | Reduce -1.6% |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 1,630 | $45K | Reduce -5.8% |
| EL PASO ENERGY CAP TRST (KMI 4.75 03/31/28) | PFD CV TR SEC 28 | 800 | $39K | No change |
| EVEX.WS Eve Holdng Inc. -CW25 | *W EXP 05/09/202 | 49,000 | $13K | No change |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | 103 | $4K | No change |
| RBOT.WS Vicarious Surgical Inc.-CW27 | *W EXP 09/17/202 | 25,000 | $903 | No change |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | 388 | $877 | No change |
| SAFETY SHOT INC | *W EXP 10/30/202 | 1,225 | $184 | No change |
| EXEEL Chesapeake Energy Corp. -CW26 | *W EXP 02/09/202 | 1 | $101 | No change |
| VAL.WS Valaris Ltd. -CW28 | *W EXP 04/29/202 | 17 | $87 | No change |
| TBLAW Taboola.com Ltd. -CW27 | *W EXP 99/99/999 | 200 | $33 | No change |
| HYMCW Hycroft Mining Holding | *W EXP 05/29/202 | 6,000 | $15 | No change |
Lines left out (4) · $29 — a value with no share or principal amount
| Security | Class | Shares | Value |
|---|---|---|---|
| THD iShares MSCI Thailand ETF | MSCI THAILND ETF | 0 | $23 |
| ASEA Global X Ftse Southeast Asia | GBL X FTSE ETF | 0 | $4 |
| GOLD RESOURCE CORP | COM | 0 | $1 |
| IFLN Invesco Bloomberg Enhanced F | BLOO EN ANGE ETF | 0 | $1 |
Filed with a value but no share or principal amount (a cash line, a holding rounded to 0 shares), so they are kept out of the holdings, totals and percentages.
Total filed on the 13F, all lines: $13.2B.
Portfolio Sells Q4 2024 → Q1 2025
| AVGO Broadcom Inc. | Reduce -5.2% | 0.86% | −0.37 |
| MSFT Microsoft Corp. | Reduce -0.5% | 2.71% | −0.30 |
| GOOG Alphabet Inc. Class C | Reduce -0.5% | 0.85% | −0.17 |
| IVW iShares S&P 500 Growth ETF | Reduce -12.6% | 0.74% | −0.17 |
| IWF iShares Russell 1000 Growth | Reduce -1.4% | 1.15% | −0.13 |
| IWM iShares Russell 2000 ETF | Reduce -2.9% | 0.67% | −0.08 |
| VTI VG Morningstar TS MKT ETF-US | Reduce -5.1% | 0.75% | −0.07 |
| EPAM Epam Systems Inc. | Reduce -92.7% | 0.00% | −0.06 |
| IJK iShares S&P Mid-Cap 400 Grow | Reduce -5.3% | 0.47% | −0.06 |
| MDY State Street SPDR S&P Midcap | Reduce -1.2% | 0.99% | −0.06 |
| APP AppLovin Corp. Class A | Reduce -3.1% | 0.22% | −0.05 |
| ETN Eaton Corp. PLC | Reduce -2.6% | 0.22% | −0.05 |
| DPZ Domino's Pizza Inc. | Reduce -86.8% | 0.01% | −0.05 |
| VGT Vanguard Info Tech ETF | Reduce -2.4% | 0.32% | −0.05 |
| POCT Innovator U.S. Equity Power | Reduce -73.0% | 0.02% | −0.05 |
| PSCI Invesco S&P Smallcap Industr | Reduce -91.3% | 0.00% | −0.04 |
| HSY The Hershey Co. | Reduce -67.0% | 0.02% | −0.04 |
| ACIO Aptus Collared Invest Opp | Reduce -14.4% | 0.20% | −0.04 |
| DHR Danaher Corp. | Reduce -39.4% | 0.05% | −0.04 |
| NJUL Innovator Growth 100 Power B | Reduce -65.0% | 0.02% | −0.04 |
| ANET Arista Networks Inc. | Reduce -4.5% | 0.07% | −0.03 |
| IJJ iShares S&P Mid-Cap 400 Valu | Reduce -7.7% | 0.30% | −0.03 |
| XLK SS Technology Select Sector | Reduce -1.4% | 0.27% | −0.03 |
| PANW Palo Alto Networks Inc. | Reduce -9.1% | 0.21% | −0.03 |
| IVE iShares S&P 500 Value ETF | Reduce -3.6% | 1.42% | −0.03 |
| VB Vanguard Most SM-Cap ETF-Usd | Reduce -1.9% | 0.35% | −0.03 |
| TOL Toll Brothers Inc. | Reduce -78.4% | 0.01% | −0.02 |
| IWO iShares Russell 2000 Growth | Reduce -0.9% | 0.20% | −0.02 |
| ADBE Adobe Inc. | Reduce -3.5% | 0.13% | −0.02 |
| IWN iShares Russell 2000 Value E | Reduce -0.6% | 0.29% | −0.02 |
| CORZ Core Scientific Inc. | Reduce -68.8% | 0.00% | −0.02 |
| HON Honeywell International Inc. | Reduce -1.4% | 0.31% | −0.02 |
| HHH Howard Hughes Holdings Inc. | Reduce -99.5% | 0.00% | −0.02 |
| LMT Lockheed Martin Corp. | Reduce -6.4% | 0.13% | −0.02 |
| AXP American Express Co. | Reduce -1.3% | 0.18% | −0.02 |
| AMD Advanced Micro Devices | Reduce -7.4% | 0.07% | −0.02 |
| GSEP FT Vest US Equity Moderate B | Reduce -76.3% | 0.01% | −0.02 |
| NKE Nike Inc. Class B | Reduce -7.5% | 0.06% | −0.02 |
| TTWO Take-Two Interactive Softwre | Reduce -28.3% | 0.08% | −0.02 |
| LEN.B Lennar Corp. Class B | Reduce -91.3% | 0.00% | −0.02 |
| MRK Merck & Co. Inc. | Reduce -4.2% | 0.12% | −0.02 |
| PJT PJT Partners Inc. Class A | Reduce -0.1% | 0.12% | −0.01 |
| CMCSA Comcast Corp. Class A | Reduce -22.1% | 0.05% | −0.01 |
| TGT Target Corp. | Reduce -0.5% | 0.05% | −0.01 |
| CAVA Cava Group Inc. | Reduce -0.4% | 0.05% | −0.01 |
| UPS United Parcel Service Class B | Reduce -15.3% | 0.04% | −0.01 |
| CCI Crown Castle Inc. | Reduce -67.0% | 0.01% | −0.01 |
| IJS iShares S&P Small-Cap 600 Va | Reduce -0.4% | 0.13% | −0.01 |
| BSCP Invesco Bulletshares 2025 CB | Reduce -4.9% | 0.40% | −0.01 |
| REGN Regeneron Pharmaceuticals | Reduce -72.2% | 0.00% | −0.01 |
Portfolio Buys Q4 2024 → Q1 2025
| VEA Vanguard Ftse Developed ETF | Add +6.5% | 1.47% | +0.19 |
| ABBV Abbvie Inc. | Add +4.0% | 0.82% | +0.16 |
| JNJ Johnson & Johnson | Add +10.4% | 0.71% | +0.16 |
| VWO Vanguard Ftse Emerging Marke | Add +7.4% | 1.15% | +0.13 |
| BRK.A Berkshire Hathaway Inc. Class A | Add +257.1% | 0.15% | +0.12 |
| UNH Unitedhealth Group Inc. | Add +9.1% | 0.74% | +0.10 |
| DYNF Ishrs US E F R A ETF-Usd Inc. | Add +229.2% | 0.12% | +0.08 |
| RTX RTX Corp. | Add +0.7% | 0.54% | +0.08 |
| SGOV iShares 0-3 Month Treasury B | Add +5.0% | 1.14% | +0.08 |
| ABT Abbott Laboratories | Add +0.4% | 0.46% | +0.07 |
| SJM The JM Smucker Co. | Add +220.8% | 0.10% | +0.07 |
| SHW The Sherwin-Williams Co. | Add +7.0% | 0.68% | +0.07 |
| JPM JPMorgan Chase & Co. | Add +5.2% | 0.80% | +0.07 |
| IGF iShares Global Infrastructur | Add +38.3% | 0.21% | +0.07 |
| TMO Thermo Fisher Scientific Inc. | Add +75.8% | 0.15% | +0.06 |
| LLY Eli Lilly & Co. | Add +0.8% | 0.69% | +0.06 |
| NJAN Innovator Growth 100 Power B | Add +554.2% | 0.07% | +0.06 |
| IAU iShares Gold Trust | Add +5.1% | 0.24% | +0.05 |
| BSCT Invesco Bulletshares 2029 CB | Add +28.3% | 0.21% | +0.05 |
| VHT Vanguard Health Care ETF | Add +11.2% | 0.34% | +0.05 |
| WM Waste Management Inc. | Add +22.0% | 0.17% | +0.05 |
| VZ Verizon Communications Inc. | Add +1.3% | 0.34% | +0.05 |
| XOM Exxon Mobil Corp. | Add +1.1% | 0.40% | +0.05 |
| NFLX Netflix Inc. | Add +4.8% | 0.47% | +0.05 |
| RSP Invesco S&P 500 Equal Weight | Add +6.5% | 0.71% | +0.05 |
| VTV Vanguard Mrngstr Val ETF-Aui | Add +9.5% | 0.38% | +0.04 |
| AMT American Tower Corp. | Add +8.9% | 0.19% | +0.04 |
| BSCR Invesco Bulletshares 2027 CB | Add +12.4% | 0.34% | +0.04 |
| BSCS Invesco Bulletshares 2028 CB | Add +17.9% | 0.24% | +0.04 |
| LIN Linde PLC | Add +29.3% | 0.13% | +0.04 |
| IEF iShares 7-10 Year Treasury B | Add +7.8% | 0.34% | +0.04 |
| PG The Procter & Gamble Co. | Add +2.4% | 0.70% | +0.04 |
| CB Chubb Ltd. | Add +1.0% | 0.34% | +0.04 |
| PGR Progressive Corp. | Add +11.3% | 0.15% | +0.04 |
| TTD Trade Desk Inc./the Class A | Add +885.5% | 0.05% | +0.04 |
| BSCQ Invesco Bulletshares 2026 CB | Add +8.0% | 0.39% | +0.04 |
| PJAN Innovator U.S. Equity Power | Add +145.8% | 0.06% | +0.03 |
| IGSB iShares 1-5Y Inv Grade Corp. | Add +3.9% | 0.47% | +0.03 |
| TRGP Targa Resources Corp. | Add +40.9% | 0.08% | +0.03 |
| AMGN Amgen Inc. | Add +0.5% | 0.17% | +0.03 |
| LINE Lineage Inc. | Add +91379.2% | 0.03% | +0.03 |
| SLQD iShares 0-5 YR Inv GRD Corp. | Add +6.5% | 0.33% | +0.03 |
| JAAA Janus Henderson Aaa Clo ETF | Add +281.0% | 0.04% | +0.03 |
| GLD SPDR Gold Shares | Add +10.8% | 0.11% | +0.03 |
| SO The Southern Co. | Add +6.6% | 0.16% | +0.03 |
| DFAI Dimensional International Co. | Add +4.9% | 0.22% | +0.03 |
| QLTA iShares Aaa - A Rated Corpor | Add +5.6% | 0.32% | +0.03 |
| SCHF Schwab Intl Equity ETF | Add +2.3% | 0.25% | +0.03 |
| TRVI Trevi Therapeutics Inc. | Add +2.1% | 0.07% | +0.02 |
| AGG iShares Core U.S. Aggregate | Add +6.9% | 0.24% | +0.02 |
Options Activity Q4 2024 → Q1 2025
| AAPL Apple Inc. | put | Reduce -4.0% | 24,200 | $5.4M |
| AMZN Amazon.com Inc. | call | Reduce -4.8% | 28,000 | $5.3M |
| MSFT Microsoft Corp. | put | Reduce -8.7% | 10,500 | $3.9M |
| NVDA Nvidia Corp. | call | Add +0.4% | 25,500 | $2.8M |
| SHW The Sherwin-Williams Co. | put | Reduce -1.4% | 7,000 | $2.4M |
| PYPL PayPal Holdings Inc. | call | Sold out | 20,200 | $1.7Mbefore exit |
| RTX RTX Corp. | put | Reduce -17.9% | 9,200 | $1.2M |
| AMAT Applied Materials Inc. | put | Reduce -20.0% | 8,000 | $1.2M |
| TXN Texas Instruments Inc. | put | Reduce -16.7% | 5,000 | $899K |
| TSLA Tesla Inc. | call | Add +25.9% | 3,400 | $881K |
| TSLA Tesla Inc. | put | Sold out | 2,000 | $808Kbefore exit |
| TSM Taiwan Semiconductor-SP ADR | call | Add +41.4% | 4,100 | $681K |
| AVGO Broadcom Inc. | call | Add +47.6% | 3,100 | $519K |
| ADSK Autodesk Inc. | put | Reduce -32.1% | 1,900 | $497K |
| MRK Merck & Co. Inc. | put | Reduce -10.7% | 5,000 | $449K |
| MSFT Microsoft Corp. | call | Reduce -25.0% | 900 | $338K |
| AVGO Broadcom Inc. | put | New | 2,000 | $335K |
| GS Goldman Sachs Group Inc. | call | Add +20.0% | 600 | $328K |
| DELL Dell Technologies -C | put | New | 3,500 | $319K |
| IBIT iShares Bitcoin Trust ETF | call | Add +6400.0% | 6,500 | $304K |
| CMG Chipotle Mexican Grill Inc. | call | Reduce -40.0% | 6,000 | $301K |
| RTX RTX Corp. | call | Add +5.3% | 2,000 | $265K |
| CTSH Cognizant Tech Solutions-A | put | Reduce -15.0% | 3,400 | $260K |
| MCD McDonald's Corp. | call | Reduce -12.5% | 700 | $219K |
| GOOGL Alphabet Inc. Class A | call | Reduce -44.0% | 1,400 | $216K |
| DBX Dropbox Inc. Class A | put | Sold out | 6,500 | $195Kbefore exit |
| COST Costco Wholesale Corp. | call | Reduce -33.3% | 200 | $189K |
| NFLX Netflix Inc. | call | Reduce -33.3% | 200 | $187K |
| WMT Walmart Inc. | call | Reduce -13.0% | 2,000 | $176K |
| NOW ServiceNow Inc. | call | Add +100.0% | 200 | $159K |
| PANW Palo Alto Networks Inc. | call | Reduce -10.0% | 900 | $154K |
| DE Deere & Co. | call | Reduce -40.0% | 300 | $141K |
| CAT Caterpillar Inc. | call | Reduce -69.2% | 400 | $132K |
| DIS The Walt Disney Co. | call | Add +18.2% | 1,300 | $128K |
| SPY SS SPDR S&P 500 ETF Trust-US | put | New | 200 | $112K |
| ORCL Oracle Corp. | call | Reduce -11.1% | 800 | $112K |
| MA Mastercard Inc. Class A | call | Reduce -33.3% | 200 | $110K |
| QCOM Qualcomm Inc. | call | Reduce -36.4% | 700 | $108K |
| WELL Welltower Inc. | call | Add +75.0% | 700 | $107K |
| SMH Vaneck Semiconductor ETF | call | Reduce -73.7% | 500 | $106K |
| ACN Accenture PLC Class A | call | Reduce -25.0% | 300 | $94K |
| LMT Lockheed Martin Corp. | call | Reduce -50.0% | 200 | $89K |
| BEP Brookfield Renewable Partner | call | New | 4,000 | $89K |
| SNPS Synopsys Inc. | call | Add +100.0% | 200 | $86K |
| PLTR Palantir Technologies Inc. Class A | put | New | 1,000 | $84K |
| PLTR Palantir Technologies Inc. Class A | call | Reduce -9.1% | 1,000 | $84K |
| ZS Zscaler Inc. | call | Reduce -20.0% | 400 | $79K |
| NICE Nice Ltd. - Spon ADR | call | Add +66.7% | 500 | $77K |
| ADBE Adobe Inc. | call | Reduce -33.3% | 200 | $77K |
| IBM Intl Business Machines Corp. | call | Add +50.0% | 300 | $75K |
Showing the first 50 of 104.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q4 2024 → Q1 2025
| LUNRW Intuitive Machines Inc.-CW | *W EXP 99/99/999 | Sold out | 62,500 | $494Kbefore exit |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Reduce -1.6% | 60 | $72K |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Reduce -5.8% | 1,630 | $45K |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | Sold out | 1,000 | $25Kbefore exit |
| THD iShares MSCI Thailand ETF | MSCI THAILND ETF | New | 0 | $23 |
| CMC Commercial Metals Co. | COM | Sold out | 0 | $12before exit |
| ASEA Global X Ftse Southeast Asia | GBL X FTSE ETF | New | 0 | $4 |
| MYE Myers Industries Inc. | COM | Sold out | 0 | $3before exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 1,884 | $26.3B | IVV, SPY, AAPL, GLDM, NVDA |
| Q1 2026 | 4,791 | $17.6B | IVV, AAPL, SPY, MSFT, IJH |
| Q4 2025 | 4,124 | $17.3B | IVV, SPY, AAPL, MSFT, IJH |
| Q3 2025 | 3,587 | $16.0B | IVV, SPY, AAPL, MSFT, IJH |
| Q2 2025 | 3,760 | $14.4B | IVV, SPY, MSFT, AAPL, IJH |
| Q1 2025 | 3,248 | $13.2B | IVV, SPY, AAPL, MSFT, IJH |
| Q4 2024 | 3,305 | $13.4B | IVV, AAPL, SPY, MSFT, IJH |
| Q3 2024 | 1,095 | $10.4B | IVV, SPY, AAPL, MSFT, IJH |
| Q2 2024 | 1,257 | $10.2B | IVV, MSFT, SPY, AAPL, IJH |
| Q1 2024 | 1,219 | $9.6B | IVV, SPY, MSFT, AAPL, IJH |