MAI Capital Management
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 8, 2024), MAI Capital Management reported 1,219 stock positions worth $9.6 billion. Its top holding was iShares Core S&P 500 ETF (IVV) at 7.5% of the portfolio, followed by SS SPDR S&P 500 ETF Trust-US (SPY, 3.9%) and Microsoft (MSFT, 3.8%). Compared with Q4 2023, it opened 145 new positions, sold out of 43, added to 590 and reduced 344. The biggest buy was Nvidia (NVDA, shares +14%) and the biggest sale Adobe (ADBE, shares −2%).
- Most Recent 13F
- Q2 2026
- Location
- INDEPENDENCE, OH
- CIK
- 0001040197
- Portfolio Value
- $9.6B (Q1 2024)
- SEC Filing
- 0001040197-24-000004 ↗ filed May 8, 2024
Holdings Value
Holdings 1,219 stocks · $9.6B
| IVV iShares Core S&P 500 ETF | 7.47% | 1,363,508 | $716.8M | Add +8.1% |
| SPY SS SPDR S&P 500 ETF Trust-US | 3.86% | 707,356 | $370.0M | Add +16.6% |
| MSFT Microsoft Corp. | 3.84% | 876,368 | $368.7M | Add +13.2% |
| AAPL Apple Inc. | 3.09% | 1,730,628 | $296.8M | Add +16.1% |
| IJH iShares Core S&P Midcap ETF | 2.30% | 3,634,459 | $220.8M | Add +11.2% |
| AMZN Amazon.com Inc. | 1.75% | 929,217 | $167.6M | Add +13.5% |
| IJR iShares Core S&P Small-Cap E | 1.68% | 1,453,740 | $160.7M | Add +14.7% |
| VIG Vanguard Dividend Apprec ETF | 1.65% | 866,506 | $158.2M | Add +17.2% |
| VEA Vanguard Ftse Developed ETF | 1.49% | 2,851,957 | $143.1M | Add +15.3% |
| IVE iShares S&P 500 Value ETF | 1.43% | 734,925 | $137.3M | Add +15.3% |
| NVDA Nvidia Corp. | 1.40% | 148,838 | $134.5M | Add +13.5% |
| QQQ Invesco QQQ Trust Series 1 | 1.29% | 279,393 | $124.1M | Add +23.0% |
| IWF iShares Russell 1000 Growth | 1.28% | 363,666 | $122.6M | Add +1.6% |
| IEFA iShares Core MSCI Eafe ETF | 1.25% | 1,613,968 | $119.8M | Add +27.3% |
| MDY State Street SPDR S&P Midcap | 1.20% | 206,272 | $114.8M | Add +1.6% |
| GOOG Alphabet Inc. Class C | 1.16% | 728,582 | $110.9M | Add +22.5% |
| GOOGL Alphabet Inc. Class A | 1.11% | 703,346 | $106.2M | Add +18.0% |
| VTI VG Morningstar TS MKT ETF-US | 0.99% | 366,076 | $95.1M | Add +5.9% |
| V Visa Inc. Class A | 0.99% | 339,389 | $94.7M | Add +18.4% |
| VWO Vanguard Ftse Emerging Marke | 0.95% | 2,177,264 | $90.9M | Add +13.5% |
| IWM iShares Russell 2000 ETF | 0.95% | 432,249 | $90.9M | Add +15.6% |
| META Meta Platforms Inc. Class A | 0.88% | 174,077 | $84.5M | Add +8.7% |
| HD Home Depot Inc. | 0.85% | 212,453 | $81.5M | Add +3.6% |
| IVW iShares S&P 500 Growth ETF | 0.84% | 957,104 | $80.8M | Add +8.5% |
| AVGO Broadcom Inc. | 0.84% | 60,787 | $80.6M | Reduce -0.1% |
| LLY Eli Lilly & Co. | 0.80% | 99,145 | $77.1M | Add +5.9% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.80% | 183,410 | $77.1M | Add +50.5% |
| JNJ Johnson & Johnson | 0.80% | 487,316 | $77.1M | Add +7.0% |
| IEMG iShares Core MSCI Emerging | 0.79% | 1,475,927 | $76.2M | Add +27.7% |
| UNH Unitedhealth Group Inc. | 0.77% | 148,306 | $73.4M | Add +16.4% |
| JPM JPMorgan Chase & Co. | 0.74% | 354,167 | $70.9M | Add +7.7% |
| SHW The Sherwin-Williams Co. | 0.74% | 203,358 | $70.6M | Add +9.7% |
| PG The Procter & Gamble Co. | 0.73% | 434,243 | $70.5M | Add +54.1% |
| IJK iShares S&P Mid-Cap 400 Grow | 0.73% | 767,297 | $70.0M | Add +1.3% |
| SDY SS SPDR S&P Dividend ETF | 0.72% | 527,434 | $69.2M | Add +1.4% |
| ABBV Abbvie Inc. | 0.70% | 370,850 | $67.5M | Add +7.0% |
| RSP Invesco S&P 500 Equal Weight | 0.70% | 396,860 | $67.2M | Add +20.6% |
| COST Costco Wholesale Corp. | 0.69% | 90,476 | $66.3M | Add +22.1% |
| QCOM Qualcomm Inc. | 0.60% | 341,204 | $57.8M | Add +3.8% |
| IWD iShares Russell 1000 Value E | 0.57% | 302,622 | $54.2M | Add +20.3% |
| CSCO Cisco Systems Inc. | 0.53% | 1,010,676 | $50.4M | Add +3.8% |
| PEP Pepsico Inc. | 0.51% | 280,113 | $49.0M | Add +8.3% |
| MA Mastercard Inc. Class A | 0.50% | 99,499 | $47.9M | Add +23.8% |
| ACN Accenture PLC Class A | 0.49% | 134,862 | $46.7M | Add +14.3% |
| ABT Abbott Laboratories | 0.49% | 409,326 | $46.5M | Add +3.5% |
| SCHG Schwab US Large-Cap Growth | 0.49% | 501,738 | $46.5M | Add +1.5% |
| PPA Invesco Aerospace & Defense | 0.47% | 440,366 | $44.7M | Reduce -1.1% |
| RTX RTX Corp. | 0.46% | 456,996 | $44.6M | Add +8.2% |
| IJJ iShares S&P Mid-Cap 400 Valu | 0.44% | 355,658 | $42.1M | Add +1.6% |
| MCD McDonald's Corp. | 0.42% | 143,151 | $40.4M | Add +4.5% |
| HON Honeywell International Inc. | 0.41% | 190,422 | $39.1M | Add +2.9% |
| IWN iShares Russell 2000 Value E | 0.40% | 243,245 | $38.6M | Add +0.2% |
| CB Chubb Ltd. | 0.40% | 146,327 | $37.9M | Add +4.5% |
| BKNG Booking Holdings Inc. | 0.39% | 10,313 | $37.4M | Add +26.3% |
| VOO Vanguard S&P 500 ETF | 0.38% | 75,402 | $36.2M | Add +188.2% |
| VZ Verizon Communications Inc. | 0.38% | 860,456 | $36.1M | Add +13.9% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.37% | 940,435 | $35.7M | Add +15.4% |
| XLK SS Technology Select Sector | 0.37% | 169,974 | $35.4M | Add +1.5% |
| TSM Taiwan Semiconductor-SP ADR | 0.36% | 254,275 | $34.6M | Add +27.0% |
| ADBE Adobe Inc. | 0.36% | 68,131 | $34.4M | Reduce -2.3% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.35% | 96,720 | $33.3M | Add +97.6% |
| NFLX Netflix Inc. | 0.35% | 54,728 | $33.2M | Add +8.1% |
| BMY Bristol-Myers Squibb Co. | 0.34% | 609,267 | $33.0M | Add +6.6% |
| ETN Eaton Corp. PLC | 0.34% | 104,594 | $32.7M | Add +2.9% |
| XOM Exxon Mobil Corp. | 0.33% | 272,530 | $31.7M | Add +86.4% |
| SBUX Starbucks Corp. | 0.32% | 336,763 | $30.8M | Add +17.1% |
| CVX Chevron Corp. | 0.32% | 191,719 | $30.2M | Add +46.9% |
| VONE Vanguard Russell 1000 | 0.31% | 126,067 | $30.0M | Add +8.3% |
| XLV SS Health Care Select Sector | 0.31% | 199,218 | $29.4M | Add +1.2% |
| VGT Vanguard Info Tech ETF | 0.30% | 54,877 | $28.8M | Add +13.7% |
| EFA iShares MSCI Eafe ETF | 0.30% | 356,453 | $28.5M | Add +23.1% |
| SYK Stryker Corp. | 0.29% | 78,718 | $28.2M | Add +29.7% |
| WMT Walmart Inc. | 0.29% | 455,893 | $27.4M | Add +41.8% |
| USMV iShares MSCI USA Min Vol Fac | 0.28% | 326,465 | $27.3M | Reduce -0.6% |
| KO The Coca-Cola Co. | 0.28% | 441,210 | $27.0M | Reduce -1.1% |
| IWR iShares Russell Mid-Cap ETF | 0.28% | 319,702 | $26.9M | Add +2.5% |
| IWO iShares Russell 2000 Growth | 0.28% | 98,703 | $26.7M | Add +4.7% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.28% | 116,342 | $26.6M | Add +116.8% |
| LOW Lowe's Cos Inc. | 0.27% | 103,089 | $26.3M | Add +66.1% |
| UNP Union Pacific Corp. | 0.27% | 106,655 | $26.2M | Add +3.5% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.27% | 160,129 | $26.1M | Add +40.8% |
| VHT Vanguard Health Care ETF | 0.26% | 92,771 | $25.1M | Add +22.2% |
| SCHV Schwab US Large-Cap Value | 0.25% | 321,644 | $24.4M | Add +151.6% |
| AMT American Tower Corp. | 0.25% | 123,563 | $24.4M | Add +25.0% |
| PANW Palo Alto Networks Inc. | 0.25% | 85,439 | $24.3M | Add +1.8% |
| ORCL Oracle Corp. | 0.25% | 193,164 | $24.3M | Add +36.1% |
| SCHF Schwab Intl Equity ETF | 0.25% | 620,276 | $24.2M | Add +542.0% |
| DFAI Dimensional International Co. | 0.25% | 800,248 | $24.2M | Add +85.8% |
| MRK Merck & Co. Inc. | 0.25% | 180,741 | $23.8M | Add +16.7% |
| COWZ Pacer US Cash Cows 100 ETF | 0.25% | 409,711 | $23.8M | Add +6.9% |
| MDLZ Mondelez International Inc. Class A | 0.24% | 326,017 | $22.8M | Add +5.5% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.23% | 89,754 | $22.4M | Add +44.9% |
| ICE Intercontinental Exchange Inc. | 0.23% | 160,741 | $22.1M | Add +2.6% |
| GMAR FT Vest US Equity Moderate B | 0.23% | 640,207 | $22.0M | New |
| IWB iShares Russell 1000 ETF | 0.23% | 75,608 | $21.8M | Add +24.5% |
| MOAT Vaneck Morningstar Wide Moat | 0.23% | 240,459 | $21.6M | Reduce -5.5% |
| SCHD Schwab US DVD Equity ETF | 0.22% | 260,593 | $21.0M | Add +5.8% |
| 401(k) Provider Balance | 0.21% | 20,129,496 | $20.1M | Add +8.8% |
| COP Conocophillips | 0.21% | 157,744 | $20.1M | Add +2.7% |
| AMD Advanced Micro Devices | 0.21% | 109,808 | $19.8M | Add +0.6% |
Options reported separately and not counted above: MSFT puts ($7.5M), ABNB puts ($6.8M), AMZN calls ($5.0M), CDNS puts ($4.3M), LLY puts ($3.7M), AAPL puts ($3.7M), AVGO puts ($2.9M), NVDA calls ($2.8M), TT puts ($2.1M), AMAT puts ($2.1M), ISRG puts ($1.6M), TSLA puts ($1.5M), and 29 more.
Other holdings (6): bonds, preferreds, convertibles and warrants · $184K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| LUNRW Intuitive Machines Inc.-CW | *W EXP 99/99/999 | 62,500 | $109K | New |
| CORZR Core Scientific Inc.-RTS | CS | 57,477 | $46K | New |
| EVEX.WS Eve Holdng Inc. -CW25 | *W EXP 05/09/202 | 49,000 | $26K | No change |
| RBOT.WS Vicarious Surgical Inc.-CW27 | *W EXP 09/17/202 | 25,000 | $2K | No change |
| VRMEW Verifyme Inc. -CW25 | *W EXP 06/22/202 | 11,000 | $440 | No change |
| KGCRF Kinross Gold Corp. | Right | 131,591 | $0 | New |
Total filed on the 13F, all lines: $9.6B.
Portfolio Sells Q4 2023 → Q1 2024
| ADBE Adobe Inc. | Reduce -2.3% | 0.36% | −0.19 |
| PSEP Innovator U.S. Equity Power | Reduce -77.6% | 0.03% | −0.13 |
| PAUG Innovator U.S. Equity Power | Reduce -77.7% | 0.03% | −0.12 |
| PDEC Innovator U.S. Equity Power | Reduce -82.5% | 0.02% | −0.11 |
| INTC Intel Corp. | Reduce -1.3% | 0.18% | −0.09 |
| BA The Boeing Co. | Reduce -2.9% | 0.10% | −0.08 |
| PPA Invesco Aerospace & Defense | Reduce -1.1% | 0.47% | −0.08 |
| APD Air Products & Chemicals Inc. | Reduce -16.1% | 0.10% | −0.07 |
| KO The Coca-Cola Co. | Reduce -1.1% | 0.28% | −0.07 |
| AMJ JPMorgan Alerian MLP Index | Reduce -91.5% | 0.01% | −0.07 |
| MOAT Vaneck Morningstar Wide Moat | Reduce -5.5% | 0.23% | −0.06 |
| AVGO Broadcom Inc. | Reduce -0.1% | 0.84% | −0.06 |
| USMV iShares MSCI USA Min Vol Fac | Reduce -0.6% | 0.28% | −0.05 |
| LMT Lockheed Martin Corp. | Reduce -1.5% | 0.19% | −0.05 |
| PCOR Procore Technologies Inc. | Reduce -79.9% | 0.01% | −0.05 |
| FWONK Liberty Media Corp. Class C | Reduce -17.3% | 0.11% | −0.05 |
| ABNB Airbnb Inc. Class A | Reduce -34.9% | 0.08% | −0.05 |
| NJUL Innovator Growth 100 Power B | Reduce -92.0% | 0.00% | −0.04 |
| TTWO Take-Two Interactive Softwre | Reduce -5.6% | 0.08% | −0.04 |
| DLS Wisdomtree Intl S/C DVD Fund | Reduce -9.2% | 0.10% | −0.04 |
| DEO Diageo PLC-Sponsored ADR | Reduce -0.4% | 0.14% | −0.03 |
| NEE Nextera Energy Inc. | Reduce -5.5% | 0.12% | −0.03 |
| TORONTO-DOMINION BANK (TD 0 02/21/25 dMTo) | Reduce -0.3% | 0.19% | −0.03 |
| FXL First Trust Technology Alpha | Reduce -1.1% | 0.15% | −0.03 |
| GS FINANCE CORP (GS 0 03/13/24 E10U) | Sold out | 0.00% | −0.03 |
| XLP SS Consumer Staples Sel Sect | Reduce -1.3% | 0.15% | −0.03 |
| DVY iShares Select Dividend ETF | Reduce -3.6% | 0.12% | −0.03 |
| FREL Fidelity MSCI RL Est Indx | Reduce -4.1% | 0.09% | −0.03 |
| CRWD CrowdStrike Holdings Inc. Class A | Reduce -21.5% | 0.10% | −0.03 |
| IWP iShares Russell Mid-Cap Grow | Reduce -1.7% | 0.13% | −0.02 |
| TXN Texas Instruments Inc. | Reduce -8.3% | 0.07% | −0.02 |
| IBB iShares Biotechnology ETF | Reduce -1.6% | 0.08% | −0.02 |
| PJUL Innovator U.S. Equity Power | Reduce -82.2% | 0.00% | −0.02 |
| RSPH Invesco S&P 500 Equal Weight | Reduce -0.2% | 0.11% | −0.02 |
| VOE Vngrd Mrngstr MD-Cap Val ETF | Reduce -2.9% | 0.09% | −0.02 |
| MLPX Global X MLP & Energy Infras | Reduce -3.3% | 0.10% | −0.02 |
| PAPR Innovator U.S. Equity Power | Sold out | 0.00% | −0.02 |
| IWS iShares Russell Mid-Cap Valu | Reduce -2.7% | 0.09% | −0.02 |
| JEPI JPMorgan Equity Premium Inco | Reduce -16.4% | 0.04% | −0.02 |
| ADM Archer-Daniels-Midland Co. | Reduce -2.9% | 0.04% | −0.02 |
| JPMORGAN CHASE FINANCIAL (JPM 0 08/28/25 dMtE) | Reduce -0.9% | 0.07% | −0.02 |
| FTCS First Trust Capital Strength | Reduce -5.6% | 0.06% | −0.02 |
| DPZ Domino's Pizza Inc. | Reduce -8.4% | 0.10% | −0.01 |
| OZK Bank Ozk | Reduce -8.6% | 0.03% | −0.01 |
| BSX Boston Scientific Corp. | Reduce -2.2% | 0.15% | −0.01 |
| NVR NVR Inc. | Reduce -19.0% | 0.04% | −0.01 |
| PAVE Global X US Infrastructure | Reduce -4.2% | 0.09% | −0.01 |
| GILD Gilead Sciences Inc. | Reduce -5.8% | 0.03% | −0.01 |
| ROYAL BANK OF CANADA (RY 0 03/14/24 dMTn) | Sold out | 0.00% | −0.01 |
| TORONTO-DOMINION BANK (TD 0 10/24/24 DMtN) | Reduce -0.6% | 0.05% | −0.01 |
Portfolio Buys Q4 2023 → Q1 2024
| NVDA Nvidia Corp. | Add +13.5% | 1.40% | +0.54 |
| GMAR FT Vest US Equity Moderate B | New | 0.23% | +0.23 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +50.5% | 0.80% | +0.23 |
| VOO Vanguard S&P 500 ETF | Add +188.2% | 0.38% | +0.23 |
| SCHF Schwab Intl Equity ETF | Add +542.0% | 0.25% | +0.21 |
| DLN Wisdomtree US Largecap Divid | Add +3927.2% | 0.20% | +0.20 |
| PG The Procter & Gamble Co. | Add +54.1% | 0.73% | +0.19 |
| VUG Vanguard Mrngstar GR ETF-Sui | Add +97.6% | 0.35% | +0.15 |
| XOM Exxon Mobil Corp. | Add +86.4% | 0.33% | +0.14 |
| SCHV Schwab US Large-Cap Value | Add +151.6% | 0.25% | +0.14 |
| META Meta Platforms Inc. Class A | Add +8.7% | 0.88% | +0.13 |
| CBRE CBRE Group Inc. Class A | New | 0.13% | +0.13 |
| VB Vanguard Most SM-Cap ETF-Usd | Add +116.8% | 0.28% | +0.13 |
| PSCI Invesco S&P Smallcap Industr | New | 0.12% | +0.12 |
| VLU SS SPDR S&P 1500 Value Tilt | New | 0.11% | +0.11 |
| FNDF Schwab Fndmn Intl LRG Co. ETF | Add +4570.5% | 0.11% | +0.11 |
| CSSPX Cohen & Steers GL Realty-I | New | 0.10% | +0.10 |
| AMZN Amazon.com Inc. | Add +13.5% | 1.75% | +0.10 |
| FNDA Schwab Fndmntl US SM Co. ETF | Add +4335.9% | 0.10% | +0.10 |
| BDX Becton Dickinson and Co. | Add +588.4% | 0.11% | +0.09 |
| DFAS Dimensional US Small Cap ETF | New | 0.09% | +0.09 |
| LOW Lowe's Cos Inc. | Add +66.1% | 0.27% | +0.09 |
| AVUV Avantis US Small Cap Value | Add +3877.9% | 0.09% | +0.09 |
| DFAI Dimensional International Co. | Add +85.8% | 0.25% | +0.09 |
| TSM Taiwan Semiconductor-SP ADR | Add +27.0% | 0.36% | +0.09 |
| LLY Eli Lilly & Co. | Add +5.9% | 0.80% | +0.08 |
| BN Brookfield Corp. | Add +3567.8% | 0.08% | +0.08 |
| CAVA Cava Group Inc. | New | 0.08% | +0.08 |
| VSS Vanguard Ftse All Wo X-US SC | New | 0.08% | +0.08 |
| BAM Brookfield Asset Mgmt-A | New | 0.08% | +0.08 |
| ISRG Intuitive Surgical Inc. | Add +186.2% | 0.12% | +0.07 |
| IT Gartner Inc. | Add +494.6% | 0.09% | +0.07 |
| SCHW Schwab (charles) Corp. | Add +233.8% | 0.11% | +0.07 |
| IEFA iShares Core MSCI Eafe ETF | Add +27.3% | 1.25% | +0.07 |
| HSY The Hershey Co. | Add +905.6% | 0.08% | +0.07 |
| DIS The Walt Disney Co. | Add +58.6% | 0.17% | +0.07 |
| GUNR NT Mstar GLBL NR ETF | New | 0.07% | +0.07 |
| BANK OF MONTREAL (BMO 0 02/23/26 D4O0) | New | 0.06% | +0.06 |
| QQQ Invesco QQQ Trust Series 1 | Add +23.0% | 1.29% | +0.06 |
| WMT Walmart Inc. | Add +41.8% | 0.29% | +0.06 |
| CGGO Cap Group Global Growth | New | 0.06% | +0.06 |
| AXP American Express Co. | Add +68.2% | 0.16% | +0.06 |
| VEU Vanguard Ftse All-World Ex-U | Add +267.3% | 0.09% | +0.06 |
| FNDX Schwab Fndmntl US LRG Co. ETF | Add +1091.5% | 0.06% | +0.06 |
| CVX Chevron Corp. | Add +46.9% | 0.32% | +0.06 |
| ETN JP Morgan CCO Contra | New | 0.06% | +0.06 |
| PMAR Innovator U.S. Equity Power | Add +188.6% | 0.10% | +0.06 |
| ORCL Oracle Corp. | Add +36.1% | 0.25% | +0.06 |
| SYK Stryker Corp. | Add +29.7% | 0.29% | +0.05 |
| TJX TJX Companies Inc. | Add +116.5% | 0.12% | +0.05 |
Options Activity Q4 2023 → Q1 2024
| MSFT Microsoft Corp. | put | Reduce -15.6% | 17,800 | $7.5M |
| ABNB Airbnb Inc. Class A | put | Reduce -39.9% | 41,500 | $6.8M |
| CRWD CrowdStrike Holdings Inc. Class A | put | Sold out | 23,500 | $6.0Mbefore exit |
| AMZN Amazon.com Inc. | call | Add +1290.0% | 27,800 | $5.0M |
| LLY Eli Lilly & Co. | put | Add +128.6% | 4,800 | $3.7M |
| AAPL Apple Inc. | put | Add +1.4% | 21,600 | $3.7M |
| AVGO Broadcom Inc. | put | Reduce -12.0% | 2,200 | $2.9M |
| NVDA Nvidia Corp. | call | Add +933.3% | 3,100 | $2.8M |
| TT Trane Technologies PLC | put | New | 7,000 | $2.1M |
| CRWD CrowdStrike Holdings Inc. Class A | call | Sold out | 7,500 | $1.9Mbefore exit |
| TSLA Tesla Inc. | put | New | 8,800 | $1.5M |
| MRK Merck & Co. Inc. | put | Add +37.5% | 11,000 | $1.5M |
| RTX RTX Corp. | put | New | 14,100 | $1.4M |
| MCK McKesson Corp. | put | New | 2,300 | $1.2M |
| NVDA Nvidia Corp. | put | New | 1,300 | $1.2M |
| LOW Lowe's Cos Inc. | put | Add +7.3% | 4,400 | $1.1M |
| GOOGL Alphabet Inc. Class A | put | New | 7,100 | $1.1M |
| TXN Texas Instruments Inc. | put | Add +3.5% | 6,000 | $1.0M |
| AVGO Broadcom Inc. | call | Sold out | 900 | $1.0Mbefore exit |
| DBX Dropbox Inc. Class A | put | New | 40,000 | $972K |
| C Citigroup Inc. | call | New | 14,000 | $885K |
| TER Teradyne Inc. | put | New | 7,400 | $835K |
| GOOG Alphabet Inc. Class C | put | Add +333.3% | 5,200 | $792K |
| APO Apollo Global Management Inc. | call | New | 6,800 | $765K |
| BAC Bank of America Corp. | call | Reduce -20.0% | 16,000 | $607K |
| NVO Novo-Nordisk A/S-Spons ADR | put | Sold out | 5,000 | $517Kbefore exit |
| U Unity Software Inc. | put | New | 15,000 | $401K |
| CTSH Cognizant Tech Solutions-A | put | Reduce -25.0% | 5,400 | $396K |
| SNOW Snowflake Inc. | put | New | 2,000 | $323K |
| TSM Taiwan Semiconductor-SP ADR | call | New | 2,000 | $272K |
| CLF Cleveland-Cliffs Inc. | call | Reduce -44.4% | 10,000 | $227K |
| MSFT Microsoft Corp. | call | Reduce -71.4% | 400 | $168K |
| PSX Phillips 66 | put | Reduce -41.2% | 1,000 | $163K |
| OSCR Oscar Health Inc. Class A | call | New | 10,000 | $149K |
| OSCR Oscar Health Inc. Class A | put | New | 10,000 | $149K |
| RTX RTX Corp. | call | New | 1,500 | $146K |
| UNH Unitedhealth Group Inc. | call | Sold out | 200 | $105Kbefore exit |
| SPY SS SPDR S&P 500 ETF Trust-US | call | Sold out | 200 | $95Kbefore exit |
| TSLA Tesla Inc. | call | Reduce -66.7% | 100 | $18K |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q4 2023 → Q1 2024
| LUNRW Intuitive Machines Inc.-CW | *W EXP 99/99/999 | New | 62,500 | $109K |
| CORZR Core Scientific Inc.-RTS | CS | New | 57,477 | $46K |
| KGCRF Kinross Gold Corp. | Right | New | 131,591 | $0 |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 1,884 | $26.3B | IVV, SPY, AAPL, GLDM, NVDA |
| Q1 2026 | 4,791 | $17.6B | IVV, AAPL, SPY, MSFT, IJH |
| Q4 2025 | 4,124 | $17.3B | IVV, SPY, AAPL, MSFT, IJH |
| Q3 2025 | 3,587 | $16.0B | IVV, SPY, AAPL, MSFT, IJH |
| Q2 2025 | 3,760 | $14.4B | IVV, SPY, MSFT, AAPL, IJH |
| Q1 2025 | 3,248 | $13.2B | IVV, SPY, AAPL, MSFT, IJH |
| Q4 2024 | 3,305 | $13.4B | IVV, AAPL, SPY, MSFT, IJH |
| Q3 2024 | 1,095 | $10.4B | IVV, SPY, AAPL, MSFT, IJH |
| Q2 2024 | 1,257 | $10.2B | IVV, MSFT, SPY, AAPL, IJH |
| Q1 2024 | 1,219 | $9.6B | IVV, SPY, MSFT, AAPL, IJH |