MAI Capital Management
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 7, 2024), MAI Capital Management reported 1,095 stock positions worth $10.4 billion. Its top holding was iShares Core S&P 500 ETF (IVV) at 8.3% of the portfolio, followed by SS SPDR S&P 500 ETF Trust-US (SPY, 4.1%) and Apple (AAPL, 3.8%). Compared with Q2 2024, it opened 50 new positions, sold out of 212, added to 225 and reduced 659. The biggest buy was iShares Core S&P 500 ETF (IVV, shares +3%) and the biggest sale Microsoft (MSFT, shares −4%).
- Most Recent 13F
- Q2 2026
- Location
- INDEPENDENCE, OH
- CIK
- 0001040197
- Portfolio Value
- $10.4B (Q3 2024)
- SEC Filing
- 0001040197-24-000007 ↗ filed Nov 7, 2024
Holdings Value
Holdings 1,095 stocks · $10.4B
| IVV iShares Core S&P 500 ETF | 8.26% | 1,496,172 | $863.0M | Add +2.8% |
| SPY SS SPDR S&P 500 ETF Trust-US | 4.06% | 738,506 | $423.7M | Add +0.9% |
| AAPL Apple Inc. | 3.78% | 1,696,113 | $395.2M | Reduce -2.9% |
| MSFT Microsoft Corp. | 3.61% | 876,245 | $377.0M | Reduce -4.2% |
| IJH iShares Core S&P Midcap ETF | 2.48% | 4,157,400 | $259.1M | Add +7.2% |
| IJR iShares Core S&P Small-Cap E | 1.81% | 1,619,641 | $189.4M | Add +5.5% |
| NVDA Nvidia Corp. | 1.73% | 1,488,203 | $180.7M | Reduce -3.0% |
| VEA Vanguard Ftse Developed ETF | 1.71% | 3,373,696 | $178.2M | Add +4.7% |
| VIG Vanguard Dividend Apprec ETF | 1.71% | 899,169 | $178.1M | Add +1.5% |
| AMZN Amazon.com Inc. | 1.70% | 952,029 | $177.4M | Reduce -0.8% |
| IVE iShares S&P 500 Value ETF | 1.42% | 754,586 | $148.8M | Add +1.8% |
| IWF iShares Russell 1000 Growth | 1.41% | 392,959 | $147.5M | Reduce -3.5% |
| QQQ Invesco QQQ Trust Series 1 | 1.37% | 293,178 | $143.1M | Add +1.9% |
| MDY State Street SPDR S&P Midcap | 1.31% | 239,391 | $136.4M | Add +2.7% |
| IEFA iShares Core MSCI Eafe ETF | 1.22% | 1,629,083 | $127.1M | Add +0.6% |
| GOOGL Alphabet Inc. Class A | 1.16% | 731,098 | $121.3M | Add +1.4% |
| VWO Vanguard Ftse Emerging Marke | 1.14% | 2,491,175 | $119.2M | Add +6.3% |
| GOOG Alphabet Inc. Class C | 1.08% | 674,424 | $112.8M | Reduce -4.6% |
| META Meta Platforms Inc. Class A | 1.04% | 190,683 | $109.2M | Reduce -4.7% |
| AVGO Broadcom Inc. | 0.99% | 600,311 | $103.6M | Add +1.6% |
| VTI VG Morningstar TS MKT ETF-US | 0.99% | 364,934 | $103.3M | Reduce -0.8% |
| UNH Unitedhealth Group Inc. | 0.95% | 169,375 | $99.0M | Reduce -3.0% |
| IWM iShares Russell 2000 ETF | 0.94% | 442,157 | $97.7M | Add +1.9% |
| V Visa Inc. Class A | 0.92% | 349,162 | $96.0M | Add +0.8% |
| IVW iShares S&P 500 Growth ETF | 0.88% | 960,528 | $92.0M | Reduce -0.4% |
| LLY Eli Lilly & Co. | 0.85% | 99,652 | $88.3M | Reduce -2.7% |
| HD Home Depot Inc. | 0.83% | 214,920 | $87.1M | Reduce -0.6% |
| IEMG iShares Core MSCI Emerging | 0.81% | 1,480,588 | $85.0M | Reduce -0.1% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.77% | 175,607 | $80.8M | Reduce -7.0% |
| RSP Invesco S&P 500 Equal Weight | 0.76% | 443,205 | $79.4M | Add +5.1% |
| COST Costco Wholesale Corp. | 0.73% | 86,370 | $76.6M | Reduce -5.0% |
| SHW The Sherwin-Williams Co. | 0.73% | 199,342 | $76.1M | Reduce -3.8% |
| SDY SS SPDR S&P Dividend ETF | 0.71% | 518,560 | $73.7M | Reduce -0.1% |
| JPM JPMorgan Chase & Co. | 0.68% | 338,479 | $71.4M | Reduce -5.2% |
| PG The Procter & Gamble Co. | 0.68% | 410,133 | $71.0M | Reduce -5.3% |
| ABBV Abbvie Inc. | 0.68% | 358,313 | $70.8M | Reduce -4.0% |
| IJK iShares S&P Mid-Cap 400 Grow | 0.66% | 750,005 | $68.9M | Reduce -1.1% |
| JNJ Johnson & Johnson | 0.62% | 398,046 | $64.5M | Reduce -17.5% |
| QCOM Qualcomm Inc. | 0.56% | 344,095 | $58.5M | Add +0.3% |
| IWD iShares Russell 1000 Value E | 0.56% | 307,962 | $58.5M | Add +0.6% |
| BKNG Booking Holdings Inc. | 0.52% | 12,977 | $54.7M | Add +15.4% |
| RTX RTX Corp. | 0.52% | 449,314 | $54.4M | Reduce -2.6% |
| SCHG Schwab US Large-Cap Growth | 0.52% | 518,973 | $54.1M | Add +0.1% |
| PPA Invesco Aerospace & Defense | 0.48% | 431,905 | $49.7M | Reduce -12.9% |
| ACN Accenture PLC Class A | 0.46% | 135,564 | $47.9M | Reduce -0.9% |
| MA Mastercard Inc. Class A | 0.45% | 96,203 | $47.5M | Reduce -5.9% |
| PEP Pepsico Inc. | 0.45% | 275,172 | $46.8M | Reduce -3.0% |
| ABT Abbott Laboratories | 0.44% | 401,386 | $45.8M | Reduce -2.4% |
| ORCL Oracle Corp. | 0.42% | 257,109 | $43.8M | Reduce -3.1% |
| IJJ iShares S&P Mid-Cap 400 Valu | 0.42% | 353,151 | $43.7M | Reduce -0.6% |
| CSCO Cisco Systems Inc. | 0.41% | 810,541 | $43.1M | Reduce -18.5% |
| NFLX Netflix Inc. | 0.41% | 60,265 | $42.7M | Add +5.6% |
| CB Chubb Ltd. | 0.41% | 147,306 | $42.5M | Reduce -1.0% |
| VOO Vanguard S&P 500 ETF | 0.39% | 77,623 | $41.0M | Reduce -1.5% |
| MCD McDonald's Corp. | 0.39% | 132,362 | $40.3M | Reduce -7.1% |
| HON Honeywell International Inc. | 0.38% | 193,629 | $40.0M | Reduce -1.2% |
| XLK SS Technology Select Sector | 0.38% | 175,575 | $39.6M | Reduce -1.6% |
| IWN iShares Russell 2000 Value E | 0.38% | 236,415 | $39.4M | Reduce -1.1% |
| TSM Taiwan Semiconductor-SP ADR | 0.36% | 216,555 | $37.6M | Reduce -16.8% |
| VZ Verizon Communications Inc. | 0.36% | 832,676 | $37.4M | Reduce -7.8% |
| WMT Walmart Inc. | 0.35% | 452,464 | $36.5M | Reduce -3.4% |
| VHT Vanguard Health Care ETF | 0.34% | 126,149 | $35.6M | Add +6.7% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.34% | 888,756 | $35.3M | Reduce -4.6% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.34% | 91,636 | $35.2M | Reduce -5.4% |
| SCHD Schwab US DVD Equity ETF | 0.33% | 406,009 | $34.3M | Add +1.5% |
| VONE Vanguard Russell 1000 | 0.32% | 130,295 | $33.9M | Add +2.0% |
| ETN Eaton Corp. PLC | 0.32% | 101,729 | $33.7M | Reduce -4.5% |
| XOM Exxon Mobil Corp. | 0.32% | 284,769 | $33.4M | Reduce -2.3% |
| VGT Vanguard Info Tech ETF | 0.32% | 56,355 | $33.1M | Add +2.5% |
| SYK Stryker Corp. | 0.31% | 90,399 | $32.7M | Add +16.0% |
| IWR iShares Russell Mid-Cap ETF | 0.30% | 358,564 | $31.6M | Add +6.7% |
| XLV SS Health Care Select Sector | 0.29% | 198,901 | $30.6M | Reduce -0.5% |
| KO The Coca-Cola Co. | 0.29% | 423,522 | $30.4M | Reduce -5.0% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.28% | 124,958 | $29.6M | Add +0.6% |
| EFA iShares MSCI Eafe ETF | 0.28% | 351,004 | $29.4M | Reduce -1.7% |
| ACIO Aptus Collared Invest Opp | 0.28% | 732,686 | $29.1M | Add +27.6% |
| CVX Chevron Corp. | 0.27% | 193,005 | $28.4M | Reduce -5.4% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.27% | 161,286 | $28.2M | Reduce -0.6% |
| IWO iShares Russell 2000 Growth | 0.27% | 98,700 | $28.0M | Reduce -1.1% |
| UNP Union Pacific Corp. | 0.26% | 110,991 | $27.4M | Reduce -0.3% |
| PANW Palo Alto Networks Inc. | 0.26% | 79,670 | $27.2M | Reduce -5.1% |
| DFAI Dimensional International Co. | 0.25% | 816,466 | $25.9M | Add +0.4% |
| SCHV Schwab US Large-Cap Value | 0.25% | 322,102 | $25.9M | Reduce -0.7% |
| AMT American Tower Corp. | 0.25% | 110,878 | $25.8M | Reduce -3.3% |
| SCHF Schwab Intl Equity ETF | 0.25% | 626,346 | $25.8M | Reduce -0.2% |
| COWZ Pacer US Cash Cows 100 ETF | 0.24% | 438,656 | $25.4M | Add +0.5% |
| LOW Lowe's Cos Inc. | 0.24% | 93,009 | $25.2M | Reduce -6.7% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.23% | 91,063 | $24.0M | Add +2.6% |
| IWB iShares Russell 1000 ETF | 0.23% | 75,607 | $23.8M | Add +0.5% |
| HSY The Hershey Co. | 0.23% | 123,160 | $23.6M | Add +11.6% |
| TSLA Tesla Inc. | 0.22% | 87,431 | $22.9M | Reduce -6.6% |
| MDLZ Mondelez International Inc. Class A | 0.21% | 301,181 | $22.2M | Reduce -4.5% |
| LMT Lockheed Martin Corp. | 0.21% | 37,203 | $21.7M | Reduce -7.8% |
| ZTS Zoetis Inc. | 0.21% | 111,154 | $21.7M | Reduce -4.2% |
| DLN Wisdomtree US Largecap Divid | 0.20% | 263,628 | $20.7M | Reduce -1.1% |
| ICE Intercontinental Exchange Inc. | 0.20% | 127,347 | $20.5M | Reduce -21.7% |
| PFE Pfizer Inc. | 0.19% | 697,658 | $20.2M | Add +1.7% |
| ADBE Adobe Inc. | 0.19% | 37,632 | $19.5M | Reduce -32.4% |
| MOAT Vaneck Morningstar Wide Moat | 0.19% | 199,514 | $19.3M | Reduce -6.6% |
| TORONTO-DOMINION BANK (TD 0 02/21/25 dMTo) filed as TD SPX 2-21-25 15 buff | 0.18% | 14,353,000 | $19.2M | Reduce -1.0% |
Options reported separately and not counted above: MSFT puts ($5.8M), AMZN calls ($5.2M), AAPL puts ($4.9M), ABNB puts ($4.0M), LLY puts ($3.9M), CDNS puts ($3.8M), NVDA calls ($3.0M), TT puts ($2.7M), SHW puts ($2.7M), AMAT puts ($2.0M), ISRG puts ($1.6M), PYPL calls ($1.6M), and 29 more.
Other holdings (6): bonds, preferreds, convertibles and warrants · $434K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| GLADSTONE LAND CORP (LAND 6 PERP C) | PFD | 10,560 | $230K | New |
| LUNRW Intuitive Machines Inc.-CW | *W EXP 99/99/999 | 62,500 | $157K | No change |
| KGCRF Kinross Gold Corp. | Right | 131,591 | $33K | No change |
| CORZR Core Scientific Inc.-RTS | CS | 57,477 | $8K | No change |
| EVEX.WS Eve Holdng Inc. -CW25 | *W EXP 05/09/202 | 49,000 | $5K | No change |
| RBOT.WS Vicarious Surgical Inc.-CW27 | *W EXP 09/17/202 | 25,000 | $1K | No change |
Total filed on the 13F, all lines: $10.4B.
Portfolio Sells Q2 2024 → Q3 2024
| MSFT Microsoft Corp. | Reduce -4.2% | 3.61% | −0.42 |
| GOOG Alphabet Inc. Class C | Reduce -4.6% | 1.08% | −0.20 |
| NVDA Nvidia Corp. | Reduce -3.0% | 1.73% | −0.14 |
| AMZN Amazon.com Inc. | Reduce -0.8% | 1.70% | −0.13 |
| ADBE Adobe Inc. | Reduce -32.4% | 0.19% | −0.12 |
| GMAR FT Vest US Equity Moderate B | Reduce -58.9% | 0.07% | −0.09 |
| TSM Taiwan Semiconductor-SP ADR | Reduce -16.8% | 0.36% | −0.09 |
| TORONTO-DOMINION BANK (TD 0 09/20/24 dMIn) | Sold out | 0.00% | −0.08 |
| TORONTO-DOMINION BANK (TD 0 07/23/24 DMTN) | Sold out | 0.00% | −0.08 |
| JNJ Johnson & Johnson | Reduce -17.5% | 0.62% | −0.08 |
| MU Micron Technology Inc. | Reduce -76.5% | 0.02% | −0.08 |
| LLY Eli Lilly & Co. | Reduce -2.7% | 0.85% | −0.07 |
| ALB Albemarle Corp. | Reduce -90.0% | 0.01% | −0.06 |
| LLYVK Liberty Media Corp.-Liberty-C | Reduce -89.3% | 0.01% | −0.06 |
| GS FINANCE CORP (GS 0 02/14/24 Dmtn) | Sold out | 0.00% | −0.06 |
| CSCO Cisco Systems Inc. | Reduce -18.5% | 0.41% | −0.05 |
| IWF iShares Russell 1000 Growth | Reduce -3.5% | 1.41% | −0.05 |
| LRCX Lam Research Corp. | Reduce -33.4% | 0.05% | −0.05 |
| MRK Merck & Co. Inc. | Reduce -9.6% | 0.18% | −0.04 |
| FICO Fair Isaac Corp. | Sold out | 0.00% | −0.04 |
| CVX Chevron Corp. | Reduce -5.4% | 0.27% | −0.04 |
| COP Conocophillips | Reduce -11.8% | 0.14% | −0.04 |
| NVO Novo-Nordisk A/S-Spons ADR | Reduce -40.5% | 0.03% | −0.04 |
| CRWD CrowdStrike Holdings Inc. Class A | Reduce -0.6% | 0.08% | −0.03 |
| C Citigroup Inc. | Reduce -53.2% | 0.03% | −0.03 |
| DELL Dell Technologies -C | Reduce -72.8% | 0.01% | −0.03 |
| FXL First Trust Technology Alpha | Reduce -21.6% | 0.11% | −0.03 |
| PAPR Innovator U.S. Equity Power | Reduce -85.3% | 0.01% | −0.03 |
| INTC Intel Corp. | Reduce -36.2% | 0.03% | −0.03 |
| KR Kroger Co. | Reduce -57.7% | 0.03% | −0.03 |
| NOW ServiceNow Inc. | Reduce -30.0% | 0.10% | −0.03 |
| HON Honeywell International Inc. | Reduce -1.2% | 0.38% | −0.03 |
| JPM JPMorgan Chase & Co. | Reduce -5.2% | 0.68% | −0.03 |
| COST Costco Wholesale Corp. | Reduce -5.0% | 0.73% | −0.03 |
| BAC Bank of America Corp. | Reduce -4.6% | 0.34% | −0.03 |
| NJAN Innovator Growth 100 Power B | Reduce -67.2% | 0.01% | −0.03 |
| SCHW Schwab (charles) Corp. | Reduce -10.2% | 0.09% | −0.03 |
| PPA Invesco Aerospace & Defense | Reduce -12.9% | 0.48% | −0.03 |
| AMAT Applied Materials Inc. | Reduce -9.6% | 0.08% | −0.03 |
| ABNB Airbnb Inc. Class A | Reduce -24.9% | 0.04% | −0.03 |
| BALL Ball Corp. | Reduce -67.9% | 0.01% | −0.03 |
| MORGAN STANLEY FIN LLC (MS 0 08/14/24 0003) | Sold out | 0.00% | −0.03 |
| WM Waste Management Inc. | Reduce -14.1% | 0.10% | −0.02 |
| NAPR Innovator Growth 100 Power B | Reduce -75.3% | 0.01% | −0.02 |
| ICE Intercontinental Exchange Inc. | Reduce -21.7% | 0.20% | −0.02 |
| PG The Procter & Gamble Co. | Reduce -5.3% | 0.68% | −0.02 |
| KLAC KLA Corp. | Reduce -68.1% | 0.01% | −0.02 |
| MCK McKesson Corp. | Reduce -44.2% | 0.02% | −0.02 |
| JEPI JPMorgan Equity Premium Inco | Reduce -23.5% | 0.08% | −0.02 |
| DIS The Walt Disney Co. | Reduce -11.4% | 0.11% | −0.02 |
Portfolio Buys Q2 2024 → Q3 2024
| IVV iShares Core S&P 500 ETF | Add +2.8% | 8.26% | +0.42 |
| IJH iShares Core S&P Midcap ETF | Add +7.2% | 2.48% | +0.24 |
| IJR iShares Core S&P Small-Cap E | Add +5.5% | 1.81% | +0.20 |
| VEA Vanguard Ftse Developed ETF | Add +4.7% | 1.71% | +0.14 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +0.9% | 4.06% | +0.13 |
| VWO Vanguard Ftse Emerging Marke | Add +6.3% | 1.14% | +0.13 |
| TORONTO-DOMINION BANK (TD 0 07/15/26) | New | 0.11% | +0.11 |
| VIG Vanguard Dividend Apprec ETF | Add +1.5% | 1.71% | +0.11 |
| IVE iShares S&P 500 Value ETF | Add +1.8% | 1.42% | +0.10 |
| EADSY Airbus SE - Unsp ADR | New | 0.09% | +0.09 |
| BKNG Booking Holdings Inc. | Add +15.4% | 0.52% | +0.08 |
| RSP Invesco S&P 500 Equal Weight | Add +5.1% | 0.76% | +0.08 |
| MDY State Street SPDR S&P Midcap | Add +2.7% | 1.31% | +0.08 |
| IWM iShares Russell 2000 ETF | Add +1.9% | 0.94% | +0.07 |
| ACIO Aptus Collared Invest Opp | Add +27.6% | 0.28% | +0.07 |
| LVMUY LVMH Moet Hennessy-Unsp ADR | Add +268.9% | 0.09% | +0.07 |
| TMUS T-Mobile US Inc. | Add +287.4% | 0.08% | +0.06 |
| GSEP FT Vest US Equity Moderate B | New | 0.06% | +0.06 |
| IEFA iShares Core MSCI Eafe ETF | Add +0.6% | 1.22% | +0.06 |
| ADP Automatic Data Processing | Add +118.0% | 0.10% | +0.06 |
| NJUL Innovator Growth 100 Power B | Add +332.9% | 0.07% | +0.06 |
| AVGO Broadcom Inc. | Add +1.6% | 0.99% | +0.06 |
| MORGAN STANLEY FIN LLC (MS 0 10/01/26 N0OG) | New | 0.05% | +0.05 |
| BANK OF MONTREAL (BMO 0 08/03/26 E00Z) | New | 0.05% | +0.05 |
| APP AppLovin Corp. Class A | Add +2.1% | 0.14% | +0.05 |
| SYK Stryker Corp. | Add +16.0% | 0.31% | +0.05 |
| IWR iShares Russell Mid-Cap ETF | Add +6.7% | 0.30% | +0.03 |
| IWD iShares Russell 1000 Value E | Add +0.6% | 0.56% | +0.03 |
| GAUG FT Vest US Equity Moderate B | New | 0.03% | +0.03 |
| VHT Vanguard Health Care ETF | Add +6.7% | 0.34% | +0.03 |
| NFLX Netflix Inc. | Add +5.6% | 0.41% | +0.03 |
| TORONTO-DOMINION BANK (TD 0 10/01/26 0007) | New | 0.03% | +0.03 |
| PSEP Innovator U.S. Equity Power | Add +99.7% | 0.06% | +0.03 |
| HSY The Hershey Co. | Add +11.6% | 0.23% | +0.03 |
| PJT PJT Partners Inc. Class A | Add +1.2% | 0.14% | +0.02 |
| V Visa Inc. Class A | Add +0.8% | 0.92% | +0.02 |
| BANK OF MONTREAL (BMO 0 08/24/26 dmtt) | New | 0.02% | +0.02 |
| PJUL Innovator U.S. Equity Power | Add +85.3% | 0.05% | +0.02 |
| SCHD Schwab US DVD Equity ETF | Add +1.5% | 0.33% | +0.02 |
| SO The Southern Co. | Add +2.8% | 0.16% | +0.02 |
| DHI D.R. Horton Inc. | New | 0.02% | +0.02 |
| JSCP JPMorgan Short Duration Core | Add +142.4% | 0.03% | +0.02 |
| CSSPX Cohen & Steers GL Realty-I | Add +6.8% | 0.12% | +0.02 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Add +2.6% | 0.23% | +0.02 |
| XLU St Sr Utl SL SE SPDR ETF-Usd | Add +6.7% | 0.10% | +0.02 |
| BEP Brookfield Renewable Partner | Add +294.2% | 0.02% | +0.02 |
| JSI JH Securitized Income ETF | New | 0.02% | +0.02 |
| VB Vanguard Most SM-Cap ETF-Usd | Add +0.6% | 0.28% | +0.02 |
| DFAU Dimensional US Core Equity M | Add +8.0% | 0.15% | +0.02 |
| VONE Vanguard Russell 1000 | Add +2.0% | 0.32% | +0.01 |
Options Activity Q2 2024 → Q3 2024
| MSFT Microsoft Corp. | put | Reduce -8.8% | 13,500 | $5.8M |
| AAPL Apple Inc. | put | Add +25.4% | 21,200 | $4.9M |
| ABNB Airbnb Inc. Class A | put | Reduce -24.1% | 31,500 | $4.0M |
| NVDA Nvidia Corp. | call | Add +3.3% | 25,100 | $3.0M |
| ISRG Intuitive Surgical Inc. | put | Reduce -5.7% | 3,300 | $1.6M |
| PYPL PayPal Holdings Inc. | call | New | 20,200 | $1.6M |
| RTX RTX Corp. | put | Reduce -20.6% | 11,200 | $1.4M |
| QCOM Qualcomm Inc. | put | New | 7,300 | $1.2M |
| LOW Lowe's Cos Inc. | put | Reduce -4.5% | 4,200 | $1.1M |
| MCK McKesson Corp. | put | Reduce -4.3% | 2,200 | $1.1M |
| GOOG Alphabet Inc. Class C | put | Reduce -23.1% | 4,000 | $669K |
| TYL Tyler Technologies Inc. | call | New | 1,000 | $584K |
| TSLA Tesla Inc. | put | Reduce -75.0% | 2,000 | $523K |
| TYL Tyler Technologies Inc. | put | Sold out | 1,000 | $503Kbefore exit |
| U Unity Software Inc. | put | Reduce -24.3% | 18,700 | $423K |
| AMZN Amazon.com Inc. | put | New | 2,200 | $410K |
| AVGO Broadcom Inc. | put | New | 2,200 | $380K |
| LBRT Liberty Energy Inc. | put | New | 19,500 | $372K |
| CTSH Cognizant Tech Solutions-A | put | Reduce -11.1% | 4,800 | $370K |
| UNH Unitedhealth Group Inc. | put | Sold out | 500 | $255Kbefore exit |
| FITB Fifth Third Bancorp | put | New | 3,000 | $129K |
| INTC Intel Corp. | call | New | 1,000 | $23K |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q2 2024 → Q3 2024
| GLADSTONE LAND CORP (LAND 6 PERP C) | PFD | New | 10,560 | $230K |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 1,884 | $26.3B | IVV, SPY, AAPL, GLDM, NVDA |
| Q1 2026 | 4,791 | $17.6B | IVV, AAPL, SPY, MSFT, IJH |
| Q4 2025 | 4,124 | $17.3B | IVV, SPY, AAPL, MSFT, IJH |
| Q3 2025 | 3,587 | $16.0B | IVV, SPY, AAPL, MSFT, IJH |
| Q2 2025 | 3,760 | $14.4B | IVV, SPY, MSFT, AAPL, IJH |
| Q1 2025 | 3,248 | $13.2B | IVV, SPY, AAPL, MSFT, IJH |
| Q4 2024 | 3,305 | $13.4B | IVV, AAPL, SPY, MSFT, IJH |
| Q3 2024 | 1,095 | $10.4B | IVV, SPY, AAPL, MSFT, IJH |
| Q2 2024 | 1,257 | $10.2B | IVV, MSFT, SPY, AAPL, IJH |
| Q1 2024 | 1,219 | $9.6B | IVV, SPY, MSFT, AAPL, IJH |