Neuberger Small-Mid Cap ETFNBSMETF
13F holders, Q2 2026 (June 30)23holders +4
7new positions
3sold out
1famous investor
$28.70avg. 13F price*
At the end of Q2 2026, 23 institutions reported holding Neuberger Small-Mid Cap ETF (NBSM) in their 13F filings, up 4 from Q1 2026. 7 opened new positions and 3 sold out. The largest holders were Neuberger Berman Group LLC ($21.5M), LPL Financial LLC ($7.8M) and Stage Harbor Financial, LLC ($7.3M). One famous investor held it Ken Griffin (0.0% of Citadel Advisors's portfolio).
- Company
- Neuberger Small-Mid Cap ETF
- CUSIP
- 64135A804
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q1 2026 → Q2 2026
| Institutions | Total Value | |
|---|---|---|
| New Positions | 7 | $4.0M |
| Exits | 3 | $2.3M |
All 13F filers, Q1 2026 → Q2 2026: 234,061 shares bought and 4,587,525 shares sold, net −4,353,464 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 23 holders
| Neuberger Berman Group LLC | 0.01% | Reduce -85.5% | 747,128 | $21.5M |
| LPL Financial LLC | 0.00% | Reduce -15.7% | 269,987 | $7.8M |
| Stage Harbor Financial, LLC | 4.22% | Add +7.3% | 254,627 | $7.3M |
| Raymond James Financial Inc. | 0.00% | Add +5.6% | 226,172 | $6.5M |
| Bank of America Corp. | 0.00% | Add +9.5% | 199,777 | $5.7M |
| Cambridge Investment Research Advisors, Inc. | 0.01% | Add +24.6% | 142,596 | $4.1M |
| Broadway Wealth Solutions, Inc. | 1.74% | Add +6.9% | 129,898 | $3.7M |
| Jones Financial Companies LLLP | 0.00% | Add +1.1% | 110,340 | $3.1M |
| Exchange Traded Concepts, LLC | 0.02% | Reduce -18.4% | 107,783 | $3.1M |
| Morgan Stanley | 0.00% | New | 53,175 | $1.5M |
| HighTower Advisors, LLC | 0.00% | Add +5.5% | 47,351 | $1.4M |
| Worth Financial Advisory Group, LLC | 0.35% | New | 29,136 | $836K |
| Flow Traders U.S. LLC | 0.03% | New | 28,588 | $821K |
| Royal Bank of Canada | 0.00% | Reduce -50.6% | 25,229 | $724K |
| Barnes Pettey Financial Advisors, LLC | 0.15% | Add +64.1% | 16,980 | $487K |
| Susquehanna International Group, LLP | 0.00% | New | 13,873 | $398K |
| Citadel Advisors | 0.00% | New | 12,358 | $355K |
| Pathstone Holdings, LLC | 0.00% | No change | 11,570 | $332K |
| Barrett & Company, Inc. | 0.03% | Add +14.7% | 3,814 | $110K |
| Osaic Holdings, Inc. | 0.00% | Reduce -73.0% | 3,098 | $89K |
| Rockefeller Capital Management L.P. | 0.00% | New | 1,499 | $43K |
| UBS Group AG | 0.00% | New | 1,491 | $43K |
| Harbour Investments, Inc. | 0.00% | No change | 75 | $2K |
"% of holder's portfolio" is NBSM's weight in each manager's 13F, not the share of Neuberger Small-Mid Cap ETF the manager owns.