Prosperity Financial Group, Inc.

In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 15, 2024), Prosperity Financial Group, Inc. reported 146 stock positions worth $161.9 million. Its top holding was Apple (AAPL) at 6.4% of the portfolio, followed by Microsoft (MSFT, 4.6%) and First Trust Low Duration Opp (LMBS, 3.3%). Compared with Q4 2023, it opened 24 new positions, sold out of 10, added to 84 and reduced 27. The biggest buy was a new position in First Trust Low Duration Opp (LMBS) and the biggest sale First Trust Enh Short Mat FD (FTSM, shares −90%).

Most Recent 13F
Q2 2026
Location
San Ramon, CA
CIK
0001991334
Portfolio Value
$161.9M (Q1 2024)
SEC Filing
0001172661-24-002467 ↗ filed May 15, 2024

Holdings Value

0$100.0M$200.0M$300.0M$400.0M Q1 2024: $161.9M $161.9M Q1 2024 Q2 2024: $158.3M Q2 2024 Q3 2024: $178.0M Q3 2024 Q4 2024: $199.6M Q4 2024 Q1 2025: $200.7M Q1 2025 Q2 2025: $235.0M Q2 2025 Q3 2025: $272.6M Q3 2025 Q4 2025: $277.5M Q4 2025 Q1 2026: $270.8M Q1 2026 Q2 2026: $322.6M Q2 2026

Holdings 146 stocks · $161.9M
AAPL Apple Inc. 6.38% 60,230 $10.3M Add +3.2%
MSFT Microsoft Corp. 4.62% 17,794 $7.5M Add +6.8%
LMBS First Trust Low Duration Opp 3.32% 111,555 $5.4M New
JNK SS SPDR BB High Yield Bond 3.26% 55,369 $5.3M No change
QJUN FT Vest Nasdaq-100 Buffer Et 2.98% 188,967 $4.8M Add +78.9%
PVAL Putnam Focused LRG Cap Value 2.79% 126,206 $4.5M Reduce -54.9%
BOTZ Global X Robotics & Artifici 2.48% 126,201 $4.0M Reduce -19.0%
CIBR First Trust Nasdaq Cybersecu 2.46% 70,731 $4.0M Add +150.5%
NVDA Nvidia Corp. 2.44% 4,363 $3.9M Add +16.9%
AVUS Avantis U.S. Equity ETF 2.39% 43,202 $3.9M Add +657.8%
PGRO Putnam Focused LRG Cap Grow 2.28% 112,856 $3.7M Add +244.3%
ISPY Proshares S&P High Incom ETF 1.89% 71,300 $3.1M New
AVLV Avantis US Large Cap Value 1.83% 46,109 $3.0M Add +90.5%
GBTC Grayscale Bitcoin Trust ETF 1.78% 45,733 $2.9M New
IJH iShares Core S&P Midcap ETF 1.78% 47,468 $2.9M Add +461.8%
GJUN FT Vest US Equity Moderate B 1.76% 85,343 $2.8M Add +3.7%
AMZN Amazon.com Inc. 1.62% 14,572 $2.6M Add +0.9%
PBDC Putnam BDC Income ETF 1.54% 73,362 $2.5M Add +68.4%
GOOGL Alphabet Inc. Class A 1.46% 15,705 $2.4M Add +2.7%
JEPI JPMorgan Equity Premium Inco 1.44% 40,379 $2.3M Reduce -43.1%
JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F 1.41% 41,990 $2.3M Reduce -37.2%
KNG FT Vest S&P 500 DVD Arst TRG 1.38% 41,519 $2.2M Reduce -39.4%
COST Costco Wholesale Corp. 1.35% 2,980 $2.2M Add +4.0%
SKYY First Trust Cloud Computing 1.27% 21,498 $2.1M Reduce -40.5%
REGL Prshrs S&P Mid 400 DVD Arist 1.17% 24,102 $1.9M Add +435.4%
TDIV FT Nasdaq Tech DVD Index FD 1.17% 27,071 $1.9M Add +23.1%
QGRO American Century US Quality 1.12% 21,358 $1.8M Add +346.9%
RDVI FT Vest Rising Dividend Achi 1.08% 71,200 $1.7M Reduce -76.1%
HD Home Depot Inc. 1.06% 4,474 $1.7M Add +10.6%
PAVE Global X US Infrastructure 1.05% 42,776 $1.7M Add +43.3%
SPY SS SPDR S&P 500 ETF Trust-US 0.93% 2,885 $1.5M Reduce -0.6%
QQQ Invesco QQQ Trust Series 1 0.89% 3,256 $1.4M Add +8.7%
META Meta Platforms Inc. Class A 0.86% 2,869 $1.4M Add +5.8%
ACN Accenture PLC Class A 0.83% 3,891 $1.3M Add +3.2%
LLY Eli Lilly & Co. 0.83% 1,719 $1.3M Add +12.8%
V Visa Inc. Class A 0.82% 4,744 $1.3M Add +11.4%
ACGR American Century Large Cap G 0.79% 24,968 $1.3M Reduce -31.6%
SOXX iShares Semiconductor ETF 0.78% 5,556 $1.3M Reduce -26.0%
FBND Fidelity Total Bond ETF 0.76% 27,305 $1.2M Add +192.2%
MRSH Marsh & McLennan Cos 0.73% 5,705 $1.2M Add +1.1%
JPM JPMorgan Chase & Co. 0.71% 5,763 $1.2M Add +59.9%
FFOG Franklin Focused Dynamic Gro 0.71% 33,804 $1.1M New
AVGO Broadcom Inc. 0.70% 860 $1.1M Add +8.7%
SSUS Day Hagan Smart Sector ETF filed as STRATEGY SHS 0.65% 27,543 $1.1M No change
PLTR Palantir Technologies Inc. Class A 0.63% 44,455 $1.0M Add +0.6%
UNH Unitedhealth Group Inc. 0.61% 1,992 $986K Add +6.5%
GOOG Alphabet Inc. Class C 0.59% 6,282 $956K Add +0.1%
ABBV Abbvie Inc. 0.56% 5,012 $913K Add +12.9%
ROBT First Trust Nasdaq Artificia 0.56% 19,864 $899K Add +17.4%
TSLA Tesla Inc. 0.50% 4,629 $814K Add +18.6%
SPYM Ste STR SPDR PT S&P 500 ETF 0.49% 12,991 $799K Add +14.7%
SPTM SS SPDR P S&P 1500 Comp ETF 0.49% 12,355 $793K Reduce -10.2%
FTSM First Trust Enh Short Mat FD 0.49% 13,178 $786K Reduce -89.7%
GSLC Goldman Activebeta US LC ETF 0.46% 7,187 $746K New
KLAC KLA Corp. 0.46% 1,061 $741K Add +7.1%
ZTS Zoetis Inc. 0.45% 4,336 $734K Add +2.2%
CSM Proshares Large Cap Core Plu 0.45% 11,911 $723K Reduce -1.0%
BRK.B Berkshire Hathaway Inc. Class B 0.44% 1,708 $718K Add +7.9%
RACE Ferrari NV 0.42% 1,556 $678K Add +4.0%
PG The Procter & Gamble Co. 0.41% 4,114 $668K Add +19.1%
WMT Walmart Inc. 0.41% 11,077 $667K Add +104.9%
RCL Royal Caribbean Cruises Ltd. 0.41% 4,742 $659K Add +4.5%
JNJ Johnson & Johnson 0.40% 4,085 $646K Add +9.3%
CAT Caterpillar Inc. 0.39% 1,704 $624K Add +7.9%
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.38% 5,046 $617K Add +0.3%
CVX Chevron Corp. 0.38% 3,883 $613K Reduce -1.9%
AFMC First Trust Active Factor Mi 0.36% 19,214 $582K New
MA Mastercard Inc. Class A 0.36% 1,198 $577K Add +4.2%
AMD Advanced Micro Devices 0.35% 3,150 $569K Add +6.3%
CGCP Cap Group Core Plus Income 0.35% 25,070 $563K Reduce -13.1%
IVV iShares Core S&P 500 ETF 0.35% 1,071 $563K Add +19.9%
RSG Republic Services Inc. 0.35% 2,924 $560K Add +10.8%
VTV Vanguard Mrngstr Val ETF-Aui 0.35% 3,436 $560K Add +9.6%
VUG Vanguard Mrngstar GR ETF-Sui 0.33% 1,539 $530K Add +13.7%
GAIN Gladstone Investment Corp. 0.32% 36,800 $524K Reduce -0.7%
INQQ Inqq the India Internet ETF filed as EXCHANGE TRADED CONCEPTS TRU 0.32% 36,140 $519K New
LULU Lululemon Athletica Inc. 0.32% 1,325 $518K Add +2.1%
GAPR FT Vest US Equity Moderate B 0.32% 15,150 $510K No change
PDP Invesco Dorsey Wright Moment 0.31% 5,158 $510K Add +0.0%
MGM MGM Resorts International 0.30% 10,288 $486K Add +9.3%
NOBL Proshares S&P 500 Dividend A 0.30% 4,725 $479K Reduce -86.8%
GLD SPDR Gold Shares 0.29% 2,319 $477K Reduce -13.2%
IOT Samsara Inc. Class A 0.29% 12,566 $475K New
PPA Invesco Aerospace & Defense 0.29% 4,672 $475K New
SNSR Global X Internet of Things 0.29% 13,004 $471K Reduce -79.9%
SO The Southern Co. 0.29% 6,542 $469K Add +12.2%
MRK Merck & Co. Inc. 0.28% 3,410 $450K Add +5.2%
NOW ServiceNow Inc. 0.27% 573 $437K Add +5.9%
SPDW Ste STR SPDR PT DW Eu ETF 0.27% 12,025 $431K Add +42.3%
XLE SS Energy Select Sector 0.26% 4,403 $416K Add +16.9%
SPGI S&P Global Inc. 0.25% 969 $412K Add +11.8%
GOVT iShares US Treasury Bond ETF 0.25% 18,042 $411K Add +2.6%
ELV Elevance Health Inc. 0.24% 737 $382K Add +4.5%
TXT Textron Inc. 0.23% 3,815 $366K Add +4.7%
VTI VG Morningstar TS MKT ETF-US 0.22% 1,389 $361K Add +0.7%
DXCM Dexcom Inc. 0.22% 2,564 $356K Add +0.9%
CSCO Cisco Systems Inc. 0.22% 7,124 $356K Reduce -8.9%
ADBE Adobe Inc. 0.21% 684 $345K Add +6.2%
ISRG Intuitive Surgical Inc. 0.20% 827 $330K Add +9.1%
DE Deere & Co. 0.20% 802 $329K Add +3.9%

Show all 146 holdings

Portfolio Sells Q4 2023 → Q1 2024
FTSM First Trust Enh Short Mat FD Reduce -89.7% 0.49% −4.78
RDVI FT Vest Rising Dividend Achi Reduce -76.1% 1.08% −3.70
PVAL Putnam Focused LRG Cap Value Reduce -54.9% 2.79% −3.34
NOBL Proshares S&P 500 Dividend A Reduce -86.8% 0.30% −2.07
SNSR Global X Internet of Things Reduce -79.9% 0.29% −1.29
JEPI JPMorgan Equity Premium Inco Reduce -43.1% 1.44% −1.26
CGUS Cap Group Core Equity Sold out 0.00% −1.23
KNG FT Vest S&P 500 DVD Arst TRG Reduce -39.4% 1.38% −1.08
SKYY First Trust Cloud Computing Reduce -40.5% 1.27% −0.93
JEPQ JPM Nasdaq Equity Premium Reduce -37.2% 1.41% −0.91
TDV Proshares S&P Tech DVD Arist Sold out 0.00% −0.65
BOTZ Global X Robotics & Artifici Reduce -19.0% 2.48% −0.60
ADVISORS INNER CIRCLE FD III Sold out 0.00% −0.45
ACGR American Century Large Cap G Reduce -31.6% 0.79% −0.37
PULS Pgim Ultra Short Bond ETF Sold out 0.00% −0.29
EMLP First Trust North American E Reduce -57.5% 0.18% −0.26
SOXX iShares Semiconductor ETF Reduce -26.0% 0.78% −0.23
SHY iShares 1-3 Year Treasury Bo Sold out 0.00% −0.22
SPEM State Street SP PTF Em ETF Sold out 0.00% −0.16
BA The Boeing Co. Sold out 0.00% −0.16
FXH First Trust Health Care Alph Sold out 0.00% −0.16
CGCP Cap Group Core Plus Income Reduce -13.1% 0.35% −0.11
SPTM SS SPDR P S&P 1500 Comp ETF Reduce -10.2% 0.49% −0.07
GLD SPDR Gold Shares Reduce -13.2% 0.29% −0.06
CSCO Cisco Systems Inc. Reduce -8.9% 0.22% −0.05
MPT Medical Properties Trust Inc. Reduce -31.1% 0.06% −0.04
TEI Templeton Emrg MKTS Inc. Sold out 0.00% −0.04
GAIN Gladstone Investment Corp. Reduce -0.7% 0.32% −0.04
CVX Chevron Corp. Reduce -1.9% 0.38% −0.03
IHI iShares U.S. Medical Devices Reduce -15.9% 0.13% −0.03
NCV Virtus Convertible & Income Reduce -7.7% 0.11% −0.03
SPY SS SPDR S&P 500 ETF Trust-US Reduce -0.6% 0.93% −0.03
FSRNQ Fisker Inc. Sold out 0.00% −0.02
CMS CMS Energy Corp. Reduce -6.6% 0.13% −0.02
XAR SS SPDR S&P Aerospace Def Reduce -4.0% 0.12% −0.02
LODE Comstock Inc. Reduce -25.4% 0.01% −0.01
CSM Proshares Large Cap Core Plu Reduce -1.0% 0.45% −0.01

Portfolio Buys Q4 2023 → Q1 2024
LMBS First Trust Low Duration Opp New 3.32% +3.32
AVUS Avantis U.S. Equity ETF Add +657.8% 2.39% +2.07
ISPY Proshares S&P High Incom ETF New 1.89% +1.89
GBTC Grayscale Bitcoin Trust ETF New 1.78% +1.78
PGRO Putnam Focused LRG Cap Grow Add +244.3% 2.28% +1.62
IJH iShares Core S&P Midcap ETF Add +461.8% 1.78% +1.46
CIBR First Trust Nasdaq Cybersecu Add +150.5% 2.46% +1.41
QJUN FT Vest Nasdaq-100 Buffer Et Add +78.9% 2.98% +1.21
NVDA Nvidia Corp. Add +16.9% 2.44% +1.15
REGL Prshrs S&P Mid 400 DVD Arist Add +435.4% 1.17% +0.94
QGRO American Century US Quality Add +346.9% 1.12% +0.87
AVLV Avantis US Large Cap Value Add +90.5% 1.83% +0.86
FFOG Franklin Focused Dynamic Gro New 0.71% +0.71
PBDC Putnam BDC Income ETF Add +68.4% 1.54% +0.58
FBND Fidelity Total Bond ETF Add +192.2% 0.76% +0.47
GSLC Goldman Activebeta US LC ETF New 0.46% +0.46
AFMC First Trust Active Factor Mi New 0.36% +0.36
PAVE Global X US Infrastructure Add +43.3% 1.05% +0.34
INQQ Inqq the India Internet ETF New 0.32% +0.32
IOT Samsara Inc. Class A New 0.29% +0.29
PPA Invesco Aerospace & Defense New 0.29% +0.29
JPM JPMorgan Chase & Co. Add +59.9% 0.71% +0.29
MSFT Microsoft Corp. Add +6.8% 4.62% +0.28
WMT Walmart Inc. Add +104.9% 0.41% +0.21
LLY Eli Lilly & Co. Add +12.8% 0.83% +0.21
META Meta Platforms Inc. Class A Add +5.8% 0.86% +0.19
GRID First TRST Nasd Class Edg Sgiif New 0.19% +0.19
TDIV FT Nasdaq Tech DVD Index FD Add +23.1% 1.17% +0.19
BUFR FT Vest Lad Buffervetf-Usd I New 0.19% +0.19
ETN Eaton Corp. PLC New 0.18% +0.18
TDG Transdigm Group Inc. New 0.16% +0.16
BIL SS SPDR BB 1-3M T-Bill ETF New 0.16% +0.16
MLM Martin Marietta Materials New 0.15% +0.15
PEP Pepsico Inc. New 0.14% +0.14
EME Emcor Group Inc. New 0.13% +0.13
DG Dollar General Corp. New 0.13% +0.13
STRL Sterling Infrastructure Inc. New 0.13% +0.13
PJAN Innovator U.S. Equity Power New 0.13% +0.13
LNTH Lantheus Holdings Inc. New 0.13% +0.13
OUSA Alps Oshares US Quality Divi New 0.13% +0.13
PH Parker Hannifin Corp. New 0.13% +0.13
PLTR Palantir Technologies Inc. Class A Add +0.6% 0.63% +0.11
AMZN Amazon.com Inc. Add +0.9% 1.62% +0.10
AVGO Broadcom Inc. Add +8.7% 0.70% +0.09
HD Home Depot Inc. Add +10.6% 1.06% +0.09
ABBV Abbvie Inc. Add +12.9% 0.56% +0.09
RACE Ferrari NV Add +4.0% 0.42% +0.07
SPDW Ste STR SPDR PT DW Eu ETF Add +42.3% 0.27% +0.07
DIS The Walt Disney Co. Add +0.3% 0.38% +0.07
CAT Caterpillar Inc. Add +7.9% 0.39% +0.06

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 184$322.6MAAPL, NVDA, AIRR, GOOGL, ISPY
Q1 2026 186$270.8MAAPL, NVDA, MSFT, ISPY, PVAL
Q4 2025 180$277.5MAAPL, NVDA, MSFT, PVAL, GOOGL
Q3 2025 177$272.6MAAPL, NVDA, MSFT, PVAL, QMAR
Q2 2025 163$235.0MAAPL, NVDA, MSFT, QMAR, PVAL
Q1 2025 161$200.7MAAPL, NVDA, MSFT, QMAR, PVAL
Q4 2024 167$199.6MAAPL, NVDA, MSFT, LMBS, PVAL
Q3 2024 152$178.0MAAPL, MSFT, NVDA, LMBS, PVAL
Q2 2024 141$158.3MAAPL, MSFT, NVDA, QJUN, PVAL
Q1 2024 146$161.9MAAPL, MSFT, LMBS, JNK, QJUN