Prosperity Financial Group, Inc.
In its 13F for Q4 2024 (holdings as of December 31, 2024, filed February 7, 2025), Prosperity Financial Group, Inc. reported 167 stock positions worth $199.6 million. Its top holding was Apple (AAPL) at 7.2% of the portfolio, followed by Nvidia (NVDA, 4.7%) and Microsoft (MSFT, 4.1%). Compared with Q3 2024, it opened 28 new positions, sold out of 13, added to 96 and reduced 35. The biggest buy was a new position in Grayscale Bitcoin Trust ETF (GBTC) and the biggest sale an exit from SS Spdrb B 3-12M T-Bill ETF (BILS).
- Most Recent 13F
- Q2 2026
- Location
- San Ramon, CA
- CIK
- 0001991334
- Portfolio Value
- $199.6M (Q4 2024)
- SEC Filing
- 0001172661-25-000590 ↗ filed Feb 7, 2025
Holdings Value
Holdings 167 stocks · $199.6M
| AAPL Apple Inc. | 7.24% | 57,694 | $14.4M | Reduce -1.1% |
| NVDA Nvidia Corp. | 4.67% | 69,429 | $9.3M | Add +5.4% |
| MSFT Microsoft Corp. | 4.13% | 19,533 | $8.2M | Add +1.3% |
| LMBS First Trust Low Duration Opp | 3.37% | 138,317 | $6.7M | Add +32.9% |
| PVAL Putnam Focused LRG Cap Value | 2.53% | 135,998 | $5.0M | Add +1.6% |
| QJUN FT Vest Nasdaq-100 Buffer Et | 2.27% | 161,462 | $4.5M | Reduce -7.5% |
| PGRO Putnam Focused LRG Cap Grow | 2.26% | 116,297 | $4.5M | Add +3.7% |
| AIRR First Trust Rba American Ind | 2.03% | 52,633 | $4.1M | Reduce -0.0% |
| CIBR First Trust Nasdaq Cybersecu | 2.00% | 62,886 | $4.0M | Reduce -13.7% |
| GOOGL Alphabet Inc. Class A | 1.83% | 19,346 | $3.7M | Add +9.5% |
| ISPY Proshares S&P High Incom ETF | 1.81% | 81,637 | $3.6M | Add +7.2% |
| SMIZ Zacks Small/Mid Cap ETF | 1.73% | 104,034 | $3.5M | Add +4.0% |
| MISL First Trust Indxx Aero & Def | 1.68% | 110,033 | $3.3M | Add +6.4% |
| AMZN Amazon.com Inc. | 1.67% | 15,207 | $3.3M | Add +9.0% |
| AVLV Avantis US Large Cap Value | 1.63% | 48,847 | $3.3M | Add +5.0% |
| GBTC Grayscale Bitcoin Trust ETF | 1.61% | 43,501 | $3.2M | New |
| COST Costco Wholesale Corp. | 1.50% | 3,260 | $3.0M | Add +3.5% |
| PLTR Palantir Technologies Inc. Class A | 1.41% | 37,340 | $2.8M | Reduce -20.7% |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 1.36% | 48,184 | $2.7M | Add +7.0% |
| GJUN FT Vest US Equity Moderate B | 1.34% | 74,567 | $2.7M | Reduce -5.0% |
| FRTY Alger Mid Cap 40 ETF | 1.31% | 139,391 | $2.6M | Add +6.5% |
| AVGO Broadcom Inc. | 1.30% | 11,209 | $2.6M | Add +15.9% |
| JEPI JPMorgan Equity Premium Inco | 1.28% | 44,386 | $2.6M | Add +2.9% |
| TSLA Tesla Inc. | 1.28% | 6,303 | $2.5M | Add +53.5% |
| SKYY First Trust Cloud Computing | 1.26% | 21,036 | $2.5M | Add +0.6% |
| RDVI FT Vest Rising Dividend Achi | 1.24% | 102,173 | $2.5M | Reduce -2.2% |
| TDIV FT Nasdaq Tech DVD Index FD | 1.20% | 30,544 | $2.4M | Add +2.3% |
| QGRO American Century US Quality | 1.10% | 21,923 | $2.2M | Add +3.5% |
| IJH iShares Core S&P Midcap ETF | 1.09% | 34,991 | $2.2M | Add +5.2% |
| META Meta Platforms Inc. Class A | 1.06% | 3,597 | $2.1M | Add +14.3% |
| PBDC Putnam BDC Income ETF | 0.97% | 56,213 | $1.9M | Reduce -33.0% |
| PAVE Global X US Infrastructure | 0.92% | 45,278 | $1.8M | Add +120.5% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.90% | 3,074 | $1.8M | Add +9.4% |
| FFOG Franklin Focused Dynamic Gro | 0.87% | 43,266 | $1.7M | Add +11.7% |
| V Visa Inc. Class A | 0.84% | 5,289 | $1.7M | Add +8.3% |
| HD Home Depot Inc. | 0.82% | 4,196 | $1.6M | Reduce -3.6% |
| PJFG Pgim Jennison Focused Growth | 0.81% | 17,094 | $1.6M | Add +72.8% |
| RCL Royal Caribbean Cruises Ltd. | 0.79% | 6,864 | $1.6M | Add +20.3% |
| LLY Eli Lilly & Co. | 0.79% | 2,034 | $1.6M | Add +7.6% |
| ACGR American Century Large Cap G | 0.75% | 25,994 | $1.5M | Reduce -2.2% |
| JPM JPMorgan Chase & Co. | 0.74% | 6,192 | $1.5M | Add +1.1% |
| QMAR FT Vest Nasdaq-100 Buffer Et | 0.73% | 49,119 | $1.5M | Add +10.5% |
| SOXX iShares Semiconductor ETF | 0.69% | 6,352 | $1.4M | Add +2.1% |
| ETN Eaton Corp. PLC | 0.64% | 3,833 | $1.3M | Add +15.8% |
| ETHE Grayscale Ethereum Staking E | 0.63% | 44,595 | $1.2M | New |
| MRSH Marsh & McLennan Cos | 0.61% | 5,757 | $1.2M | Add +3.9% |
| DBEF Xtrackers MSCI Eafe Hedged E | 0.56% | 26,840 | $1.1M | Add +5.2% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 0.55% | 15,819 | $1.1M | Reduce -11.4% |
| DTCR Global X Data Center & Digit | 0.54% | 65,494 | $1.1M | New |
| FTCS First Trust Capital Strength | 0.54% | 12,227 | $1.1M | New |
| AMD Advanced Micro Devices | 0.51% | 8,348 | $1.0M | Add +58.4% |
| KNG FT Vest S&P 500 DVD Arst TRG | 0.50% | 19,766 | $992K | Reduce -0.6% |
| SPTM SS SPDR P S&P 1500 Comp ETF | 0.49% | 13,596 | $971K | Add +19.4% |
| RACE Ferrari NV | 0.49% | 2,281 | $969K | Add +14.3% |
| UNH Unitedhealth Group Inc. | 0.48% | 1,908 | $965K | Add +10.1% |
| ACN Accenture PLC Class A | 0.47% | 2,684 | $944K | Reduce -10.5% |
| GOOG Alphabet Inc. Class C | 0.47% | 4,884 | $930K | Add +8.9% |
| GSLC Goldman Activebeta US LC ETF | 0.44% | 7,682 | $885K | Add +4.5% |
| GPIX GLDM SA S&P 500 PR in ETF-US | 0.43% | 17,425 | $862K | New |
| HFXI Nylim Ftse Intr Eq CN ETF-Ui filed as NEW YORK LIFE INVESTMENTS ET | 0.43% | 32,666 | $851K | Add +0.7% |
| NOW ServiceNow Inc. | 0.42% | 800 | $848K | Add +22.9% |
| ABBV Abbvie Inc. | 0.41% | 4,608 | $819K | Add +0.6% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.40% | 1,759 | $797K | Add +2.3% |
| WMT Walmart Inc. | 0.40% | 8,792 | $794K | Reduce -0.4% |
| RSG Republic Services Inc. | 0.39% | 3,888 | $782K | Add +9.9% |
| MA Mastercard Inc. Class A | 0.39% | 1,483 | $781K | Add +12.1% |
| CAT Caterpillar Inc. | 0.39% | 2,149 | $780K | Add +13.7% |
| CSM Proshares Large Cap Core Plu | 0.38% | 11,550 | $764K | Reduce -0.8% |
| IOT Samsara Inc. Class A | 0.38% | 17,477 | $764K | Add +28.7% |
| FTRB Fed Hermes TTL RTRN BND | 0.38% | 30,874 | $762K | New |
| AFMC First Trust Active Factor Mi | 0.38% | 23,792 | $751K | Add +7.5% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.36% | 1,744 | $716K | Reduce -0.8% |
| IVV iShares Core S&P 500 ETF | 0.36% | 1,206 | $710K | Add +1.3% |
| PG The Procter & Gamble Co. | 0.35% | 4,185 | $702K | Add +2.6% |
| JNJ Johnson & Johnson | 0.35% | 4,797 | $694K | Add +8.6% |
| FLCV Fed Hermes Large Cap Value | 0.34% | 25,190 | $683K | New |
| KLAC KLA Corp. | 0.33% | 1,057 | $666K | Reduce -0.9% |
| SPGI S&P Global Inc. | 0.32% | 1,289 | $642K | Add +23.0% |
| RECS Columbia Resear Enh Cor ETF | 0.32% | 18,489 | $640K | Add +11.6% |
| SHLD Global X Defense Tech ETF | 0.32% | 17,068 | $639K | Reduce -0.8% |
| ISRG Intuitive Surgical Inc. | 0.31% | 1,173 | $612K | Add +27.8% |
| CVX Chevron Corp. | 0.28% | 3,908 | $566K | Add +6.2% |
| PDP Invesco Dorsey Wright Moment | 0.28% | 5,165 | $556K | Add +0.1% |
| SO The Southern Co. | 0.27% | 6,464 | $532K | Add +0.5% |
| PPA Invesco Aerospace & Defense | 0.26% | 4,589 | $526K | Reduce -1.8% |
| MPWR Monolithic Power Systems Inc. | 0.26% | 874 | $517K | New |
| INQQ Inqq the India Internet ETF filed as EXCHANGE TRADED CONCEPTS TRU | 0.26% | 31,839 | $515K | Add +3.9% |
| TTWO Take-Two Interactive Softwre | 0.26% | 2,793 | $514K | No change |
| FLUD Franklin Ultra Short Bond Et | 0.26% | 20,671 | $513K | Reduce -5.2% |
| GLD SPDR Gold Shares | 0.25% | 2,064 | $500K | Reduce -2.1% |
| HUBS HubSpot Inc. | 0.25% | 712 | $496K | Add +18.3% |
| MGM MGM Resorts International | 0.25% | 14,249 | $494K | Add +18.1% |
| QQQ Invesco QQQ Trust Series 1 | 0.25% | 960 | $491K | New |
| GRID First TRST Nasd Class Edg Sgiif | 0.23% | 3,903 | $466K | Add +5.3% |
| SDVY First Trust Smid Cap Rising | 0.23% | 12,715 | $456K | Reduce -64.3% |
| GAIN Gladstone Investment Corp. | 0.23% | 34,100 | $452K | Reduce -6.7% |
| DE Deere & Co. | 0.22% | 1,020 | $432K | Add +13.2% |
| ADBE Adobe Inc. | 0.21% | 961 | $427K | Add +14.1% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.21% | 2,507 | $424K | Add +1.6% |
| LNTH Lantheus Holdings Inc. | 0.21% | 4,712 | $422K | Add +13.9% |
Options reported separately and not counted above: COIN calls ($447K), PLTR puts ($265K), TWLO calls ($216K), TDOC calls ($182K), NVDA puts ($67K), NIO calls ($65K), AVXL calls ($28K).
Portfolio Sells Q3 2024 → Q4 2024
| BILS SS Spdrb B 3-12M T-Bill ETF | Sold out | 0.00% | −0.99 |
| PBDC Putnam BDC Income ETF | Reduce -33.0% | 0.97% | −0.62 |
| SDVY First Trust Smid Cap Rising | Reduce -64.3% | 0.23% | −0.50 |
| CGCP Cap Group Core Plus Income | Sold out | 0.00% | −0.47 |
| CIBR First Trust Nasdaq Cybersecu | Reduce -13.7% | 2.00% | −0.42 |
| AAPL Apple Inc. | Reduce -1.1% | 7.24% | −0.40 |
| QJUN FT Vest Nasdaq-100 Buffer Et | Reduce -7.5% | 2.27% | −0.38 |
| ZTS Zoetis Inc. | Reduce -64.8% | 0.11% | −0.32 |
| DIS The Walt Disney Co. | Sold out | 0.00% | −0.31 |
| GOVT iShares US Treasury Bond ETF | Sold out | 0.00% | −0.31 |
| SPDW Ste STR SPDR PT DW Eu ETF | Sold out | 0.00% | −0.27 |
| MRK Merck & Co. Inc. | Sold out | 0.00% | −0.22 |
| GJUN FT Vest US Equity Moderate B | Reduce -5.0% | 1.34% | −0.22 |
| RDVI FT Vest Rising Dividend Achi | Reduce -2.2% | 1.24% | −0.21 |
| AIRR First Trust Rba American Ind | Reduce -0.0% | 2.03% | −0.18 |
| HD Home Depot Inc. | Reduce -3.6% | 0.82% | −0.17 |
| USRT iShares Core US REIT ETF | Sold out | 0.00% | −0.16 |
| IEMG iShares Core MSCI Emerging | Sold out | 0.00% | −0.16 |
| ALGM Allegro Microsystems Inc. | Sold out | 0.00% | −0.14 |
| SPYM Ste STR SPDR PT S&P 500 ETF | Reduce -11.4% | 0.55% | −0.13 |
| KLAC KLA Corp. | Reduce -0.9% | 0.33% | −0.13 |
| ACN Accenture PLC Class A | Reduce -10.5% | 0.47% | −0.12 |
| BWX SS SPDR BB Intl Treasury BD | Sold out | 0.00% | −0.12 |
| KNG FT Vest S&P 500 DVD Arst TRG | Reduce -0.6% | 0.50% | −0.11 |
| ACGR American Century Large Cap G | Reduce -2.2% | 0.75% | −0.07 |
| GAIN Gladstone Investment Corp. | Reduce -6.7% | 0.23% | −0.07 |
| FLUD Franklin Ultra Short Bond Et | Reduce -5.2% | 0.26% | −0.05 |
| CSM Proshares Large Cap Core Plu | Reduce -0.8% | 0.38% | −0.04 |
| SHLD Global X Defense Tech ETF | Reduce -0.8% | 0.32% | −0.04 |
| PPA Invesco Aerospace & Defense | Reduce -1.8% | 0.26% | −0.04 |
| GLD SPDR Gold Shares | Reduce -2.1% | 0.25% | −0.04 |
| BUFR FT Vest Lad Buffervetf-Usd I | Reduce -16.4% | 0.11% | −0.04 |
| PFE Pfizer Inc. | Reduce -5.6% | 0.12% | −0.03 |
| MPT Medical Properties Trust Inc. | Reduce -11.5% | 0.04% | −0.03 |
| XLE SS Energy Select Sector | Reduce -2.0% | 0.16% | −0.03 |
| ABT Abbott Laboratories | Reduce -6.5% | 0.13% | −0.03 |
| VTI VG Morningstar TS MKT ETF-US | Reduce -3.2% | 0.20% | −0.03 |
| CMS CMS Energy Corp. | Reduce -3.4% | 0.10% | −0.02 |
| VUG Vanguard Mrngstar GR ETF-Sui | Reduce -0.8% | 0.36% | −0.02 |
| SOFI Sofi Technologies Inc. | Sold out | 0.00% | −0.01 |
| LXRX Lexicon Pharmaceuticals Inc. | Sold out | 0.00% | −0.01 |
| XAR SS SPDR S&P Aerospace Def | Reduce -0.1% | 0.12% | −0.01 |
| CAVA Cava Group Inc. | Sold out | 0.00% | −0.01 |
| WMT Walmart Inc. | Reduce -0.4% | 0.40% | −0.00 |
| LODE Comstock Inc. | Reduce -20.8% | 0.01% | +0.00 |
| NFLX Netflix Inc. | Reduce -3.4% | 0.14% | +0.01 |
| HTCR Heartcore Enterprises Inc. | Reduce -18.4% | 0.08% | +0.03 |
| PLTR Palantir Technologies Inc. Class A | Reduce -20.7% | 1.41% | +0.43 |
Portfolio Buys Q3 2024 → Q4 2024
| GBTC Grayscale Bitcoin Trust ETF | New | 1.61% | +1.61 |
| TSLA Tesla Inc. | Add +53.5% | 1.28% | +0.67 |
| ETHE Grayscale Ethereum Staking E | New | 0.63% | +0.63 |
| DTCR Global X Data Center & Digit | New | 0.54% | +0.54 |
| FTCS First Trust Capital Strength | New | 0.54% | +0.54 |
| LMBS First Trust Low Duration Opp | Add +32.9% | 3.37% | +0.48 |
| PAVE Global X US Infrastructure | Add +120.5% | 0.92% | +0.44 |
| GPIX GLDM SA S&P 500 PR in ETF-US | New | 0.43% | +0.43 |
| FTRB Fed Hermes TTL RTRN BND | New | 0.38% | +0.38 |
| AVGO Broadcom Inc. | Add +15.9% | 1.30% | +0.36 |
| FLCV Fed Hermes Large Cap Value | New | 0.34% | +0.34 |
| PJFG Pgim Jennison Focused Growth | Add +72.8% | 0.81% | +0.31 |
| MPWR Monolithic Power Systems Inc. | New | 0.26% | +0.26 |
| QQQ Invesco QQQ Trust Series 1 | New | 0.25% | +0.25 |
| RCL Royal Caribbean Cruises Ltd. | Add +20.3% | 0.79% | +0.22 |
| AMZN Amazon.com Inc. | Add +9.0% | 1.67% | +0.21 |
| GOOGL Alphabet Inc. Class A | Add +9.5% | 1.83% | +0.19 |
| BTC Grayscale Bitcoin Mini ETF | New | 0.18% | +0.18 |
| NVDA Nvidia Corp. | Add +5.4% | 4.67% | +0.18 |
| LRCX Lam Research Corp. | New | 0.17% | +0.17 |
| BIL SS SPDR BB 1-3M T-Bill ETF | New | 0.15% | +0.15 |
| SHV iShares 0-1 Year Treasury Bo | New | 0.14% | +0.14 |
| GBIL Goldman Sachs Access Treasur | New | 0.13% | +0.13 |
| CLH Clean Harbors Inc. | New | 0.13% | +0.13 |
| SHOP Shopify Inc. Class A | New | 0.12% | +0.12 |
| STRL Sterling Infrastructure Inc. | New | 0.12% | +0.12 |
| LULU Lululemon Athletica Inc. | New | 0.11% | +0.11 |
| OPER Clearshares Ultra-Short Matu | New | 0.11% | +0.11 |
| RDIV Invesco S&P Ultra Dividend | New | 0.10% | +0.10 |
| COHR Coherent Corp. | New | 0.10% | +0.10 |
| ADP Automatic Data Processing | New | 0.10% | +0.10 |
| NOW ServiceNow Inc. | Add +22.9% | 0.42% | +0.10 |
| V Visa Inc. Class A | Add +8.3% | 0.84% | +0.08 |
| HUBS HubSpot Inc. | Add +18.3% | 0.25% | +0.07 |
| EME Emcor Group Inc. | Add +52.0% | 0.21% | +0.06 |
| FFOG Franklin Focused Dynamic Gro | Add +11.7% | 0.87% | +0.05 |
| SKYY First Trust Cloud Computing | Add +0.6% | 1.26% | +0.05 |
| ISRG Intuitive Surgical Inc. | Add +27.8% | 0.31% | +0.05 |
| CRM Salesforce Inc. | Add +21.3% | 0.21% | +0.05 |
| FRTY Alger Mid Cap 40 ETF | Add +6.5% | 1.31% | +0.05 |
| GOOG Alphabet Inc. Class C | Add +8.9% | 0.47% | +0.04 |
| META Meta Platforms Inc. Class A | Add +14.3% | 1.06% | +0.04 |
| AVXL Anavex Life Sciences Corp. | New | 0.04% | +0.04 |
| SPTM SS SPDR P S&P 1500 Comp ETF | Add +19.4% | 0.49% | +0.04 |
| NIO Nio Inc. - ADR | New | 0.03% | +0.03 |
| MA Mastercard Inc. Class A | Add +12.1% | 0.39% | +0.02 |
| ETN Eaton Corp. PLC | Add +15.8% | 0.64% | +0.02 |
| AMD Advanced Micro Devices | Add +58.4% | 0.51% | +0.02 |
| JPM JPMorgan Chase & Co. | Add +1.1% | 0.74% | +0.02 |
| SPGI S&P Global Inc. | Add +23.0% | 0.32% | +0.02 |
Options Activity Q3 2024 → Q4 2024
| COIN Coinbase Global Inc. Class A | call | New | 1,800 | $447K |
| PLTR Palantir Technologies Inc. Class A | put | New | 3,500 | $265K |
| CAVA Cava Group Inc. | call | Sold out | 1,800 | $223Kbefore exit |
| TWLO Twilio Inc. Class A | call | New | 2,000 | $216K |
| MSFT Microsoft Corp. | call | Sold out | 500 | $215Kbefore exit |
| TDOC Teladoc Health Inc. | call | New | 20,000 | $182K |
| SOFI Sofi Technologies Inc. | call | Sold out | 10,000 | $79Kbefore exit |
| NVDA Nvidia Corp. | put | New | 500 | $67K |
| NIO Nio Inc. - ADR | call | New | 15,000 | $65K |
| IOT Samsara Inc. Class A | call | Sold out | 1,300 | $63Kbefore exit |
| PLTR Palantir Technologies Inc. Class A | call | Sold out | 1,000 | $37Kbefore exit |
| AVXL Anavex Life Sciences Corp. | call | New | 2,600 | $28K |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 184 | $322.6M | AAPL, NVDA, AIRR, GOOGL, ISPY |
| Q1 2026 | 186 | $270.8M | AAPL, NVDA, MSFT, ISPY, PVAL |
| Q4 2025 | 180 | $277.5M | AAPL, NVDA, MSFT, PVAL, GOOGL |
| Q3 2025 | 177 | $272.6M | AAPL, NVDA, MSFT, PVAL, QMAR |
| Q2 2025 | 163 | $235.0M | AAPL, NVDA, MSFT, QMAR, PVAL |
| Q1 2025 | 161 | $200.7M | AAPL, NVDA, MSFT, QMAR, PVAL |
| Q4 2024 | 167 | $199.6M | AAPL, NVDA, MSFT, LMBS, PVAL |
| Q3 2024 | 152 | $178.0M | AAPL, MSFT, NVDA, LMBS, PVAL |
| Q2 2024 | 141 | $158.3M | AAPL, MSFT, NVDA, QJUN, PVAL |
| Q1 2024 | 146 | $161.9M | AAPL, MSFT, LMBS, JNK, QJUN |