Prosperity Financial Group, Inc.
In its 13F for Q1 2025 (holdings as of March 31, 2025, filed May 15, 2025), Prosperity Financial Group, Inc. reported 161 stock positions worth $200.7 million. Its top holding was Apple (AAPL) at 6.3% of the portfolio, followed by Nvidia (NVDA, 3.8%) and Microsoft (MSFT, 3.6%). Compared with Q4 2024, it opened 22 new positions, sold out of 28, added to 78 and reduced 56. The biggest buy was FT Vest Nasdaq-100 Buffer Et (QMAR, shares +332%) and the biggest sale FT Vest Nasdaq-100 Buffer Et (QJUN, shares −91%).
- Most Recent 13F
- Q2 2026
- Location
- San Ramon, CA
- CIK
- 0001991334
- Portfolio Value
- $200.7M (Q1 2025)
- SEC Filing
- 0001172661-25-002250 ↗ filed May 15, 2025
Holdings Value
Holdings 161 stocks · $200.7M
| AAPL Apple Inc. | 6.31% | 56,989 | $12.7M | Reduce -1.2% |
| NVDA Nvidia Corp. | 3.78% | 70,065 | $7.6M | Add +0.9% |
| MSFT Microsoft Corp. | 3.57% | 19,082 | $7.2M | Reduce -2.3% |
| QMAR FT Vest Nasdaq-100 Buffer Et | 2.99% | 212,119 | $6.0M | Add +331.9% |
| PVAL Putnam Focused LRG Cap Value | 2.85% | 150,145 | $5.7M | Add +10.4% |
| ISPY Proshares S&P High Incom ETF | 2.39% | 113,761 | $4.8M | Add +39.4% |
| PGRO Putnam Focused LRG Cap Grow | 2.14% | 124,132 | $4.3M | Add +6.7% |
| FRTY Alger Mid Cap 40 ETF | 2.13% | 267,843 | $4.3M | Add +92.2% |
| PJFG Pgim Jennison Focused Growth | 2.11% | 49,900 | $4.2M | Add +191.9% |
| CIBR First Trust Nasdaq Cybersecu | 2.08% | 66,201 | $4.2M | Add +5.3% |
| AMZN Amazon.com Inc. | 2.00% | 21,103 | $4.0M | Add +38.8% |
| AVLV Avantis US Large Cap Value | 1.89% | 58,199 | $3.8M | Add +19.1% |
| MISL First Trust Indxx Aero & Def | 1.77% | 117,303 | $3.6M | Add +6.6% |
| LMBS First Trust Low Duration Opp | 1.70% | 69,331 | $3.4M | Reduce -49.9% |
| AIRR First Trust Rba American Ind | 1.61% | 47,477 | $3.2M | Reduce -9.8% |
| COST Costco Wholesale Corp. | 1.54% | 3,271 | $3.1M | Add +0.3% |
| RDVI FT Vest Rising Dividend Achi | 1.54% | 130,124 | $3.1M | Add +27.4% |
| MFSG MFS Active Growth | 1.50% | 133,994 | $3.0M | New |
| GOOGL Alphabet Inc. Class A | 1.48% | 19,161 | $3.0M | Reduce -1.0% |
| PTRB Pgim Total Return Bond ETF | 1.43% | 68,682 | $2.9M | New |
| GBTC Grayscale Bitcoin Trust ETF | 1.41% | 43,473 | $2.8M | Reduce -0.1% |
| PLTR Palantir Technologies Inc. Class A | 1.39% | 33,093 | $2.8M | Reduce -11.4% |
| JEPI JPMorgan Equity Premium Inco | 1.39% | 48,742 | $2.8M | Add +9.8% |
| QGRO American Century US Quality | 1.35% | 29,003 | $2.7M | Add +32.3% |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 1.32% | 51,134 | $2.6M | Add +6.1% |
| GROZ Zacks Focus Growth ETF | 1.28% | 115,251 | $2.6M | New |
| AGOX Adaptive Alpha Opportunities | 1.20% | 98,295 | $2.4M | New |
| TDIV FT Nasdaq Tech DVD Index FD | 1.15% | 31,457 | $2.3M | Add +3.0% |
| GPIX GLDM SA S&P 500 PR in ETF-US | 1.05% | 45,079 | $2.1M | Add +158.7% |
| META Meta Platforms Inc. Class A | 1.04% | 3,615 | $2.1M | Add +0.5% |
| V Visa Inc. Class A | 0.95% | 5,461 | $1.9M | Add +3.3% |
| AVGO Broadcom Inc. | 0.95% | 11,330 | $1.9M | Add +1.1% |
| PAVE Global X US Infrastructure | 0.93% | 49,591 | $1.9M | Add +9.5% |
| LLY Eli Lilly & Co. | 0.84% | 2,034 | $1.7M | No change |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.83% | 2,971 | $1.7M | Reduce -3.4% |
| JPM JPMorgan Chase & Co. | 0.81% | 6,660 | $1.6M | Add +7.6% |
| SMIZ Zacks Small/Mid Cap ETF | 0.81% | 53,853 | $1.6M | Reduce -48.2% |
| TSLA Tesla Inc. | 0.81% | 6,286 | $1.6M | Reduce -0.3% |
| HD Home Depot Inc. | 0.81% | 4,409 | $1.6M | Add +5.1% |
| PBDC Putnam BDC Income ETF | 0.77% | 44,720 | $1.5M | Reduce -20.4% |
| DBEF Xtrackers MSCI Eafe Hedged E | 0.73% | 33,978 | $1.5M | Add +26.6% |
| MRSH Marsh & McLennan Cos | 0.71% | 5,855 | $1.4M | Add +1.7% |
| RCL Royal Caribbean Cruises Ltd. | 0.71% | 6,904 | $1.4M | Add +0.6% |
| FTCS First Trust Capital Strength | 0.68% | 15,304 | $1.4M | Add +25.2% |
| UBER Uber Technologies Inc. | 0.68% | 18,715 | $1.4M | New |
| ACGR American Century Large Cap G | 0.64% | 25,107 | $1.3M | Reduce -3.4% |
| SKYY First Trust Cloud Computing | 0.63% | 12,344 | $1.3M | Reduce -41.3% |
| GSLC Goldman Activebeta US LC ETF | 0.59% | 10,727 | $1.2M | Add +39.6% |
| DTCR Global X Data Center & Digit | 0.56% | 68,934 | $1.1M | Add +5.3% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 0.54% | 16,406 | $1.1M | Add +3.7% |
| HFXI Nylim Ftse Intr Eq CN ETF-Ui filed as NEW YORK LIFE INVESTMENTS ET | 0.53% | 38,976 | $1.1M | Add +19.3% |
| SHLD Global X Defense Tech ETF | 0.53% | 23,041 | $1.1M | Add +35.0% |
| FDG American Century Focused DYN | 0.52% | 11,479 | $1.0M | New |
| UNH Unitedhealth Group Inc. | 0.50% | 1,920 | $1.0M | Add +0.6% |
| RECS Columbia Resear Enh Cor ETF | 0.50% | 29,966 | $995K | Add +62.1% |
| ABBV Abbvie Inc. | 0.48% | 4,635 | $971K | Add +0.6% |
| RACE Ferrari NV | 0.48% | 2,243 | $960K | Reduce -1.7% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.47% | 1,780 | $948K | Add +1.2% |
| JNJ Johnson & Johnson | 0.46% | 5,519 | $915K | Add +15.1% |
| RSG Republic Services Inc. | 0.45% | 3,742 | $906K | Reduce -3.8% |
| FLCV Fed Hermes Large Cap Value | 0.44% | 31,612 | $874K | Add +25.5% |
| AMD Advanced Micro Devices | 0.42% | 8,244 | $847K | Reduce -1.3% |
| ACN Accenture PLC Class A | 0.41% | 2,637 | $823K | Reduce -1.8% |
| MA Mastercard Inc. Class A | 0.40% | 1,478 | $810K | Reduce -0.3% |
| GOOG Alphabet Inc. Class C | 0.39% | 4,958 | $775K | Add +1.5% |
| AFMC First Trust Active Factor Mi | 0.38% | 25,278 | $770K | Add +6.3% |
| WMT Walmart Inc. | 0.37% | 8,403 | $738K | Reduce -4.4% |
| CSM Proshares Large Cap Core Plu | 0.37% | 11,535 | $735K | Reduce -0.1% |
| FTRB Fed Hermes TTL RTRN BND | 0.37% | 29,303 | $734K | Reduce -5.1% |
| KLAC KLA Corp. | 0.36% | 1,068 | $726K | Add +1.0% |
| PG The Procter & Gamble Co. | 0.36% | 4,244 | $723K | Add +1.4% |
| GPIQ GS Nasdaq-100 PR Inc. ETF-Usd | 0.35% | 15,751 | $702K | New |
| CAT Caterpillar Inc. | 0.35% | 2,127 | $701K | Reduce -1.0% |
| JPEF JPMorgan Equity Focus ETF | 0.34% | 10,843 | $690K | New |
| SPTM SS SPDR P S&P 1500 Comp ETF | 0.34% | 9,931 | $675K | Reduce -27.0% |
| SPGI S&P Global Inc. | 0.33% | 1,313 | $667K | Add +1.9% |
| IOT Samsara Inc. Class A | 0.33% | 17,397 | $667K | Reduce -0.5% |
| IVV iShares Core S&P 500 ETF | 0.33% | 1,179 | $663K | Reduce -2.2% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.33% | 1,784 | $662K | Add +2.3% |
| CVX Chevron Corp. | 0.33% | 3,898 | $652K | Reduce -0.3% |
| ETN Eaton Corp. PLC | 0.32% | 2,392 | $650K | Reduce -37.6% |
| ETHE Grayscale Ethereum Staking E | 0.32% | 42,595 | $648K | Reduce -4.5% |
| GLD SPDR Gold Shares | 0.31% | 2,158 | $622K | Add +4.5% |
| NOW ServiceNow Inc. | 0.31% | 777 | $619K | Reduce -2.9% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.30% | 2,431 | $604K | Add +61.0% |
| TOST Toast Inc. Class A | 0.30% | 18,217 | $604K | New |
| ISRG Intuitive Surgical Inc. | 0.30% | 1,204 | $596K | Add +2.6% |
| SO The Southern Co. | 0.30% | 6,485 | $596K | Add +0.3% |
| TTWO Take-Two Interactive Softwre | 0.29% | 2,794 | $579K | Add +0.0% |
| GRID First TRST Nasd Class Edg Sgiif | 0.29% | 5,061 | $573K | Add +29.7% |
| INQQ Inqq the India Internet ETF filed as EXCHANGE TRADED CONCEPTS TRU | 0.27% | 37,880 | $544K | Add +19.0% |
| PWR Quanta Services Inc. | 0.26% | 2,030 | $516K | New |
| PDP Invesco Dorsey Wright Moment | 0.26% | 5,158 | $516K | Reduce -0.1% |
| SDVY First Trust Smid Cap Rising | 0.26% | 15,280 | $512K | Add +20.2% |
| DE Deere & Co. | 0.25% | 1,083 | $508K | Add +6.2% |
| PPA Invesco Aerospace & Defense | 0.25% | 4,305 | $502K | Reduce -6.2% |
| MPWR Monolithic Power Systems Inc. | 0.25% | 851 | $494K | Reduce -2.6% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.22% | 2,542 | $439K | Add +1.4% |
| GAIN Gladstone Investment Corp. | 0.21% | 31,750 | $424K | Reduce -6.9% |
| MGM MGM Resorts International | 0.21% | 14,136 | $419K | Reduce -0.8% |
Options reported separately and not counted above: AMZN calls ($95K), NIO calls ($57K), AMD calls ($51K), QS calls ($42K).
Portfolio Sells Q4 2024 → Q1 2025
| QJUN FT Vest Nasdaq-100 Buffer Et | Reduce -90.8% | 0.20% | −2.07 |
| LMBS First Trust Low Duration Opp | Reduce -49.9% | 1.70% | −1.67 |
| GJUN FT Vest US Equity Moderate B | Reduce -89.9% | 0.13% | −1.21 |
| IJH iShares Core S&P Midcap ETF | Sold out | 0.00% | −1.09 |
| AAPL Apple Inc. | Reduce -1.2% | 6.31% | −0.93 |
| SMIZ Zacks Small/Mid Cap ETF | Reduce -48.2% | 0.81% | −0.92 |
| FFOG Franklin Focused Dynamic Gro | Sold out | 0.00% | −0.87 |
| SOXX iShares Semiconductor ETF | Sold out | 0.00% | −0.69 |
| SKYY First Trust Cloud Computing | Reduce -41.3% | 0.63% | −0.63 |
| MSFT Microsoft Corp. | Reduce -2.3% | 3.57% | −0.56 |
| TSLA Tesla Inc. | Reduce -0.3% | 0.81% | −0.46 |
| AIRR First Trust Rba American Ind | Reduce -9.8% | 1.61% | −0.42 |
| GOOGL Alphabet Inc. Class A | Reduce -1.0% | 1.48% | −0.36 |
| KNG FT Vest S&P 500 DVD Arst TRG | Reduce -69.2% | 0.15% | −0.34 |
| ETN Eaton Corp. PLC | Reduce -37.6% | 0.32% | −0.31 |
| ETHE Grayscale Ethereum Staking E | Reduce -4.5% | 0.32% | −0.30 |
| FLUD Franklin Ultra Short Bond Et | Sold out | 0.00% | −0.26 |
| LNTH Lantheus Holdings Inc. | Sold out | 0.00% | −0.21 |
| EME Emcor Group Inc. | Sold out | 0.00% | −0.21 |
| GBTC Grayscale Bitcoin Trust ETF | Reduce -0.1% | 1.41% | −0.20 |
| PBDC Putnam BDC Income ETF | Reduce -20.4% | 0.77% | −0.20 |
| KBR KBR Inc. | Sold out | 0.00% | −0.19 |
| SNSR Global X Internet of Things | Sold out | 0.00% | −0.19 |
| ELV Elevance Health Inc. | Sold out | 0.00% | −0.18 |
| NOBL Proshares S&P 500 Dividend A | Sold out | 0.00% | −0.15 |
| SPTM SS SPDR P S&P 1500 Comp ETF | Reduce -27.0% | 0.34% | −0.15 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Sold out | 0.00% | −0.15 |
| FTSM First Trust Enh Short Mat FD | Sold out | 0.00% | −0.14 |
| SHV iShares 0-1 Year Treasury Bo | Sold out | 0.00% | −0.14 |
| SLV iShares Silver Trust | Sold out | 0.00% | −0.13 |
| GBIL Goldman Sachs Access Treasur | Sold out | 0.00% | −0.13 |
| FIX Comfort Systems USA Inc. | Sold out | 0.00% | −0.13 |
| CLH Clean Harbors Inc. | Sold out | 0.00% | −0.13 |
| NOW ServiceNow Inc. | Reduce -2.9% | 0.31% | −0.12 |
| STRL Sterling Infrastructure Inc. | Sold out | 0.00% | −0.12 |
| ACGR American Century Large Cap G | Reduce -3.4% | 0.64% | −0.11 |
| LULU Lululemon Athletica Inc. | Sold out | 0.00% | −0.11 |
| OPER Clearshares Ultra-Short Matu | Sold out | 0.00% | −0.11 |
| COHR Coherent Corp. | Sold out | 0.00% | −0.10 |
| AMD Advanced Micro Devices | Reduce -1.3% | 0.42% | −0.08 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -23.8% | 0.17% | −0.07 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -3.4% | 0.83% | −0.07 |
| HTCR Heartcore Enterprises Inc. | Reduce -47.8% | 0.02% | −0.06 |
| ACN Accenture PLC Class A | Reduce -1.8% | 0.41% | −0.06 |
| IOT Samsara Inc. Class A | Reduce -0.5% | 0.33% | −0.05 |
| CRM Salesforce Inc. | Reduce -4.8% | 0.16% | −0.05 |
| NCV Virtus Convertible & Income | Sold out | 0.00% | −0.05 |
| HUBS HubSpot Inc. | Reduce -0.1% | 0.20% | −0.05 |
| AVXL Anavex Life Sciences Corp. | Sold out | 0.00% | −0.04 |
| IWF iShares Russell 1000 Growth | Reduce -20.4% | 0.10% | −0.04 |
Portfolio Buys Q4 2024 → Q1 2025
| QMAR FT Vest Nasdaq-100 Buffer Et | Add +331.9% | 2.99% | +2.26 |
| MFSG MFS Active Growth | New | 1.50% | +1.50 |
| PTRB Pgim Total Return Bond ETF | New | 1.43% | +1.43 |
| PJFG Pgim Jennison Focused Growth | Add +191.9% | 2.11% | +1.30 |
| GROZ Zacks Focus Growth ETF | New | 1.28% | +1.28 |
| AGOX Adaptive Alpha Opportunities | New | 1.20% | +1.20 |
| FRTY Alger Mid Cap 40 ETF | Add +92.2% | 2.13% | +0.82 |
| UBER Uber Technologies Inc. | New | 0.68% | +0.68 |
| GPIX GLDM SA S&P 500 PR in ETF-US | Add +158.7% | 1.05% | +0.62 |
| ISPY Proshares S&P High Incom ETF | Add +39.4% | 2.39% | +0.57 |
| FDG American Century Focused DYN | New | 0.52% | +0.52 |
| GPIQ GS Nasdaq-100 PR Inc. ETF-Usd | New | 0.35% | +0.35 |
| JPEF JPMorgan Equity Focus ETF | New | 0.34% | +0.34 |
| AMZN Amazon.com Inc. | Add +38.8% | 2.00% | +0.33 |
| PVAL Putnam Focused LRG Cap Value | Add +10.4% | 2.85% | +0.32 |
| TOST Toast Inc. Class A | New | 0.30% | +0.30 |
| RDVI FT Vest Rising Dividend Achi | Add +27.4% | 1.54% | +0.30 |
| QGRO American Century US Quality | Add +32.3% | 1.35% | +0.26 |
| AVLV Avantis US Large Cap Value | Add +19.1% | 1.89% | +0.26 |
| PWR Quanta Services Inc. | New | 0.26% | +0.26 |
| SHLD Global X Defense Tech ETF | Add +35.0% | 0.53% | +0.21 |
| SHY iShares 1-3 Year Treasury Bo | New | 0.20% | +0.20 |
| DBEF Xtrackers MSCI Eafe Hedged E | Add +26.6% | 0.73% | +0.18 |
| RECS Columbia Resear Enh Cor ETF | Add +62.1% | 0.50% | +0.18 |
| CPLB Nylim Mackay Core Plus Bond | New | 0.17% | +0.17 |
| SPDW Ste STR SPDR PT DW Eu ETF | New | 0.17% | +0.17 |
| GOVT iShares US Treasury Bond ETF | New | 0.16% | +0.16 |
| FTCS First Trust Capital Strength | Add +25.2% | 0.68% | +0.15 |
| GSLC Goldman Activebeta US LC ETF | Add +39.6% | 0.59% | +0.15 |
| IBM Intl Business Machines Corp. | Add +61.0% | 0.30% | +0.13 |
| V Visa Inc. Class A | Add +3.3% | 0.95% | +0.12 |
| DUK Duke Energy Corp. | New | 0.12% | +0.12 |
| AEP American Electric Power | New | 0.11% | +0.11 |
| JEPI JPMorgan Equity Premium Inco | Add +9.8% | 1.39% | +0.11 |
| JNJ Johnson & Johnson | Add +15.1% | 0.46% | +0.11 |
| HFXI Nylim Ftse Intr Eq CN ETF-Ui | Add +19.3% | 0.53% | +0.11 |
| WM Waste Management Inc. | New | 0.11% | +0.11 |
| HEGD Swan Hedged Equity US LG Cap | New | 0.11% | +0.11 |
| CGGR Cap Group Growth Equity | New | 0.11% | +0.11 |
| MCD McDonald's Corp. | New | 0.10% | +0.10 |
| AEE Ameren Corporation | New | 0.10% | +0.10 |
| MRSH Marsh & McLennan Cos | Add +1.7% | 0.71% | +0.10 |
| FLCV Fed Hermes Large Cap Value | Add +25.5% | 0.44% | +0.09 |
| MISL First Trust Indxx Aero & Def | Add +6.6% | 1.77% | +0.09 |
| CIBR First Trust Nasdaq Cybersecu | Add +5.3% | 2.08% | +0.08 |
| ABBV Abbvie Inc. | Add +0.6% | 0.48% | +0.07 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +1.2% | 0.47% | +0.07 |
| JPM JPMorgan Chase & Co. | Add +7.6% | 0.81% | +0.07 |
| RDIV Invesco S&P Ultra Dividend | Add +59.8% | 0.17% | +0.06 |
| GLD SPDR Gold Shares | Add +4.5% | 0.31% | +0.06 |
Options Activity Q4 2024 → Q1 2025
| COIN Coinbase Global Inc. Class A | call | Sold out | 1,800 | $447Kbefore exit |
| PLTR Palantir Technologies Inc. Class A | put | Sold out | 3,500 | $265Kbefore exit |
| TWLO Twilio Inc. Class A | call | Sold out | 2,000 | $216Kbefore exit |
| TDOC Teladoc Health Inc. | call | Sold out | 20,000 | $182Kbefore exit |
| AMZN Amazon.com Inc. | call | New | 500 | $95K |
| NVDA Nvidia Corp. | put | Sold out | 500 | $67Kbefore exit |
| AMD Advanced Micro Devices | call | New | 500 | $51K |
| QS Quantumscape Corp. | call | New | 10,000 | $42K |
| AVXL Anavex Life Sciences Corp. | call | Sold out | 2,600 | $28Kbefore exit |
| PLTR Palantir Technologies Inc. Class A | call | New | 0 | $0 |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 184 | $322.6M | AAPL, NVDA, AIRR, GOOGL, ISPY |
| Q1 2026 | 186 | $270.8M | AAPL, NVDA, MSFT, ISPY, PVAL |
| Q4 2025 | 180 | $277.5M | AAPL, NVDA, MSFT, PVAL, GOOGL |
| Q3 2025 | 177 | $272.6M | AAPL, NVDA, MSFT, PVAL, QMAR |
| Q2 2025 | 163 | $235.0M | AAPL, NVDA, MSFT, QMAR, PVAL |
| Q1 2025 | 161 | $200.7M | AAPL, NVDA, MSFT, QMAR, PVAL |
| Q4 2024 | 167 | $199.6M | AAPL, NVDA, MSFT, LMBS, PVAL |
| Q3 2024 | 152 | $178.0M | AAPL, MSFT, NVDA, LMBS, PVAL |
| Q2 2024 | 141 | $158.3M | AAPL, MSFT, NVDA, QJUN, PVAL |
| Q1 2024 | 146 | $161.9M | AAPL, MSFT, LMBS, JNK, QJUN |