Prosperity Financial Group, Inc.
In its 13F for Q4 2025 (holdings as of December 31, 2025, filed January 26, 2026), Prosperity Financial Group, Inc. reported 180 stock positions worth $277.5 million. Its top holding was Apple (AAPL) at 6.1% of the portfolio, followed by Nvidia (NVDA, 4.4%) and Microsoft (MSFT, 3.4%). Compared with Q3 2025, it opened 23 new positions, sold out of 20, added to 89 and reduced 55. The biggest buy was a new position in FT NDQ100 CNS Buff ETF - Oct (QCOC) and the biggest sale an exit from FT Vest Nasdaq-100 Buffer Et (QMAR).
- Most Recent 13F
- Q2 2026
- Location
- San Ramon, CA
- CIK
- 0001991334
- Portfolio Value
- $277.5M (Q4 2025)
- SEC Filing
- 0001172661-26-000306 ↗ filed Jan 26, 2026
Holdings Value
Holdings 180 stocks · $277.5M
| AAPL Apple Inc. | 6.14% | 62,625 | $17.0M | Add +11.9% |
| NVDA Nvidia Corp. | 4.42% | 65,731 | $12.3M | Reduce -2.3% |
| MSFT Microsoft Corp. | 3.35% | 19,243 | $9.3M | Add +2.7% |
| PVAL Putnam Focused LRG Cap Value | 2.51% | 152,929 | $7.0M | Reduce -9.8% |
| GOOGL Alphabet Inc. Class A | 2.39% | 21,223 | $6.6M | Add +9.5% |
| ISPY Proshares S&P High Incom ETF | 2.36% | 143,472 | $6.5M | Add +27.8% |
| QCOC FT NDQ100 CNS Buff ETF - Oct | 2.30% | 284,402 | $6.4M | New |
| PJFG Pgim Jennison Focused Growth | 2.17% | 54,026 | $6.0M | Add +3.5% |
| PGRO Putnam Focused LRG Cap Grow | 2.12% | 131,752 | $5.9M | Reduce -0.5% |
| MISL First Trust Indxx Aero & Def | 1.91% | 123,594 | $5.3M | Add +3.3% |
| AIRR First Trust Rba American Ind | 1.81% | 51,191 | $5.0M | Add +3.0% |
| MFSG MFS Active Growth | 1.81% | 177,349 | $5.0M | Add +31.2% |
| AMZN Amazon.com Inc. | 1.79% | 21,479 | $5.0M | Add +4.6% |
| AVGO Broadcom Inc. | 1.73% | 13,884 | $4.8M | Add +9.0% |
| SNDK Sandisk Corp. | 1.67% | 19,551 | $4.6M | Add +6.8% |
| AVLV Avantis US Large Cap Value | 1.64% | 60,218 | $4.6M | Add +0.9% |
| PLTR Palantir Technologies Inc. Class A | 1.57% | 24,485 | $4.4M | Reduce -6.2% |
| PTRB Pgim Total Return Bond ETF | 1.55% | 102,103 | $4.3M | Add +17.3% |
| TSLA Tesla Inc. | 1.48% | 9,128 | $4.1M | Add +19.3% |
| RDVI FT Vest Rising Dividend Achi | 1.44% | 152,097 | $4.0M | Reduce -2.0% |
| GROZ Zacks Focus Growth ETF | 1.43% | 132,834 | $4.0M | Add +5.0% |
| TDIV FT Nasdaq Tech DVD Index FD | 1.24% | 35,619 | $3.4M | Add +5.2% |
| LQTI FT Vest Invst GRD TRGT I ETF | 1.24% | 171,043 | $3.4M | Add +0.6% |
| JPM JPMorgan Chase & Co. | 1.24% | 10,660 | $3.4M | Add +2.6% |
| AGOX Adaptive Alpha Opportunities | 1.20% | 116,219 | $3.3M | Add +0.0% |
| HFXI Nylim Ftse Intr Eq CN ETF-Ui filed as NEW YORK LIFE INVESTMENTS ET | 1.15% | 98,409 | $3.2M | Add +6.4% |
| META Meta Platforms Inc. Class A | 1.09% | 4,568 | $3.0M | Add +11.1% |
| CRTC Xtrackers US NTL Critic Tech | 1.07% | 80,914 | $3.0M | Add +5.7% |
| PAVE Global X US Infrastructure | 1.06% | 61,431 | $2.9M | Add +3.3% |
| COST Costco Wholesale Corp. | 1.05% | 3,384 | $2.9M | Add +0.3% |
| GPIX GLDM SA S&P 500 PR in ETF-US | 1.05% | 54,963 | $2.9M | Reduce -1.9% |
| CIBR First Trust Nasdaq Cybersecu | 1.04% | 40,510 | $2.9M | Reduce -21.9% |
| UTES Virtus Reaves Utilities ETF | 1.00% | 35,130 | $2.8M | New |
| GBTC Grayscale Bitcoin Trust ETF | 0.96% | 39,055 | $2.7M | Reduce -4.8% |
| AMD Advanced Micro Devices | 0.73% | 9,484 | $2.0M | Add +8.3% |
| QGRO American Century US Quality | 0.72% | 17,451 | $2.0M | Reduce -41.5% |
| SMIZ Zacks Small/Mid Cap ETF | 0.71% | 53,262 | $2.0M | Reduce -0.3% |
| ACGR American Century Large Cap G | 0.71% | 29,635 | $2.0M | Add +6.1% |
| SKYY First Trust Cloud Computing | 0.70% | 14,927 | $1.9M | Add +7.2% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.69% | 2,788 | $1.9M | Reduce -5.9% |
| FDG American Century Focused DYN | 0.66% | 14,509 | $1.8M | Add +7.3% |
| CRM Salesforce Inc. | 0.66% | 6,879 | $1.8M | Add +1.5% |
| DTCR Global X Data Center & Digit | 0.63% | 83,011 | $1.8M | Add +7.0% |
| BUFZ FT Vest Laddered Moderate Bu | 0.63% | 65,940 | $1.7M | Add +11.1% |
| RECS Columbia Resear Enh Cor ETF | 0.62% | 42,076 | $1.7M | Add +0.4% |
| V Visa Inc. Class A | 0.60% | 4,776 | $1.7M | Reduce -29.9% |
| CGIC Cap Group Intl Core Eq filed as CAPITAL GROUP INTERNATIONAL | 0.60% | 51,478 | $1.7M | New |
| SPYM Ste STR SPDR PT S&P 500 ETF | 0.59% | 20,289 | $1.6M | Add +4.8% |
| LLY Eli Lilly & Co. | 0.58% | 1,490 | $1.6M | Add +13.3% |
| FTCS First Trust Capital Strength | 0.56% | 16,667 | $1.5M | Add +7.7% |
| SHLD Global X Defense Tech ETF | 0.55% | 23,564 | $1.5M | Add +1.4% |
| MFSV MFS Active Value | 0.55% | 57,477 | $1.5M | New |
| UBER Uber Technologies Inc. | 0.55% | 18,623 | $1.5M | Add +0.2% |
| GSLC Goldman Activebeta US LC ETF | 0.54% | 11,354 | $1.5M | Reduce -0.4% |
| ZS Zscaler Inc. | 0.53% | 6,484 | $1.5M | Reduce -0.1% |
| CAT Caterpillar Inc. | 0.52% | 2,514 | $1.4M | Add +13.2% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.47% | 2,615 | $1.3M | Add +0.6% |
| HD Home Depot Inc. | 0.47% | 3,762 | $1.3M | Reduce -7.9% |
| COWG Pacer US LRG Cap Cows GR LD | 0.45% | 35,399 | $1.2M | Add +0.2% |
| KLAC KLA Corp. | 0.44% | 998 | $1.2M | Reduce -8.1% |
| ETN Eaton Corp. PLC | 0.42% | 3,684 | $1.2M | Add +10.2% |
| CGCB Cap Group Core Bond | 0.41% | 42,720 | $1.1M | New |
| VIK Viking Holdings Ltd. | 0.40% | 15,599 | $1.1M | New |
| PWR Quanta Services Inc. | 0.39% | 2,564 | $1.1M | Add +7.7% |
| JNJ Johnson & Johnson | 0.38% | 5,066 | $1.0M | Reduce -3.8% |
| MA Mastercard Inc. Class A | 0.37% | 1,782 | $1.0M | Reduce -0.4% |
| ABBV Abbvie Inc. | 0.37% | 4,452 | $1.0M | Reduce -1.9% |
| AFMC First Trust Active Factor Mi | 0.36% | 29,217 | $1.0M | Add +2.6% |
| GOOG Alphabet Inc. Class C | 0.36% | 3,205 | $1.0M | Reduce -27.8% |
| RCL Royal Caribbean Cruises Ltd. | 0.36% | 3,587 | $1.0M | Reduce -51.8% |
| GRID First TRST Nasd Class Edg Sgiif | 0.36% | 6,519 | $998K | Add +9.5% |
| LRCX Lam Research Corp. | 0.36% | 5,794 | $992K | Add +16.6% |
| SCIO FT Struct Credit Inc. Opp ETF | 0.36% | 47,470 | $987K | New |
| RACE Ferrari NV | 0.35% | 2,643 | $977K | Add +8.4% |
| FLCV Fed Hermes Large Cap Value | 0.35% | 31,164 | $970K | Add +0.8% |
| JPEF JPMorgan Equity Focus ETF | 0.35% | 12,865 | $961K | Reduce -3.9% |
| SPTM SS SPDR P S&P 1500 Comp ETF | 0.35% | 11,608 | $958K | Reduce -4.0% |
| VTI VG Morningstar TS MKT ETF-US | 0.34% | 2,839 | $952K | Add +40.0% |
| CPLB Nylim Mackay Core Plus Bond filed as NEW YORK LIFE INVTS ACTIVE E | 0.34% | 44,385 | $942K | Reduce -7.3% |
| MPWR Monolithic Power Systems Inc. | 0.34% | 1,039 | $942K | Add +9.8% |
| ETHE Grayscale Ethereum Staking E | 0.34% | 38,344 | $934K | No change |
| IVV iShares Core S&P 500 ETF | 0.34% | 1,359 | $931K | Reduce -0.3% |
| FTRB Fed Hermes TTL RTRN BND | 0.33% | 36,385 | $924K | Reduce -6.3% |
| GPIQ GS Nasdaq-100 PR Inc. ETF-Usd | 0.33% | 17,066 | $902K | Reduce -3.9% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.31% | 1,781 | $869K | Add +1.3% |
| ALAB Astera Labs Inc. | 0.31% | 5,215 | $868K | New |
| UNH Unitedhealth Group Inc. | 0.30% | 2,548 | $841K | Add +4.2% |
| WTPI Wisdomtree Equity Premium Inc. | 0.30% | 24,979 | $825K | Reduce -3.4% |
| ISRG Intuitive Surgical Inc. | 0.29% | 1,444 | $818K | Add +6.1% |
| RSG Republic Services Inc. | 0.29% | 3,806 | $807K | Reduce -28.6% |
| CSM Proshares Large Cap Core Plu | 0.28% | 9,860 | $786K | Reduce -1.9% |
| WMT Walmart Inc. | 0.28% | 6,992 | $779K | Add +2.7% |
| JEPI JPMorgan Equity Premium Inco | 0.28% | 13,471 | $771K | Reduce -75.7% |
| GLD SPDR Gold Shares | 0.28% | 1,942 | $770K | Reduce -10.4% |
| TOST Toast Inc. Class A | 0.27% | 20,831 | $740K | Add +8.0% |
| AAAU Goldman Sachs Physical Gold | 0.26% | 16,948 | $721K | New |
| TTWO Take-Two Interactive Softwre | 0.26% | 2,795 | $716K | Reduce -0.0% |
| IOT Samsara Inc. Class A | 0.26% | 20,091 | $712K | Add +8.1% |
| NOW ServiceNow Inc. | 0.25% | 4,486 | $687K | Add +6.8% |
| IEI iShares 3-7 Year Treasury Bo | 0.25% | 5,714 | $682K | Add +114.6% |
Options reported separately and not counted above: TSLA puts ($225K), ORCL calls ($156K), NIO calls ($38K), INVZ calls ($9K).
Portfolio Sells Q3 2025 → Q4 2025
| QMAR FT Vest Nasdaq-100 Buffer Et | Sold out | 0.00% | −2.46 |
| FRTY Alger Mid Cap 40 ETF | Reduce -93.1% | 0.10% | −1.44 |
| JEPQ JPM Nasdaq Equity Premium | Reduce -83.8% | 0.19% | −0.99 |
| JEPI JPMorgan Equity Premium Inco | Reduce -75.7% | 0.28% | −0.89 |
| PBDC Putnam BDC Income ETF | Sold out | 0.00% | −0.64 |
| QGRO American Century US Quality | Reduce -41.5% | 0.72% | −0.53 |
| RCL Royal Caribbean Cruises Ltd. | Reduce -51.8% | 0.36% | −0.52 |
| CIBR First Trust Nasdaq Cybersecu | Reduce -21.9% | 1.04% | −0.40 |
| GBTC Grayscale Bitcoin Trust ETF | Reduce -4.8% | 0.96% | −0.39 |
| DBEF Xtrackers MSCI Eafe Hedged E | Reduce -61.5% | 0.24% | −0.37 |
| FHYS Fed Hermes SHRT Dur Hi Yield | Sold out | 0.00% | −0.35 |
| MRSH Marsh & McLennan Cos | Reduce -77.8% | 0.08% | −0.31 |
| PSH Pgim Short Duration High YLD | Reduce -69.9% | 0.12% | −0.29 |
| SPGI S&P Global Inc. | Sold out | 0.00% | −0.25 |
| V Visa Inc. Class A | Reduce -29.9% | 0.60% | −0.25 |
| INQQ Inqq the India Internet ETF | Sold out | 0.00% | −0.23 |
| NVDA Nvidia Corp. | Reduce -2.3% | 4.42% | −0.19 |
| ZS Zscaler Inc. | Reduce -0.1% | 0.53% | −0.19 |
| PLTR Palantir Technologies Inc. Class A | Reduce -6.2% | 1.57% | −0.18 |
| VTV Vanguard Mrngstr Val ETF-Aui | Sold out | 0.00% | −0.17 |
| RSG Republic Services Inc. | Reduce -28.6% | 0.29% | −0.16 |
| PVAL Putnam Focused LRG Cap Value | Reduce -9.8% | 2.51% | −0.14 |
| HD Home Depot Inc. | Reduce -7.9% | 0.47% | −0.14 |
| XLE SS Energy Select Sector | Sold out | 0.00% | −0.11 |
| NFLX Netflix Inc. | Reduce -35.0% | 0.09% | −0.09 |
| DUK Duke Energy Corp. | Sold out | 0.00% | −0.09 |
| PULS Pgim Ultra Short Bond ETF | Sold out | 0.00% | −0.08 |
| CMS CMS Energy Corp. | Sold out | 0.00% | −0.08 |
| BWX SS SPDR BB Intl Treasury BD | Sold out | 0.00% | −0.08 |
| PEP Pepsico Inc. | Sold out | 0.00% | −0.08 |
| SOXX iShares Semiconductor ETF | Sold out | 0.00% | −0.08 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -50.6% | 0.08% | −0.08 |
| PFE Pfizer Inc. | Sold out | 0.00% | −0.08 |
| CRWD CrowdStrike Holdings Inc. Class A | Sold out | 0.00% | −0.07 |
| AJG Arthur J Gallagher & Co. | Reduce -22.9% | 0.08% | −0.04 |
| BTC Grayscale Bitcoin Mini ETF | Reduce -7.3% | 0.09% | −0.04 |
| PGRO Putnam Focused LRG Cap Grow | Reduce -0.5% | 2.12% | −0.04 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -5.9% | 0.69% | −0.04 |
| BABA Alibaba Group Holding-SP ADR | Sold out | 0.00% | −0.04 |
| CPLB Nylim Mackay Core Plus Bond | Reduce -7.3% | 0.34% | −0.04 |
| GOOG Alphabet Inc. Class C | Reduce -27.8% | 0.36% | −0.03 |
| RDVI FT Vest Rising Dividend Achi | Reduce -2.0% | 1.44% | −0.03 |
| FTRB Fed Hermes TTL RTRN BND | Reduce -6.3% | 0.33% | −0.03 |
| GPIX GLDM SA S&P 500 PR in ETF-US | Reduce -1.9% | 1.05% | −0.03 |
| PG The Procter & Gamble Co. | Reduce -3.7% | 0.19% | −0.03 |
| SO The Southern Co. | Reduce -4.7% | 0.15% | −0.02 |
| SMIZ Zacks Small/Mid Cap ETF | Reduce -0.3% | 0.71% | −0.02 |
| ABBV Abbvie Inc. | Reduce -1.9% | 0.37% | −0.02 |
| WTPI Wisdomtree Equity Premium Inc. | Reduce -3.4% | 0.30% | −0.02 |
| GAIN Gladstone Investment Corp. | Reduce -17.5% | 0.08% | −0.02 |
Portfolio Buys Q3 2025 → Q4 2025
| QCOC FT NDQ100 CNS Buff ETF - Oct | New | 2.30% | +2.30 |
| UTES Virtus Reaves Utilities ETF | New | 1.00% | +1.00 |
| SNDK Sandisk Corp. | Add +6.8% | 1.67% | +0.92 |
| AAPL Apple Inc. | Add +11.9% | 6.14% | +0.91 |
| GOOGL Alphabet Inc. Class A | Add +9.5% | 2.39% | +0.67 |
| CGIC Cap Group Intl Core Eq | New | 0.60% | +0.60 |
| MFSV MFS Active Value | New | 0.55% | +0.55 |
| ISPY Proshares S&P High Incom ETF | Add +27.8% | 2.36% | +0.50 |
| MFSG MFS Active Growth | Add +31.2% | 1.81% | +0.41 |
| CGCB Cap Group Core Bond | New | 0.41% | +0.41 |
| VIK Viking Holdings Ltd. | New | 0.40% | +0.40 |
| SCIO FT Struct Credit Inc. Opp ETF | New | 0.36% | +0.36 |
| ALAB Astera Labs Inc. | New | 0.31% | +0.31 |
| AAAU Goldman Sachs Physical Gold | New | 0.26% | +0.26 |
| TSLA Tesla Inc. | Add +19.3% | 1.48% | +0.23 |
| AMD Advanced Micro Devices | Add +8.3% | 0.73% | +0.21 |
| LLY Eli Lilly & Co. | Add +13.3% | 0.58% | +0.21 |
| ITWO Proshares R2000 Hi Incom ETF | New | 0.21% | +0.21 |
| PTRB Pgim Total Return Bond ETF | Add +17.3% | 1.55% | +0.20 |
| AVGO Broadcom Inc. | Add +9.0% | 1.73% | +0.19 |
| FFOG Franklin Focused Dynamic Gro | New | 0.14% | +0.14 |
| AMZN Amazon.com Inc. | Add +4.6% | 1.79% | +0.13 |
| CAT Caterpillar Inc. | Add +13.2% | 0.52% | +0.13 |
| IEI iShares 3-7 Year Treasury Bo | Add +114.6% | 0.25% | +0.13 |
| LRCX Lam Research Corp. | Add +16.6% | 0.36% | +0.11 |
| GBIL Goldman Sachs Access Treasur | New | 0.11% | +0.11 |
| WDAY Workday Inc. Class A | New | 0.11% | +0.11 |
| AXP American Express Co. | New | 0.11% | +0.11 |
| RCTR FT Bloombergnuclearpower ETF | New | 0.10% | +0.10 |
| HFXI Nylim Ftse Intr Eq CN ETF-Ui | Add +6.4% | 1.15% | +0.10 |
| VTI VG Morningstar TS MKT ETF-US | Add +40.0% | 0.34% | +0.10 |
| STRL Sterling Infrastructure Inc. | New | 0.09% | +0.09 |
| MISL First Trust Indxx Aero & Def | Add +3.3% | 1.91% | +0.09 |
| RDVY First Trust Rising Dividend | New | 0.09% | +0.09 |
| QCOM Qualcomm Inc. | New | 0.08% | +0.08 |
| DIVI Franklin International Core | New | 0.08% | +0.08 |
| DGRO iShares Core Dividend Growth | New | 0.08% | +0.08 |
| DIA SS SPDR Dow Jones Indus Avg | New | 0.07% | +0.07 |
| TFPN Blueprint Chspk Ma Trend ETF | New | 0.07% | +0.07 |
| ISRG Intuitive Surgical Inc. | Add +6.1% | 0.29% | +0.07 |
| CRM Salesforce Inc. | Add +1.5% | 0.66% | +0.07 |
| BUFZ FT Vest Laddered Moderate Bu | Add +11.1% | 0.63% | +0.07 |
| FDG American Century Focused DYN | Add +7.3% | 0.66% | +0.07 |
| GROZ Zacks Focus Growth ETF | Add +5.0% | 1.43% | +0.06 |
| AVLV Avantis US Large Cap Value | Add +0.9% | 1.64% | +0.06 |
| PJFG Pgim Jennison Focused Growth | Add +3.5% | 2.17% | +0.05 |
| AIRR First Trust Rba American Ind | Add +3.0% | 1.81% | +0.05 |
| DTCR Global X Data Center & Digit | Add +7.0% | 0.63% | +0.05 |
| CRTC Xtrackers US NTL Critic Tech | Add +5.7% | 1.07% | +0.05 |
| RDIV Invesco S&P Ultra Dividend | Add +25.2% | 0.22% | +0.04 |
Options Activity Q3 2025 → Q4 2025
| NVDA Nvidia Corp. | put | Sold out | 1,000 | $187Kbefore exit |
| COIN Coinbase Global Inc. Class A | call | Sold out | 500 | $169Kbefore exit |
| ORCL Oracle Corp. | call | New | 800 | $156K |
| BABA Alibaba Group Holding-SP ADR | call | Sold out | 700 | $125Kbefore exit |
| OPEN Opendoor Technologies Inc. | call | Sold out | 9,700 | $77Kbefore exit |
| CRDL Cardiol Therapeutics Inc. Class A | call | Sold out | 25,000 | $27Kbefore exit |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 184 | $322.6M | AAPL, NVDA, AIRR, GOOGL, ISPY |
| Q1 2026 | 186 | $270.8M | AAPL, NVDA, MSFT, ISPY, PVAL |
| Q4 2025 | 180 | $277.5M | AAPL, NVDA, MSFT, PVAL, GOOGL |
| Q3 2025 | 177 | $272.6M | AAPL, NVDA, MSFT, PVAL, QMAR |
| Q2 2025 | 163 | $235.0M | AAPL, NVDA, MSFT, QMAR, PVAL |
| Q1 2025 | 161 | $200.7M | AAPL, NVDA, MSFT, QMAR, PVAL |
| Q4 2024 | 167 | $199.6M | AAPL, NVDA, MSFT, LMBS, PVAL |
| Q3 2024 | 152 | $178.0M | AAPL, MSFT, NVDA, LMBS, PVAL |
| Q2 2024 | 141 | $158.3M | AAPL, MSFT, NVDA, QJUN, PVAL |
| Q1 2024 | 146 | $161.9M | AAPL, MSFT, LMBS, JNK, QJUN |