Prosperity Financial Group, Inc.
In its 13F for Q1 2026 (holdings as of March 31, 2026, filed May 13, 2026), Prosperity Financial Group, Inc. reported 186 stock positions worth $270.8 million. Its top holding was Apple (AAPL) at 6.9% of the portfolio, followed by Nvidia (NVDA, 4.3%) and Microsoft (MSFT, 2.7%). Compared with Q4 2025, it opened 21 new positions, sold out of 15, added to 93 and reduced 59. The biggest buy was Apple (AAPL, shares +18%) and the biggest sale Sandisk (SNDK, shares −85%).
- Most Recent 13F
- Q2 2026
- Location
- San Ramon, CA
- CIK
- 0001991334
- Portfolio Value
- $270.8M (Q1 2026)
- SEC Filing
- 0001172661-26-001809 ↗ filed May 13, 2026
Holdings Value
Holdings 186 stocks · $270.8M
| AAPL Apple Inc. | 6.93% | 73,899 | $18.8M | Add +18.0% |
| NVDA Nvidia Corp. | 4.27% | 66,273 | $11.6M | Add +0.8% |
| MSFT Microsoft Corp. | 2.69% | 19,684 | $7.3M | Add +2.3% |
| ISPY Proshares S&P High Incom ETF | 2.41% | 150,558 | $6.5M | Add +4.9% |
| PVAL Putnam Focused LRG Cap Value | 2.30% | 134,141 | $6.2M | Reduce -12.3% |
| GOOGL Alphabet Inc. Class A | 2.29% | 21,532 | $6.2M | Add +1.5% |
| AIRR First Trust Rba American Ind | 1.87% | 45,648 | $5.1M | Reduce -10.8% |
| PJFG Pgim Jennison Focused Growth | 1.84% | 51,257 | $5.0M | Reduce -5.1% |
| QCOC FT NDQ100 CNS Buff ETF - Oct | 1.76% | 216,674 | $4.8M | Reduce -23.8% |
| MISL First Trust Indxx Aero & Def | 1.74% | 105,409 | $4.7M | Reduce -14.7% |
| HFXI Nylim Ftse Intr Eq CN ETF-Ui filed as NEW YORK LIFE INVESTMENTS ET | 1.74% | 140,068 | $4.7M | Add +42.3% |
| AMZN Amazon.com Inc. | 1.65% | 21,441 | $4.5M | Reduce -0.2% |
| PTRB Pgim Total Return Bond ETF | 1.65% | 107,336 | $4.5M | Add +5.1% |
| AVLV Avantis US Large Cap Value | 1.63% | 54,704 | $4.4M | Reduce -9.2% |
| MFSG MFS Active Growth | 1.61% | 169,952 | $4.3M | Reduce -4.2% |
| JPM JPMorgan Chase & Co. | 1.49% | 13,752 | $4.0M | Add +29.0% |
| RDVI FT Vest Rising Dividend Achi | 1.48% | 156,455 | $4.0M | Add +2.9% |
| UTES Virtus Reaves Utilities ETF | 1.34% | 45,299 | $3.6M | Add +28.9% |
| PGRO Putnam Focused LRG Cap Grow | 1.33% | 89,599 | $3.6M | Reduce -32.0% |
| PLTR Palantir Technologies Inc. Class A | 1.32% | 24,475 | $3.6M | Reduce -0.0% |
| LQTI FT Vest Invst GRD TRGT I ETF | 1.31% | 181,250 | $3.5M | Add +6.0% |
| GROZ Zacks Focus Growth ETF | 1.30% | 127,873 | $3.5M | Reduce -3.7% |
| TSLA Tesla Inc. | 1.27% | 9,260 | $3.4M | Add +1.4% |
| COST Costco Wholesale Corp. | 1.23% | 3,344 | $3.3M | Reduce -1.2% |
| AGOX Adaptive Alpha Opportunities | 1.14% | 116,214 | $3.1M | Reduce 0.0% |
| TDIV FT Nasdaq Tech DVD Index FD | 1.12% | 32,286 | $3.0M | Reduce -9.4% |
| CGIC Cap Group Intl Core Eq filed as CAPITAL GROUP INTERNATIONAL | 1.09% | 88,800 | $2.9M | Add +72.5% |
| CRTC Xtrackers US NTL Critic Tech | 1.05% | 80,333 | $2.8M | Reduce -0.7% |
| PAVE Global X US Infrastructure | 1.04% | 55,260 | $2.8M | Reduce -10.1% |
| AVGO Broadcom Inc. | 1.04% | 9,070 | $2.8M | Reduce -34.7% |
| GPIX GLDM SA S&P 500 PR in ETF-US | 1.01% | 54,851 | $2.7M | Reduce -0.2% |
| META Meta Platforms Inc. Class A | 0.99% | 4,693 | $2.7M | Add +2.7% |
| ABBV Abbvie Inc. | 0.93% | 11,546 | $2.5M | Add +159.3% |
| SHLD Global X Defense Tech ETF | 0.87% | 33,357 | $2.4M | Add +41.6% |
| CAT Caterpillar Inc. | 0.81% | 3,104 | $2.2M | Add +23.5% |
| GBTC Grayscale Bitcoin Trust ETF | 0.75% | 38,712 | $2.0M | Reduce -0.9% |
| RECS Columbia Resear Enh Cor ETF | 0.73% | 50,566 | $2.0M | Add +20.2% |
| AMD Advanced Micro Devices | 0.73% | 9,676 | $2.0M | Add +2.0% |
| SMIZ Zacks Small/Mid Cap ETF | 0.70% | 51,239 | $1.9M | Reduce -3.8% |
| BUFZ FT Vest Laddered Moderate Bu | 0.69% | 71,259 | $1.9M | Add +8.1% |
| SNDK Sandisk Corp. | 0.68% | 2,891 | $1.8M | Reduce -85.2% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.65% | 2,705 | $1.8M | Reduce -3.0% |
| QGRO American Century US Quality | 0.63% | 16,290 | $1.7M | Reduce -6.7% |
| DTCR Global X Data Center & Digit | 0.62% | 70,253 | $1.7M | Reduce -15.4% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 0.60% | 21,071 | $1.6M | Add +3.9% |
| MFSV MFS Active Value | 0.57% | 57,607 | $1.5M | Add +0.2% |
| FTCS First Trust Capital Strength | 0.56% | 16,351 | $1.5M | Reduce -1.9% |
| FDG American Century Focused DYN | 0.56% | 13,222 | $1.5M | Reduce -8.9% |
| V Visa Inc. Class A | 0.54% | 4,870 | $1.5M | Add +2.0% |
| KLAC KLA Corp. | 0.53% | 978 | $1.4M | Reduce -2.0% |
| GRID First TRST Nasd Class Edg Sgiif | 0.53% | 8,802 | $1.4M | Add +35.0% |
| PWR Quanta Services Inc. | 0.53% | 2,618 | $1.4M | Add +2.1% |
| LLY Eli Lilly & Co. | 0.53% | 1,551 | $1.4M | Add +4.1% |
| ETN Eaton Corp. PLC | 0.52% | 3,971 | $1.4M | Add +7.8% |
| ACGR American Century Large Cap G | 0.52% | 23,586 | $1.4M | Reduce -20.4% |
| SCIO FT Struct Credit Inc. Opp ETF | 0.51% | 67,155 | $1.4M | Add +41.5% |
| CGCB Cap Group Core Bond | 0.51% | 52,219 | $1.4M | Add +22.2% |
| UBER Uber Technologies Inc. | 0.49% | 18,457 | $1.3M | Reduce -0.9% |
| RSG Republic Services Inc. | 0.49% | 6,039 | $1.3M | Add +58.7% |
| LRCX Lam Research Corp. | 0.48% | 6,060 | $1.3M | Add +4.6% |
| ISRG Intuitive Surgical Inc. | 0.48% | 2,792 | $1.3M | Add +93.3% |
| GSLC Goldman Activebeta US LC ETF | 0.47% | 10,140 | $1.3M | Reduce -10.7% |
| HD Home Depot Inc. | 0.46% | 3,823 | $1.3M | Add +1.6% |
| AVUV Avantis US Small Cap Value | 0.46% | 11,379 | $1.3M | New |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.46% | 7,869 | $1.3M | New |
| BRK.B Berkshire Hathaway Inc. Class B | 0.46% | 2,614 | $1.3M | Reduce -0.0% |
| JNJ Johnson & Johnson | 0.45% | 5,015 | $1.2M | Reduce -1.0% |
| VIK Viking Holdings Ltd. | 0.44% | 16,042 | $1.2M | Add +2.8% |
| TALV Transamer Lrge Val Activ ETF | 0.44% | 46,960 | $1.2M | New |
| AAAU Goldman Sachs Physical Gold | 0.42% | 24,589 | $1.1M | Add +45.1% |
| MPWR Monolithic Power Systems Inc. | 0.42% | 1,035 | $1.1M | Reduce -0.4% |
| CPLB Nylim Mackay Core Plus Bond filed as NEW YORK LIFE INVTS ACTIVE E | 0.41% | 53,130 | $1.1M | Add +19.7% |
| CIBR First Trust Nasdaq Cybersecu | 0.41% | 17,726 | $1.1M | Reduce -56.2% |
| COWG Pacer US LRG Cap Cows GR LD | 0.41% | 32,901 | $1.1M | Reduce -7.1% |
| CRM Salesforce Inc. | 0.39% | 5,698 | $1.1M | Reduce -17.2% |
| AFMC First Trust Active Factor Mi | 0.39% | 29,473 | $1.0M | Add +0.9% |
| RCL Royal Caribbean Cruises Ltd. | 0.38% | 3,712 | $1.0M | Add +3.5% |
| ROK Rockwell Automation Inc. | 0.38% | 2,840 | $1.0M | New |
| VTI VG Morningstar TS MKT ETF-US | 0.38% | 3,173 | $1.0M | Add +11.8% |
| FLCV Fed Hermes Large Cap Value | 0.37% | 31,622 | $996K | Add +1.5% |
| FTRB Fed Hermes TTL RTRN BND | 0.36% | 38,295 | $963K | Add +5.3% |
| WTPI Wisdomtree Equity Premium Inc. | 0.35% | 30,051 | $959K | Add +20.3% |
| WMT Walmart Inc. | 0.35% | 7,667 | $953K | Add +9.7% |
| SECR Nylim Mackay Securitized Inc. filed as NEW YORK LIFE INVTS ACTIVE E | 0.35% | 36,619 | $939K | Add +52.6% |
| GOOG Alphabet Inc. Class C | 0.34% | 3,235 | $928K | Add +0.9% |
| RACE Ferrari NV | 0.34% | 2,713 | $918K | Add +2.6% |
| JPEF JPMorgan Equity Focus ETF | 0.33% | 12,603 | $905K | Reduce -2.0% |
| GPIQ GS Nasdaq-100 PR Inc. ETF-Usd | 0.33% | 18,168 | $899K | Add +6.5% |
| ZS Zscaler Inc. | 0.32% | 6,268 | $879K | Reduce -3.3% |
| MA Mastercard Inc. Class A | 0.32% | 1,728 | $863K | Reduce -3.0% |
| CVX Chevron Corp. | 0.32% | 4,155 | $860K | Add +3.2% |
| GLD SPDR Gold Shares | 0.31% | 1,962 | $844K | Add +1.0% |
| IVV iShares Core S&P 500 ETF | 0.30% | 1,240 | $810K | Reduce -8.8% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.29% | 1,787 | $781K | Add +0.3% |
| SDVY First Trust Smid Cap Rising | 0.28% | 19,307 | $761K | Add +21.6% |
| DE Deere & Co. | 0.28% | 1,342 | $756K | Add +4.9% |
| PPA Invesco Aerospace & Defense | 0.28% | 4,531 | $751K | Add +5.8% |
| JEPI JPMorgan Equity Premium Inco | 0.28% | 13,200 | $748K | Reduce -2.0% |
| CSM Proshares Large Cap Core Plu | 0.27% | 9,880 | $739K | Add +0.2% |
| RDVY First Trust Rising Dividend | 0.27% | 10,786 | $736K | Add +214.2% |
Portfolio Sells Q4 2025 → Q1 2026
| SNDK Sandisk Corp. | Reduce -85.2% | 0.68% | −0.99 |
| PGRO Putnam Focused LRG Cap Grow | Reduce -32.0% | 1.33% | −0.79 |
| AVGO Broadcom Inc. | Reduce -34.7% | 1.04% | −0.70 |
| CIBR First Trust Nasdaq Cybersecu | Reduce -56.2% | 0.41% | −0.63 |
| SKYY First Trust Cloud Computing | Reduce -86.7% | 0.08% | −0.62 |
| QCOC FT NDQ100 CNS Buff ETF - Oct | Reduce -23.8% | 1.76% | −0.54 |
| PJFG Pgim Jennison Focused Growth | Reduce -5.1% | 1.84% | −0.32 |
| ALAB Astera Labs Inc. | Sold out | 0.00% | −0.31 |
| CRM Salesforce Inc. | Reduce -17.2% | 0.39% | −0.26 |
| PLTR Palantir Technologies Inc. Class A | Reduce -0.0% | 1.32% | −0.25 |
| PVAL Putnam Focused LRG Cap Value | Reduce -12.3% | 2.30% | −0.21 |
| GBTC Grayscale Bitcoin Trust ETF | Reduce -0.9% | 0.75% | −0.21 |
| MFSG MFS Active Growth | Reduce -4.2% | 1.61% | −0.20 |
| ZS Zscaler Inc. | Reduce -3.3% | 0.32% | −0.20 |
| ACGR American Century Large Cap G | Reduce -20.4% | 0.52% | −0.19 |
| MISL First Trust Indxx Aero & Def | Reduce -14.7% | 1.74% | −0.17 |
| AMZN Amazon.com Inc. | Reduce -0.2% | 1.65% | −0.14 |
| FFOG Franklin Focused Dynamic Gro | Sold out | 0.00% | −0.14 |
| TDIV FT Nasdaq Tech DVD Index FD | Reduce -9.4% | 1.12% | −0.13 |
| GROZ Zacks Focus Growth ETF | Reduce -3.7% | 1.30% | −0.12 |
| WDAY Workday Inc. Class A | Sold out | 0.00% | −0.11 |
| FDG American Century Focused DYN | Reduce -8.9% | 0.56% | −0.11 |
| SPTM SS SPDR P S&P 1500 Comp ETF | Reduce -26.1% | 0.25% | −0.09 |
| BTC Grayscale Bitcoin Mini ETF | Sold out | 0.00% | −0.09 |
| QGRO American Century US Quality | Reduce -6.7% | 0.63% | −0.09 |
| BR Broadridge Financial Solutio | Sold out | 0.00% | −0.09 |
| DIS The Walt Disney Co. | Sold out | 0.00% | −0.09 |
| KNG FT Vest S&P 500 DVD Arst TRG | Sold out | 0.00% | −0.08 |
| MRSH Marsh & McLennan Cos | Sold out | 0.00% | −0.08 |
| QCOM Qualcomm Inc. | Sold out | 0.00% | −0.08 |
| AJG Arthur J Gallagher & Co. | Sold out | 0.00% | −0.08 |
| TLN Talen Energy Corp. | Sold out | 0.00% | −0.08 |
| QQQ Invesco QQQ Trust Series 1 | Sold out | 0.00% | −0.08 |
| DIA SS SPDR Dow Jones Indus Avg | Sold out | 0.00% | −0.07 |
| GSLC Goldman Activebeta US LC ETF | Reduce -10.7% | 0.47% | −0.07 |
| IEI iShares 3-7 Year Treasury Bo | Reduce -27.4% | 0.18% | −0.06 |
| UBER Uber Technologies Inc. | Reduce -0.9% | 0.49% | −0.06 |
| AGOX Adaptive Alpha Opportunities | Reduce 0.0% | 1.14% | −0.05 |
| MA Mastercard Inc. Class A | Reduce -3.0% | 0.32% | −0.05 |
| COWG Pacer US LRG Cap Cows GR LD | Reduce -7.1% | 0.41% | −0.04 |
| IVV iShares Core S&P 500 ETF | Reduce -8.8% | 0.30% | −0.04 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -3.0% | 0.65% | −0.04 |
| GPIX GLDM SA S&P 500 PR in ETF-US | Reduce -0.2% | 1.01% | −0.03 |
| ORCL Oracle Corp. | Sold out | 0.00% | −0.03 |
| SPDW Ste STR SPDR PT DW Eu ETF | Reduce -27.3% | 0.09% | −0.03 |
| PAVE Global X US Infrastructure | Reduce -10.1% | 1.04% | −0.02 |
| CRTC Xtrackers US NTL Critic Tech | Reduce -0.7% | 1.05% | −0.02 |
| AVLV Avantis US Large Cap Value | Reduce -9.2% | 1.63% | −0.02 |
| JPEF JPMorgan Equity Focus ETF | Reduce -2.0% | 0.33% | −0.01 |
| CGGR Cap Group Growth Equity | Reduce -3.7% | 0.10% | −0.01 |
Portfolio Buys Q4 2025 → Q1 2026
| AAPL Apple Inc. | Add +18.0% | 6.93% | +0.79 |
| HFXI Nylim Ftse Intr Eq CN ETF-Ui | Add +42.3% | 1.74% | +0.59 |
| ABBV Abbvie Inc. | Add +159.3% | 0.93% | +0.56 |
| CGIC Cap Group Intl Core Eq | Add +72.5% | 1.09% | +0.48 |
| AVUV Avantis US Small Cap Value | New | 0.46% | +0.46 |
| TJX TJX Companies Inc. | New | 0.46% | +0.46 |
| TALV Transamer Lrge Val Activ ETF | New | 0.44% | +0.44 |
| ROK Rockwell Automation Inc. | New | 0.38% | +0.38 |
| UTES Virtus Reaves Utilities ETF | Add +28.9% | 1.34% | +0.34 |
| SHLD Global X Defense Tech ETF | Add +41.6% | 0.87% | +0.32 |
| CAT Caterpillar Inc. | Add +23.5% | 0.81% | +0.29 |
| JPM JPMorgan Chase & Co. | Add +29.0% | 1.49% | +0.26 |
| RSG Republic Services Inc. | Add +58.7% | 0.49% | +0.20 |
| RDVY First Trust Rising Dividend | Add +214.2% | 0.27% | +0.19 |
| ISRG Intuitive Surgical Inc. | Add +93.3% | 0.48% | +0.18 |
| GRID First TRST Nasd Class Edg Sgiif | Add +35.0% | 0.53% | +0.17 |
| AAAU Goldman Sachs Physical Gold | Add +45.1% | 0.42% | +0.16 |
| SCIO FT Struct Credit Inc. Opp ETF | Add +41.5% | 0.51% | +0.16 |
| PAYR Fed HRMS Enhan Inc. ETF | New | 0.15% | +0.15 |
| PWR Quanta Services Inc. | Add +2.1% | 0.53% | +0.14 |
| SECR Nylim Mackay Securitized Inc. | Add +52.6% | 0.35% | +0.12 |
| LRCX Lam Research Corp. | Add +4.6% | 0.48% | +0.12 |
| BIL SS SPDR BB 1-3M T-Bill ETF | New | 0.11% | +0.11 |
| SHV iShares 0-1 Year Treasury Bo | New | 0.11% | +0.11 |
| ACYN FT Lad Autocall Bar Inc. ETF | New | 0.11% | +0.11 |
| OPER Clearshares Ultra-Short Matu | New | 0.11% | +0.11 |
| RECS Columbia Resear Enh Cor ETF | Add +20.2% | 0.73% | +0.11 |
| EME Emcor Group Inc. | New | 0.11% | +0.11 |
| FIX Comfort Systems USA Inc. | New | 0.10% | +0.10 |
| SPEM State Street SP PTF Em ETF | New | 0.10% | +0.10 |
| ETN Eaton Corp. PLC | Add +7.8% | 0.52% | +0.10 |
| PTRB Pgim Total Return Bond ETF | Add +5.1% | 1.65% | +0.10 |
| CGCB Cap Group Core Bond | Add +22.2% | 0.51% | +0.10 |
| CVX Chevron Corp. | Add +3.2% | 0.32% | +0.10 |
| DUK Duke Energy Corp. | New | 0.09% | +0.09 |
| ROST Ross Stores Inc. | New | 0.08% | +0.08 |
| FXN First Trust Energy Alphadex | New | 0.08% | +0.08 |
| CMS CMS Energy Corp. | New | 0.08% | +0.08 |
| INCM Franklin Income Focus ETF | New | 0.08% | +0.08 |
| VIGI Vanguard Int Div App Indx FD | New | 0.08% | +0.08 |
| MCD McDonald's Corp. | New | 0.08% | +0.08 |
| LMT Lockheed Martin Corp. | New | 0.08% | +0.08 |
| CPLB Nylim Mackay Core Plus Bond | Add +19.7% | 0.41% | +0.07 |
| WMT Walmart Inc. | Add +9.7% | 0.35% | +0.07 |
| LQTI FT Vest Invst GRD TRGT I ETF | Add +6.0% | 1.31% | +0.07 |
| LVHI Franklin International Low V | Add +40.0% | 0.19% | +0.07 |
| DE Deere & Co. | Add +4.9% | 0.28% | +0.06 |
| SDVY First Trust Smid Cap Rising | Add +21.6% | 0.28% | +0.06 |
| BUFZ FT Vest Laddered Moderate Bu | Add +8.1% | 0.69% | +0.06 |
| WTPI Wisdomtree Equity Premium Inc. | Add +20.3% | 0.35% | +0.06 |
Options Activity Q4 2025 → Q1 2026
| TSLA Tesla Inc. | put | Sold out | 500 | $225Kbefore exit |
| ORCL Oracle Corp. | call | Sold out | 800 | $156Kbefore exit |
| NIO Nio Inc. - ADR | call | Sold out | 7,500 | $38Kbefore exit |
| INVZ Innoviz Technologies Ltd. | call | Sold out | 10,000 | $9Kbefore exit |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 184 | $322.6M | AAPL, NVDA, AIRR, GOOGL, ISPY |
| Q1 2026 | 186 | $270.8M | AAPL, NVDA, MSFT, ISPY, PVAL |
| Q4 2025 | 180 | $277.5M | AAPL, NVDA, MSFT, PVAL, GOOGL |
| Q3 2025 | 177 | $272.6M | AAPL, NVDA, MSFT, PVAL, QMAR |
| Q2 2025 | 163 | $235.0M | AAPL, NVDA, MSFT, QMAR, PVAL |
| Q1 2025 | 161 | $200.7M | AAPL, NVDA, MSFT, QMAR, PVAL |
| Q4 2024 | 167 | $199.6M | AAPL, NVDA, MSFT, LMBS, PVAL |
| Q3 2024 | 152 | $178.0M | AAPL, MSFT, NVDA, LMBS, PVAL |
| Q2 2024 | 141 | $158.3M | AAPL, MSFT, NVDA, QJUN, PVAL |
| Q1 2024 | 146 | $161.9M | AAPL, MSFT, LMBS, JNK, QJUN |