Prosperity Financial Group, Inc.
In its 13F for Q3 2025 (holdings as of September 30, 2025, filed November 14, 2025), Prosperity Financial Group, Inc. reported 177 stock positions worth $272.6 million. Its top holding was Apple (AAPL) at 5.2% of the portfolio, followed by Nvidia (NVDA, 4.6%) and Microsoft (MSFT, 3.6%). Compared with Q2 2025, it opened 19 new positions, sold out of 5, added to 104 and reduced 42. The biggest buy was a new position in Xtrackers US NTL Critic Tech (CRTC) and the biggest sale FT Vest Nasdaq-100 Buffer Et (QMAR, shares −6%).
- Most Recent 13F
- Q2 2026
- Location
- San Ramon, CA
- CIK
- 0001991334
- Portfolio Value
- $272.6M (Q3 2025)
- SEC Filing
- 0001172661-25-005010 ↗ filed Nov 14, 2025
Holdings Value
Holdings 177 stocks · $272.6M
| AAPL Apple Inc. | 5.23% | 55,987 | $14.3M | Add +1.8% |
| NVDA Nvidia Corp. | 4.61% | 67,285 | $12.6M | Add +0.3% |
| MSFT Microsoft Corp. | 3.56% | 18,740 | $9.7M | Add +2.8% |
| PVAL Putnam Focused LRG Cap Value | 2.66% | 169,472 | $7.2M | Add +4.3% |
| QMAR FT Vest Nasdaq-100 Buffer Et | 2.46% | 208,317 | $6.7M | Reduce -6.1% |
| PGRO Putnam Focused LRG Cap Grow | 2.16% | 132,429 | $5.9M | Add +4.1% |
| PJFG Pgim Jennison Focused Growth | 2.11% | 52,205 | $5.8M | Add +3.0% |
| ISPY Proshares S&P High Incom ETF | 1.86% | 112,255 | $5.1M | Reduce -5.3% |
| MISL First Trust Indxx Aero & Def | 1.82% | 119,654 | $5.0M | Add +1.2% |
| AIRR First Trust Rba American Ind | 1.76% | 49,680 | $4.8M | Reduce -0.7% |
| PLTR Palantir Technologies Inc. Class A | 1.75% | 26,109 | $4.8M | Reduce -18.6% |
| GOOGL Alphabet Inc. Class A | 1.73% | 19,382 | $4.7M | Add +3.6% |
| AMZN Amazon.com Inc. | 1.65% | 20,529 | $4.5M | Reduce -2.8% |
| AVLV Avantis US Large Cap Value | 1.58% | 59,696 | $4.3M | Reduce -0.2% |
| AVGO Broadcom Inc. | 1.54% | 12,736 | $4.2M | Add +11.9% |
| FRTY Alger Mid Cap 40 ETF | 1.54% | 187,151 | $4.2M | Add +0.3% |
| RDVI FT Vest Rising Dividend Achi | 1.47% | 155,279 | $4.0M | Add +10.2% |
| CIBR First Trust Nasdaq Cybersecu | 1.45% | 51,851 | $3.9M | Add +3.7% |
| MFSG MFS Active Growth | 1.40% | 135,195 | $3.8M | Reduce -0.1% |
| GROZ Zacks Focus Growth ETF | 1.36% | 126,566 | $3.7M | Add +4.8% |
| GBTC Grayscale Bitcoin Trust ETF | 1.35% | 41,040 | $3.7M | Reduce -6.5% |
| PTRB Pgim Total Return Bond ETF | 1.35% | 87,046 | $3.7M | Add +21.6% |
| AGOX Adaptive Alpha Opportunities | 1.31% | 116,177 | $3.6M | Add +5.2% |
| LQTI FT Vest Invst GRD TRGT I ETF | 1.27% | 170,019 | $3.5M | Add +2.0% |
| QGRO American Century US Quality | 1.25% | 29,851 | $3.4M | Add +1.0% |
| TSLA Tesla Inc. | 1.25% | 7,653 | $3.4M | Add +2.9% |
| TDIV FT Nasdaq Tech DVD Index FD | 1.22% | 33,854 | $3.3M | Add +5.2% |
| JPM JPMorgan Chase & Co. | 1.20% | 10,390 | $3.3M | Add +42.6% |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 1.18% | 55,994 | $3.2M | Add +2.6% |
| JEPI JPMorgan Equity Premium Inco | 1.16% | 55,517 | $3.2M | Add +7.5% |
| COST Costco Wholesale Corp. | 1.15% | 3,374 | $3.1M | Add +2.2% |
| META Meta Platforms Inc. Class A | 1.11% | 4,111 | $3.0M | Add +7.6% |
| GPIX GLDM SA S&P 500 PR in ETF-US | 1.07% | 56,013 | $2.9M | Add +13.8% |
| HFXI Nylim Ftse Intr Eq CN ETF-Ui filed as NEW YORK LIFE INVESTMENTS ET | 1.05% | 92,451 | $2.9M | Add +30.1% |
| PAVE Global X US Infrastructure | 1.04% | 59,471 | $2.8M | Add +12.5% |
| CRTC Xtrackers US NTL Critic Tech | 1.02% | 76,574 | $2.8M | New |
| RCL Royal Caribbean Cruises Ltd. | 0.88% | 7,439 | $2.4M | Add +7.3% |
| V Visa Inc. Class A | 0.85% | 6,811 | $2.3M | Add +5.5% |
| SNDK Sandisk Corp. | 0.75% | 18,297 | $2.1M | Add +7.9% |
| SMIZ Zacks Small/Mid Cap ETF | 0.73% | 53,395 | $2.0M | Add +0.1% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.72% | 2,964 | $2.0M | Add +3.7% |
| ZS Zscaler Inc. | 0.71% | 6,487 | $1.9M | No change |
| SKYY First Trust Cloud Computing | 0.69% | 13,931 | $1.9M | Add +7.6% |
| ACGR American Century Large Cap G | 0.67% | 27,935 | $1.8M | Add +7.3% |
| UBER Uber Technologies Inc. | 0.67% | 18,585 | $1.8M | Add +0.5% |
| PBDC Putnam BDC Income ETF | 0.64% | 55,012 | $1.7M | Add +13.4% |
| RECS Columbia Resear Enh Cor ETF | 0.62% | 41,926 | $1.7M | Add +5.7% |
| HD Home Depot Inc. | 0.61% | 4,086 | $1.7M | Reduce -0.2% |
| DBEF Xtrackers MSCI Eafe Hedged E | 0.60% | 35,398 | $1.6M | Add +1.9% |
| SHLD Global X Defense Tech ETF | 0.60% | 23,243 | $1.6M | Add +0.6% |
| FDG American Century Focused DYN | 0.60% | 13,528 | $1.6M | Add +9.0% |
| CRM Salesforce Inc. | 0.59% | 6,780 | $1.6M | Add +452.1% |
| DTCR Global X Data Center & Digit | 0.58% | 77,616 | $1.6M | Add +9.5% |
| BUFZ FT Vest Laddered Moderate Bu | 0.56% | 59,352 | $1.5M | Add +7.9% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 0.56% | 19,369 | $1.5M | Add +8.5% |
| GSLC Goldman Activebeta US LC ETF | 0.54% | 11,397 | $1.5M | Add +4.2% |
| FTCS First Trust Capital Strength | 0.53% | 15,469 | $1.4M | Reduce -1.4% |
| AMD Advanced Micro Devices | 0.52% | 8,754 | $1.4M | Add +8.1% |
| ETHE Grayscale Ethereum Staking E | 0.48% | 38,344 | $1.3M | Reduce -9.3% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.48% | 2,600 | $1.3M | Add +42.1% |
| COWG Pacer US LRG Cap Cows GR LD | 0.47% | 35,324 | $1.3M | New |
| ETN Eaton Corp. PLC | 0.46% | 3,344 | $1.3M | Add +20.5% |
| RSG Republic Services Inc. | 0.45% | 5,329 | $1.2M | Add +8.5% |
| RACE Ferrari NV | 0.43% | 2,439 | $1.2M | Add +6.5% |
| KLAC KLA Corp. | 0.43% | 1,086 | $1.2M | Add +0.9% |
| PSH Pgim Short Duration High YLD | 0.41% | 22,256 | $1.1M | Add +10.1% |
| GOOG Alphabet Inc. Class C | 0.40% | 4,439 | $1.1M | No change |
| MRSH Marsh & McLennan Cos | 0.39% | 5,298 | $1.1M | Reduce -9.7% |
| CAT Caterpillar Inc. | 0.39% | 2,220 | $1.1M | Add +8.0% |
| ABBV Abbvie Inc. | 0.39% | 4,540 | $1.1M | Add +0.4% |
| CPLB Nylim Mackay Core Plus Bond filed as NEW YORK LIFE INVTS ACTIVE E | 0.38% | 47,886 | $1.0M | Add +63.2% |
| MA Mastercard Inc. Class A | 0.37% | 1,789 | $1.0M | Add +3.2% |
| LLY Eli Lilly & Co. | 0.37% | 1,315 | $1.0M | Reduce -36.8% |
| JPEF JPMorgan Equity Focus ETF | 0.36% | 13,389 | $992K | Add +17.9% |
| PWR Quanta Services Inc. | 0.36% | 2,380 | $986K | Add +10.6% |
| FTRB Fed Hermes TTL RTRN BND | 0.36% | 38,846 | $986K | Add +23.9% |
| AFMC First Trust Active Factor Mi | 0.36% | 28,480 | $977K | Add +5.5% |
| JNJ Johnson & Johnson | 0.36% | 5,265 | $976K | Add +0.8% |
| SPTM SS SPDR P S&P 1500 Comp ETF | 0.36% | 12,098 | $976K | Reduce -1.7% |
| FHYS Fed Hermes SHRT Dur Hi Yield | 0.35% | 41,604 | $968K | New |
| FLCV Fed Hermes Large Cap Value | 0.35% | 30,905 | $942K | Reduce -1.0% |
| GPIQ GS Nasdaq-100 PR Inc. ETF-Usd | 0.34% | 17,749 | $931K | Add +4.2% |
| IVV iShares Core S&P 500 ETF | 0.33% | 1,363 | $913K | Reduce -2.1% |
| GRID First TRST Nasd Class Edg Sgiif | 0.33% | 5,952 | $899K | Add +9.3% |
| MPWR Monolithic Power Systems Inc. | 0.32% | 946 | $871K | Add +7.6% |
| WTPI Wisdomtree Equity Premium Inc. | 0.32% | 25,856 | $860K | New |
| UNH Unitedhealth Group Inc. | 0.31% | 2,445 | $844K | Add +7.6% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.31% | 1,758 | $843K | Add +9.5% |
| NOW ServiceNow Inc. | 0.28% | 840 | $773K | Add +8.1% |
| GLD SPDR Gold Shares | 0.28% | 2,167 | $770K | Add +0.6% |
| CSM Proshares Large Cap Core Plu | 0.28% | 10,055 | $770K | Reduce -7.4% |
| TTWO Take-Two Interactive Softwre | 0.27% | 2,796 | $722K | No change |
| TOST Toast Inc. Class A | 0.26% | 19,293 | $704K | Add +4.8% |
| WMT Walmart Inc. | 0.26% | 6,809 | $702K | Reduce -4.8% |
| IOT Samsara Inc. Class A | 0.25% | 18,594 | $693K | Add +7.8% |
| SPGI S&P Global Inc. | 0.25% | 1,409 | $686K | Add +7.1% |
| VTI VG Morningstar TS MKT ETF-US | 0.24% | 2,028 | $666K | Add +48.4% |
| PPA Invesco Aerospace & Defense | 0.24% | 4,280 | $665K | No change |
| LRCX Lam Research Corp. | 0.24% | 4,967 | $665K | Add +5.1% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.24% | 2,302 | $650K | Reduce -0.0% |
Options reported separately and not counted above: TSLA puts ($222K), NVDA puts ($187K), COIN calls ($169K), BABA calls ($125K), OPEN calls ($77K), NIO calls ($57K), CRDL calls ($27K), INVZ calls ($20K).
Portfolio Sells Q2 2025 → Q3 2025
| QMAR FT Vest Nasdaq-100 Buffer Et | Reduce -6.1% | 2.46% | −0.47 |
| LLY Eli Lilly & Co. | Reduce -36.8% | 0.37% | −0.32 |
| AMZN Amazon.com Inc. | Reduce -2.8% | 1.65% | −0.32 |
| ISPY Proshares S&P High Incom ETF | Reduce -5.3% | 1.86% | −0.28 |
| ACN Accenture PLC Class A | Sold out | 0.00% | −0.27 |
| GBTC Grayscale Bitcoin Trust ETF | Reduce -6.5% | 1.35% | −0.23 |
| HUBS HubSpot Inc. | Sold out | 0.00% | −0.17 |
| MRSH Marsh & McLennan Cos | Reduce -9.7% | 0.39% | −0.15 |
| AVLV Avantis US Large Cap Value | Reduce -0.2% | 1.58% | −0.15 |
| MFSG MFS Active Growth | Reduce -0.1% | 1.40% | −0.13 |
| PLTR Palantir Technologies Inc. Class A | Reduce -18.6% | 1.75% | −0.11 |
| LMT Lockheed Martin Corp. | Sold out | 0.00% | −0.09 |
| WM Waste Management Inc. | Sold out | 0.00% | −0.09 |
| FXN First Trust Energy Alphadex | Sold out | 0.00% | −0.08 |
| FTCS First Trust Capital Strength | Reduce -1.4% | 0.53% | −0.08 |
| GAIN Gladstone Investment Corp. | Reduce -21.5% | 0.10% | −0.05 |
| KNG FT Vest S&P 500 DVD Arst TRG | Reduce -24.2% | 0.10% | −0.05 |
| IBM Intl Business Machines Corp. | Reduce -0.0% | 0.24% | −0.05 |
| BTC Grayscale Bitcoin Mini ETF | Reduce -18.9% | 0.13% | −0.05 |
| FLCV Fed Hermes Large Cap Value | Reduce -1.0% | 0.35% | −0.05 |
| CSM Proshares Large Cap Core Plu | Reduce -7.4% | 0.28% | −0.04 |
| WMT Walmart Inc. | Reduce -4.8% | 0.26% | −0.04 |
| SDVY First Trust Smid Cap Rising | Reduce -7.2% | 0.22% | −0.03 |
| SPTM SS SPDR P S&P 1500 Comp ETF | Reduce -1.7% | 0.36% | −0.03 |
| IVV iShares Core S&P 500 ETF | Reduce -2.1% | 0.33% | −0.03 |
| HD Home Depot Inc. | Reduce -0.2% | 0.61% | −0.03 |
| SO The Southern Co. | Reduce -1.7% | 0.18% | −0.03 |
| EMLP First Trust North American E | Reduce -3.7% | 0.14% | −0.02 |
| PFE Pfizer Inc. | Reduce -15.8% | 0.08% | −0.02 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -6.4% | 0.15% | −0.02 |
| CRWD CrowdStrike Holdings Inc. Class A | Reduce -4.2% | 0.07% | −0.02 |
| ABT Abbott Laboratories | Reduce -0.6% | 0.10% | −0.02 |
| HEGD Swan Hedged Equity US LG Cap | Reduce -3.9% | 0.14% | −0.02 |
| BR Broadridge Financial Solutio | Reduce -0.1% | 0.10% | −0.02 |
| SPDW Ste STR SPDR PT DW Eu ETF | Reduce -2.7% | 0.13% | −0.02 |
| LGLV SPDR US LC Low Vol Idx | Reduce -1.5% | 0.10% | −0.02 |
| BWX SS SPDR BB Intl Treasury BD | Reduce -0.9% | 0.08% | −0.02 |
| AVUS Avantis U.S. Equity ETF | Reduce -6.5% | 0.10% | −0.01 |
| XLE SS Energy Select Sector | Reduce -2.1% | 0.11% | −0.01 |
| RDIV Invesco S&P Ultra Dividend | Reduce -0.5% | 0.18% | −0.01 |
| DUK Duke Energy Corp. | Reduce -1.6% | 0.09% | −0.01 |
| IWV iShares Russell 3000 ETF | Reduce -0.1% | 0.11% | −0.01 |
| IWF iShares Russell 1000 Growth | Reduce -0.2% | 0.10% | −0.01 |
| HTCR Heartcore Enterprises Inc. | Reduce -30.2% | 0.00% | 0.00 |
| AIRR First Trust Rba American Ind | Reduce -0.7% | 1.76% | +0.03 |
| NIO Nio Inc. - ADR | Reduce -4.3% | 0.07% | +0.03 |
| ETHE Grayscale Ethereum Staking E | Reduce -9.3% | 0.48% | +0.11 |
Portfolio Buys Q2 2025 → Q3 2025
| CRTC Xtrackers US NTL Critic Tech | New | 1.02% | +1.02 |
| COWG Pacer US LRG Cap Cows GR LD | New | 0.47% | +0.47 |
| CRM Salesforce Inc. | Add +452.1% | 0.59% | +0.45 |
| AAPL Apple Inc. | Add +1.8% | 5.23% | +0.43 |
| SNDK Sandisk Corp. | Add +7.9% | 0.75% | +0.43 |
| FHYS Fed Hermes SHRT Dur Hi Yield | New | 0.35% | +0.35 |
| GOOGL Alphabet Inc. Class A | Add +3.6% | 1.73% | +0.33 |
| WTPI Wisdomtree Equity Premium Inc. | New | 0.32% | +0.32 |
| JPM JPMorgan Chase & Co. | Add +42.6% | 1.20% | +0.30 |
| TSLA Tesla Inc. | Add +2.9% | 1.25% | +0.24 |
| AVGO Broadcom Inc. | Add +11.9% | 1.54% | +0.21 |
| HFXI Nylim Ftse Intr Eq CN ETF-Ui | Add +30.1% | 1.05% | +0.16 |
| SECR Nylim Mackay Securitized Inc. | Add +164.1% | 0.20% | +0.11 |
| CPLB Nylim Mackay Core Plus Bond | Add +63.2% | 0.38% | +0.11 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +42.1% | 0.48% | +0.10 |
| NVDA Nvidia Corp. | Add +0.3% | 4.61% | +0.10 |
| COHR Coherent Corp. | New | 0.09% | +0.09 |
| TLN Talen Energy Corp. | New | 0.09% | +0.09 |
| MGK Vngrd Mrgstr MG CP GR ETF-Ui | New | 0.08% | +0.08 |
| CNEQ Alger Concentrated Eqty ETF | New | 0.08% | +0.08 |
| PEP Pepsico Inc. | New | 0.08% | +0.08 |
| ADP Automatic Data Processing | New | 0.08% | +0.08 |
| SOXX iShares Semiconductor ETF | New | 0.08% | +0.08 |
| AEE Ameren Corporation | New | 0.08% | +0.08 |
| JAAA Janus Henderson Aaa Clo ETF | New | 0.08% | +0.08 |
| LHX L3HARRIS Technologies Inc. | New | 0.07% | +0.07 |
| PTRB Pgim Total Return Bond ETF | Add +21.6% | 1.35% | +0.07 |
| VTI VG Morningstar TS MKT ETF-US | Add +48.4% | 0.24% | +0.07 |
| PAVE Global X US Infrastructure | Add +12.5% | 1.04% | +0.06 |
| CAT Caterpillar Inc. | Add +8.0% | 0.39% | +0.05 |
| LRCX Lam Research Corp. | Add +5.1% | 0.24% | +0.05 |
| MPWR Monolithic Power Systems Inc. | Add +7.6% | 0.32% | +0.05 |
| ETN Eaton Corp. PLC | Add +20.5% | 0.46% | +0.04 |
| BABA Alibaba Group Holding-SP ADR | New | 0.04% | +0.04 |
| AMD Advanced Micro Devices | Add +8.1% | 0.52% | +0.03 |
| GPIX GLDM SA S&P 500 PR in ETF-US | Add +13.8% | 1.07% | +0.03 |
| ABBV Abbvie Inc. | Add +0.4% | 0.39% | +0.03 |
| FTRB Fed Hermes TTL RTRN BND | Add +23.9% | 0.36% | +0.03 |
| JPEF JPMorgan Equity Focus ETF | Add +17.9% | 0.36% | +0.03 |
| DTCR Global X Data Center & Digit | Add +9.5% | 0.58% | +0.02 |
| FDG American Century Focused DYN | Add +9.0% | 0.60% | +0.02 |
| KLAC KLA Corp. | Add +0.9% | 0.43% | +0.02 |
| JNJ Johnson & Johnson | Add +0.8% | 0.36% | +0.02 |
| GS Goldman Sachs Group Inc. | Add +21.6% | 0.12% | +0.02 |
| SKYY First Trust Cloud Computing | Add +7.6% | 0.69% | +0.02 |
| PWR Quanta Services Inc. | Add +10.6% | 0.36% | +0.02 |
| SHOP Shopify Inc. Class A | Add +2.1% | 0.12% | +0.01 |
| OPEN Opendoor Technologies Inc. | New | 0.01% | +0.01 |
| COIN Coinbase Global Inc. Class A | New | 0.01% | +0.01 |
| FRTY Alger Mid Cap 40 ETF | Add +0.3% | 1.54% | +0.01 |
Options Activity Q2 2025 → Q3 2025
| UBER Uber Technologies Inc. | call | Sold out | 5,000 | $467Kbefore exit |
| TSLA Tesla Inc. | put | New | 500 | $222K |
| NVDA Nvidia Corp. | put | New | 1,000 | $187K |
| COIN Coinbase Global Inc. Class A | call | New | 500 | $169K |
| BABA Alibaba Group Holding-SP ADR | call | New | 700 | $125K |
| OPEN Opendoor Technologies Inc. | call | New | 9,700 | $77K |
| NIO Nio Inc. - ADR | call | New | 7,500 | $57K |
| CRDL Cardiol Therapeutics Inc. Class A | call | New | 25,000 | $27K |
| INVZ Innoviz Technologies Ltd. | call | New | 10,000 | $20K |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 184 | $322.6M | AAPL, NVDA, AIRR, GOOGL, ISPY |
| Q1 2026 | 186 | $270.8M | AAPL, NVDA, MSFT, ISPY, PVAL |
| Q4 2025 | 180 | $277.5M | AAPL, NVDA, MSFT, PVAL, GOOGL |
| Q3 2025 | 177 | $272.6M | AAPL, NVDA, MSFT, PVAL, QMAR |
| Q2 2025 | 163 | $235.0M | AAPL, NVDA, MSFT, QMAR, PVAL |
| Q1 2025 | 161 | $200.7M | AAPL, NVDA, MSFT, QMAR, PVAL |
| Q4 2024 | 167 | $199.6M | AAPL, NVDA, MSFT, LMBS, PVAL |
| Q3 2024 | 152 | $178.0M | AAPL, MSFT, NVDA, LMBS, PVAL |
| Q2 2024 | 141 | $158.3M | AAPL, MSFT, NVDA, QJUN, PVAL |
| Q1 2024 | 146 | $161.9M | AAPL, MSFT, LMBS, JNK, QJUN |