Prosperity Financial Group, Inc.
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 13, 2024), Prosperity Financial Group, Inc. reported 152 stock positions worth $178.0 million. Its top holding was Apple (AAPL) at 7.6% of the portfolio, followed by Microsoft (MSFT, 4.7%) and Nvidia (NVDA, 4.5%). Compared with Q2 2024, it opened 19 new positions, sold out of 8, added to 70 and reduced 50. The biggest buy was a new position in Zacks Small/Mid Cap ETF (SMIZ) and the biggest sale an exit from Global X Robotics & Artifici (BOTZ).
- Most Recent 13F
- Q2 2026
- Location
- San Ramon, CA
- CIK
- 0001991334
- Portfolio Value
- $178.0M (Q3 2024)
- SEC Filing
- 0001172661-24-004592 ↗ filed Nov 13, 2024
Holdings Value
Holdings 152 stocks · $178.0M
| AAPL Apple Inc. | 7.64% | 58,328 | $13.6M | Reduce -1.6% |
| MSFT Microsoft Corp. | 4.66% | 19,284 | $8.3M | Add +6.8% |
| NVDA Nvidia Corp. | 4.50% | 65,893 | $8.0M | Add +35.2% |
| LMBS First Trust Low Duration Opp | 2.89% | 104,113 | $5.1M | Add +6.8% |
| PVAL Putnam Focused LRG Cap Value | 2.85% | 133,831 | $5.1M | Add +3.7% |
| QJUN FT Vest Nasdaq-100 Buffer Et | 2.65% | 174,641 | $4.7M | Reduce -7.5% |
| CIBR First Trust Nasdaq Cybersecu | 2.42% | 72,854 | $4.3M | Reduce -2.0% |
| PGRO Putnam Focused LRG Cap Grow | 2.27% | 112,189 | $4.0M | Reduce -4.1% |
| AIRR First Trust Rba American Ind | 2.21% | 52,656 | $3.9M | Add +133.6% |
| ISPY Proshares S&P High Incom ETF | 1.92% | 76,159 | $3.4M | Reduce -2.1% |
| SMIZ Zacks Small/Mid Cap ETF | 1.86% | 100,013 | $3.3M | New |
| MISL First Trust Indxx Aero & Def | 1.84% | 103,429 | $3.3M | Add +175.8% |
| AVLV Avantis US Large Cap Value | 1.72% | 46,526 | $3.1M | Reduce -0.9% |
| GOOGL Alphabet Inc. Class A | 1.65% | 17,671 | $2.9M | Add +4.1% |
| PBDC Putnam BDC Income ETF | 1.59% | 83,838 | $2.8M | Add +0.9% |
| COST Costco Wholesale Corp. | 1.57% | 3,149 | $2.8M | Add +6.1% |
| GJUN FT Vest US Equity Moderate B | 1.56% | 78,496 | $2.8M | Reduce -8.3% |
| AMZN Amazon.com Inc. | 1.46% | 13,949 | $2.6M | Add +4.6% |
| RDVI FT Vest Rising Dividend Achi | 1.45% | 104,481 | $2.6M | Add +17.2% |
| JEPI JPMorgan Equity Premium Inco | 1.44% | 43,152 | $2.6M | Add +2.4% |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 1.39% | 45,036 | $2.5M | Add +1.5% |
| TDIV FT Nasdaq Tech DVD Index FD | 1.35% | 29,856 | $2.4M | Add +1.6% |
| FRTY Alger Mid Cap 40 ETF | 1.26% | 130,844 | $2.2M | New |
| SKYY First Trust Cloud Computing | 1.20% | 20,907 | $2.1M | Reduce -6.9% |
| IJH iShares Core S&P Midcap ETF | 1.16% | 33,268 | $2.1M | Add +0.1% |
| QGRO American Century US Quality | 1.08% | 21,188 | $1.9M | Reduce -3.7% |
| META Meta Platforms Inc. Class A | 1.01% | 3,146 | $1.8M | Reduce -6.5% |
| BILS SS Spdrb B 3-12M T-Bill ETF | 0.99% | 17,754 | $1.8M | Reduce -8.7% |
| HD Home Depot Inc. | 0.99% | 4,354 | $1.8M | Add +0.0% |
| PLTR Palantir Technologies Inc. Class A | 0.98% | 47,103 | $1.8M | Add +2.5% |
| LLY Eli Lilly & Co. | 0.94% | 1,890 | $1.7M | Add +3.3% |
| AVGO Broadcom Inc. | 0.94% | 9,672 | $1.7M | Add +5.6% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.91% | 2,811 | $1.6M | Reduce -6.0% |
| ACGR American Century Large Cap G | 0.83% | 26,587 | $1.5M | Reduce -3.4% |
| FFOG Franklin Focused Dynamic Gro | 0.81% | 38,726 | $1.4M | Reduce -7.8% |
| SOXX iShares Semiconductor ETF | 0.81% | 6,222 | $1.4M | Reduce -3.0% |
| V Visa Inc. Class A | 0.75% | 4,882 | $1.3M | Add +5.2% |
| SDVY First Trust Smid Cap Rising | 0.73% | 35,581 | $1.3M | New |
| JPM JPMorgan Chase & Co. | 0.73% | 6,126 | $1.3M | Add +6.2% |
| QMAR FT Vest Nasdaq-100 Buffer Et | 0.72% | 44,454 | $1.3M | Add +20.1% |
| MRSH Marsh & McLennan Cos | 0.69% | 5,541 | $1.2M | Add +0.5% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 0.68% | 17,857 | $1.2M | Add +25.5% |
| ETN Eaton Corp. PLC | 0.62% | 3,310 | $1.1M | Add +150.8% |
| KNG FT Vest S&P 500 DVD Arst TRG | 0.61% | 19,890 | $1.1M | Reduce -42.0% |
| TSLA Tesla Inc. | 0.60% | 4,105 | $1.1M | Reduce -4.2% |
| DBEF Xtrackers MSCI Eafe Hedged E | 0.60% | 25,509 | $1.1M | New |
| ACN Accenture PLC Class A | 0.60% | 3,000 | $1.1M | Reduce -13.2% |
| UNH Unitedhealth Group Inc. | 0.57% | 1,733 | $1.0M | Reduce -14.8% |
| RCL Royal Caribbean Cruises Ltd. | 0.57% | 5,707 | $1.0M | Add +9.9% |
| RACE Ferrari NV | 0.53% | 1,995 | $938K | Add +13.9% |
| ABBV Abbvie Inc. | 0.51% | 4,580 | $904K | Add +1.2% |
| HFXI Nylim Ftse Intr Eq CN ETF-Ui filed as NEW YORK LIFE INVESTMENTS ET | 0.50% | 32,430 | $896K | New |
| PJFG Pgim Jennison Focused Growth | 0.50% | 9,892 | $890K | New |
| AMD Advanced Micro Devices | 0.49% | 5,271 | $865K | Add +56.5% |
| PAVE Global X US Infrastructure | 0.47% | 20,532 | $845K | Reduce -53.3% |
| CGCP Cap Group Core Plus Income | 0.47% | 36,530 | $845K | Add +23.4% |
| GSLC Goldman Activebeta US LC ETF | 0.47% | 7,348 | $830K | Reduce -0.9% |
| KLAC KLA Corp. | 0.46% | 1,067 | $826K | Reduce -1.7% |
| SPTM SS SPDR P S&P 1500 Comp ETF | 0.45% | 11,392 | $798K | Reduce -19.2% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.44% | 1,719 | $791K | Reduce -24.8% |
| ZTS Zoetis Inc. | 0.43% | 3,945 | $771K | Reduce -5.4% |
| CSM Proshares Large Cap Core Plu | 0.43% | 11,646 | $761K | Add +1.3% |
| GOOG Alphabet Inc. Class C | 0.42% | 4,483 | $749K | Add +0.2% |
| CAT Caterpillar Inc. | 0.42% | 1,890 | $739K | Add +4.8% |
| JNJ Johnson & Johnson | 0.40% | 4,418 | $716K | Add +4.6% |
| AFMC First Trust Active Factor Mi | 0.40% | 22,130 | $713K | Add +13.6% |
| WMT Walmart Inc. | 0.40% | 8,824 | $713K | Reduce -17.5% |
| RSG Republic Services Inc. | 0.40% | 3,538 | $711K | Add +8.1% |
| PG The Procter & Gamble Co. | 0.40% | 4,078 | $706K | Reduce -1.0% |
| IVV iShares Core S&P 500 ETF | 0.39% | 1,190 | $686K | Add +11.0% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.38% | 1,759 | $675K | Add +7.0% |
| MA Mastercard Inc. Class A | 0.37% | 1,323 | $653K | Add +4.3% |
| IOT Samsara Inc. Class A | 0.37% | 13,578 | $653K | Reduce -2.9% |
| SHLD Global X Defense Tech ETF | 0.36% | 17,197 | $640K | New |
| NOW ServiceNow Inc. | 0.33% | 651 | $582K | Add +5.5% |
| SO The Southern Co. | 0.33% | 6,434 | $580K | Reduce -3.5% |
| RECS Columbia Resear Enh Cor ETF | 0.32% | 16,570 | $562K | New |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.31% | 5,792 | $557K | Add +7.0% |
| GOVT iShares US Treasury Bond ETF | 0.31% | 23,630 | $554K | Add +133.0% |
| FLUD Franklin Ultra Short Bond Et | 0.31% | 21,797 | $544K | Reduce -64.1% |
| CVX Chevron Corp. | 0.30% | 3,681 | $542K | Reduce -4.7% |
| SPGI S&P Global Inc. | 0.30% | 1,048 | $541K | Add +0.9% |
| PPA Invesco Aerospace & Defense | 0.30% | 4,672 | $537K | No change |
| PDP Invesco Dorsey Wright Moment | 0.30% | 5,158 | $533K | No change |
| GAIN Gladstone Investment Corp. | 0.30% | 36,550 | $528K | Add +1.1% |
| GLD SPDR Gold Shares | 0.29% | 2,109 | $513K | No change |
| INQQ Inqq the India Internet ETF filed as EXCHANGE TRADED CONCEPTS TRU | 0.28% | 30,655 | $503K | Reduce -17.9% |
| SPDW Ste STR SPDR PT DW Eu ETF | 0.27% | 12,737 | $478K | Reduce -1.3% |
| GRID First TRST Nasd Class Edg Sgiif | 0.27% | 3,707 | $472K | Add +32.2% |
| MGM MGM Resorts International | 0.26% | 12,062 | $472K | Add +8.9% |
| LNTH Lantheus Holdings Inc. | 0.26% | 4,137 | $454K | Add +12.6% |
| ELV Elevance Health Inc. | 0.26% | 873 | $454K | Add +13.5% |
| ISRG Intuitive Surgical Inc. | 0.25% | 918 | $451K | Add +1.2% |
| ADBE Adobe Inc. | 0.24% | 842 | $436K | Add +8.4% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.24% | 2,467 | $431K | Add +0.6% |
| TTWO Take-Two Interactive Softwre | 0.24% | 2,793 | $429K | New |
| TXT Textron Inc. | 0.23% | 4,582 | $406K | Add +7.9% |
| MRK Merck & Co. Inc. | 0.22% | 3,466 | $394K | Add +2.8% |
| VTI VG Morningstar TS MKT ETF-US | 0.22% | 1,389 | $393K | No change |
| DE Deere & Co. | 0.21% | 901 | $376K | Add +6.8% |
Options reported separately and not counted above: CAVA calls ($223K), MSFT calls ($215K), SOFI calls ($79K), IOT calls ($63K), PLTR calls ($37K).
Portfolio Sells Q2 2024 → Q3 2024
| BOTZ Global X Robotics & Artifici | Sold out | 0.00% | −1.28 |
| REGL Prshrs S&P Mid 400 DVD Arist | Sold out | 0.00% | −1.16 |
| FLUD Franklin Ultra Short Bond Et | Reduce -64.1% | 0.31% | −0.65 |
| ROBT First Trust Nasdaq Artificia | Sold out | 0.00% | −0.63 |
| PAVE Global X US Infrastructure | Reduce -53.3% | 0.47% | −0.55 |
| QJUN FT Vest Nasdaq-100 Buffer Et | Reduce -7.5% | 2.65% | −0.51 |
| KNG FT Vest S&P 500 DVD Arst TRG | Reduce -42.0% | 0.61% | −0.49 |
| PGRO Putnam Focused LRG Cap Grow | Reduce -4.1% | 2.27% | −0.35 |
| GJUN FT Vest US Equity Moderate B | Reduce -8.3% | 1.56% | −0.28 |
| LULU Lululemon Athletica Inc. | Sold out | 0.00% | −0.26 |
| AAPL Apple Inc. | Reduce -1.6% | 7.64% | −0.25 |
| LRCX Lam Research Corp. | Sold out | 0.00% | −0.24 |
| BILS SS Spdrb B 3-12M T-Bill ETF | Reduce -8.7% | 0.99% | −0.23 |
| CIBR First Trust Nasdaq Cybersecu | Reduce -2.0% | 2.42% | −0.23 |
| ISPY Proshares S&P High Incom ETF | Reduce -2.1% | 1.92% | −0.22 |
| DXCM Dexcom Inc. | Sold out | 0.00% | −0.21 |
| SOXX iShares Semiconductor ETF | Reduce -3.0% | 0.81% | −0.19 |
| FFOG Franklin Focused Dynamic Gro | Reduce -7.8% | 0.81% | −0.16 |
| SKYY First Trust Cloud Computing | Reduce -6.9% | 1.20% | −0.15 |
| AVLV Avantis US Large Cap Value | Reduce -0.9% | 1.72% | −0.14 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -24.8% | 0.44% | −0.14 |
| SPTM SS SPDR P S&P 1500 Comp ETF | Reduce -19.2% | 0.45% | −0.14 |
| DG Dollar General Corp. | Sold out | 0.00% | −0.13 |
| ACGR American Century Large Cap G | Reduce -3.4% | 0.83% | −0.12 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -6.0% | 0.91% | −0.12 |
| QGRO American Century US Quality | Reduce -3.7% | 1.08% | −0.11 |
| KLAC KLA Corp. | Reduce -1.7% | 0.46% | −0.10 |
| UNH Unitedhealth Group Inc. | Reduce -14.8% | 0.57% | −0.09 |
| INQQ Inqq the India Internet ETF | Reduce -17.9% | 0.28% | −0.08 |
| CVX Chevron Corp. | Reduce -4.7% | 0.30% | −0.08 |
| EME Emcor Group Inc. | Reduce -35.3% | 0.15% | −0.07 |
| ACN Accenture PLC Class A | Reduce -13.2% | 0.60% | −0.07 |
| SNSR Global X Internet of Things | Reduce -11.0% | 0.21% | −0.06 |
| META Meta Platforms Inc. Class A | Reduce -6.5% | 1.01% | −0.06 |
| WMT Walmart Inc. | Reduce -17.5% | 0.40% | −0.06 |
| XLE SS Energy Select Sector | Reduce -5.0% | 0.19% | −0.04 |
| FTSM First Trust Enh Short Mat FD | Reduce -10.9% | 0.16% | −0.04 |
| GSLC Goldman Activebeta US LC ETF | Reduce -0.9% | 0.47% | −0.03 |
| PG The Procter & Gamble Co. | Reduce -1.0% | 0.40% | −0.03 |
| FIX Comfort Systems USA Inc. | Reduce -29.5% | 0.11% | −0.03 |
| ZTS Zoetis Inc. | Reduce -5.4% | 0.43% | −0.02 |
| IWF iShares Russell 1000 Growth | Reduce -5.4% | 0.15% | −0.02 |
| LXRX Lexicon Pharmaceuticals Inc. | Reduce -54.2% | 0.01% | −0.02 |
| SPDW Ste STR SPDR PT DW Eu ETF | Reduce -1.3% | 0.27% | −0.02 |
| SNOW Snowflake Inc. | Sold out | 0.00% | −0.02 |
| XOM Exxon Mobil Corp. | Reduce -1.4% | 0.13% | −0.02 |
| PFE Pfizer Inc. | Reduce -0.6% | 0.15% | −0.01 |
| NFLX Netflix Inc. | Reduce -2.1% | 0.13% | −0.01 |
| IHI iShares U.S. Medical Devices | Reduce -0.4% | 0.12% | −0.01 |
| XAR SS SPDR S&P Aerospace Def | Reduce -4.5% | 0.13% | −0.01 |
Portfolio Buys Q2 2024 → Q3 2024
| SMIZ Zacks Small/Mid Cap ETF | New | 1.86% | +1.86 |
| FRTY Alger Mid Cap 40 ETF | New | 1.26% | +1.26 |
| AIRR First Trust Rba American Ind | Add +133.6% | 2.21% | +1.24 |
| MISL First Trust Indxx Aero & Def | Add +175.8% | 1.84% | +1.18 |
| SDVY First Trust Smid Cap Rising | New | 0.73% | +0.73 |
| NVDA Nvidia Corp. | Add +35.2% | 4.50% | +0.69 |
| DBEF Xtrackers MSCI Eafe Hedged E | New | 0.60% | +0.60 |
| HFXI Nylim Ftse Intr Eq CN ETF-Ui | New | 0.50% | +0.50 |
| PJFG Pgim Jennison Focused Growth | New | 0.50% | +0.50 |
| SHLD Global X Defense Tech ETF | New | 0.36% | +0.36 |
| ETN Eaton Corp. PLC | Add +150.8% | 0.62% | +0.35 |
| RECS Columbia Resear Enh Cor ETF | New | 0.32% | +0.32 |
| PLTR Palantir Technologies Inc. Class A | Add +2.5% | 0.98% | +0.25 |
| TTWO Take-Two Interactive Softwre | New | 0.24% | +0.24 |
| GOVT iShares US Treasury Bond ETF | Add +133.0% | 0.31% | +0.17 |
| USRT iShares Core US REIT ETF | New | 0.16% | +0.16 |
| AMD Advanced Micro Devices | Add +56.5% | 0.49% | +0.14 |
| WELL Welltower Inc. | New | 0.14% | +0.14 |
| RDVI FT Vest Rising Dividend Achi | Add +17.2% | 1.45% | +0.13 |
| EQIX Equinix Inc. | New | 0.13% | +0.13 |
| CMS CMS Energy Corp. | New | 0.12% | +0.12 |
| BWX SS SPDR BB Intl Treasury BD | New | 0.12% | +0.12 |
| KO The Coca-Cola Co. | New | 0.12% | +0.12 |
| DGRO iShares Core Dividend Growth | New | 0.11% | +0.11 |
| LMT Lockheed Martin Corp. | New | 0.11% | +0.11 |
| SPYM Ste STR SPDR PT S&P 500 ETF | Add +25.5% | 0.68% | +0.10 |
| RACE Ferrari NV | Add +13.9% | 0.53% | +0.08 |
| LNTH Lantheus Holdings Inc. | Add +12.6% | 0.26% | +0.07 |
| QMAR FT Vest Nasdaq-100 Buffer Et | Add +20.1% | 0.72% | +0.06 |
| GRID First TRST Nasd Class Edg Sgiif | Add +32.2% | 0.27% | +0.06 |
| CGCP Cap Group Core Plus Income | Add +23.4% | 0.47% | +0.06 |
| RCL Royal Caribbean Cruises Ltd. | Add +9.9% | 0.57% | +0.05 |
| HD Home Depot Inc. | Add +0.0% | 0.99% | +0.04 |
| AFMC First Trust Active Factor Mi | Add +13.6% | 0.40% | +0.04 |
| CAT Caterpillar Inc. | Add +4.8% | 0.42% | +0.04 |
| NOW ServiceNow Inc. | Add +5.5% | 0.33% | +0.02 |
| ABBV Abbvie Inc. | Add +1.2% | 0.51% | +0.02 |
| IVV iShares Core S&P 500 ETF | Add +11.0% | 0.39% | +0.01 |
| MPT Medical Properties Trust Inc. | Add +5.7% | 0.07% | +0.01 |
| SOFI Sofi Technologies Inc. | New | 0.01% | +0.01 |
| MA Mastercard Inc. Class A | Add +4.3% | 0.37% | +0.01 |
| JNJ Johnson & Johnson | Add +4.6% | 0.40% | +0.01 |
| DE Deere & Co. | Add +6.8% | 0.21% | +0.01 |
| SPGI S&P Global Inc. | Add +0.9% | 0.30% | +0.01 |
| AVGO Broadcom Inc. | Add +5.6% | 0.94% | +0.01 |
| CAVA Cava Group Inc. | New | 0.01% | +0.01 |
| TDG Transdigm Group Inc. | Add +3.6% | 0.18% | +0.01 |
| EMLP First Trust North American E | Add +4.8% | 0.18% | +0.01 |
| KBR KBR Inc. | Add +11.3% | 0.21% | +0.00 |
| WDAY Workday Inc. Class A | Add +3.3% | 0.15% | +0.00 |
Options Activity Q2 2024 → Q3 2024
| CAVA Cava Group Inc. | call | New | 1,800 | $223K |
| MSFT Microsoft Corp. | call | New | 500 | $215K |
| SNOW Snowflake Inc. | call | Sold out | 1,500 | $203Kbefore exit |
| SOFI Sofi Technologies Inc. | call | New | 10,000 | $79K |
| IOT Samsara Inc. Class A | call | New | 1,300 | $63K |
| PLTR Palantir Technologies Inc. Class A | call | New | 1,000 | $37K |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 184 | $322.6M | AAPL, NVDA, AIRR, GOOGL, ISPY |
| Q1 2026 | 186 | $270.8M | AAPL, NVDA, MSFT, ISPY, PVAL |
| Q4 2025 | 180 | $277.5M | AAPL, NVDA, MSFT, PVAL, GOOGL |
| Q3 2025 | 177 | $272.6M | AAPL, NVDA, MSFT, PVAL, QMAR |
| Q2 2025 | 163 | $235.0M | AAPL, NVDA, MSFT, QMAR, PVAL |
| Q1 2025 | 161 | $200.7M | AAPL, NVDA, MSFT, QMAR, PVAL |
| Q4 2024 | 167 | $199.6M | AAPL, NVDA, MSFT, LMBS, PVAL |
| Q3 2024 | 152 | $178.0M | AAPL, MSFT, NVDA, LMBS, PVAL |
| Q2 2024 | 141 | $158.3M | AAPL, MSFT, NVDA, QJUN, PVAL |
| Q1 2024 | 146 | $161.9M | AAPL, MSFT, LMBS, JNK, QJUN |