Prosperity Financial Group, Inc.

In its 13F for Q2 2024 (holdings as of June 30, 2024, filed August 14, 2024), Prosperity Financial Group, Inc. reported 141 stock positions worth $158.3 million. Its top holding was Apple (AAPL) at 7.9% of the portfolio, followed by Microsoft (MSFT, 5.1%) and Nvidia (NVDA, 3.8%). Compared with Q1 2024, it opened 11 new positions, sold out of 16, added to 78 and reduced 41. The biggest buy was Nvidia (NVDA, shares +12%) and the biggest sale an exit from SS SPDR BB High Yield Bond (JNK).

Most Recent 13F
Q2 2026
Location
San Ramon, CA
CIK
0001991334
Portfolio Value
$158.3M (Q2 2024)
SEC Filing
0001172661-24-003339 ↗ filed Aug 14, 2024

Holdings Value

0$100.0M$200.0M$300.0M$400.0M Q1 2024: $161.9M Q1 2024 Q2 2024: $158.3M $158.3M Q2 2024 Q3 2024: $178.0M Q3 2024 Q4 2024: $199.6M Q4 2024 Q1 2025: $200.7M Q1 2025 Q2 2025: $235.0M Q2 2025 Q3 2025: $272.6M Q3 2025 Q4 2025: $277.5M Q4 2025 Q1 2026: $270.8M Q1 2026 Q2 2026: $322.6M Q2 2026

Holdings 141 stocks · $158.3M
AAPL Apple Inc. 7.89% 59,253 $12.5M Reduce -1.6%
MSFT Microsoft Corp. 5.10% 18,049 $8.1M Add +1.4%
NVDA Nvidia Corp. 3.80% 48,740 $6.0M Add +11.7%
QJUN FT Vest Nasdaq-100 Buffer Et 3.16% 188,753 $5.0M Reduce -0.1%
PVAL Putnam Focused LRG Cap Value 2.96% 129,033 $4.7M Add +2.2%
LMBS First Trust Low Duration Opp 2.96% 97,441 $4.7M Reduce -12.7%
CIBR First Trust Nasdaq Cybersecu 2.65% 74,371 $4.2M Add +5.2%
PGRO Putnam Focused LRG Cap Grow 2.62% 116,936 $4.2M Add +3.6%
ISPY Proshares S&P High Incom ETF 2.14% 77,801 $3.4M Add +9.1%
GOOGL Alphabet Inc. Class A 1.95% 16,969 $3.1M Add +8.1%
AVLV Avantis US Large Cap Value 1.86% 46,951 $3.0M Add +1.8%
GJUN FT Vest US Equity Moderate B 1.85% 85,620 $2.9M Add +0.3%
PBDC Putnam BDC Income ETF 1.82% 83,095 $2.9M Add +13.3%
AMZN Amazon.com Inc. 1.63% 13,336 $2.6M Reduce -8.5%
COST Costco Wholesale Corp. 1.59% 2,969 $2.5M Reduce -0.4%
JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F 1.56% 44,388 $2.5M Add +5.7%
JEPI JPMorgan Equity Premium Inco 1.51% 42,146 $2.4M Add +4.4%
TDIV FT Nasdaq Tech DVD Index FD 1.41% 29,401 $2.2M Add +8.6%
SKYY First Trust Cloud Computing 1.36% 22,463 $2.1M Add +4.5%
RDVI FT Vest Rising Dividend Achi 1.32% 89,147 $2.1M Add +25.2%
BOTZ Global X Robotics & Artifici 1.28% 65,701 $2.0M Reduce -47.9%
IJH iShares Core S&P Midcap ETF 1.23% 33,228 $1.9M Reduce -30.0%
BILS SS Spdrb B 3-12M T-Bill ETF 1.22% 19,444 $1.9M New
QGRO American Century US Quality 1.19% 21,996 $1.9M Add +3.0%
REGL Prshrs S&P Mid 400 DVD Arist 1.16% 24,833 $1.8M Add +3.0%
KNG FT Vest S&P 500 DVD Arst TRG 1.09% 34,299 $1.7M Reduce -17.4%
META Meta Platforms Inc. Class A 1.07% 3,365 $1.7M Add +17.3%
LLY Eli Lilly & Co. 1.05% 1,830 $1.7M Add +6.5%
PAVE Global X US Infrastructure 1.03% 43,995 $1.6M Add +2.9%
SPY SS SPDR S&P 500 ETF Trust-US 1.03% 2,991 $1.6M Add +3.7%
SOXX iShares Semiconductor ETF 1.00% 6,413 $1.6M Add +15.4%
FFOG Franklin Focused Dynamic Gro 0.98% 42,002 $1.5M Add +24.3%
AIRR First Trust Rba American Ind 0.97% 22,543 $1.5M New
FLUD Franklin Ultra Short Bond Et 0.96% 60,657 $1.5M New
ACGR American Century Large Cap G 0.95% 27,535 $1.5M Add +10.3%
HD Home Depot Inc. 0.95% 4,353 $1.5M Reduce -2.7%
AVGO Broadcom Inc. 0.93% 916 $1.5M Add +6.5%
V Visa Inc. Class A 0.77% 4,640 $1.2M Reduce -2.2%
JPM JPMorgan Chase & Co. 0.74% 5,767 $1.2M Add +0.1%
PLTR Palantir Technologies Inc. Class A 0.74% 45,955 $1.2M Add +3.4%
MRSH Marsh & McLennan Cos 0.73% 5,513 $1.2M Reduce -3.4%
MISL First Trust Indxx Aero & Def 0.66% 37,495 $1.0M New
ACN Accenture PLC Class A 0.66% 3,455 $1.0M Reduce -11.2%
QMAR FT Vest Nasdaq-100 Buffer Et 0.65% 37,012 $1.0M New
UNH Unitedhealth Group Inc. 0.65% 2,033 $1.0M Add +2.1%
ROBT First Trust Nasdaq Artificia 0.63% 23,630 $1.0M Add +19.0%
SPTM SS SPDR P S&P 1500 Comp ETF 0.59% 14,095 $935K Add +14.1%
BRK.B Berkshire Hathaway Inc. Class B 0.59% 2,285 $930K Add +33.8%
SPYM Ste STR SPDR PT S&P 500 ETF 0.58% 14,226 $910K Add +9.5%
KLAC KLA Corp. 0.57% 1,085 $895K Add +2.3%
TSLA Tesla Inc. 0.54% 4,283 $847K Reduce -7.5%
RCL Royal Caribbean Cruises Ltd. 0.52% 5,195 $828K Add +9.6%
GOOG Alphabet Inc. Class C 0.52% 4,473 $820K Reduce -28.8%
GSLC Goldman Activebeta US LC ETF 0.50% 7,414 $793K Add +3.2%
ABBV Abbvie Inc. 0.49% 4,524 $776K Reduce -9.7%
WMT Walmart Inc. 0.46% 10,699 $724K Reduce -3.4%
ZTS Zoetis Inc. 0.46% 4,170 $723K Reduce -3.8%
RACE Ferrari NV 0.45% 1,751 $715K Add +12.5%
CSM Proshares Large Cap Core Plu 0.45% 11,494 $713K Reduce -3.5%
PG The Procter & Gamble Co. 0.43% 4,121 $680K Add +0.2%
CGCP Cap Group Core Plus Income 0.42% 29,595 $658K Add +18.1%
RSG Republic Services Inc. 0.40% 3,274 $636K Add +12.0%
JNJ Johnson & Johnson 0.39% 4,223 $617K Add +3.4%
VUG Vanguard Mrngstar GR ETF-Sui 0.39% 1,644 $615K Add +6.8%
CVX Chevron Corp. 0.38% 3,861 $604K Reduce -0.6%
CAT Caterpillar Inc. 0.38% 1,803 $601K Add +5.8%
IVV iShares Core S&P 500 ETF 0.37% 1,072 $587K Add +0.1%
INQQ Inqq the India Internet ETF filed as EXCHANGE TRADED CONCEPTS TRU 0.36% 37,359 $570K Add +3.4%
AFMC First Trust Active Factor Mi 0.36% 19,477 $568K Add +1.4%
MA Mastercard Inc. Class A 0.35% 1,269 $560K Add +5.9%
AMD Advanced Micro Devices 0.35% 3,367 $546K Add +6.9%
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.34% 5,414 $538K Add +7.3%
SO The Southern Co. 0.33% 6,666 $517K Add +1.9%
GAIN Gladstone Investment Corp. 0.32% 36,150 $505K Reduce -1.8%
PDP Invesco Dorsey Wright Moment 0.32% 5,158 $505K No change
MGM MGM Resorts International 0.31% 11,076 $492K Add +7.7%
NOW ServiceNow Inc. 0.31% 617 $485K Add +7.7%
PPA Invesco Aerospace & Defense 0.30% 4,672 $480K No change
IOT Samsara Inc. Class A 0.30% 13,980 $471K Add +11.3%
SPGI S&P Global Inc. 0.29% 1,039 $463K Add +7.2%
GLD SPDR Gold Shares 0.29% 2,109 $453K Reduce -9.1%
SPDW Ste STR SPDR PT DW Eu ETF 0.29% 12,904 $453K Add +7.3%
SNSR Global X Internet of Things 0.27% 12,098 $434K Reduce -7.0%
ADBE Adobe Inc. 0.27% 777 $432K Add +13.6%
LULU Lululemon Athletica Inc. 0.26% 1,402 $419K Add +5.8%
MRK Merck & Co. Inc. 0.26% 3,371 $417K Reduce -1.1%
ELV Elevance Health Inc. 0.26% 769 $417K Add +4.3%
ETN Eaton Corp. PLC 0.26% 1,320 $414K Add +39.8%
ISRG Intuitive Surgical Inc. 0.25% 907 $403K Add +9.7%
VTV Vanguard Mrngstr Val ETF-Aui 0.25% 2,453 $393K Reduce -28.6%
LRCX Lam Research Corp. 0.24% 361 $384K Add +12.5%
VTI VG Morningstar TS MKT ETF-US 0.23% 1,389 $371K No change
XLE SS Energy Select Sector 0.23% 4,003 $365K Reduce -9.1%
TXT Textron Inc. 0.23% 4,247 $365K Add +11.3%
EME Emcor Group Inc. 0.21% 931 $340K Add +49.7%
DXCM Dexcom Inc. 0.21% 2,912 $330K Add +13.6%
KBR KBR Inc. 0.21% 5,124 $329K Add +7.1%
HUBS HubSpot Inc. 0.21% 552 $326K Add +12.2%
GRID First TRST Nasd Class Edg Sgiif 0.20% 2,805 $324K Add +5.9%
CSCO Cisco Systems Inc. 0.20% 6,726 $320K Reduce -5.6%
DPZ Domino's Pizza Inc. 0.20% 613 $317K Add +6.2%
FTSM First Trust Enh Short Mat FD 0.20% 5,304 $316K Reduce -59.8%
DE Deere & Co. 0.20% 844 $315K Add +5.2%
LNTH Lantheus Holdings Inc. 0.19% 3,673 $295K Add +10.2%
MGC Vngrd Mrngstr MG Cap ETF-Usd 0.18% 1,477 $291K No change
NOBL Proshares S&P 500 Dividend A 0.18% 2,999 $288K Reduce -36.5%
FXN First Trust Energy Alphadex 0.18% 15,832 $288K Reduce -4.1%
TDG Transdigm Group Inc. 0.18% 222 $284K Add +7.3%
EMLP First Trust North American E 0.18% 9,213 $281K Reduce -5.2%
ALGM Allegro Microsystems Inc. 0.18% 9,873 $279K Add +9.7%
IWF iShares Russell 1000 Growth 0.17% 727 $265K New
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.17% 1,524 $263K Reduce -6.2%
PFE Pfizer Inc. 0.17% 9,355 $262K Add +1.3%
IEMG iShares Core MSCI Emerging 0.16% 4,860 $260K New
BUFR FT Vest Lad Buffervetf-Usd I 0.16% 8,966 $259K Reduce -17.1%
SLV iShares Silver Trust 0.16% 9,623 $256K New
ABT Abbott Laboratories 0.16% 2,427 $252K Reduce -9.0%
CRM Salesforce Inc. 0.16% 978 $251K Reduce -8.1%
IWV iShares Russell 3000 ETF 0.15% 783 $242K No change
MLM Martin Marietta Materials 0.15% 435 $236K Add +13.0%
IWM iShares Russell 2000 ETF 0.15% 1,142 $232K Reduce -4.5%
GOVT iShares US Treasury Bond ETF 0.14% 10,143 $229K Reduce -43.8%
WDAY Workday Inc. Class A 0.14% 1,023 $229K Add +4.3%
XOM Exxon Mobil Corp. 0.14% 1,969 $227K Reduce -7.5%
AVUS Avantis U.S. Equity ETF 0.14% 2,508 $226K Reduce -94.2%
PEP Pepsico Inc. 0.14% 1,366 $225K Add +8.9%
FIX Comfort Systems USA Inc. 0.14% 728 $221K New
NFLX Netflix Inc. 0.14% 327 $221K New
PH Parker Hannifin Corp. 0.14% 429 $217K Add +15.9%
XAR SS SPDR S&P Aerospace Def 0.13% 1,495 $209K Add +4.2%
IHI iShares U.S. Medical Devices 0.13% 3,710 $208K No change
DG Dollar General Corp. 0.13% 1,542 $204K Add +11.8%
CLSK Cleanspark Inc. 0.11% 11,385 $182K No change
ET Energy Transfer LP 0.11% 10,550 $171K No change
MPT Medical Properties Trust Inc. 0.05% 19,412 $84K Reduce -6.4%
NCV Virtus Convertible & Income 0.05% 25,559 $84K Reduce -53.9%
HTCR Heartcore Enterprises Inc. 0.05% 109,000 $76K No change
LXRX Lexicon Pharmaceuticals Inc. 0.03% 31,500 $53K No change
LVLU Lulu's Fashion Lounge Holdin 0.02% 19,429 $36K No change
SNOW Snowflake Inc. 0.02% 200 $27K New
LODE Comstock Inc. 0.00% 36,600 $6K Reduce -11.2%

Options reported separately and not counted above: SNOW calls ($203K).

Portfolio Sells Q1 2024 → Q2 2024
JNK SS SPDR BB High Yield Bond Sold out 0.00% −3.26
AVUS Avantis U.S. Equity ETF Reduce -94.2% 0.14% −2.25
GBTC Grayscale Bitcoin Trust ETF Sold out 0.00% −1.78
BOTZ Global X Robotics & Artifici Reduce -47.9% 1.28% −1.20
QQQ Invesco QQQ Trust Series 1 Sold out 0.00% −0.89
FBND Fidelity Total Bond ETF Sold out 0.00% −0.76
SSUS Day Hagan Smart Sector ETF Sold out 0.00% −0.65
IJH iShares Core S&P Midcap ETF Reduce -30.0% 1.23% −0.55
LMBS First Trust Low Duration Opp Reduce -12.7% 2.96% −0.37
GAPR FT Vest US Equity Moderate B Sold out 0.00% −0.32
FTSM First Trust Enh Short Mat FD Reduce -59.8% 0.20% −0.29
KNG FT Vest S&P 500 DVD Arst TRG Reduce -17.4% 1.09% −0.28
UJAN Innovator U.S. Equity Ultra Sold out 0.00% −0.18
USRT iShares Core US REIT ETF Sold out 0.00% −0.18
ACN Accenture PLC Class A Reduce -11.2% 0.66% −0.17
BIL SS SPDR BB 1-3M T-Bill ETF Sold out 0.00% −0.16
STRL Sterling Infrastructure Inc. Sold out 0.00% −0.13
CMS CMS Energy Corp. Sold out 0.00% −0.13
PJAN Innovator U.S. Equity Power Sold out 0.00% −0.13
SHOP Shopify Inc. Class A Sold out 0.00% −0.13
OUSA Alps Oshares US Quality Divi Sold out 0.00% −0.13
NOBL Proshares S&P 500 Dividend A Reduce -36.5% 0.18% −0.11
HD Home Depot Inc. Reduce -2.7% 0.95% −0.11
GOVT iShares US Treasury Bond ETF Reduce -43.8% 0.14% −0.11
VTV Vanguard Mrngstr Val ETF-Aui Reduce -28.6% 0.25% −0.10
ABBV Abbvie Inc. Reduce -9.7% 0.49% −0.07
GOOG Alphabet Inc. Class C Reduce -28.8% 0.52% −0.07
NCV Virtus Convertible & Income Reduce -53.9% 0.05% −0.06
V Visa Inc. Class A Reduce -2.2% 0.77% −0.05
CRM Salesforce Inc. Reduce -8.1% 0.16% −0.04
ABT Abbott Laboratories Reduce -9.0% 0.16% −0.03
XLE SS Energy Select Sector Reduce -9.1% 0.23% −0.03
IBM Intl Business Machines Corp. Reduce -6.2% 0.17% −0.03
BUFR FT Vest Lad Buffervetf-Usd I Reduce -17.1% 0.16% −0.02
CSCO Cisco Systems Inc. Reduce -5.6% 0.20% −0.02
SNSR Global X Internet of Things Reduce -7.0% 0.27% −0.02
SLS Sellas Life Sciences Group I Sold out 0.00% −0.02
SAFETY SHOT INC Sold out 0.00% −0.01
MRK Merck & Co. Inc. Reduce -1.1% 0.26% −0.01
XOM Exxon Mobil Corp. Reduce -7.5% 0.14% −0.01
IWM iShares Russell 2000 ETF Reduce -4.5% 0.15% −0.01
FXN First Trust Energy Alphadex Reduce -4.1% 0.18% −0.01
GLD SPDR Gold Shares Reduce -9.1% 0.29% −0.01
MPT Medical Properties Trust Inc. Reduce -6.4% 0.05% −0.01
LODE Comstock Inc. Reduce -11.2% 0.00% −0.01
GAIN Gladstone Investment Corp. Reduce -1.8% 0.32% −0.00
EMLP First Trust North American E Reduce -5.2% 0.18% +0.00
CVX Chevron Corp. Reduce -0.6% 0.38% +0.00
ZTS Zoetis Inc. Reduce -3.8% 0.46% +0.00
CSM Proshares Large Cap Core Plu Reduce -3.5% 0.45% +0.00

Portfolio Buys Q1 2024 → Q2 2024
NVDA Nvidia Corp. Add +11.7% 3.80% +1.37
BILS SS Spdrb B 3-12M T-Bill ETF New 1.22% +1.22
AIRR First Trust Rba American Ind New 0.97% +0.97
FLUD Franklin Ultra Short Bond Et New 0.96% +0.96
MISL First Trust Indxx Aero & Def New 0.66% +0.66
QMAR FT Vest Nasdaq-100 Buffer Et New 0.65% +0.65
GOOGL Alphabet Inc. Class A Add +8.1% 1.95% +0.49
MSFT Microsoft Corp. Add +1.4% 5.10% +0.47
PGRO Putnam Focused LRG Cap Grow Add +3.6% 2.62% +0.34
PBDC Putnam BDC Income ETF Add +13.3% 1.82% +0.28
FFOG Franklin Focused Dynamic Gro Add +24.3% 0.98% +0.27
ISPY Proshares S&P High Incom ETF Add +9.1% 2.14% +0.25
TDIV FT Nasdaq Tech DVD Index FD Add +8.6% 1.41% +0.24
RDVI FT Vest Rising Dividend Achi Add +25.2% 1.32% +0.24
AVGO Broadcom Inc. Add +6.5% 0.93% +0.23
SOXX iShares Semiconductor ETF Add +15.4% 1.00% +0.22
LLY Eli Lilly & Co. Add +6.5% 1.05% +0.22
META Meta Platforms Inc. Class A Add +17.3% 1.07% +0.21
CIBR First Trust Nasdaq Cybersecu Add +5.2% 2.65% +0.19
PVAL Putnam Focused LRG Cap Value Add +2.2% 2.96% +0.17
IWF iShares Russell 1000 Growth New 0.17% +0.17
IEMG iShares Core MSCI Emerging New 0.16% +0.16
ACGR American Century Large Cap G Add +10.3% 0.95% +0.16
SLV iShares Silver Trust New 0.16% +0.16
JEPQ JPM Nasdaq Equity Premium Add +5.7% 1.56% +0.15
BRK.B Berkshire Hathaway Inc. Class B Add +33.8% 0.59% +0.14
FIX Comfort Systems USA Inc. New 0.14% +0.14
NFLX Netflix Inc. New 0.14% +0.14
RCL Royal Caribbean Cruises Ltd. Add +9.6% 0.52% +0.12
KLAC KLA Corp. Add +2.3% 0.57% +0.11
PLTR Palantir Technologies Inc. Class A Add +3.4% 0.74% +0.10
SPTM SS SPDR P S&P 1500 Comp ETF Add +14.1% 0.59% +0.10
SPY SS SPDR S&P 500 ETF Trust-US Add +3.7% 1.03% +0.10
GJUN FT Vest US Equity Moderate B Add +0.3% 1.85% +0.09
SKYY First Trust Cloud Computing Add +4.5% 1.36% +0.09
SPYM Ste STR SPDR PT S&P 500 ETF Add +9.5% 0.58% +0.08
EME Emcor Group Inc. Add +49.7% 0.21% +0.08
ETN Eaton Corp. PLC Add +39.8% 0.26% +0.08
ROBT First Trust Nasdaq Artificia Add +19.0% 0.63% +0.08
QGRO American Century US Quality Add +3.0% 1.19% +0.07
CGCP Cap Group Core Plus Income Add +18.1% 0.42% +0.07
JEPI JPMorgan Equity Premium Inco Add +4.4% 1.51% +0.07
VUG Vanguard Mrngstar GR ETF-Sui Add +6.8% 0.39% +0.06
ADBE Adobe Inc. Add +13.6% 0.27% +0.06
LNTH Lantheus Holdings Inc. Add +10.2% 0.19% +0.06
RSG Republic Services Inc. Add +12.0% 0.40% +0.06
ISRG Intuitive Surgical Inc. Add +9.7% 0.25% +0.05
LRCX Lam Research Corp. Add +12.5% 0.24% +0.05
UNH Unitedhealth Group Inc. Add +2.1% 0.65% +0.05
GSLC Goldman Activebeta US LC ETF Add +3.2% 0.50% +0.04

Options Activity Q1 2024 → Q2 2024
SNOW Snowflake Inc. call New 1,500 $203K

Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 184$322.6MAAPL, NVDA, AIRR, GOOGL, ISPY
Q1 2026 186$270.8MAAPL, NVDA, MSFT, ISPY, PVAL
Q4 2025 180$277.5MAAPL, NVDA, MSFT, PVAL, GOOGL
Q3 2025 177$272.6MAAPL, NVDA, MSFT, PVAL, QMAR
Q2 2025 163$235.0MAAPL, NVDA, MSFT, QMAR, PVAL
Q1 2025 161$200.7MAAPL, NVDA, MSFT, QMAR, PVAL
Q4 2024 167$199.6MAAPL, NVDA, MSFT, LMBS, PVAL
Q3 2024 152$178.0MAAPL, MSFT, NVDA, LMBS, PVAL
Q2 2024 141$158.3MAAPL, MSFT, NVDA, QJUN, PVAL
Q1 2024 146$161.9MAAPL, MSFT, LMBS, JNK, QJUN