Smallwood Wealth Investment Management, LLC
In its 13F for Q2 2026 (holdings as of June 30, 2026, filed July 23, 2026), Smallwood Wealth Investment Management, LLC reported 520 stock positions worth $228.9 million. Its top holding was iShares Core S&P Total U.S. (ITOT) at 25.0% of the portfolio, followed by Apple (AAPL, 5.8%) and VG Morningstar TS MKT ETF-US (VTI, 4.9%). Compared with Q1 2026, it opened 25 new positions, sold out of 22, added to 71 and reduced 88. The biggest buy was a new position in Xtrackers MSCI Eafe Hedged E (DBEF) and the biggest sale Intercontinental Exchange (ICE, shares −1%).
- Most Recent 13F
- Q2 2026
- Location
- RED BANK, NJ
- CIK
- 0001921304
- Portfolio Value
- $228.9M (Q2 2026)
- SEC Filing
- 0001921304-26-000004 ↗ filed Jul 23, 2026
Holdings Value
Holdings 520 stocks · $228.9M
| ITOT iShares Core S&P Total U.S. | 24.95% | 347,654 | $57.1M | Add +1.5% |
| AAPL Apple Inc. | 5.75% | 45,493 | $13.2M | Reduce -1.0% |
| VTI VG Morningstar TS MKT ETF-US | 4.88% | 30,179 | $11.2M | Reduce -0.1% |
| DBEF Xtrackers MSCI Eafe Hedged E | 4.83% | 202,503 | $11.1M | New |
| VOE Vngrd Mrngstr MD-Cap Val ETF | 3.90% | 45,164 | $8.9M | Add +1.6% |
| FRDM Freedom 100 Emeging MRKT ETF | 3.70% | 116,318 | $8.5M | Add +0.5% |
| HELO JPMorgan Hedged Equity ETF | 3.15% | 106,768 | $7.2M | Add +19.7% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 3.04% | 141,238 | $7.0M | Add +8.7% |
| PULS Pgim Ultra Short Bond ETF | 3.03% | 140,180 | $6.9M | Add +26.1% |
| CGGO Cap Group Global Growth filed as CAPITAL GROUP GBL GROWTH EQT | 2.17% | 117,463 | $5.0M | Add +1.6% |
| MMIT Nylim Mackay Muni Intermedia filed as NEW YORK LIFE INVTS ACTIVE E | 1.94% | 182,366 | $4.4M | Add +10.7% |
| DWM Wisdomtree International Equ | 1.89% | 59,018 | $4.3M | Add +2.5% |
| ICE Intercontinental Exchange Inc. | 1.82% | 33,758 | $4.2M | Reduce -1.0% |
| VDE Vanguard Energy ETF | 1.53% | 23,274 | $3.5M | Add +2.0% |
| AMJB Alerian MLP ETN2044 filed as JPMORGAN CHASE FINL CO LLC | 1.41% | 93,326 | $3.2M | Add +1.6% |
| PM Philip Morris International | 1.25% | 15,815 | $2.9M | Reduce -0.6% |
| NVDA Nvidia Corp. | 1.20% | 13,744 | $2.8M | Add +1.4% |
| GUNR NT Mstar GLBL NR ETF | 1.12% | 52,035 | $2.6M | Add +1.2% |
| GOOG Alphabet Inc. Class C | 1.12% | 7,242 | $2.6M | Add +0.3% |
| RZV Invesco S&P Smallcap 600 Pur | 1.09% | 16,764 | $2.5M | Add +6.1% |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 1.09% | 40,644 | $2.5M | Add +3.8% |
| JCPB JPMorgan Core Plus Bond ETF | 1.04% | 50,655 | $2.4M | Add +20.1% |
| RWR SS SPDR Dow Jones REIT ETF | 0.87% | 17,627 | $2.0M | Add +3.4% |
| MUB iShares National Muni Bond E | 0.82% | 17,531 | $1.9M | Reduce -1.5% |
| MSFT Microsoft Corp. | 0.80% | 4,913 | $1.8M | Reduce -0.7% |
| XOM Exxon Mobil Corp. | 0.75% | 12,577 | $1.7M | Add +0.6% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.72% | 5,831 | $1.6M | No change |
| SCHF Schwab Intl Equity ETF | 0.66% | 54,865 | $1.5M | Reduce -0.4% |
| JEPI JPMorgan Equity Premium Inco | 0.63% | 25,631 | $1.4M | Add +13.9% |
| PG The Procter & Gamble Co. | 0.53% | 8,346 | $1.2M | Reduce -1.1% |
| VOO Vanguard S&P 500 ETF | 0.49% | 1,640 | $1.1M | Reduce -1.6% |
| CAT Caterpillar Inc. | 0.48% | 1,028 | $1.1M | No change |
| AMZN Amazon.com Inc. | 0.44% | 4,188 | $998K | Add +2.8% |
| KLAC KLA Corp. | 0.40% | 3,000 | $905K | New |
| LLY Eli Lilly & Co. | 0.37% | 697 | $836K | Add +246.8% |
| CVX Chevron Corp. | 0.31% | 4,255 | $705K | Reduce -0.1% |
| JPM JPMorgan Chase & Co. | 0.29% | 2,029 | $664K | Reduce -0.7% |
| VEU Vanguard Ftse All-World Ex-U | 0.28% | 7,702 | $645K | Reduce -0.6% |
| ABBV Abbvie Inc. | 0.27% | 2,493 | $627K | Reduce -0.4% |
| AVGO Broadcom Inc. | 0.27% | 1,655 | $625K | Reduce -14.7% |
| HD Home Depot Inc. | 0.27% | 1,763 | $622K | Reduce -0.2% |
| MDLZ Mondelez International Inc. Class A | 0.27% | 10,641 | $615K | No change |
| JNJ Johnson & Johnson | 0.27% | 2,403 | $611K | No change |
| NJR New Jersey Resources Corp. | 0.26% | 10,646 | $597K | Add +0.1% |
| BUFR FT Vest Lad Buffervetf-Usd I | 0.24% | 14,943 | $546K | New |
| PGNY Progyny Inc. | 0.23% | 18,500 | $533K | Reduce -20.5% |
| NFLX Netflix Inc. | 0.23% | 7,440 | $531K | Reduce -0.9% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.22% | 5,309 | $511K | Reduce -0.5% |
| IWM iShares Russell 2000 ETF | 0.22% | 1,696 | $510K | Add +0.1% |
| MRVL Marvell Technology Inc. | 0.22% | 1,690 | $503K | Add +0.9% |
| MU Micron Technology Inc. | 0.22% | 432 | $500K | Add +1.4% |
| JPIB JPMorgan Intl BND ETF | 0.20% | 9,696 | $469K | Add +16.8% |
| IJAN Innovator International Deve | 0.20% | 11,889 | $453K | New |
| MS Morgan Stanley | 0.20% | 2,149 | $449K | Add +4.4% |
| BR Broadridge Financial Solutio | 0.19% | 3,254 | $446K | Reduce -3.2% |
| PEG Public Service Enterprise GP | 0.19% | 5,456 | $443K | No change |
| MRK Merck & Co. Inc. | 0.19% | 3,432 | $441K | Add +6.2% |
| AMGN Amgen Inc. | 0.19% | 1,184 | $429K | Add +33.9% |
| VLY Valley National Bancorp | 0.18% | 27,915 | $409K | No change |
| MO Altria Group Inc. | 0.17% | 5,410 | $389K | No change |
| BMY Bristol-Myers Squibb Co. | 0.17% | 6,574 | $379K | No change |
| MTB M & T Bank Corp. filed as M & T BK CORP | 0.16% | 1,523 | $362K | No change |
| SPYV SS SPDR P S&P 500 Value ETF | 0.16% | 5,842 | $355K | No change |
| T AT&T Inc. | 0.15% | 17,138 | $355K | No change |
| ORCL Oracle Corp. | 0.15% | 2,407 | $353K | Reduce -7.8% |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | 0.15% | 3,156 | $344K | No change |
| FSCO FS Credit Opportunities Corp. | 0.14% | 65,720 | $328K | No change |
| META Meta Platforms Inc. Class A | 0.14% | 576 | $325K | Reduce -11.9% |
| FTGC First Trust Global Tactical | 0.14% | 11,992 | $324K | New |
| PEP Pepsico Inc. | 0.14% | 2,395 | $324K | No change |
| LIN Linde PLC | 0.14% | 605 | $314K | No change |
| BA The Boeing Co. | 0.14% | 1,446 | $313K | Add +7.8% |
| BIV Vanguard Intermediate-Term B | 0.14% | 4,066 | $312K | Reduce -1.1% |
| WPM Wheaton Precious Metals Corp. | 0.13% | 2,700 | $303K | No change |
| GLW Corning Inc. | 0.13% | 1,163 | $297K | Add +13.7% |
| CL Colgate-Palmolive Co. | 0.12% | 3,081 | $282K | No change |
| GOOGL Alphabet Inc. Class A | 0.12% | 746 | $267K | No change |
| QQQ Invesco QQQ Trust Series 1 | 0.12% | 360 | $265K | Add +125.0% |
| MRSK Toews Agility Shares Managed | 0.11% | 6,757 | $261K | New |
| WMT Walmart Inc. | 0.11% | 2,266 | $257K | Reduce -1.9% |
| DFAC Dimensional US Core Equity 2 | 0.11% | 5,727 | $254K | New |
| PLTR Palantir Technologies Inc. Class A | 0.11% | 2,171 | $253K | Add +4.8% |
| FBTC Fidelity Wise Origin Bitcoin | 0.11% | 4,946 | $252K | No change |
| CPRX Catalyst Pharmaceuticals Inc. | 0.11% | 8,000 | $251K | No change |
| V Visa Inc. Class A | 0.11% | 730 | $251K | Add +18.5% |
| CSCO Cisco Systems Inc. | 0.10% | 1,999 | $235K | No change |
| TFC Truist Financial Corp. | 0.10% | 4,646 | $231K | New |
| XLK SS Technology Select Sector | 0.10% | 1,164 | $222K | No change |
| SHOP Shopify Inc. Class A | 0.09% | 1,885 | $215K | Add +51.6% |
| VZ Verizon Communications Inc. | 0.09% | 4,971 | $211K | Reduce -0.9% |
| GEV GE Vernova Inc. | 0.09% | 179 | $210K | No change |
| MSI Motorola Solutions Inc. | 0.09% | 491 | $204K | No change |
| AXP American Express Co. | 0.09% | 585 | $198K | Add +9.3% |
| JLL Jones Lang Lasalle Inc. | 0.09% | 637 | $197K | Reduce -21.9% |
| MCD McDonald's Corp. | 0.09% | 722 | $195K | No change |
| IVT Inventrust Properties Corp. | 0.09% | 5,507 | $195K | Reduce -9.2% |
| GLD SPDR Gold Shares | 0.08% | 525 | $193K | No change |
| EJUL Innovator Emerging Markets P | 0.08% | 6,029 | $188K | New |
| RTX RTX Corp. | 0.08% | 991 | $188K | No change |
| LMT Lockheed Martin Corp. | 0.08% | 363 | $185K | No change |
Other holdings (1): bonds, preferreds, convertibles and warrants · $22 (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| PGYWW Pagaya Technologies Ltd. -27 | *W EXP 99/99/999 | 434 | $22 | No change |
Lines left out (8) · $271 — a value with no share or principal amount
| Security | Class | Shares | Value |
|---|---|---|---|
| O Realty Income Corp. | COM | 0 | $60 |
| MCHP Microchip Technology Inc. | COM | 0 | $51 |
| GM General Motors Co. | COM | 0 | $40 |
| MAS Masco Corp. | COM | 0 | $39 |
| QSIG Wisdomtree US Short Term Cor | US SHT TRM CORP | 0 | $26 |
| BUD Anheuser-Busch Inbev-SPN ADR | SPONSORED ADR | 0 | $24 |
| HRB H&R Block Inc. | COM | 0 | $24 |
| STZ Constellation Brands Inc. Class A | CL A | 0 | $7 |
Filed with a value but no share or principal amount (a cash line, a holding rounded to 0 shares), so they are kept out of the holdings, totals and percentages.
Total filed on the 13F, all lines: $228.9M.
Portfolio Sells Q1 2026 → Q2 2026
| ICE Intercontinental Exchange Inc. | Reduce -1.0% | 1.82% | −1.01 |
| AAPL Apple Inc. | Reduce -1.0% | 5.75% | −0.39 |
| VTI VG Morningstar TS MKT ETF-US | Reduce -0.1% | 4.88% | −0.23 |
| MUB iShares National Muni Bond E | Reduce -1.5% | 0.82% | −0.17 |
| MSFT Microsoft Corp. | Reduce -0.7% | 0.80% | −0.16 |
| CVX Chevron Corp. | Reduce -0.1% | 0.31% | −0.16 |
| NFLX Netflix Inc. | Reduce -0.9% | 0.23% | −0.15 |
| PM Philip Morris International | Reduce -0.6% | 1.25% | −0.14 |
| PG The Procter & Gamble Co. | Reduce -1.1% | 0.53% | −0.11 |
| XNXJX Nuveen NJ QLTY Muni Inc. | Sold out | 0.00% | −0.10 |
| BR Broadridge Financial Solutio | Reduce -3.2% | 0.19% | −0.09 |
| ADP Automatic Data Processing | Sold out | 0.00% | −0.07 |
| VLO Valero Energy Corp. | Sold out | 0.00% | −0.07 |
| META Meta Platforms Inc. Class A | Reduce -11.9% | 0.14% | −0.06 |
| SCHF Schwab Intl Equity ETF | Reduce -0.4% | 0.66% | −0.05 |
| ORCL Oracle Corp. | Reduce -7.8% | 0.15% | −0.05 |
| DIS The Walt Disney Co. | Reduce -0.5% | 0.22% | −0.05 |
| JLL Jones Lang Lasalle Inc. | Reduce -21.9% | 0.09% | −0.04 |
| AVGO Broadcom Inc. | Reduce -14.7% | 0.27% | −0.04 |
| VZ Verizon Communications Inc. | Reduce -0.9% | 0.09% | −0.04 |
| WMT Walmart Inc. | Reduce -1.9% | 0.11% | −0.04 |
| ABT Abbott Laboratories | Reduce -58.2% | 0.02% | −0.04 |
| HD Home Depot Inc. | Reduce -0.2% | 0.27% | −0.03 |
| VOO Vanguard S&P 500 ETF | Reduce -1.6% | 0.49% | −0.03 |
| IBIT iShares Bitcoin Trust ETF | Reduce -14.9% | 0.05% | −0.03 |
| BIV Vanguard Intermediate-Term B | Reduce -1.1% | 0.14% | −0.03 |
| JPM JPMorgan Chase & Co. | Reduce -0.7% | 0.29% | −0.03 |
| PFE Pfizer Inc. | Reduce -8.2% | 0.05% | −0.03 |
| VEU Vanguard Ftse All-World Ex-U | Reduce -0.6% | 0.28% | −0.02 |
| CLOI Vaneck Clo ETF | Sold out | 0.00% | −0.02 |
| FBND Fidelity Total Bond ETF | Reduce -22.9% | 0.04% | −0.02 |
| BX Blackstone Inc. | Reduce -15.1% | 0.06% | −0.02 |
| HIG Hartford Insurance Group Inc. | Sold out | 0.00% | −0.02 |
| CMG Chipotle Mexican Grill Inc. | Reduce -54.0% | 0.01% | −0.02 |
| WFC Wells Fargo & Co. | Reduce -15.1% | 0.04% | −0.02 |
| IJH iShares Core S&P Midcap ETF | Reduce -34.0% | 0.03% | −0.02 |
| COST Costco Wholesale Corp. | Reduce -2.6% | 0.05% | −0.01 |
| COP Conocophillips | Reduce -13.2% | 0.02% | −0.01 |
| ABBV Abbvie Inc. | Reduce -0.4% | 0.27% | −0.01 |
| CRDO Credo Technology Group Holdi | Sold out | 0.00% | −0.01 |
| IVT Inventrust Properties Corp. | Reduce -9.2% | 0.09% | −0.01 |
| BLK BlackRock Inc. | Reduce -2.6% | 0.05% | −0.01 |
| KMB Kimberly-Clark Corp. | Reduce -57.1% | 0.01% | −0.01 |
| NOBL Proshares S&P 500 Dividend A | Reduce -77.5% | 0.00% | −0.01 |
| DFIV Dimensional International Va | Sold out | 0.00% | −0.01 |
| PFG Principal Financial Group | Sold out | 0.00% | −0.01 |
| BAC Bank of America Corp. | Reduce -15.9% | 0.04% | −0.01 |
| MA Mastercard Inc. Class A | Reduce -2.6% | 0.04% | −0.01 |
| IJR iShares Core S&P Small-Cap E | Sold out | 0.00% | −0.01 |
| HDV iShares Core High Dividend E | Sold out | 0.00% | −0.01 |
Portfolio Buys Q1 2026 → Q2 2026
| DBEF Xtrackers MSCI Eafe Hedged E | New | 4.83% | +4.83 |
| KLAC KLA Corp. | New | 0.40% | +0.40 |
| FRDM Freedom 100 Emeging MRKT ETF | Add +0.5% | 3.70% | +0.37 |
| LLY Eli Lilly & Co. | Add +246.8% | 0.37% | +0.27 |
| BUFR FT Vest Lad Buffervetf-Usd I | New | 0.24% | +0.24 |
| IJAN Innovator International Deve | New | 0.20% | +0.20 |
| HELO JPMorgan Hedged Equity ETF | Add +19.7% | 3.15% | +0.15 |
| MU Micron Technology Inc. | Add +1.4% | 0.22% | +0.14 |
| FTGC First Trust Global Tactical | New | 0.14% | +0.14 |
| CGGO Cap Group Global Growth | Add +1.6% | 2.17% | +0.14 |
| PULS Pgim Ultra Short Bond ETF | Add +26.1% | 3.03% | +0.14 |
| MRVL Marvell Technology Inc. | Add +0.9% | 0.22% | +0.13 |
| CGDV Cap Group Dividend Value | Add +8.7% | 3.04% | +0.13 |
| MRSK Toews Agility Shares Managed | New | 0.11% | +0.11 |
| DFAC Dimensional US Core Equity 2 | New | 0.11% | +0.11 |
| TFC Truist Financial Corp. | New | 0.10% | +0.10 |
| EJUL Innovator Emerging Markets P | New | 0.08% | +0.08 |
| QQQ Invesco QQQ Trust Series 1 | Add +125.0% | 0.12% | +0.07 |
| GLW Corning Inc. | Add +13.7% | 0.13% | +0.06 |
| RZV Invesco S&P Smallcap 600 Pur | Add +6.1% | 1.09% | +0.06 |
| IGLD FT Vest Gold Strategy Target | New | 0.05% | +0.05 |
| GBTC Grayscale Bitcoin Trust ETF | Add +284.6% | 0.08% | +0.05 |
| INTC Intel Corp. | Add +0.1% | 0.06% | +0.04 |
| NMZ Nuveen Muni Hi Inc. Opport | New | 0.03% | +0.03 |
| GOOG Alphabet Inc. Class C | Add +0.3% | 1.12% | +0.03 |
| SPCX Space Exploration Techn Class A | New | 0.03% | +0.03 |
| FSSL FS Specialty Lending Fund | New | 0.03% | +0.03 |
| AMGN Amgen Inc. | Add +33.9% | 0.19% | +0.02 |
| MS Morgan Stanley | Add +4.4% | 0.20% | +0.02 |
| SHOP Shopify Inc. Class A | Add +51.6% | 0.09% | +0.02 |
| MDB Mongodb Inc. | New | 0.01% | +0.01 |
| GLDB Idx Alternative Fiat ETF | New | 0.01% | +0.01 |
| V Visa Inc. Class A | Add +18.5% | 0.11% | +0.01 |
| BE Bloom Energy Corp. Class A | New | 0.01% | +0.01 |
| SNDK Sandisk Corp. | Add +18.2% | 0.01% | +0.01 |
| C Citigroup Inc. | Add +15.9% | 0.04% | +0.01 |
| BTC Grayscale Bitcoin Mini ETF | Add +279.4% | 0.01% | +0.01 |
| UPS United Parcel Service Class B | Add +256.4% | 0.01% | +0.00 |
| VGT Vanguard Info Tech ETF | Add +8.3% | 0.02% | +0.00 |
| SPYM Ste STR SPDR PT S&P 500 ETF | Add +0.0% | 0.00% | +0.00 |
| BITW Bitwise 10 Crypto Index ETF | New | 0.00% | +0.00 |
| VEA Vanguard Ftse Developed ETF | Add +56.4% | 0.00% | +0.00 |
| DVN Devon Energy Corp. | New | 0.00% | +0.00 |
| AXP American Express Co. | Add +9.3% | 0.09% | +0.00 |
| IWM iShares Russell 2000 ETF | Add +0.1% | 0.22% | +0.00 |
| SOXQ Invesco PHLX Semiconductor | New | 0.00% | +0.00 |
| LAC Lithium Americas Corp. | Add +32.5% | 0.01% | +0.00 |
| ADI Analog Devices Inc. | Add +2.5% | 0.01% | +0.00 |
| RKLB Rocket Lab Corp. | New | 0.00% | +0.00 |
| SPSM SS SPDR P S&P 600 Small Cap | New | 0.00% | +0.00 |
Notes & Other Activity Q1 2026 → Q2 2026
| BWA Borgwarner Inc. | COM | Sold out | 0 | $36before exit |
| ACA Arcosa Inc. | COM | Sold out | 0 | $12before exit |
| TRN Trinity Industries Inc. | COM | Sold out | 0 | $0before exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 520 | $228.9M | ITOT, AAPL, VTI, DBEF, VOE |
| Q1 2026 | 514 | $189.7M | ITOT, AAPL, VTI, VOE, FRDM |
| Q4 2025 | 505 | $191.0M | ITOT, AAPL, VTI, VOE, FRDM |
| Q3 2025 | 519 | $194.6M | ITOT, AAPL, VTI, VOE, ICE |
| Q2 2025 | 561 | $175.3M | ITOT, VTI, AAPL, VOE, ICE |
| Q1 2025 | 501 | $158.8M | ITOT, AAPL, VOE, VTI, ICE |
| Q4 2024 | 78 | $145.0M | ITOT, AAPL, VTI, VOE, ICE |
| Q3 2024 | 70 | $140.2M | ITOT, AAPL, VTI, VOE, ICE |
| Q2 2024 | 67 | $129.5M | ITOT, AAPL, VTI, VOE, ICE |
| Q1 2024 | 67 | $129.0M | ITOT, VTI, AAPL, VOE, ICE |