Smallwood Wealth Investment Management, LLC
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed October 16, 2024), Smallwood Wealth Investment Management, LLC reported 70 stock positions worth $140.2 million. Its top holding was iShares Core S&P Total U.S. (ITOT) at 31.8% of the portfolio, followed by Apple (AAPL, 7.4%) and VG Morningstar TS MKT ETF-US (VTI, 5.5%). Compared with Q2 2024, it opened 7 new positions, sold out of 4, added to 25 and reduced 24. The biggest buy was a new position in Nylim Mackay Muni Intermedia (MMIT) and the biggest sale M & T Bank (MTB, shares −83%).
- Most Recent 13F
- Q2 2026
- Location
- RED BANK, NJ
- CIK
- 0001921304
- Portfolio Value
- $140.2M (Q3 2024)
- SEC Filing
- 0001921304-24-000004 ↗ filed Oct 16, 2024
Holdings Value
Holdings 70 stocks · $140.2M
| ITOT iShares Core S&P Total U.S. | 31.80% | 354,968 | $44.6M | Add +2.2% |
| AAPL Apple Inc. | 7.43% | 44,690 | $10.4M | Reduce -0.5% |
| VTI VG Morningstar TS MKT ETF-US | 5.52% | 27,333 | $7.7M | Reduce -0.0% |
| VOE Vngrd Mrngstr MD-Cap Val ETF | 5.20% | 43,459 | $7.3M | Add +2.9% |
| ICE Intercontinental Exchange Inc. | 4.41% | 38,504 | $6.2M | No change |
| PULS Pgim Ultra Short Bond ETF | 3.76% | 105,956 | $5.3M | Add +9.6% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 2.83% | 109,018 | $4.0M | Add +4.6% |
| FRDM Freedom 100 Emeging MRKT ETF | 2.64% | 103,487 | $3.7M | Add +5.2% |
| CGGO Cap Group Global Growth filed as CAPITAL GROUP GBL GROWTH EQT | 2.29% | 106,348 | $3.2M | Add +5.2% |
| BIV Vanguard Intermediate-Term B | 2.23% | 39,825 | $3.1M | Reduce -5.8% |
| MUB iShares National Muni Bond E | 2.17% | 27,949 | $3.0M | Reduce -0.4% |
| DWM Wisdomtree International Equ | 2.12% | 51,697 | $3.0M | Add +4.0% |
| MSFT Microsoft Corp. | 1.56% | 5,069 | $2.2M | Reduce -0.1% |
| PM Philip Morris International | 1.38% | 15,952 | $1.9M | Add +0.1% |
| AMJB Alerian MLP ETN2044 filed as JPMORGAN CHASE FINL CO LLC | 1.28% | 63,201 | $1.8M | Add +1.9% |
| NVDA Nvidia Corp. | 1.20% | 13,867 | $1.7M | Reduce -4.5% |
| XOM Exxon Mobil Corp. | 1.11% | 13,301 | $1.6M | Add +0.3% |
| PG The Procter & Gamble Co. | 1.07% | 8,637 | $1.5M | Reduce -0.6% |
| GUNR NT Mstar GLBL NR ETF | 0.95% | 32,274 | $1.3M | Add +1.8% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.92% | 5,831 | $1.3M | No change |
| SCHF Schwab Intl Equity ETF | 0.89% | 30,488 | $1.3M | Reduce -0.2% |
| GOOG Alphabet Inc. Class C | 0.85% | 7,151 | $1.2M | Reduce -4.7% |
| RWR SS SPDR Dow Jones REIT ETF | 0.85% | 11,165 | $1.2M | Add +1.4% |
| VOO Vanguard S&P 500 ETF | 0.83% | 2,209 | $1.2M | Add +0.3% |
| MMIT Nylim Mackay Muni Intermedia filed as NEW YORK LIFE INVTS ACTIVE E | 0.72% | 40,956 | $1.0M | New |
| PEG Public Service Enterprise GP | 0.59% | 9,267 | $827K | Add +1.3% |
| MDLZ Mondelez International Inc. Class A | 0.56% | 10,688 | $787K | No change |
| BR Broadridge Financial Solutio | 0.54% | 3,552 | $764K | Add +0.3% |
| CVX Chevron Corp. | 0.52% | 4,952 | $729K | Reduce -0.3% |
| HD Home Depot Inc. | 0.51% | 1,775 | $719K | Add +0.8% |
| RZV Invesco S&P Smallcap 600 Pur | 0.51% | 6,516 | $713K | Add +65.9% |
| AMZN Amazon.com Inc. | 0.45% | 3,405 | $634K | No change |
| T AT&T Inc. | 0.45% | 28,368 | $624K | Reduce -4.5% |
| JEPI JPMorgan Equity Premium Inco | 0.42% | 9,788 | $582K | Add +14.6% |
| HELO JPMorgan Hedged Equity ETF | 0.42% | 9,522 | $582K | New |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | 0.40% | 4,911 | $555K | Reduce -0.2% |
| NFLX Netflix Inc. | 0.39% | 775 | $550K | Add +2.6% |
| VEU Vanguard Ftse All-World Ex-U | 0.39% | 8,651 | $545K | No change |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.36% | 5,256 | $506K | Reduce -4.8% |
| ABBV Abbvie Inc. | 0.34% | 2,445 | $483K | Add +2.6% |
| CL Colgate-Palmolive Co. | 0.34% | 4,649 | $483K | No change |
| FSK FS KKR Capital Corp. | 0.33% | 23,600 | $466K | No change |
| FSCO FS Credit Opportunities Corp. | 0.32% | 71,010 | $451K | Add +0.2% |
| ORCL Oracle Corp. | 0.32% | 2,592 | $442K | Reduce -3.8% |
| JNJ Johnson & Johnson | 0.31% | 2,715 | $440K | Reduce -9.9% |
| NJR New Jersey Resources Corp. | 0.31% | 9,322 | $440K | Reduce -15.3% |
| MRK Merck & Co. Inc. | 0.30% | 3,756 | $427K | Add +5.6% |
| PEP Pepsico Inc. | 0.30% | 2,466 | $419K | No change |
| JPM JPMorgan Chase & Co. | 0.30% | 1,967 | $415K | No change |
| CAT Caterpillar Inc. | 0.29% | 1,037 | $405K | Add +2.6% |
| SPYV SS SPDR P S&P 500 Value ETF | 0.29% | 7,592 | $401K | No change |
| LIN Linde PLC | 0.28% | 827 | $394K | No change |
| CMCSA Comcast Corp. Class A | 0.27% | 8,963 | $374K | Reduce -5.5% |
| IWM iShares Russell 2000 ETF | 0.27% | 1,686 | $372K | Reduce -44.6% |
| BMY Bristol-Myers Squibb Co. | 0.25% | 6,680 | $346K | Reduce -9.5% |
| AVGO Broadcom Inc. | 0.23% | 1,890 | $326K | No change |
| AMGN Amgen Inc. | 0.21% | 906 | $292K | Reduce -15.8% |
| MO Altria Group Inc. | 0.20% | 5,526 | $282K | Reduce -21.3% |
| BA The Boeing Co. | 0.20% | 1,826 | $278K | Add +45.0% |
| MTB M & T Bank Corp. filed as M & T BK CORP | 0.19% | 1,523 | $271K | Reduce -82.7% |
| IVT Inventrust Properties Corp. | 0.19% | 9,465 | $269K | Reduce -1.0% |
| VLY Valley National Bancorp | 0.18% | 27,915 | $253K | No change |
| META Meta Platforms Inc. Class A | 0.18% | 431 | $247K | Add +3.6% |
| VZ Verizon Communications Inc. | 0.17% | 5,285 | $237K | Reduce -12.7% |
| MSI Motorola Solutions Inc. | 0.16% | 492 | $221K | New |
| JLL Jones Lang Lasalle Inc. | 0.16% | 816 | $220K | New |
| WMT Walmart Inc. | 0.15% | 2,665 | $215K | New |
| MS Morgan Stanley | 0.15% | 2,056 | $214K | New |
| MCD McDonald's Corp. | 0.15% | 672 | $205K | New |
| XNXJX Nuveen NJ QLTY Muni Inc. | 0.14% | 15,468 | $202K | No change |
Portfolio Sells Q2 2024 → Q3 2024
| MTB M & T Bank Corp. | Reduce -82.7% | 0.19% | −0.83 |
| FBTC Fidelity Wise Origin Bitcoin | Sold out | 0.00% | −0.28 |
| BIV Vanguard Intermediate-Term B | Reduce -5.8% | 2.23% | −0.22 |
| IWM iShares Russell 2000 ETF | Reduce -44.6% | 0.27% | −0.21 |
| GOOG Alphabet Inc. Class C | Reduce -4.7% | 0.85% | −0.21 |
| MSFT Microsoft Corp. | Reduce -0.1% | 1.56% | −0.20 |
| NVDA Nvidia Corp. | Reduce -4.5% | 1.20% | −0.18 |
| GOOGL Alphabet Inc. Class A | Sold out | 0.00% | −0.16 |
| CSCO Cisco Systems Inc. | Sold out | 0.00% | −0.16 |
| PFE Pfizer Inc. | Sold out | 0.00% | −0.16 |
| MUB iShares National Muni Bond E | Reduce -0.4% | 2.17% | −0.14 |
| VTI VG Morningstar TS MKT ETF-US | Reduce -0.0% | 5.52% | −0.13 |
| CVX Chevron Corp. | Reduce -0.3% | 0.52% | −0.08 |
| DIS The Walt Disney Co. | Reduce -4.8% | 0.36% | −0.06 |
| AMGN Amgen Inc. | Reduce -15.8% | 0.21% | −0.05 |
| NJR New Jersey Resources Corp. | Reduce -15.3% | 0.31% | −0.05 |
| MO Altria Group Inc. | Reduce -21.3% | 0.20% | −0.05 |
| PG The Procter & Gamble Co. | Reduce -0.6% | 1.07% | −0.04 |
| JNJ Johnson & Johnson | Reduce -9.9% | 0.31% | −0.03 |
| VZ Verizon Communications Inc. | Reduce -12.7% | 0.17% | −0.02 |
| CMCSA Comcast Corp. Class A | Reduce -5.5% | 0.27% | −0.02 |
| SCHF Schwab Intl Equity ETF | Reduce -0.2% | 0.89% | −0.01 |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | Reduce -0.2% | 0.40% | −0.01 |
| T AT&T Inc. | Reduce -4.5% | 0.45% | +0.01 |
| IVT Inventrust Properties Corp. | Reduce -1.0% | 0.19% | +0.01 |
| BMY Bristol-Myers Squibb Co. | Reduce -9.5% | 0.25% | +0.01 |
| ORCL Oracle Corp. | Reduce -3.8% | 0.32% | +0.02 |
| AAPL Apple Inc. | Reduce -0.5% | 7.43% | +0.12 |
Portfolio Buys Q2 2024 → Q3 2024
| MMIT Nylim Mackay Muni Intermedia | New | 0.72% | +0.72 |
| HELO JPMorgan Hedged Equity ETF | New | 0.42% | +0.42 |
| VOE Vngrd Mrngstr MD-Cap Val ETF | Add +2.9% | 5.20% | +0.29 |
| RZV Invesco S&P Smallcap 600 Pur | Add +65.9% | 0.51% | +0.21 |
| CGDV Cap Group Dividend Value | Add +4.6% | 2.83% | +0.18 |
| MSI Motorola Solutions Inc. | New | 0.16% | +0.16 |
| JLL Jones Lang Lasalle Inc. | New | 0.16% | +0.16 |
| WMT Walmart Inc. | New | 0.15% | +0.15 |
| MS Morgan Stanley | New | 0.15% | +0.15 |
| MCD McDonald's Corp. | New | 0.15% | +0.15 |
| PM Philip Morris International | Add +0.1% | 1.38% | +0.13 |
| PEG Public Service Enterprise GP | Add +1.3% | 0.59% | +0.07 |
| DWM Wisdomtree International Equ | Add +4.0% | 2.12% | +0.06 |
| RWR SS SPDR Dow Jones REIT ETF | Add +1.4% | 0.85% | +0.06 |
| PULS Pgim Ultra Short Bond ETF | Add +9.6% | 3.76% | +0.05 |
| HD Home Depot Inc. | Add +0.8% | 0.51% | +0.05 |
| JEPI JPMorgan Equity Premium Inco | Add +14.6% | 0.42% | +0.04 |
| CAT Caterpillar Inc. | Add +2.6% | 0.29% | +0.03 |
| ABBV Abbvie Inc. | Add +2.6% | 0.34% | +0.03 |
| BA The Boeing Co. | Add +45.0% | 0.20% | +0.02 |
| META Meta Platforms Inc. Class A | Add +3.6% | 0.18% | +0.01 |
| BR Broadridge Financial Solutio | Add +0.3% | 0.54% | +0.01 |
| NFLX Netflix Inc. | Add +2.6% | 0.39% | −0.00 |
| CGGO Cap Group Global Growth | Add +5.2% | 2.29% | −0.01 |
| VOO Vanguard S&P 500 ETF | Add +0.3% | 0.83% | −0.02 |
| FSCO FS Credit Opportunities Corp. | Add +0.2% | 0.32% | −0.03 |
| GUNR NT Mstar GLBL NR ETF | Add +1.8% | 0.95% | −0.03 |
| MRK Merck & Co. Inc. | Add +5.6% | 0.30% | −0.04 |
| FRDM Freedom 100 Emeging MRKT ETF | Add +5.2% | 2.64% | −0.04 |
| ITOT iShares Core S&P Total U.S. | Add +2.2% | 31.80% | −0.07 |
| XOM Exxon Mobil Corp. | Add +0.3% | 1.11% | −0.07 |
| AMJB Alerian MLP ETN2044 | Add +1.9% | 1.28% | −0.10 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 520 | $228.9M | ITOT, AAPL, VTI, DBEF, VOE |
| Q1 2026 | 514 | $189.7M | ITOT, AAPL, VTI, VOE, FRDM |
| Q4 2025 | 505 | $191.0M | ITOT, AAPL, VTI, VOE, FRDM |
| Q3 2025 | 519 | $194.6M | ITOT, AAPL, VTI, VOE, ICE |
| Q2 2025 | 561 | $175.3M | ITOT, VTI, AAPL, VOE, ICE |
| Q1 2025 | 501 | $158.8M | ITOT, AAPL, VOE, VTI, ICE |
| Q4 2024 | 78 | $145.0M | ITOT, AAPL, VTI, VOE, ICE |
| Q3 2024 | 70 | $140.2M | ITOT, AAPL, VTI, VOE, ICE |
| Q2 2024 | 67 | $129.5M | ITOT, AAPL, VTI, VOE, ICE |
| Q1 2024 | 67 | $129.0M | ITOT, VTI, AAPL, VOE, ICE |