Smallwood Wealth Investment Management, LLC
In its 13F for Q4 2025 (holdings as of December 31, 2025, filed January 23, 2026), Smallwood Wealth Investment Management, LLC reported 505 stock positions worth $191.0 million. Its top holding was iShares Core S&P Total U.S. (ITOT) at 26.9% of the portfolio, followed by Apple (AAPL, 6.6%) and VG Morningstar TS MKT ETF-US (VTI, 5.3%). Compared with Q3 2025, it opened 14 new positions, sold out of 30, added to 84 and reduced 89. The biggest buy was Nylim Mackay Muni Intermedia (MMIT, shares +22%) and the biggest sale iShares Core S&P Total U.S. (ITOT, shares −8%).
- Most Recent 13F
- Q2 2026
- Location
- RED BANK, NJ
- CIK
- 0001921304
- Portfolio Value
- $191.0M (Q4 2025)
- SEC Filing
- 0001921304-26-000002 ↗ filed Jan 23, 2026
Holdings Value
Holdings 505 stocks · $191.0M
| ITOT iShares Core S&P Total U.S. | 26.91% | 345,754 | $51.4M | Reduce -7.5% |
| AAPL Apple Inc. | 6.60% | 46,405 | $12.6M | Reduce -1.3% |
| VTI VG Morningstar TS MKT ETF-US | 5.28% | 30,100 | $10.1M | Reduce -8.7% |
| VOE Vngrd Mrngstr MD-Cap Val ETF | 4.14% | 44,600 | $7.9M | Reduce -5.2% |
| FRDM Freedom 100 Emeging MRKT ETF | 3.13% | 116,545 | $6.0M | Reduce -5.4% |
| ICE Intercontinental Exchange Inc. | 2.92% | 34,479 | $5.6M | No change |
| HELO JPMorgan Hedged Equity ETF | 2.88% | 82,784 | $5.5M | Add +11.5% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 2.83% | 124,054 | $5.4M | Add +4.2% |
| PULS Pgim Ultra Short Bond ETF | 2.42% | 93,354 | $4.6M | Reduce -9.5% |
| CGGO Cap Group Global Growth filed as CAPITAL GROUP GBL GROWTH EQT | 2.10% | 115,921 | $4.0M | Reduce -4.9% |
| MMIT Nylim Mackay Muni Intermedia filed as NEW YORK LIFE INVTS ACTIVE E | 2.07% | 162,444 | $4.0M | Add +22.3% |
| DWM Wisdomtree International Equ | 2.07% | 57,383 | $3.9M | Reduce -5.6% |
| VDE Vanguard Energy ETF | 1.50% | 22,762 | $2.9M | Reduce -0.4% |
| AMJB Alerian MLP ETN2044 filed as JPMORGAN CHASE FINL CO LLC | 1.44% | 92,080 | $2.8M | Reduce -3.0% |
| PM Philip Morris International | 1.34% | 15,906 | $2.6M | Reduce -0.3% |
| NVDA Nvidia Corp. | 1.32% | 13,561 | $2.5M | Reduce -0.8% |
| GUNR NT Mstar GLBL NR ETF | 1.30% | 54,332 | $2.5M | Reduce -6.2% |
| MSFT Microsoft Corp. | 1.28% | 5,038 | $2.4M | Reduce -1.2% |
| GOOG Alphabet Inc. Class C | 1.19% | 7,217 | $2.3M | No change |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 1.07% | 35,238 | $2.0M | Add +27.6% |
| MUB iShares National Muni Bond E | 1.00% | 17,920 | $1.9M | Reduce -21.7% |
| JCPB JPMorgan Core Plus Bond ETF | 0.96% | 38,882 | $1.8M | Add +11.3% |
| RZV Invesco S&P Smallcap 600 Pur | 0.96% | 15,439 | $1.8M | Add +0.2% |
| RWR SS SPDR Dow Jones REIT ETF | 0.94% | 18,213 | $1.8M | Reduce -3.7% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.90% | 5,831 | $1.7M | No change |
| XOM Exxon Mobil Corp. | 0.79% | 12,557 | $1.5M | Reduce -1.1% |
| SCHF Schwab Intl Equity ETF | 0.70% | 55,238 | $1.3M | Reduce -4.6% |
| JEPI JPMorgan Equity Premium Inco | 0.67% | 22,302 | $1.3M | Add +12.7% |
| PG The Procter & Gamble Co. | 0.64% | 8,546 | $1.2M | Reduce -0.8% |
| VOO Vanguard S&P 500 ETF | 0.54% | 1,649 | $1.0M | Reduce -25.4% |
| AMZN Amazon.com Inc. | 0.49% | 4,049 | $935K | Add +0.5% |
| BR Broadridge Financial Solutio | 0.44% | 3,765 | $840K | Add +0.3% |
| NFLX Netflix Inc. | 0.37% | 7,610 | $714K | Reduce -7.1% |
| AVGO Broadcom Inc. | 0.35% | 1,936 | $670K | Add +0.6% |
| CVX Chevron Corp. | 0.34% | 4,257 | $649K | No change |
| JPM JPMorgan Chase & Co. | 0.34% | 2,008 | $647K | Add +0.7% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.33% | 5,509 | $627K | Reduce -1.3% |
| HD Home Depot Inc. | 0.32% | 1,767 | $608K | Add +0.2% |
| PGNY Progyny Inc. | 0.32% | 23,477 | $603K | Reduce -13.3% |
| VEU Vanguard Ftse All-World Ex-U | 0.31% | 8,140 | $599K | Reduce -4.3% |
| CAT Caterpillar Inc. | 0.31% | 1,028 | $589K | No change |
| MDLZ Mondelez International Inc. Class A | 0.30% | 10,641 | $573K | Reduce -0.1% |
| ABBV Abbvie Inc. | 0.29% | 2,462 | $563K | Add +0.4% |
| ORCL Oracle Corp. | 0.27% | 2,610 | $509K | Add +0.2% |
| JNJ Johnson & Johnson | 0.26% | 2,403 | $498K | Reduce -6.2% |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | 0.26% | 4,453 | $491K | Reduce -6.1% |
| NJR New Jersey Resources Corp. | 0.26% | 10,615 | $490K | Add +0.1% |
| PEG Public Service Enterprise GP | 0.23% | 5,526 | $444K | Reduce -40.6% |
| PLTR Palantir Technologies Inc. Class A | 0.23% | 2,471 | $439K | No change |
| T AT&T Inc. | 0.22% | 17,138 | $426K | Reduce -0.6% |
| META Meta Platforms Inc. Class A | 0.22% | 644 | $425K | Add +1.4% |
| IWM iShares Russell 2000 ETF | 0.22% | 1,695 | $417K | Reduce -0.5% |
| FSCO FS Credit Opportunities Corp. | 0.22% | 65,720 | $414K | No change |
| JPIB JPMorgan Intl BND ETF | 0.21% | 8,131 | $396K | Add +5.5% |
| FBTC Fidelity Wise Origin Bitcoin | 0.20% | 5,046 | $385K | Reduce -1.9% |
| MS Morgan Stanley | 0.19% | 2,058 | $366K | No change |
| BMY Bristol-Myers Squibb Co. | 0.19% | 6,574 | $355K | No change |
| PEP Pepsico Inc. | 0.18% | 2,395 | $344K | No change |
| MRK Merck & Co. Inc. | 0.18% | 3,232 | $340K | Reduce -14.3% |
| BIV Vanguard Intermediate-Term B | 0.18% | 4,331 | $337K | Reduce -17.9% |
| SPYV SS SPDR P S&P 500 Value ETF | 0.17% | 5,842 | $332K | No change |
| VLY Valley National Bancorp | 0.17% | 27,915 | $326K | No change |
| WPM Wheaton Precious Metals Corp. | 0.17% | 2,700 | $317K | No change |
| MO Altria Group Inc. | 0.16% | 5,410 | $312K | No change |
| MTB M & T Bank Corp. filed as M & T BK CORP | 0.16% | 1,523 | $307K | No change |
| GOOGL Alphabet Inc. Class A | 0.16% | 966 | $302K | Add +9.9% |
| BA The Boeing Co. | 0.16% | 1,366 | $297K | Reduce -6.4% |
| AMGN Amgen Inc. | 0.15% | 884 | $289K | Reduce -1.7% |
| CL Colgate-Palmolive Co. | 0.15% | 3,549 | $280K | No change |
| JLL Jones Lang Lasalle Inc. | 0.14% | 816 | $275K | No change |
| AXP American Express Co. | 0.14% | 715 | $265K | No change |
| LIN Linde PLC | 0.14% | 605 | $258K | No change |
| WMT Walmart Inc. | 0.13% | 2,310 | $257K | Reduce -8.4% |
| CMCSA Comcast Corp. Class A | 0.13% | 8,345 | $249K | No change |
| V Visa Inc. Class A | 0.12% | 635 | $223K | Add +1.3% |
| MCD McDonald's Corp. | 0.12% | 722 | $221K | No change |
| LLY Eli Lilly & Co. | 0.11% | 201 | $216K | Reduce -3.4% |
| GLD SPDR Gold Shares | 0.11% | 525 | $208K | Add +5.2% |
| VZ Verizon Communications Inc. | 0.11% | 5,015 | $204K | Add +0.9% |
| BX Blackstone Inc. | 0.10% | 1,298 | $200K | Add +0.3% |
| SHOP Shopify Inc. Class A | 0.10% | 1,243 | $200K | Add +16.9% |
| IBIT iShares Bitcoin Trust ETF | 0.10% | 4,001 | $199K | Add +526.1% |
| XNXJX Nuveen NJ QLTY Muni Inc. | 0.10% | 15,357 | $194K | Reduce -0.7% |
| FSK FS KKR Capital Corp. | 0.10% | 13,043 | $193K | Reduce -22.6% |
| MSI Motorola Solutions Inc. | 0.10% | 491 | $188K | No change |
| CPRX Catalyst Pharmaceuticals Inc. | 0.10% | 8,000 | $187K | No change |
| RTX RTX Corp. | 0.10% | 991 | $182K | No change |
| IEFA iShares Core MSCI Eafe ETF | 0.09% | 1,994 | $178K | No change |
| IVT Inventrust Properties Corp. | 0.09% | 6,064 | $171K | Reduce -43.2% |
| LMT Lockheed Martin Corp. | 0.09% | 353 | $171K | Add +1.4% |
| XLK SS Technology Select Sector | 0.09% | 1,164 | $168K | No change |
| ADP Automatic Data Processing | 0.08% | 630 | $162K | No change |
| CSCO Cisco Systems Inc. | 0.08% | 2,062 | $159K | Reduce -5.3% |
| TRV The Travelers Cos Inc. | 0.08% | 523 | $152K | No change |
| WFC Wells Fargo & Co. | 0.08% | 1,613 | $150K | Add +10.3% |
| CHD Church & Dwight Co. Inc. | 0.08% | 1,787 | $150K | No change |
| LOW Lowe's Cos Inc. | 0.08% | 610 | $147K | Reduce -16.6% |
| MRVL Marvell Technology Inc. | 0.07% | 1,675 | $142K | No change |
| AVUV Avantis US Small Cap Value | 0.07% | 1,390 | $142K | No change |
| DUK Duke Energy Corp. | 0.07% | 1,172 | $137K | Reduce -2.7% |
Other holdings (4): bonds, preferreds, convertibles and warrants · $138 (not counted above)
Lines left out (11) · $323 — a value with no share or principal amount
| Security | Class | Shares | Value |
|---|---|---|---|
| O Realty Income Corp. | COM | 0 | $54 |
| GM General Motors Co. | COM | 0 | $42 |
| SPYM Ste STR SPDR PT S&P 500 ETF | ST STR P500ETF | 0 | $41 |
| MCHP Microchip Technology Inc. | COM | 0 | $35 |
| MAS Masco Corp. | COM | 0 | $30 |
| BWA Borgwarner Inc. | COM | 0 | $29 |
| HRB H&R Block Inc. | COM | 0 | $28 |
| QSIG Wisdomtree US Short Term Cor | US SHT TRM CORP | 0 | $26 |
| BUD Anheuser-Busch Inbev-SPN ADR | SPONSORED ADR | 0 | $19 |
| ACA Arcosa Inc. | COM | 0 | $12 |
| STZ Constellation Brands Inc. Class A | CL A | 0 | $7 |
Filed with a value but no share or principal amount (a cash line, a holding rounded to 0 shares), so they are kept out of the holdings, totals and percentages.
Total filed on the 13F, all lines: $191.0M.
Portfolio Sells Q3 2025 → Q4 2025
| ITOT iShares Core S&P Total U.S. | Reduce -7.5% | 26.91% | −1.07 |
| VTI VG Morningstar TS MKT ETF-US | Reduce -8.7% | 5.28% | −0.27 |
| MUB iShares National Muni Bond E | Reduce -21.7% | 1.00% | −0.25 |
| PULS Pgim Ultra Short Bond ETF | Reduce -9.5% | 2.42% | −0.22 |
| PEG Public Service Enterprise GP | Reduce -40.6% | 0.23% | −0.17 |
| VOO Vanguard S&P 500 ETF | Reduce -25.4% | 0.54% | −0.15 |
| NFLX Netflix Inc. | Reduce -7.1% | 0.37% | −0.13 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -59.9% | 0.07% | −0.10 |
| MSFT Microsoft Corp. | Reduce -1.2% | 1.28% | −0.08 |
| VOE Vngrd Mrngstr MD-Cap Val ETF | Reduce -5.2% | 4.14% | −0.08 |
| IVT Inventrust Properties Corp. | Reduce -43.2% | 0.09% | −0.07 |
| FBTC Fidelity Wise Origin Bitcoin | Reduce -1.9% | 0.20% | −0.06 |
| IVV iShares Core S&P 500 ETF | Reduce -59.2% | 0.04% | −0.05 |
| MDLZ Mondelez International Inc. Class A | Reduce -0.1% | 0.30% | −0.04 |
| PG The Procter & Gamble Co. | Reduce -0.8% | 0.64% | −0.04 |
| CGGO Cap Group Global Growth | Reduce -4.9% | 2.10% | −0.04 |
| RWR SS SPDR Dow Jones REIT ETF | Reduce -3.7% | 0.94% | −0.04 |
| BIV Vanguard Intermediate-Term B | Reduce -17.9% | 0.18% | −0.04 |
| FSK FS KKR Capital Corp. | Reduce -22.6% | 0.10% | −0.03 |
| UAL United Airlines Holdings Inc. | Reduce -47.3% | 0.05% | −0.03 |
| T AT&T Inc. | Reduce -0.6% | 0.22% | −0.03 |
| IEMG iShares Core MSCI Emerging | Reduce -42.1% | 0.04% | −0.02 |
| SBUX Starbucks Corp. | Reduce -66.1% | 0.01% | −0.02 |
| GBTC Grayscale Bitcoin Trust ETF | Reduce -8.9% | 0.05% | −0.02 |
| VUG Vanguard Mrngstar GR ETF-Sui | Sold out | 0.00% | −0.02 |
| LOW Lowe's Cos Inc. | Reduce -16.6% | 0.08% | −0.02 |
| TSLA Tesla Inc. | Reduce -25.0% | 0.06% | −0.02 |
| MAR Marriott International Class A | Reduce -75.8% | 0.01% | −0.02 |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | Reduce -6.1% | 0.26% | −0.01 |
| VGT Vanguard Info Tech ETF | Reduce -38.4% | 0.02% | −0.01 |
| ADBE Adobe Inc. | Reduce -28.0% | 0.03% | −0.01 |
| AAL American Airlines Group Inc. | Reduce -96.3% | 0.00% | −0.01 |
| KTOS Kratos Defense & Security | Reduce -10.0% | 0.04% | −0.01 |
| SMR Nuscale Power Corp. | Sold out | 0.00% | −0.01 |
| NOK Nokia Corp.-Spon ADR | Reduce -93.9% | 0.00% | −0.01 |
| COST Costco Wholesale Corp. | Reduce -11.4% | 0.05% | −0.01 |
| HPI John Hancock Prefer Inc. | Reduce -32.5% | 0.02% | −0.01 |
| IVE iShares S&P 500 Value ETF | Reduce -32.1% | 0.02% | −0.01 |
| MMM 3M Co. | Reduce -34.6% | 0.02% | −0.01 |
| SPYG SS SPDR P S&P 500 Growth ETF | Reduce -54.8% | 0.01% | −0.01 |
| SCHD Schwab US DVD Equity ETF | Reduce -23.6% | 0.03% | −0.01 |
| JPSE JPM Diversified RT Small Cap | Sold out | 0.00% | −0.01 |
| CRWV Coreweave Inc. Class A | Sold out | 0.00% | −0.01 |
| DELL Dell Technologies -C | Reduce -11.5% | 0.03% | −0.01 |
| BA The Boeing Co. | Reduce -6.4% | 0.16% | −0.01 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -15.2% | 0.05% | −0.01 |
| DBRG Digitalbridge Group Inc. | Sold out | 0.00% | −0.01 |
| BCBP BCB Bancorp Inc. | Reduce -50.0% | 0.00% | −0.01 |
| DUK Duke Energy Corp. | Reduce -2.7% | 0.07% | −0.00 |
| SPYD SS SPDR P S&P 500 Hi Div ETF | Sold out | 0.00% | −0.00 |
Portfolio Buys Q3 2025 → Q4 2025
| MMIT Nylim Mackay Muni Intermedia | Add +22.3% | 2.07% | +0.41 |
| HELO JPMorgan Hedged Equity ETF | Add +11.5% | 2.88% | +0.40 |
| CGDV Cap Group Dividend Value | Add +4.2% | 2.83% | +0.26 |
| JEPQ JPM Nasdaq Equity Premium | Add +27.6% | 1.07% | +0.26 |
| JCPB JPMorgan Core Plus Bond ETF | Add +11.3% | 0.96% | +0.11 |
| JEPI JPMorgan Equity Premium Inco | Add +12.7% | 0.67% | +0.09 |
| IBIT iShares Bitcoin Trust ETF | Add +526.1% | 0.10% | +0.08 |
| GOOGL Alphabet Inc. Class A | Add +9.9% | 0.16% | +0.05 |
| AMZN Amazon.com Inc. | Add +0.5% | 0.49% | +0.03 |
| RZV Invesco S&P Smallcap 600 Pur | Add +0.2% | 0.96% | +0.03 |
| AVGO Broadcom Inc. | Add +0.6% | 0.35% | +0.02 |
| SHOP Shopify Inc. Class A | Add +16.9% | 0.10% | +0.02 |
| CRDO Credo Technology Group Holdi | New | 0.02% | +0.02 |
| GLD SPDR Gold Shares | Add +5.2% | 0.11% | +0.02 |
| WFC Wells Fargo & Co. | Add +10.3% | 0.08% | +0.02 |
| JPM JPMorgan Chase & Co. | Add +0.7% | 0.34% | +0.02 |
| JPIB JPMorgan Intl BND ETF | Add +5.5% | 0.21% | +0.01 |
| BAC Bank of America Corp. | Add +18.8% | 0.05% | +0.01 |
| PFG Principal Financial Group | New | 0.01% | +0.01 |
| FDVV Fidelity High Dividend ETF | New | 0.01% | +0.01 |
| HDV iShares Core High Dividend E | New | 0.01% | +0.01 |
| V Visa Inc. Class A | Add +1.3% | 0.12% | +0.01 |
| XLF SS Financial Select Sector | Add +20.8% | 0.03% | +0.01 |
| ADI Analog Devices Inc. | New | 0.01% | +0.01 |
| TDIV FT Nasdaq Tech DVD Index FD | New | 0.01% | +0.01 |
| BNY Bank of New York Mellon Corp. | Add +2.4% | 0.05% | +0.00 |
| SMDV Proshrs RSL 2000 DVD GRW ETF | New | 0.00% | +0.00 |
| C Citigroup Inc. | Add +6.0% | 0.02% | +0.00 |
| VYM Vanguard High DVD Yield ETF | Add +5.5% | 0.04% | +0.00 |
| EFOR Everforth Inc. | New | 0.00% | +0.00 |
| WDC Western Digital Corp. | Add +52.8% | 0.01% | +0.00 |
| ABBV Abbvie Inc. | Add +0.4% | 0.29% | +0.00 |
| SLB SLB Ltd. | Add +0.1% | 0.02% | +0.00 |
| ITA iShares U.S. Aerospace & Def | New | 0.00% | +0.00 |
| SPGI S&P Global Inc. | Add +6.7% | 0.02% | +0.00 |
| WELL Welltower Inc. | Add +6.2% | 0.02% | +0.00 |
| PH Parker Hannifin Corp. | Add +100.0% | 0.00% | +0.00 |
| APH Amphenol Corp. Class A | Add +105.3% | 0.00% | +0.00 |
| BSX Boston Scientific Corp. | Add +123.1% | 0.00% | +0.00 |
| VCR Vanguard Consumer Discre ETF | New | 0.00% | +0.00 |
| GS Goldman Sachs Group Inc. | Add +150.0% | 0.00% | +0.00 |
| ROST Ross Stores Inc. | Add +116.7% | 0.00% | +0.00 |
| XBXMX Nuveen S&P 500 Buy-WR Inc. | Add +0.9% | 0.03% | +0.00 |
| HWM Howmet Aerospace Inc. | Add +41.7% | 0.00% | +0.00 |
| JCI Johnson Controls Internation | Add +123.1% | 0.00% | +0.00 |
| MLM Martin Marietta Materials | Add +150.0% | 0.00% | +0.00 |
| NRG NRG Energy Inc. | Add +17.1% | 0.01% | +0.00 |
| NVG Nuveen Amt-FR Muni CRDT | Add +1.6% | 0.02% | +0.00 |
| PANW Palo Alto Networks Inc. | Add +33.3% | 0.00% | +0.00 |
| COR Cencora Inc. | Add +80.0% | 0.00% | +0.00 |
Options Activity Q3 2025 → Q4 2025
| STATE STR SPDR S&P 500 ETF T | call | Sold out | 1,600 | $1.1Mbefore exit |
| BROADRIDGE FINL SOLUTIONS IN | put | Sold out | 2,700 | $643Kbefore exit |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q3 2025 → Q4 2025
| O Realty Income Corp. | COM | New | 0 | $54 |
| MCHP Microchip Technology Inc. | COM | New | 0 | $35 |
| HRB H&R Block Inc. | COM | New | 0 | $28 |
| QSIG Wisdomtree US Short Term Cor | US SHT TRM CORP | Reduce -100.0% | 0 | $26 |
| OPENL Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | New | 1 | $0 |
| OPENZ Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | New | 1 | $0 |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 520 | $228.9M | ITOT, AAPL, VTI, DBEF, VOE |
| Q1 2026 | 514 | $189.7M | ITOT, AAPL, VTI, VOE, FRDM |
| Q4 2025 | 505 | $191.0M | ITOT, AAPL, VTI, VOE, FRDM |
| Q3 2025 | 519 | $194.6M | ITOT, AAPL, VTI, VOE, ICE |
| Q2 2025 | 561 | $175.3M | ITOT, VTI, AAPL, VOE, ICE |
| Q1 2025 | 501 | $158.8M | ITOT, AAPL, VOE, VTI, ICE |
| Q4 2024 | 78 | $145.0M | ITOT, AAPL, VTI, VOE, ICE |
| Q3 2024 | 70 | $140.2M | ITOT, AAPL, VTI, VOE, ICE |
| Q2 2024 | 67 | $129.5M | ITOT, AAPL, VTI, VOE, ICE |
| Q1 2024 | 67 | $129.0M | ITOT, VTI, AAPL, VOE, ICE |