Smallwood Wealth Investment Management, LLC
In its 13F for Q4 2024 (holdings as of December 31, 2024, filed January 17, 2025), Smallwood Wealth Investment Management, LLC reported 78 stock positions worth $145.0 million. Its top holding was iShares Core S&P Total U.S. (ITOT) at 31.3% of the portfolio, followed by Apple (AAPL, 7.7%) and VG Morningstar TS MKT ETF-US (VTI, 5.3%). Compared with Q3 2024, it opened 8 new positions, added to 22 and reduced 29. The biggest buy was a new position in Vanguard Energy ETF (VDE) and the biggest sale Vanguard Intermediate-Term B (BIV, shares −85%).
- Most Recent 13F
- Q2 2026
- Location
- RED BANK, NJ
- CIK
- 0001921304
- Portfolio Value
- $145.0M (Q4 2024)
- SEC Filing
- 0001667731-25-000047 ↗ filed Jan 17, 2025
Holdings Value
Holdings 78 stocks · $145.0M
| ITOT iShares Core S&P Total U.S. | 31.30% | 352,983 | $45.4M | Reduce -0.6% |
| AAPL Apple Inc. | 7.71% | 44,640 | $11.2M | Reduce -0.1% |
| VTI VG Morningstar TS MKT ETF-US | 5.26% | 26,334 | $7.6M | Reduce -3.6% |
| VOE Vngrd Mrngstr MD-Cap Val ETF | 4.76% | 42,669 | $6.9M | Reduce -1.8% |
| ICE Intercontinental Exchange Inc. | 3.96% | 38,504 | $5.7M | No change |
| PULS Pgim Ultra Short Bond ETF | 3.11% | 91,165 | $4.5M | Reduce -14.0% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 2.63% | 108,194 | $3.8M | Reduce -0.8% |
| FRDM Freedom 100 Emeging MRKT ETF | 2.48% | 109,876 | $3.6M | Add +6.2% |
| CGGO Cap Group Global Growth filed as CAPITAL GROUP GBL GROWTH EQT | 2.17% | 107,521 | $3.1M | Add +1.1% |
| MUB iShares National Muni Bond E | 1.96% | 26,637 | $2.8M | Reduce -4.7% |
| DWM Wisdomtree International Equ | 1.95% | 53,654 | $2.8M | Add +3.8% |
| AMJB Alerian MLP ETN2044 filed as JPMORGAN CHASE FINL CO LLC | 1.75% | 85,769 | $2.5M | Add +35.7% |
| VDE Vanguard Energy ETF | 1.67% | 19,964 | $2.4M | New |
| MSFT Microsoft Corp. | 1.46% | 5,030 | $2.1M | Reduce -0.8% |
| MMIT Nylim Mackay Muni Intermedia filed as NEW YORK LIFE INVTS ACTIVE E | 1.42% | 86,051 | $2.1M | Add +110.1% |
| GUNR NT Mstar GLBL NR ETF | 1.33% | 53,043 | $1.9M | Add +64.3% |
| PM Philip Morris International | 1.32% | 15,959 | $1.9M | Add +0.0% |
| NVDA Nvidia Corp. | 1.28% | 13,792 | $1.9M | Reduce -0.5% |
| RWR SS SPDR Dow Jones REIT ETF | 1.19% | 17,494 | $1.7M | Add +56.7% |
| PG The Procter & Gamble Co. | 0.99% | 8,607 | $1.4M | Reduce -0.3% |
| XOM Exxon Mobil Corp. | 0.98% | 13,249 | $1.4M | Reduce -0.4% |
| GOOG Alphabet Inc. Class C | 0.96% | 7,326 | $1.4M | Add +2.5% |
| HELO JPMorgan Hedged Equity ETF | 0.94% | 21,889 | $1.4M | Add +129.9% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.88% | 5,831 | $1.3M | No change |
| VOO Vanguard S&P 500 ETF | 0.82% | 2,209 | $1.2M | No change |
| SCHF Schwab Intl Equity ETF | 0.78% | 60,801 | $1.1M | Reduce -0.3% |
| RZV Invesco S&P Smallcap 600 Pur | 0.71% | 9,271 | $1.0M | Add +42.3% |
| BR Broadridge Financial Solutio | 0.56% | 3,564 | $806K | Add +0.3% |
| PEG Public Service Enterprise GP | 0.54% | 9,238 | $781K | Reduce -0.3% |
| AMZN Amazon.com Inc. | 0.54% | 3,555 | $780K | Add +4.4% |
| CVX Chevron Corp. | 0.49% | 4,952 | $717K | No change |
| NFLX Netflix Inc. | 0.48% | 775 | $691K | No change |
| HD Home Depot Inc. | 0.48% | 1,775 | $691K | No change |
| JEPI JPMorgan Equity Premium Inco | 0.47% | 11,753 | $676K | Add +20.1% |
| T AT&T Inc. | 0.45% | 28,354 | $646K | Reduce -0.1% |
| MDLZ Mondelez International Inc. Class A | 0.44% | 10,688 | $638K | No change |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.41% | 5,288 | $589K | Add +0.6% |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | 0.35% | 4,753 | $508K | Reduce -3.2% |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 0.35% | 8,956 | $505K | New |
| VEU Vanguard Ftse All-World Ex-U | 0.34% | 8,650 | $497K | Reduce -0.0% |
| JPM JPMorgan Chase & Co. | 0.33% | 1,967 | $472K | No change |
| BIV Vanguard Intermediate-Term B | 0.31% | 6,035 | $451K | Reduce -84.8% |
| FSCO FS Credit Opportunities Corp. | 0.31% | 65,720 | $448K | Reduce -7.5% |
| AVGO Broadcom Inc. | 0.30% | 1,905 | $442K | Add +0.8% |
| ABBV Abbvie Inc. | 0.30% | 2,445 | $434K | No change |
| ORCL Oracle Corp. | 0.30% | 2,592 | $432K | No change |
| NJR New Jersey Resources Corp. | 0.29% | 9,146 | $427K | Reduce -1.9% |
| JCPB JPMorgan Core Plus Bond ETF | 0.29% | 9,249 | $426K | New |
| CL Colgate-Palmolive Co. | 0.29% | 4,649 | $423K | No change |
| FBTC Fidelity Wise Origin Bitcoin | 0.29% | 5,146 | $420K | New |
| JNJ Johnson & Johnson | 0.27% | 2,715 | $393K | No change |
| BMY Bristol-Myers Squibb Co. | 0.26% | 6,680 | $378K | No change |
| MRK Merck & Co. Inc. | 0.26% | 3,756 | $374K | No change |
| IWM iShares Russell 2000 ETF | 0.26% | 1,689 | $373K | Add +0.2% |
| CAT Caterpillar Inc. | 0.26% | 1,028 | $373K | Reduce -0.9% |
| FSK FS KKR Capital Corp. | 0.25% | 16,845 | $366K | Reduce -28.6% |
| PEP Pepsico Inc. | 0.25% | 2,396 | $364K | Reduce -2.8% |
| CMCSA Comcast Corp. Class A | 0.23% | 8,898 | $334K | Reduce -0.7% |
| SPYV SS SPDR P S&P 500 Value ETF | 0.21% | 5,895 | $301K | Reduce -22.4% |
| META Meta Platforms Inc. Class A | 0.21% | 512 | $300K | Add +18.8% |
| BA The Boeing Co. | 0.20% | 1,648 | $292K | Reduce -9.8% |
| MTB M & T Bank Corp. filed as M & T BK CORP | 0.20% | 1,523 | $286K | No change |
| MO Altria Group Inc. | 0.20% | 5,438 | $284K | Reduce -1.6% |
| IVT Inventrust Properties Corp. | 0.19% | 9,275 | $279K | Reduce -2.0% |
| LIN Linde PLC | 0.18% | 627 | $262K | Reduce -24.2% |
| MS Morgan Stanley | 0.18% | 2,059 | $259K | Add +0.1% |
| VLY Valley National Bancorp | 0.17% | 27,915 | $253K | No change |
| AMGN Amgen Inc. | 0.16% | 908 | $237K | Add +0.2% |
| WMT Walmart Inc. | 0.16% | 2,590 | $234K | Reduce -2.8% |
| MSI Motorola Solutions Inc. | 0.16% | 492 | $227K | No change |
| BX Blackstone Inc. | 0.15% | 1,281 | $221K | New |
| GOOGL Alphabet Inc. Class A | 0.15% | 1,160 | $220K | New |
| AXP American Express Co. | 0.15% | 715 | $212K | New |
| VZ Verizon Communications Inc. | 0.15% | 5,287 | $211K | Add +0.0% |
| MCD McDonald's Corp. | 0.14% | 722 | $209K | Add +7.4% |
| JLL Jones Lang Lasalle Inc. | 0.14% | 816 | $207K | No change |
| XNXJX Nuveen NJ QLTY Muni Inc. | 0.13% | 15,468 | $188K | No change |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.07% | 171 | $100K | New |
Options reported separately and not counted above: SPY calls ($938K), BR puts ($633K).
Portfolio Sells Q3 2024 → Q4 2024
| BIV Vanguard Intermediate-Term B | Reduce -84.8% | 0.31% | −1.92 |
| PULS Pgim Ultra Short Bond ETF | Reduce -14.0% | 3.11% | −0.65 |
| ITOT iShares Core S&P Total U.S. | Reduce -0.6% | 31.30% | −0.50 |
| VOE Vngrd Mrngstr MD-Cap Val ETF | Reduce -1.8% | 4.76% | −0.44 |
| VTI VG Morningstar TS MKT ETF-US | Reduce -3.6% | 5.26% | −0.26 |
| MUB iShares National Muni Bond E | Reduce -4.7% | 1.96% | −0.21 |
| CGDV Cap Group Dividend Value | Reduce -0.8% | 2.63% | −0.20 |
| XOM Exxon Mobil Corp. | Reduce -0.4% | 0.98% | −0.13 |
| SCHF Schwab Intl Equity ETF | Reduce -0.3% | 0.78% | −0.12 |
| LIN Linde PLC | Reduce -24.2% | 0.18% | −0.10 |
| MSFT Microsoft Corp. | Reduce -0.8% | 1.46% | −0.09 |
| FSK FS KKR Capital Corp. | Reduce -28.6% | 0.25% | −0.08 |
| SPYV SS SPDR P S&P 500 Value ETF | Reduce -22.4% | 0.21% | −0.08 |
| PG The Procter & Gamble Co. | Reduce -0.3% | 0.99% | −0.07 |
| PEG Public Service Enterprise GP | Reduce -0.3% | 0.54% | −0.05 |
| PEP Pepsico Inc. | Reduce -2.8% | 0.25% | −0.05 |
| VEU Vanguard Ftse All-World Ex-U | Reduce -0.0% | 0.34% | −0.05 |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | Reduce -3.2% | 0.35% | −0.05 |
| CMCSA Comcast Corp. Class A | Reduce -0.7% | 0.23% | −0.04 |
| CAT Caterpillar Inc. | Reduce -0.9% | 0.26% | −0.03 |
| NJR New Jersey Resources Corp. | Reduce -1.9% | 0.29% | −0.02 |
| FSCO FS Credit Opportunities Corp. | Reduce -7.5% | 0.31% | −0.01 |
| MO Altria Group Inc. | Reduce -1.6% | 0.20% | −0.01 |
| T AT&T Inc. | Reduce -0.1% | 0.45% | 0.00 |
| IVT Inventrust Properties Corp. | Reduce -2.0% | 0.19% | +0.00 |
| BA The Boeing Co. | Reduce -9.8% | 0.20% | +0.00 |
| WMT Walmart Inc. | Reduce -2.8% | 0.16% | +0.01 |
| NVDA Nvidia Corp. | Reduce -0.5% | 1.28% | +0.08 |
| AAPL Apple Inc. | Reduce -0.1% | 7.71% | +0.28 |
Portfolio Buys Q3 2024 → Q4 2024
| VDE Vanguard Energy ETF | New | 1.67% | +1.67 |
| MMIT Nylim Mackay Muni Intermedia | Add +110.1% | 1.42% | +0.71 |
| HELO JPMorgan Hedged Equity ETF | Add +129.9% | 0.94% | +0.52 |
| AMJB Alerian MLP ETN2044 | Add +35.7% | 1.75% | +0.46 |
| GUNR NT Mstar GLBL NR ETF | Add +64.3% | 1.33% | +0.38 |
| JEPQ JPM Nasdaq Equity Premium | New | 0.35% | +0.35 |
| RWR SS SPDR Dow Jones REIT ETF | Add +56.7% | 1.19% | +0.34 |
| JCPB JPMorgan Core Plus Bond ETF | New | 0.29% | +0.29 |
| FBTC Fidelity Wise Origin Bitcoin | New | 0.29% | +0.29 |
| RZV Invesco S&P Smallcap 600 Pur | Add +42.3% | 0.71% | +0.20 |
| BX Blackstone Inc. | New | 0.15% | +0.15 |
| GOOGL Alphabet Inc. Class A | New | 0.15% | +0.15 |
| AXP American Express Co. | New | 0.15% | +0.15 |
| GOOG Alphabet Inc. Class C | Add +2.5% | 0.96% | +0.11 |
| AMZN Amazon.com Inc. | Add +4.4% | 0.54% | +0.09 |
| AVGO Broadcom Inc. | Add +0.8% | 0.30% | +0.07 |
| SPY SS SPDR S&P 500 ETF Trust-US | New | 0.07% | +0.07 |
| JEPI JPMorgan Equity Premium Inco | Add +20.1% | 0.47% | +0.05 |
| DIS The Walt Disney Co. | Add +0.6% | 0.41% | +0.05 |
| META Meta Platforms Inc. Class A | Add +18.8% | 0.21% | +0.03 |
| MS Morgan Stanley | Add +0.1% | 0.18% | +0.03 |
| BR Broadridge Financial Solutio | Add +0.3% | 0.56% | +0.01 |
| MCD McDonald's Corp. | Add +7.4% | 0.14% | −0.00 |
| IWM iShares Russell 2000 ETF | Add +0.2% | 0.26% | −0.01 |
| VZ Verizon Communications Inc. | Add +0.0% | 0.15% | −0.02 |
| AMGN Amgen Inc. | Add +0.2% | 0.16% | −0.04 |
| PM Philip Morris International | Add +0.0% | 1.32% | −0.06 |
| CGGO Cap Group Global Growth | Add +1.1% | 2.17% | −0.12 |
| FRDM Freedom 100 Emeging MRKT ETF | Add +6.2% | 2.48% | −0.17 |
| DWM Wisdomtree International Equ | Add +3.8% | 1.95% | −0.17 |
Options Activity Q3 2024 → Q4 2024
| SPY SS SPDR S&P 500 ETF Trust-US | call | New | 1,600 | $938K |
| BR Broadridge Financial Solutio | put | New | 2,800 | $633K |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 520 | $228.9M | ITOT, AAPL, VTI, DBEF, VOE |
| Q1 2026 | 514 | $189.7M | ITOT, AAPL, VTI, VOE, FRDM |
| Q4 2025 | 505 | $191.0M | ITOT, AAPL, VTI, VOE, FRDM |
| Q3 2025 | 519 | $194.6M | ITOT, AAPL, VTI, VOE, ICE |
| Q2 2025 | 561 | $175.3M | ITOT, VTI, AAPL, VOE, ICE |
| Q1 2025 | 501 | $158.8M | ITOT, AAPL, VOE, VTI, ICE |
| Q4 2024 | 78 | $145.0M | ITOT, AAPL, VTI, VOE, ICE |
| Q3 2024 | 70 | $140.2M | ITOT, AAPL, VTI, VOE, ICE |
| Q2 2024 | 67 | $129.5M | ITOT, AAPL, VTI, VOE, ICE |
| Q1 2024 | 67 | $129.0M | ITOT, VTI, AAPL, VOE, ICE |