Smallwood Wealth Investment Management, LLC
In its 13F for Q2 2025 (holdings as of June 30, 2025, filed October 3, 2025), Smallwood Wealth Investment Management, LLC reported 561 stock positions worth $175.3 million. Its top holding was iShares Core S&P Total U.S. (ITOT) at 27.8% of the portfolio, followed by VG Morningstar TS MKT ETF-US (VTI, 5.7%) and Apple (AAPL, 5.5%). Compared with Q1 2025, it opened 80 new positions, sold out of 17, added to 118 and reduced 41. The biggest buy was VG Morningstar TS MKT ETF-US (VTI, shares +28%) and the biggest sale Pgim Ultra Short Bond ETF (PULS, shares −5%).
- Most Recent 13F
- Q2 2026
- Location
- RED BANK, NJ
- CIK
- 0001921304
- Portfolio Value
- $175.3M (Q2 2025)
- SEC Filing
- 0001921304-25-000005 ↗ filed Oct 3, 2025
Holdings Value
Holdings 561 stocks · $175.3M
| ITOT iShares Core S&P Total U.S. | 27.83% | 361,135 | $48.8M | Reduce -0.7% |
| VTI VG Morningstar TS MKT ETF-US | 5.70% | 32,888 | $10.0M | Add +28.3% |
| AAPL Apple Inc. | 5.48% | 46,799 | $9.6M | Add +3.4% |
| VOE Vngrd Mrngstr MD-Cap Val ETF | 4.26% | 45,397 | $7.5M | Add +3.3% |
| ICE Intercontinental Exchange Inc. | 3.62% | 34,565 | $6.3M | Reduce -0.2% |
| FRDM Freedom 100 Emeging MRKT ETF | 2.74% | 118,709 | $4.8M | Add +4.2% |
| PULS Pgim Ultra Short Bond ETF | 2.66% | 93,689 | $4.7M | Reduce -4.9% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 2.60% | 115,387 | $4.6M | Add +3.4% |
| CGGO Cap Group Global Growth filed as CAPITAL GROUP GBL GROWTH EQT | 2.14% | 117,052 | $3.7M | Add +4.6% |
| DWM Wisdomtree International Equ | 2.12% | 58,416 | $3.7M | Add +4.1% |
| HELO JPMorgan Hedged Equity ETF | 1.89% | 52,960 | $3.3M | Add +48.1% |
| PM Philip Morris International | 1.66% | 15,973 | $2.9M | Add +0.0% |
| AMJB Alerian MLP ETN2044 filed as JPMORGAN CHASE FINL CO LLC | 1.56% | 90,119 | $2.7M | Add +2.8% |
| MUB iShares National Muni Bond E | 1.54% | 25,845 | $2.7M | Reduce -3.0% |
| MMIT Nylim Mackay Muni Intermedia filed as NEW YORK LIFE INVTS ACTIVE E | 1.49% | 109,804 | $2.6M | Add +11.7% |
| VDE Vanguard Energy ETF | 1.46% | 21,539 | $2.6M | Add +2.4% |
| MSFT Microsoft Corp. | 1.46% | 5,137 | $2.6M | Add +4.3% |
| GUNR NT Mstar GLBL NR ETF | 1.28% | 55,780 | $2.2M | Add +2.4% |
| NVDA Nvidia Corp. | 1.22% | 13,512 | $2.1M | Reduce -0.6% |
| RWR SS SPDR Dow Jones REIT ETF | 1.00% | 18,219 | $1.8M | Add +1.8% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.98% | 5,831 | $1.7M | No change |
| RZV Invesco S&P Smallcap 600 Pur | 0.81% | 13,611 | $1.4M | Add +20.5% |
| PG The Procter & Gamble Co. | 0.78% | 8,622 | $1.4M | Add +0.2% |
| XOM Exxon Mobil Corp. | 0.78% | 12,691 | $1.4M | Add +0.1% |
| GOOG Alphabet Inc. Class C | 0.73% | 7,218 | $1.3M | Reduce -4.1% |
| SCHF Schwab Intl Equity ETF | 0.73% | 57,882 | $1.3M | Reduce -2.4% |
| VOO Vanguard S&P 500 ETF | 0.72% | 2,209 | $1.3M | No change |
| NFLX Netflix Inc. | 0.60% | 783 | $1.0M | Add +1.7% |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 0.59% | 18,872 | $1.0M | Add +39.6% |
| JCPB JPMorgan Core Plus Bond ETF | 0.54% | 20,278 | $954K | Add +46.4% |
| JEPI JPMorgan Equity Premium Inco | 0.52% | 16,125 | $917K | Add +22.6% |
| BR Broadridge Financial Solutio | 0.52% | 3,748 | $911K | Add +4.9% |
| AMZN Amazon.com Inc. | 0.50% | 3,972 | $871K | Add +5.8% |
| PEG Public Service Enterprise GP | 0.45% | 9,308 | $784K | Add +0.8% |
| MDLZ Mondelez International Inc. Class A | 0.41% | 10,688 | $721K | No change |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.39% | 5,550 | $688K | Add +5.4% |
| HD Home Depot Inc. | 0.37% | 1,775 | $651K | No change |
| CVX Chevron Corp. | 0.35% | 4,262 | $610K | Add +0.1% |
| JPM JPMorgan Chase & Co. | 0.33% | 1,989 | $577K | Add +1.1% |
| VEU Vanguard Ftse All-World Ex-U | 0.33% | 8,508 | $572K | No change |
| ORCL Oracle Corp. | 0.32% | 2,597 | $568K | Add +0.1% |
| AVGO Broadcom Inc. | 0.30% | 1,915 | $528K | Add +0.5% |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | 0.30% | 4,741 | $520K | Reduce -0.3% |
| T AT&T Inc. | 0.28% | 17,237 | $499K | Reduce -15.3% |
| FBTC Fidelity Wise Origin Bitcoin | 0.28% | 5,146 | $484K | No change |
| FSCO FS Credit Opportunities Corp. | 0.27% | 65,720 | $477K | No change |
| NJR New Jersey Resources Corp. | 0.27% | 10,583 | $474K | Add +0.1% |
| META Meta Platforms Inc. Class A | 0.26% | 623 | $460K | Add +32.0% |
| ABBV Abbvie Inc. | 0.26% | 2,454 | $456K | Add +0.4% |
| BIV Vanguard Intermediate-Term B | 0.23% | 5,275 | $408K | Reduce -4.6% |
| JNJ Johnson & Johnson | 0.23% | 2,653 | $405K | Add +0.5% |
| CAT Caterpillar Inc. | 0.23% | 1,028 | $399K | No change |
| IWM iShares Russell 2000 ETF | 0.21% | 1,703 | $368K | Add +0.5% |
| FSK FS KKR Capital Corp. | 0.20% | 16,845 | $350K | No change |
| IVT Inventrust Properties Corp. | 0.20% | 12,673 | $347K | Add +8.1% |
| PLTR Palantir Technologies Inc. Class A | 0.19% | 2,471 | $337K | Add +1.9% |
| CL Colgate-Palmolive Co. | 0.18% | 3,549 | $323K | Reduce -23.7% |
| MO Altria Group Inc. | 0.18% | 5,434 | $319K | Reduce -0.5% |
| PEP Pepsico Inc. | 0.18% | 2,401 | $317K | Add +0.3% |
| BA The Boeing Co. | 0.18% | 1,502 | $315K | No change |
| SPYV SS SPDR P S&P 500 Value ETF | 0.17% | 5,842 | $306K | Reduce -0.9% |
| BMY Bristol-Myers Squibb Co. | 0.17% | 6,574 | $304K | Reduce -1.6% |
| CMCSA Comcast Corp. Class A | 0.17% | 8,370 | $299K | Reduce -1.9% |
| MTB M & T Bank Corp. filed as M & T BK CORP | 0.17% | 1,526 | $296K | Add +0.2% |
| MRK Merck & Co. Inc. | 0.17% | 3,722 | $295K | Reduce -0.9% |
| MS Morgan Stanley | 0.17% | 2,058 | $290K | No change |
| LIN Linde PLC | 0.16% | 605 | $284K | No change |
| JPIB JPMorgan Intl BND ETF | 0.16% | 5,671 | $276K | Add +20.0% |
| AMGN Amgen Inc. | 0.14% | 905 | $253K | Reduce -0.7% |
| VLY Valley National Bancorp | 0.14% | 27,915 | $249K | No change |
| WMT Walmart Inc. | 0.14% | 2,486 | $243K | Add +4.2% |
| WPM Wheaton Precious Metals Corp. | 0.14% | 2,700 | $242K | No change |
| AXP American Express Co. | 0.13% | 718 | $229K | Add +0.4% |
| V Visa Inc. Class A | 0.13% | 629 | $223K | Add +1.4% |
| MCD McDonald's Corp. | 0.12% | 725 | $212K | Add +0.4% |
| JLL Jones Lang Lasalle Inc. | 0.12% | 816 | $209K | No change |
| MSI Motorola Solutions Inc. | 0.12% | 491 | $207K | No change |
| ADP Automatic Data Processing | 0.11% | 630 | $194K | No change |
| BX Blackstone Inc. | 0.11% | 1,292 | $193K | Add +0.4% |
| VZ Verizon Communications Inc. | 0.11% | 4,335 | $188K | Reduce -3.7% |
| XNXJX Nuveen NJ QLTY Muni Inc. | 0.10% | 15,468 | $176K | No change |
| CPRX Catalyst Pharmaceuticals Inc. | 0.10% | 8,000 | $174K | Add +6.7% |
| CHD Church & Dwight Co. Inc. | 0.10% | 1,787 | $172K | No change |
| IEFA iShares Core MSCI Eafe ETF | 0.10% | 1,994 | $166K | Add +12.1% |
| LOW Lowe's Cos Inc. | 0.09% | 735 | $163K | Add +0.6% |
| LLY Eli Lilly & Co. | 0.09% | 206 | $161K | Add +24.9% |
| LMT Lockheed Martin Corp. | 0.09% | 340 | $158K | Add +18.1% |
| CSCO Cisco Systems Inc. | 0.09% | 2,212 | $154K | No change |
| GLD SPDR Gold Shares | 0.09% | 499 | $152K | No change |
| GOOGL Alphabet Inc. Class A | 0.09% | 860 | $152K | Reduce -25.9% |
| IVV iShares Core S&P 500 ETF | 0.09% | 243 | $151K | Add +2.5% |
| XLK SS Technology Select Sector | 0.08% | 582 | $147K | Add +28.8% |
| RTX RTX Corp. | 0.08% | 998 | $146K | Add +0.7% |
| DUK Duke Energy Corp. | 0.08% | 1,204 | $142K | No change |
| TRV The Travelers Cos Inc. | 0.08% | 523 | $140K | No change |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.08% | 221 | $137K | Add +0.9% |
| PFE Pfizer Inc. | 0.08% | 5,604 | $136K | No change |
| SHOP Shopify Inc. Class A | 0.08% | 1,163 | $134K | No change |
| SCHH Schwab US REIT ETF | 0.08% | 6,220 | $132K | Reduce -3.3% |
| ABT Abbott Laboratories | 0.07% | 959 | $130K | Add +0.7% |
Lines left out (6) · $113 — a value with no share or principal amount
| Security | Class | Shares | Value |
|---|---|---|---|
| MAS Masco Corp. | COM | 0 | $30 |
| GM General Motors Co. | COM | 0 | $25 |
| BWA Borgwarner Inc. | COM | 0 | $21 |
| BUD Anheuser-Busch Inbev-SPN ADR | SPONSORED ADR | 0 | $20 |
| ACA Arcosa Inc. | COM | 0 | $9 |
| STZ Constellation Brands Inc. Class A | CL A | 0 | $8 |
Filed with a value but no share or principal amount (a cash line, a holding rounded to 0 shares), so they are kept out of the holdings, totals and percentages.
Total filed on the 13F, all lines: $175.3M.
Portfolio Sells Q1 2025 → Q2 2025
| PULS Pgim Ultra Short Bond ETF | Reduce -4.9% | 2.66% | −0.42 |
| MUB iShares National Muni Bond E | Reduce -3.0% | 1.54% | −0.23 |
| ICE Intercontinental Exchange Inc. | Reduce -0.2% | 3.62% | −0.14 |
| ITOT iShares Core S&P Total U.S. | Reduce -0.7% | 27.83% | −0.11 |
| CL Colgate-Palmolive Co. | Reduce -23.7% | 0.18% | −0.09 |
| BMY Bristol-Myers Squibb Co. | Reduce -1.6% | 0.17% | −0.08 |
| T AT&T Inc. | Reduce -15.3% | 0.28% | −0.08 |
| MRK Merck & Co. Inc. | Reduce -0.9% | 0.17% | −0.04 |
| AMGN Amgen Inc. | Reduce -0.7% | 0.14% | −0.03 |
| DFS Discover Financial Services | Sold out | 0.00% | −0.03 |
| BIV Vanguard Intermediate-Term B | Reduce -4.6% | 0.23% | −0.03 |
| KHC The Kraft Heinz Co. | Reduce -86.7% | 0.00% | −0.03 |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | Reduce -0.3% | 0.30% | −0.03 |
| CMCSA Comcast Corp. Class A | Reduce -1.9% | 0.17% | −0.03 |
| GOOGL Alphabet Inc. Class A | Reduce -25.9% | 0.09% | −0.03 |
| MO Altria Group Inc. | Reduce -0.5% | 0.18% | −0.02 |
| NLY Annaly Capital Management Inc. | Reduce -98.4% | 0.00% | −0.02 |
| VZ Verizon Communications Inc. | Reduce -3.7% | 0.11% | −0.02 |
| SW Smurfit Westrock PLC | Reduce -72.0% | 0.01% | −0.02 |
| PPG PPG Industries Inc. | Reduce -31.7% | 0.03% | −0.02 |
| MSTR Strategy Inc. | Sold out | 0.00% | −0.02 |
| SPYV SS SPDR P S&P 500 Value ETF | Reduce -0.9% | 0.17% | −0.02 |
| KO The Coca-Cola Co. | Reduce -9.1% | 0.06% | −0.01 |
| SCHH Schwab US REIT ETF | Reduce -3.3% | 0.08% | −0.01 |
| SCHR Schwab Intermediate-Term US | Sold out | 0.00% | −0.01 |
| DHR Danaher Corp. | Reduce -47.6% | 0.01% | −0.01 |
| GOOG Alphabet Inc. Class C | Reduce -4.1% | 0.73% | −0.01 |
| AA Alcoa Corp. | Reduce -68.2% | 0.00% | −0.01 |
| PANW Palo Alto Networks Inc. | Reduce -70.8% | 0.00% | −0.01 |
| SCHF Schwab Intl Equity ETF | Reduce -2.4% | 0.73% | −0.01 |
| KVUE Kenvue Inc. | Reduce -83.9% | 0.00% | −0.01 |
| AZN Astrazeneca PLC-Spons ADR | Reduce -47.4% | 0.01% | −0.01 |
| LHX L3HARRIS Technologies Inc. | Sold out | 0.00% | −0.01 |
| HSBC HSBC Holdings PLC-Spons ADR | Sold out | 0.00% | −0.01 |
| BAC Bank of America Corp. | Reduce -13.7% | 0.05% | −0.01 |
| WBD Warner Bros Discovery Inc. | Reduce -27.4% | 0.01% | −0.01 |
| GSK GSK PLC-Spon ADR | Sold out | 0.00% | −0.00 |
| DSL Doubleline Income Solutions | Sold out | 0.00% | −0.00 |
| HLN Haleon PLC-ADR | Sold out | 0.00% | −0.00 |
| HAS Hasbro Inc. | Reduce -68.0% | 0.00% | −0.00 |
| VOD Vodafone Group PLC-SP ADR | Reduce -32.3% | 0.00% | −0.00 |
| BND Vanguard Total Bond Market | Reduce -6.6% | 0.01% | −0.00 |
| KKR KKR & Co. Inc. | Reduce -6.8% | 0.04% | −0.00 |
| SPYM Ste STR SPDR PT S&P 500 ETF | Reduce -77.4% | 0.00% | −0.00 |
| XLG Invesco S&P 500 Top 50 ETF | Sold out | 0.00% | −0.00 |
| ACWV iShares MSCI Global Min Vol | Sold out | 0.00% | −0.00 |
| SCHM Schwab US Mid Cap ETF | Sold out | 0.00% | −0.00 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Reduce -3.0% | 0.01% | −0.00 |
| PHIN Phinia Inc. | Sold out | 0.00% | −0.00 |
| VGLT Vanguard Long-Term Treasury | Sold out | 0.00% | −0.00 |
Portfolio Buys Q1 2025 → Q2 2025
| VTI VG Morningstar TS MKT ETF-US | Add +28.3% | 5.70% | +1.27 |
| HELO JPMorgan Hedged Equity ETF | Add +48.1% | 1.89% | +0.55 |
| MSFT Microsoft Corp. | Add +4.3% | 1.46% | +0.29 |
| FRDM Freedom 100 Emeging MRKT ETF | Add +4.2% | 2.74% | +0.22 |
| NFLX Netflix Inc. | Add +1.7% | 0.60% | +0.15 |
| JEPQ JPM Nasdaq Equity Premium | Add +39.6% | 0.59% | +0.15 |
| CGGO Cap Group Global Growth | Add +4.6% | 2.14% | +0.14 |
| JCPB JPMorgan Core Plus Bond ETF | Add +46.4% | 0.54% | +0.13 |
| RZV Invesco S&P Smallcap 600 Pur | Add +20.5% | 0.81% | +0.11 |
| AVGO Broadcom Inc. | Add +0.5% | 0.30% | +0.10 |
| ORCL Oracle Corp. | Add +0.1% | 0.32% | +0.10 |
| CGDV Cap Group Dividend Value | Add +3.4% | 2.60% | +0.09 |
| META Meta Platforms Inc. Class A | Add +32.0% | 0.26% | +0.09 |
| DIS The Walt Disney Co. | Add +5.4% | 0.39% | +0.07 |
| PM Philip Morris International | Add +0.0% | 1.66% | +0.06 |
| PLTR Palantir Technologies Inc. Class A | Add +1.9% | 0.19% | +0.06 |
| DWM Wisdomtree International Equ | Add +4.1% | 2.12% | +0.06 |
| JEPI JPMorgan Equity Premium Inco | Add +22.6% | 0.52% | +0.05 |
| AMZN Amazon.com Inc. | Add +5.8% | 0.50% | +0.05 |
| COF Capital One Financial Corp. | New | 0.04% | +0.04 |
| TTWO Take-Two Interactive Softwre | New | 0.04% | +0.04 |
| XLK SS Technology Select Sector | Add +28.8% | 0.08% | +0.03 |
| JPM JPMorgan Chase & Co. | Add +1.1% | 0.33% | +0.03 |
| DELL Dell Technologies -C | Add +70.9% | 0.03% | +0.02 |
| JPIB JPMorgan Intl BND ETF | Add +20.0% | 0.16% | +0.01 |
| XLV SS Health Care Select Sector | New | 0.01% | +0.01 |
| XLC SS Comm Select Sector SPDR | New | 0.01% | +0.01 |
| CEG Constellation Energy | Add +100.0% | 0.02% | +0.01 |
| MMIT Nylim Mackay Muni Intermedia | Add +11.7% | 1.49% | +0.01 |
| IEFA iShares Core MSCI Eafe ETF | Add +12.1% | 0.10% | +0.01 |
| XLY SS Consumer Disc Select Sect | New | 0.01% | +0.01 |
| XLF SS Financial Select Sector | Add +65.1% | 0.03% | +0.01 |
| TSLA Tesla Inc. | Add +19.3% | 0.04% | +0.01 |
| AXP American Express Co. | Add +0.4% | 0.13% | +0.01 |
| LMT Lockheed Martin Corp. | Add +18.1% | 0.09% | +0.01 |
| VGT Vanguard Info Tech ETF | Add +34.6% | 0.03% | +0.01 |
| XLP SS Consumer Staples Sel Sect | New | 0.01% | +0.01 |
| WMT Walmart Inc. | Add +4.2% | 0.14% | +0.01 |
| MBB iShares MBS ETF | New | 0.01% | +0.01 |
| IGV iShares Expanded Tech-Softwa | New | 0.01% | +0.01 |
| FEZ State Street SPDR Euro Stoxx | New | 0.01% | +0.01 |
| GXC State Street SPDR S&P China | New | 0.01% | +0.01 |
| LLY Eli Lilly & Co. | Add +24.9% | 0.09% | +0.01 |
| VCSH Vanguard S/T Corp. Bond ETF | New | 0.00% | +0.00 |
| IEF iShares 7-10 Year Treasury B | New | 0.00% | +0.00 |
| QQQ Invesco QQQ Trust Series 1 | Add +0.6% | 0.06% | +0.00 |
| IBIT iShares Bitcoin Trust ETF | Add +0.3% | 0.02% | +0.00 |
| VFH Vanguard Financials ETF | New | 0.00% | +0.00 |
| AMAT Applied Materials Inc. | Add +3.0% | 0.02% | +0.00 |
| LPLA LPL Financial Holdings Inc. | Add +1.3% | 0.07% | +0.00 |
Notes & Other Activity Q1 2025 → Q2 2025
| BWA Borgwarner Inc. | COM | Reduce -100.0% | 0 | $21 |
| ACA Arcosa Inc. | COM | Reduce -100.0% | 0 | $9 |
| TRN Trinity Industries Inc. | COM | Reduce -100.0% | 0 | $0 |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 520 | $228.9M | ITOT, AAPL, VTI, DBEF, VOE |
| Q1 2026 | 514 | $189.7M | ITOT, AAPL, VTI, VOE, FRDM |
| Q4 2025 | 505 | $191.0M | ITOT, AAPL, VTI, VOE, FRDM |
| Q3 2025 | 519 | $194.6M | ITOT, AAPL, VTI, VOE, ICE |
| Q2 2025 | 561 | $175.3M | ITOT, VTI, AAPL, VOE, ICE |
| Q1 2025 | 501 | $158.8M | ITOT, AAPL, VOE, VTI, ICE |
| Q4 2024 | 78 | $145.0M | ITOT, AAPL, VTI, VOE, ICE |
| Q3 2024 | 70 | $140.2M | ITOT, AAPL, VTI, VOE, ICE |
| Q2 2024 | 67 | $129.5M | ITOT, AAPL, VTI, VOE, ICE |
| Q1 2024 | 67 | $129.0M | ITOT, VTI, AAPL, VOE, ICE |