Smallwood Wealth Investment Management, LLC
In its 13F for Q3 2025 (holdings as of September 30, 2025, filed October 17, 2025), Smallwood Wealth Investment Management, LLC reported 519 stock positions worth $194.6 million. Its top holding was iShares Core S&P Total U.S. (ITOT) at 28.0% of the portfolio, followed by Apple (AAPL, 6.1%) and VG Morningstar TS MKT ETF-US (VTI, 5.6%). Compared with Q2 2025, it opened 29 new positions, sold out of 70, added to 88 and reduced 71. The biggest buy was Apple (AAPL, shares +0%) and the biggest sale Intercontinental Exchange (ICE, shares −0%).
- Most Recent 13F
- Q2 2026
- Location
- RED BANK, NJ
- CIK
- 0001921304
- Portfolio Value
- $194.6M (Q3 2025)
- SEC Filing
- 0001921304-25-000006 ↗ filed Oct 17, 2025
Holdings Value
Holdings 519 stocks · $194.6M
| ITOT iShares Core S&P Total U.S. | 27.98% | 373,874 | $54.5M | Add +3.5% |
| AAPL Apple Inc. | 6.15% | 46,992 | $12.0M | Add +0.4% |
| VTI VG Morningstar TS MKT ETF-US | 5.56% | 32,949 | $10.8M | Add +0.2% |
| VOE Vngrd Mrngstr MD-Cap Val ETF | 4.22% | 47,043 | $8.2M | Add +3.6% |
| ICE Intercontinental Exchange Inc. | 2.98% | 34,479 | $5.8M | Reduce -0.3% |
| FRDM Freedom 100 Emeging MRKT ETF | 2.80% | 123,196 | $5.5M | Add +3.8% |
| PULS Pgim Ultra Short Bond ETF | 2.64% | 103,141 | $5.1M | Add +10.1% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 2.57% | 119,023 | $5.0M | Add +3.1% |
| HELO JPMorgan Hedged Equity ETF | 2.48% | 74,265 | $4.8M | Add +40.2% |
| CGGO Cap Group Global Growth filed as CAPITAL GROUP GBL GROWTH EQT | 2.14% | 121,920 | $4.2M | Add +4.2% |
| DWM Wisdomtree International Equ | 2.07% | 60,788 | $4.0M | Add +4.1% |
| MMIT Nylim Mackay Muni Intermedia filed as NEW YORK LIFE INVTS ACTIVE E | 1.66% | 132,825 | $3.2M | Add +21.0% |
| VDE Vanguard Energy ETF | 1.48% | 22,850 | $2.9M | Add +6.1% |
| AMJB Alerian MLP ETN2044 filed as JPMORGAN CHASE FINL CO LLC | 1.44% | 94,901 | $2.8M | Add +5.3% |
| MSFT Microsoft Corp. | 1.36% | 5,097 | $2.6M | Reduce -0.8% |
| PM Philip Morris International | 1.33% | 15,960 | $2.6M | Reduce -0.1% |
| NVDA Nvidia Corp. | 1.31% | 13,664 | $2.5M | Add +1.1% |
| GUNR NT Mstar GLBL NR ETF | 1.30% | 57,896 | $2.5M | Add +3.8% |
| MUB iShares National Muni Bond E | 1.25% | 22,894 | $2.4M | Reduce -11.4% |
| RWR SS SPDR Dow Jones REIT ETF | 0.97% | 18,909 | $1.9M | Add +3.8% |
| RZV Invesco S&P Smallcap 600 Pur | 0.93% | 15,411 | $1.8M | Add +13.2% |
| GOOG Alphabet Inc. Class C | 0.90% | 7,217 | $1.8M | Reduce -0.0% |
| JCPB JPMorgan Core Plus Bond ETF | 0.85% | 34,941 | $1.7M | Add +72.3% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.85% | 5,831 | $1.6M | No change |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 0.82% | 27,616 | $1.6M | Add +46.3% |
| XOM Exxon Mobil Corp. | 0.74% | 12,702 | $1.4M | Add +0.1% |
| VOO Vanguard S&P 500 ETF | 0.70% | 2,209 | $1.4M | No change |
| SCHF Schwab Intl Equity ETF | 0.69% | 57,882 | $1.3M | No change |
| PG The Procter & Gamble Co. | 0.68% | 8,617 | $1.3M | Reduce -0.1% |
| JEPI JPMorgan Equity Premium Inco | 0.58% | 19,789 | $1.1M | Add +22.7% |
| NFLX Netflix Inc. | 0.50% | 819 | $982K | Add +4.6% |
| BR Broadridge Financial Solutio | 0.46% | 3,754 | $894K | Add +0.2% |
| AMZN Amazon.com Inc. | 0.45% | 4,031 | $885K | Add +1.5% |
| PEG Public Service Enterprise GP | 0.40% | 9,308 | $777K | No change |
| ORCL Oracle Corp. | 0.38% | 2,605 | $733K | Add +0.3% |
| HD Home Depot Inc. | 0.37% | 1,763 | $714K | Reduce -0.7% |
| MDLZ Mondelez International Inc. Class A | 0.34% | 10,647 | $665K | Reduce -0.4% |
| CVX Chevron Corp. | 0.34% | 4,257 | $661K | Reduce -0.1% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.33% | 5,580 | $639K | Add +0.5% |
| AVGO Broadcom Inc. | 0.33% | 1,925 | $635K | Add +0.5% |
| JPM JPMorgan Chase & Co. | 0.32% | 1,994 | $629K | Add +0.3% |
| VEU Vanguard Ftse All-World Ex-U | 0.31% | 8,508 | $607K | No change |
| PGNY Progyny Inc. | 0.30% | 27,077 | $583K | New |
| ABBV Abbvie Inc. | 0.29% | 2,453 | $568K | Reduce -0.0% |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | 0.27% | 4,741 | $528K | No change |
| FBTC Fidelity Wise Origin Bitcoin | 0.26% | 5,146 | $514K | No change |
| NJR New Jersey Resources Corp. | 0.26% | 10,599 | $510K | Add +0.1% |
| CAT Caterpillar Inc. | 0.25% | 1,028 | $491K | No change |
| T AT&T Inc. | 0.25% | 17,237 | $487K | No change |
| JNJ Johnson & Johnson | 0.24% | 2,561 | $475K | Reduce -3.5% |
| META Meta Platforms Inc. Class A | 0.24% | 635 | $466K | Add +1.9% |
| FSCO FS Credit Opportunities Corp. | 0.23% | 65,720 | $454K | No change |
| PLTR Palantir Technologies Inc. Class A | 0.23% | 2,471 | $451K | No change |
| IWM iShares Russell 2000 ETF | 0.21% | 1,703 | $412K | No change |
| BIV Vanguard Intermediate-Term B | 0.21% | 5,275 | $412K | No change |
| JPIB JPMorgan Intl BND ETF | 0.19% | 7,709 | $378K | Add +35.9% |
| MO Altria Group Inc. | 0.18% | 5,410 | $357K | Reduce -0.4% |
| PEP Pepsico Inc. | 0.17% | 2,395 | $336K | Reduce -0.3% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.17% | 501 | $334K | Add +126.7% |
| MS Morgan Stanley | 0.17% | 2,058 | $327K | No change |
| SPYV SS SPDR P S&P 500 Value ETF | 0.17% | 5,842 | $323K | No change |
| MRK Merck & Co. Inc. | 0.16% | 3,772 | $317K | Add +1.3% |
| BA The Boeing Co. | 0.16% | 1,460 | $315K | Reduce -2.8% |
| IVT Inventrust Properties Corp. | 0.16% | 10,671 | $305K | Reduce -15.8% |
| WPM Wheaton Precious Metals Corp. | 0.16% | 2,700 | $302K | No change |
| MTB M & T Bank Corp. filed as M & T BK CORP | 0.15% | 1,523 | $301K | Reduce -0.2% |
| BMY Bristol-Myers Squibb Co. | 0.15% | 6,574 | $297K | No change |
| VLY Valley National Bancorp | 0.15% | 27,915 | $296K | No change |
| LIN Linde PLC | 0.15% | 605 | $288K | No change |
| CL Colgate-Palmolive Co. | 0.15% | 3,549 | $284K | No change |
| CMCSA Comcast Corp. Class A | 0.13% | 8,345 | $262K | Reduce -0.3% |
| WMT Walmart Inc. | 0.13% | 2,523 | $260K | Add +1.5% |
| AMGN Amgen Inc. | 0.13% | 899 | $254K | Reduce -0.7% |
| FSK FS KKR Capital Corp. | 0.13% | 16,845 | $251K | No change |
| JLL Jones Lang Lasalle Inc. | 0.13% | 816 | $243K | No change |
| AXP American Express Co. | 0.12% | 715 | $237K | Reduce -0.4% |
| MSI Motorola Solutions Inc. | 0.12% | 491 | $225K | No change |
| BX Blackstone Inc. | 0.11% | 1,294 | $221K | Add +0.1% |
| MCD McDonald's Corp. | 0.11% | 722 | $220K | Reduce -0.4% |
| VZ Verizon Communications Inc. | 0.11% | 4,971 | $219K | Add +14.7% |
| V Visa Inc. Class A | 0.11% | 627 | $214K | Reduce -0.3% |
| GOOGL Alphabet Inc. Class A | 0.11% | 879 | $214K | Add +2.2% |
| XNXJX Nuveen NJ QLTY Muni Inc. | 0.10% | 15,468 | $192K | No change |
| ADP Automatic Data Processing | 0.10% | 630 | $185K | No change |
| LOW Lowe's Cos Inc. | 0.09% | 731 | $184K | Reduce -0.5% |
| GLD SPDR Gold Shares | 0.09% | 499 | $177K | No change |
| IEFA iShares Core MSCI Eafe ETF | 0.09% | 1,994 | $174K | No change |
| LMT Lockheed Martin Corp. | 0.09% | 348 | $174K | Add +2.4% |
| RTX RTX Corp. | 0.09% | 991 | $166K | Reduce -0.7% |
| XLK SS Technology Select Sector | 0.08% | 582 | $164K | No change |
| IVV iShares Core S&P 500 ETF | 0.08% | 238 | $160K | Reduce -2.1% |
| LLY Eli Lilly & Co. | 0.08% | 208 | $159K | Add +1.0% |
| SHOP Shopify Inc. Class A | 0.08% | 1,063 | $158K | Reduce -8.6% |
| CPRX Catalyst Pharmaceuticals Inc. | 0.08% | 8,000 | $158K | No change |
| CHD Church & Dwight Co. Inc. | 0.08% | 1,787 | $157K | No change |
| DUK Duke Energy Corp. | 0.08% | 1,205 | $149K | Add +0.1% |
| CSCO Cisco Systems Inc. | 0.08% | 2,177 | $149K | Reduce -1.6% |
| TRV The Travelers Cos Inc. | 0.08% | 523 | $146K | No change |
| UAL United Airlines Holdings Inc. | 0.07% | 1,500 | $145K | Add +50.0% |
| TSLA Tesla Inc. | 0.07% | 320 | $142K | Add +48.1% |
Options reported separately and not counted above: STATE STR SPDR S&P 500 ETF T calls ($1.1M), BROADRIDGE FINL SOLUTIONS IN puts ($643K).
Other holdings (1): bonds, preferreds, convertibles and warrants · $217 (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| PGYWW Pagaya Technologies Ltd. -27 | *W EXP 99/99/999 | 434 | $217 | New |
Lines left out (7) · $167 — a value with no share or principal amount
| Security | Class | Shares | Value |
|---|---|---|---|
| SPYM Ste STR SPDR PT S&P 500 ETF | ST STR P500ETF | 0 | $40 |
| MAS Masco Corp. | COM | 0 | $33 |
| GM General Motors Co. | COM | 0 | $32 |
| BWA Borgwarner Inc. | COM | 0 | $28 |
| BUD Anheuser-Busch Inbev-SPN ADR | SPONSORED ADR | 0 | $17 |
| ACA Arcosa Inc. | COM | 0 | $10 |
| STZ Constellation Brands Inc. Class A | CL A | 0 | $7 |
Filed with a value but no share or principal amount (a cash line, a holding rounded to 0 shares), so they are kept out of the holdings, totals and percentages.
Total filed on the 13F, all lines: $194.6M.
Portfolio Sells Q2 2025 → Q3 2025
| ICE Intercontinental Exchange Inc. | Reduce -0.3% | 2.98% | −0.63 |
| PM Philip Morris International | Reduce -0.1% | 1.33% | −0.33 |
| MUB iShares National Muni Bond E | Reduce -11.4% | 1.25% | −0.29 |
| PG The Procter & Gamble Co. | Reduce -0.1% | 0.68% | −0.10 |
| MSFT Microsoft Corp. | Reduce -0.8% | 1.36% | −0.10 |
| MDLZ Mondelez International Inc. Class A | Reduce -0.4% | 0.34% | −0.07 |
| IVT Inventrust Properties Corp. | Reduce -15.8% | 0.16% | −0.04 |
| CMCSA Comcast Corp. Class A | Reduce -0.3% | 0.13% | −0.04 |
| BA The Boeing Co. | Reduce -2.8% | 0.16% | −0.02 |
| V Visa Inc. Class A | Reduce -0.3% | 0.11% | −0.02 |
| CRM Salesforce Inc. | Reduce -7.9% | 0.04% | −0.02 |
| LPLA LPL Financial Holdings Inc. | Reduce -1.3% | 0.05% | −0.01 |
| MTB M & T Bank Corp. | Reduce -0.2% | 0.15% | −0.01 |
| XLV SS Health Care Select Sector | Sold out | 0.00% | −0.01 |
| AMGN Amgen Inc. | Reduce -0.7% | 0.13% | −0.01 |
| CSCO Cisco Systems Inc. | Reduce -1.6% | 0.08% | −0.01 |
| PFE Pfizer Inc. | Reduce -8.9% | 0.07% | −0.01 |
| KO The Coca-Cola Co. | Reduce -0.1% | 0.05% | −0.01 |
| ABT Abbott Laboratories | Reduce -0.7% | 0.07% | −0.01 |
| AXP American Express Co. | Reduce -0.4% | 0.12% | −0.01 |
| CVX Chevron Corp. | Reduce -0.1% | 0.34% | −0.01 |
| MCD McDonald's Corp. | Reduce -0.4% | 0.11% | −0.01 |
| PEP Pepsico Inc. | Reduce -0.3% | 0.17% | −0.01 |
| ARE Alexandria Real Estate Equit | Sold out | 0.00% | −0.01 |
| XLP SS Consumer Staples Sel Sect | Sold out | 0.00% | −0.01 |
| VCIT Vanguard Int-Term Corporate | Reduce -9.9% | 0.04% | −0.01 |
| PR Permian Resources Corp. Class A | Reduce -32.2% | 0.01% | −0.01 |
| MBB iShares MBS ETF | Sold out | 0.00% | −0.01 |
| WFC Wells Fargo & Co. | Reduce -3.3% | 0.06% | −0.01 |
| IGV iShares Expanded Tech-Softwa | Sold out | 0.00% | −0.01 |
| IEI iShares 3-7 Year Treasury Bo | Reduce -16.1% | 0.02% | −0.01 |
| TTD Trade Desk Inc./the Class A | Reduce -50.0% | 0.00% | −0.01 |
| BNDX Vanguard Total Intl Bond ETF | Reduce -2.4% | 0.04% | −0.01 |
| KKR KKR & Co. Inc. | Reduce -1.9% | 0.03% | −0.01 |
| HD Home Depot Inc. | Reduce -0.7% | 0.37% | −0.00 |
| IVV iShares Core S&P 500 ETF | Reduce -2.1% | 0.08% | −0.00 |
| SYK Stryker Corp. | Reduce -1.9% | 0.02% | −0.00 |
| VCSH Vanguard S/T Corp. Bond ETF | Sold out | 0.00% | −0.00 |
| IEF iShares 7-10 Year Treasury B | Sold out | 0.00% | −0.00 |
| IEMG iShares Core MSCI Emerging | Reduce -5.2% | 0.06% | −0.00 |
| BAC Bank of America Corp. | Reduce -6.7% | 0.04% | −0.00 |
| VFH Vanguard Financials ETF | Sold out | 0.00% | −0.00 |
| CB Chubb Ltd. | Reduce -2.0% | 0.02% | −0.00 |
| VEEV Veeva Systems Inc. Class A | Sold out | 0.00% | −0.00 |
| XSSPX Nuveen S&P 500 Dynam Overwr | Reduce -32.4% | 0.00% | −0.00 |
| HPI John Hancock Prefer Inc. | Reduce -7.8% | 0.03% | −0.00 |
| SHY iShares 1-3 Year Treasury Bo | Sold out | 0.00% | −0.00 |
| IGSB iShares 1-5Y Inv Grade Corp. | Sold out | 0.00% | −0.00 |
| VGIT Vanguard Intermediate-Term T | Sold out | 0.00% | −0.00 |
| TLT iShares 20+ Year Treasury BD | Sold out | 0.00% | −0.00 |
Portfolio Buys Q2 2025 → Q3 2025
| AAPL Apple Inc. | Add +0.4% | 6.15% | +0.67 |
| HELO JPMorgan Hedged Equity ETF | Add +40.2% | 2.48% | +0.59 |
| JCPB JPMorgan Core Plus Bond ETF | Add +72.3% | 0.85% | +0.31 |
| PGNY Progyny Inc. | New | 0.30% | +0.30 |
| JEPQ JPM Nasdaq Equity Premium | Add +46.3% | 0.82% | +0.23 |
| MMIT Nylim Mackay Muni Intermedia | Add +21.0% | 1.66% | +0.16 |
| ITOT iShares Core S&P Total U.S. | Add +3.5% | 27.98% | +0.15 |
| RZV Invesco S&P Smallcap 600 Pur | Add +13.2% | 0.93% | +0.12 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +126.7% | 0.17% | +0.09 |
| NVDA Nvidia Corp. | Add +1.1% | 1.31% | +0.09 |
| FRDM Freedom 100 Emeging MRKT ETF | Add +3.8% | 2.80% | +0.07 |
| JEPI JPMorgan Equity Premium Inco | Add +22.7% | 0.58% | +0.06 |
| ORCL Oracle Corp. | Add +0.3% | 0.38% | +0.05 |
| JPIB JPMorgan Intl BND ETF | Add +35.9% | 0.19% | +0.04 |
| TSLA Tesla Inc. | Add +48.1% | 0.07% | +0.03 |
| UAL United Airlines Holdings Inc. | Add +50.0% | 0.07% | +0.03 |
| GUNR NT Mstar GLBL NR ETF | Add +3.8% | 1.30% | +0.03 |
| AVGO Broadcom Inc. | Add +0.5% | 0.33% | +0.03 |
| GOOGL Alphabet Inc. Class A | Add +2.2% | 0.11% | +0.02 |
| TMO Thermo Fisher Scientific Inc. | Add +93.5% | 0.04% | +0.02 |
| MAR Marriott International Class A | Add +312.5% | 0.02% | +0.02 |
| VDE Vanguard Energy ETF | Add +6.1% | 1.48% | +0.01 |
| NOK Nokia Corp.-Spon ADR | Add +1546.2% | 0.01% | +0.01 |
| GEV GE Vernova Inc. | Add +16.0% | 0.06% | +0.01 |
| CRWV Coreweave Inc. Class A | New | 0.01% | +0.01 |
| FCX Freeport-McMoran Inc. | Add +204.8% | 0.01% | +0.01 |
| VGT Vanguard Info Tech ETF | Add +22.9% | 0.03% | +0.01 |
| KRG Kite Realty Group Trust | Add +57.9% | 0.02% | +0.01 |
| CGGO Cap Group Global Growth | Add +4.2% | 2.14% | +0.01 |
| CRWD CrowdStrike Holdings Inc. Class A | Add +52.7% | 0.02% | +0.01 |
| VZ Verizon Communications Inc. | Add +14.7% | 0.11% | +0.01 |
| BUZZ Vaneck Social Sentiment ETF | New | 0.00% | +0.00 |
| BNY Bank of New York Mellon Corp. | Add +2.0% | 0.04% | +0.00 |
| SCHX Schwab US Large-Cap ETF | Add +17.3% | 0.03% | +0.00 |
| DIV Global X Superdividend Use | New | 0.00% | +0.00 |
| SBUX Starbucks Corp. | Add +34.7% | 0.03% | +0.00 |
| BX Blackstone Inc. | Add +0.1% | 0.11% | +0.00 |
| CYBR Cyberark Software Ltd./Israel | New | 0.00% | +0.00 |
| WDC Western Digital Corp. | New | 0.00% | +0.00 |
| AMD Advanced Micro Devices | Add +7.0% | 0.02% | +0.00 |
| RSG Republic Services Inc. | Add +22.0% | 0.07% | +0.00 |
| WELL Welltower Inc. | Add +5.4% | 0.02% | +0.00 |
| QBTS D-Wave Quantum Inc. | New | 0.00% | +0.00 |
| SNAP Snap Inc. Class A | New | 0.00% | +0.00 |
| APH Amphenol Corp. Class A | New | 0.00% | +0.00 |
| BLK BlackRock Inc. | Add +1.8% | 0.07% | +0.00 |
| PH Parker Hannifin Corp. | Add +300.0% | 0.00% | +0.00 |
| BSX Boston Scientific Corp. | Add +550.0% | 0.00% | +0.00 |
| ROST Ross Stores Inc. | New | 0.00% | +0.00 |
| COR Cencora Inc. | New | 0.00% | +0.00 |
Options Activity Q2 2025 → Q3 2025
| STATE STR SPDR S&P 500 ETF T | call | New | 1,600 | $1.1M |
| BROADRIDGE FINL SOLUTIONS IN | put | New | 2,700 | $643K |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q2 2025 → Q3 2025
| PGYWW Pagaya Technologies Ltd. -27 | *W EXP 99/99/999 | New | 434 | $217 |
| SPYM Ste STR SPDR PT S&P 500 ETF | ST STR P500ETF | Reduce -100.0% | 0 | $40 |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 520 | $228.9M | ITOT, AAPL, VTI, DBEF, VOE |
| Q1 2026 | 514 | $189.7M | ITOT, AAPL, VTI, VOE, FRDM |
| Q4 2025 | 505 | $191.0M | ITOT, AAPL, VTI, VOE, FRDM |
| Q3 2025 | 519 | $194.6M | ITOT, AAPL, VTI, VOE, ICE |
| Q2 2025 | 561 | $175.3M | ITOT, VTI, AAPL, VOE, ICE |
| Q1 2025 | 501 | $158.8M | ITOT, AAPL, VOE, VTI, ICE |
| Q4 2024 | 78 | $145.0M | ITOT, AAPL, VTI, VOE, ICE |
| Q3 2024 | 70 | $140.2M | ITOT, AAPL, VTI, VOE, ICE |
| Q2 2024 | 67 | $129.5M | ITOT, AAPL, VTI, VOE, ICE |
| Q1 2024 | 67 | $129.0M | ITOT, VTI, AAPL, VOE, ICE |